Red Flags and Watch Lists


Red Flags
 

These links, and subsequent links found on these web pages, describe the efforts of the U.S. federal government in the area of export control through Project Shield America. The Department of Homeland Security’s Immigration and Customs Enforcement office takes a proactive stance on the prevention of illegal export of sensitive U.S. munitions and strategic technology. Through the inspection of outbound shipments at high-threat ports and border crossings, educational outreach to industry leaders, and international cooperation with foreign governments, Project Shield America endeavors to protect American technological accomplishment from adversaries. These links also inform the public about the effective role that it can play in deterring illegal export activity. “Red Flag Indicators,” from the Department of Commerce’s Bureau of Industry and Security, encourage citizens to play an active role in the fight against proliferation and highlights specific activity indicative of potential export violations.

 

U.S. Department of Homeland Security - Shield America Brochure

U.S. Department of Commerce - Red Flag Indicators

 

Watch Lists

 The following links provide information on countries, companies, and individuals that the U.S. Departments of State, Commerce, and Treasury have determined constitute a potential treat to domestic export control initiatives. Additionally, summary information about embargoes and sanctions imposed by the United States, United Kingdom, and the United Nations can be found below.

AECA Debarred List - Entities and individuals prohibited from participating directly or indirectly in the export of defense articles, including technical data and defense services.  Pursuant to the Arms Export Control Act (AECA) and the International Traffic in Arms Regulations (ITAR), the AECA Debarred List includes persons convicted in court of violating or conspiring to violate the AECA and subject to “statutory debarment” or persons established to have violated the AECA in an administrative proceeding and subject to “administrative debarment.”

U.S. Denied Persons List - Individuals and entities that have been denied export privileges. Any dealings with a party on this list that would violate the terms of its denial order are prohibited.

U.S. Unverified List - The Unverified List includes names and countries of foreign persons who in the past were parties to a transaction with respect to which the Bureau of Industry and Security (BIS) could not conduct a pre-license check (PLC) or a post-shipment verification (PSV) for reasons outside of the U.S. Government’s control. Any transaction to which a listed person is a party will be deemed by BIS to raise a Red Flag.

U.S. Specially Designated Nationals Lists - OFAC publishes a list of individuals and companies owned or controlled by, or acting for or on behalf of, targeted countries. It also lists individuals, groups, and entities, such as terrorists and narcotics traffickers designated under programs that are not country-specific. Collectively, such individuals and companies are called "Specially Designated Nationals" or "SDNs." Their assets are blocked and U.S. persons are generally prohibited from dealing with them.

Entity List  Parties whose presence in a transaction can trigger a license requirement supplemental to those elsewhere in the Export Administration Regulations (EAR). The list specifies the license requirements and policy that apply to each listed party.

U.S. Embargo Reference Chart - Foreign countries against which the United States federal government has imposed controls for the export of defense articles and services.

Consolidated Screening List - Link to a downloadable file that consolidates export screening lists of the Departments of Commerce, State and the Treasury into one spreadsheet as an aide to industry in conducting electronic screens of potential parties to regulated transactions.
UK Embargoes - A reference point for lists of UN, EU, OSCE, and UK sanctions.