JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 1 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
ADDITIONAL PROCEDURES GOVERNING THE OPERATION OF THE JOINT
COMPLIANCE AND INSPECTION COMMISSION
The Government of the United States of America, the Government of the Republic of Belarus, the Government of
the Republic of Kazakhstan, the Government of the Russian Federation, and the Government of Ukraine, hereinafter
referred to as the Parties,
In accordance with the Treaty Between the United States of America and the Union of Soviet Socialist Republics on
the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred to as the Treaty,
Acting pursuant to Articles III and IV of the Protocol to the Treaty, signed on May 23, 1992, in Lisbon,
Acting pursuant to paragraph 1 of Section VIII of the Protocol on the Joint Compliance and Inspection Commission
Relating to the Treaty, hereinafter referred to as the JCIC Protocol,
Have agreed as follows:
Article One
The following provisions shall constitute Annex 1 to the JCIC Protocol:
ANNEX 1
ADDITIONAL PROCEDURES GOVERNING THE OPERATION OF THE JOINT COMPLIANCE AND
INSPECTION COMMISSION
1. With respect to paragraph 2 of Section I of this Protocol, the following additional provisions shall apply:
'The Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, or Ukraine may authorize any other
of these Parties to represent its interests at a session of the Commission through the head representative of such
other Party. Such authorization shall be provided in diplomatic notes to the representatives of all other Parties prior
to the commencement of a session and shall state the subject matter, scope, and duration of the authorization.'
2. Paragraph 3 of Section I of this Protocol shall be superseded by the following provision:
'The head representatives of the United States of America, the Republic of Belarus, the Republic of Kazakhstan,
the Russian Federation, and Ukraine shall alternately preside over meetings during a session of the Commission,
unless otherwise agreed during a session.'
3. Paragraph 2 of Section II of this Protocol shall be superseded by the following provision:
'A session of the Commission shall be convened on the date agreed by at least two Parties, including the United
States of America, but no later than 30 days after the date proposed in the request provided for in subparagraph 1©
of Section II of this Protocol.'
4. The first sentence of paragraph 1 of Section III of this Protocol shall be superseded by the following provisions:
'A special session of the Commission shall be convened either at the request of the United States of America to
address what it considers to be an urgent concern relating to compliance of the Republic of Belarus, the Republic of
Kazakhstan, the Russian Federation, or Ukraine with the obligations assumed under the Treaty, or at the request of
the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, or Ukraine to address what it
considers to be an urgent concern relating to compliance of the United States of America with the obligations
assumed under the Treaty. All Parties shall have the right to participate in special sessions.'
5. The second sentence of Section V of this Protocol shall be superseded by the following provision:
'The Commission may record agreements or the results of its work in an appropriate document, which shall be
done in five copies, each in the English and Russian languages, both texts being equally authentic.'
6. With respect to Section V of this Protocol, the following additional provisions shall apply:
'The Parties agree that, after at least two Parties, including the United States of America, sign an agreement, the
United States of America shall provide the text of the agreement to the Parties that did not sign the agreement. Each
Party that has signed the agreement shall have the right to identify the agreement as one to which the provisions of
subparagraph (c) of this Section shall not apply. The head representative of each Party that made such an
identification shall, during the session of the Commission at which the agreement was signed, provide to all Parties
that have signed the agreement its reasons for making such identification. These reasons shall be provided by the
United States of America to all Parties that have not signed the agreement when it provides the text of the
agreement. Each Party that did not sign the agreement:
(a) shall express its consent to be bound by the agreement by providing a diplomatic note of acceptance to all other
Parties no later than 30 days after receiving the text of the agreement; or
(b) shall provide the substance of any objections to that agreement to all other Parties in a diplomatic note no later
than 30 days after receiving the text of the agreement. If a Party provides an objection, that Party shall attend the
next session of the Commission, unless the objection is resolved before the next session convenes; or
(c) shall be considered to have expressed its consent to be bound by the agreement if it does not provide a
diplomatic note pursuant to either subparagraph (a) or subparagraph (b) of this Section, provided that no Party that
signed the agreement has identified that agreement, as provided for in this Section, as one to which the provisions of
this subparagraph shall not apply.
Each agreement shall enter into force on the date when all Parties have consented to be bound by that agreement,
unless a later date is agreed by all Parties. The Parties agree that the United States of America shall notify all other
Parties by diplomatic note of the date of entry into force of each agreement.'
7. With respect to Section V of this Protocol, the following additional provisions shall apply:
'Parties that sign or otherwise consent to be bound by an agreement may, on a case-by-case basis, agree to
temporary observance of that agreement, provided that the agreement does not alter the rights and obligations under
the Treaty. Temporary observance shall remain in effect for an agreed period or until that agreement enters into
force.'
8. Section VII of this Protocol shall be superseded by the following provisions:
'Communications pursuant to this Protocol shall be provided through diplomatic channels; or shall be provided
through the Nuclear Risk Reduction Center of the United States of America, and the Nuclear Risk Reduction Center
of the Russian Federation or other equivalent continuous communications centers established by the Republic of
Belarus, the Republic of Kazakhstan, or Ukraine. All requests, responses, and notifications required by this
Protocol shall be provided by the pertinent Party to all other Parties.'"
Article Two 1
1. The number "1" shall be superscripted at the end of the title of Annex 1. The corresponding footnote shall read:
"This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement
Number 1 of October 23, 1992."
2. The number "1" shall be used in the JCIC Protocol to refer to the corresponding footnote to that Protocol, which
shall read:
3. The number "2" shall be used in the JCIC Protocol to refer to the corresponding footnote to that Protocol, which
shall read:
'A change to this provision is contained in Annex l to this Protocol.'
The number "2" shall be superscripted at the end of:
(a) paragraph 3 of Section I;
(b) paragraph 2 of Section II;
(c) the first sentence of paragraph 1 of Section III;
(d) the second sentence of Section V; and
(e) Section VII.
Article Three
1. This Agreement shall apply provisionally from the date of its signature until July 31, 1993, unless, before the
expiration of this period:
The Parties may agree to extend the provisional application of this Agreement for additional periods, subject to the
same conditions specified in subparagraphs (a) and (b) of this paragraph.
2. The provisions of this Agreement shall apply provisionally in light of and in conformity with the other
provisions of the Treaty.
___________________________
1 The footnotes and numbers specified in paragraphs 2 and 3 of this Article have not been incorporated into this publication of
the Treaty. Rather, the methodology for indicating viability and effectiveness changes has been kept consistent with that used in
the remainder of this publication.
3. This Agreement shall enter into force on the date of entry into force of the Treaty, and shall remain in force as
long as the Treaty remains in force, unless this Agreement is superseded. This Agreement shall be reviewed, at the
request of any Party, upon the removal or elimination of all strategic offensive arms from the territory of a Party,
but no later than the end of the period of reductions pursuant to subparagraph 2(c) of Article II of the Treaty. All
Parties shall take part in such a review.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have signed
this Agreement.
DONE at Geneva on October 23, 1992, in five copies, each in the English and Russian languages, both texts being
equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Andrey Sannikov
FOR THE GOVERNMENT OF THE REPUBLIC OF KAZAKHSTAN:
Kasymzhomart Tokayev
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 2 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
CORRECTIONS TO THE INSPECTION PROTOCOL AND THE MEMORANDUM OF UNDERSTANDING
The Government of the United States of America, the Government of the Republic of Belarus, the Government of
the Republic of Kazakhstan, the Government of the Russian Federation, and the Government of Ukraine, hereinafter
referred to as the Parties,
In accordance with the Treaty Between the United States of America and the Union of Soviet Socialist Republics on
the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred to as the Treaty,
To improve the viability and effectiveness of the Protocol on Inspections and Continuous Monitoring Activities
Relating to the Treaty, hereinafter referred to as the Inspection Protocol, by making corrections thereto,
To improve the viability and effectiveness of the Memorandum of Understanding on the Establishment of the Data
Base Relating to the Treaty, hereinafter referred to as the Memorandum of Understanding, by making corrections
thereto,
Have agreed as follows:
Article One
Corrections to the Inspection Protocol
1. In the Russian of the last sentence of subparagraph 17(b) of Section V of the Inspection Protocol, the word
"lyuboye" shall be superseded by the word "kakoye-libo".
2. Subparagraph 6(b) of Section VII of the Inspection
Protocol shall be superseded by the following provisions:
"For air bases for heavy bombers, air bases for former heavy bombers, storage facilities for heavy bombers or
former heavy bombers, and training facilities for heavy bombers, heavy bombers and former heavy bombers, of
types of airplanes based at the inspected facility, shall not leave the inspection site. However, test heavy bombers,
information about which has been provided in accordance with subparagraph 17(b) of Section V of this Protocol,
and heavy bombers of a type from none of which a long-range nuclear ALCM has been flight-tested, may leave the
inspection site. For air bases for heavy bombers equipped for nuclear armaments other than long-range nuclear
ALCMs, air bases for heavy bombers equipped for non-nuclear armaments, air bases for former heavy bombers, and
training facilities for heavy bombers, closed vehicles and containers large enough to contain the smallest long-range
nuclear ALCM of the inspected Party, covered or environmentally protected objects large enough to contain or to be
a long-range nuclear ALCM of the inspected Party, and ALCMs large enough to be long-range nuclear ALCMs of
the inspected Party shall not be removed from the weapons storage area."
3. Paragraph 9 of Section VII of the Inspection Protocol
shall be superseded by the following provision:
"For baseline data inspections, data update inspections, and new facility inspections,
the inspectors shall have the right, subject to the provisions of paragraph
5 of Annex 6 to this Protocol, to read the data from the unique identifiers
on all ICBMs for mobile launchers of ICBMs except for such ICBMs deployed in
silo launchers of ICBMs and except for such ICBMs deployed on mobile launchers
of ICBMs that have not returned to their restricted areas due to circumstances
brought about by force majeure and for which a member of the in-country
escort has specified geographic coordinates in accordance with subparagraph
12(b) of this Section."
4. Paragraph 10 of Section VII of the Inspection Protocol
shall be superseded by the following provision:
"For baseline data inspections, data update inspections, and new facility inspections, the inspection team shall have
the right to confirm that ICBMs or SLBMs declared to be training models of missiles or launch canisters declared to
contain training models of missiles, are training models of missiles or contain such training models of missiles,
unless such items are located in silo training launchers or in silo test launchers."
5. Paragraph 15 of Section VII of the Inspection Protocol shall be superseded by the following provisions:
"For test ranges, the inspection team shall have the right to inspect the entire inspection site subject to the
procedures provided for in Annex 1 to this Protocol, except that for silo launchers of ICBMs located at the test
range being inspected, regardless of where they are shown on the site diagram of the test range, the inspection team
shall have the right to inspect, at its choice, no more than one silo launcher of ICBMs that the inspected Party
declares not to contain an ICBM or a training model of a missile. Inspection of such a launcher of ICBMs shall be
conducted subject to the procedures provided for in Annex 2 to this Protocol for the purpose of confirming that it
does not contain an ICBM."
6. The following provision shall constitute paragraph
18 of Section VII of the Inspection Protocol:
"Notwithstanding any other provisions of this Protocol, silo training launchers shall not be subject to inspection."
7. The first sentence of paragraph 5 of Annex 6 to the
Inspection Protocol shall be superseded by the following provisions:
"During baseline data inspections, data update inspections, new facility inspections, post-dispersal inspections of
mobile launchers of ICBMs and their associated missiles, and conversion or elimination inspections, as well as
during the conduct of continuous monitoring, inspectors or monitors shall have the right to read the data from the
unique identifiers on deployed and non-deployed ICBMs for mobile launchers of ICBMs. Exceptions to the right to
read the data from such unique identifiers are set forth in paragraph 9 of Section VII and paragraph 11 of Section X
of this Protocol."
Article Two
Corrections to the Memorandum of Understanding
1. In the English of Section IV of the Memorandum of Understanding: for the category of data "Non-Deployed
ICBMs for Mobile Launchers of ICBMs" under "USSR", the number "60" shall be superseded by the number and
symbol "66**"; for the category of data "Non-Deployed ICBMs for Rail-Mobile Launchers of ICBMs" under
"USSR", the number "4" shall be superseded by the number and symbol "10**"; the footnote corresponding to the
symbol "**" shall read "Six non-deployed SS-24 ICBMs are reflected in these data although these missiles belong
to the variant for silo launchers."
2. In the Russian of Section IV of the Memorandum of Understanding: for the category of data "Non-Deployed
ICBMs for Mobile Launchers of ICBMs", under "USSR" the number "60" shall be superseded by the number and
symbol "66*", and under "USA" the number and symbol "11*" shall be superseded by the number and symbol
"11**"; for the category of data "Non-Deployed ICBMs for Rail-Mobile Launchers of ICBMs", under "USSR" the
number "4" shall be superseded by the number and symbol "10*", and under "USA" the number and symbol "11*"
shall be superseded by the number and symbol "11**"; in the existing footnote at the bottom of the page on which
these data appear, "* Non-Deployed Peacekeeper ICBMs are reflected in these data although Peacekeeper has not
been deployed in a mobile mode.", the symbol "*" shall be superseded by the symbol "**". The additional footnote
corresponding to the symbol "*" shall read "Six non-deployed SS-24 ICBMs are reflected in these data although
these missiles belong to the variant for silo launchers."
3. In Section IV of the Memorandum of Understanding: for the category of data "Training Launchers" under
"USA", the number "11" shall be superseded by the number "10".
4. In the aggregate data at the beginning of paragraph (a) of Annex A to the Memorandum of Understanding: for
the category of data "Training Launchers" under "MM-II", the number "4" shall be superseded by the number "3".
5. In paragraph (a) of Annex A to the Memorandum of Understanding: for the category of data "Maintenance
Facility: MALMSTROM AIR FORCE BASE, MONTANA, Silo Training Launchers" under "MM-II", the number
"1" shall be superseded by the number "0".
6. In the English and Russian of the aggregate data at the beginning of paragraph (b) of Annex A to the
Memorandum of Understanding: for the category of data "Non-Deployed ICBMs for Mobile Launchers of ICBMs"
under "SS-24 for Rail-Mobile Launcher", the number "4" shall be superseded by the number and symbol "10*"; for
this same category of data under "Total", the number "60" shall be superseded by the number and symbol "66*"; the
corresponding footnote shall read "Six non-deployed SS-24 ICBMs are reflected in these data although these
missiles belong to the variant for silo launchers."
7. In subparagraph (a)(I) of Annex F to the Memorandum of Understanding: for the category of data "Total Length
of Missile as a Unit with Launch Canister: With Front Section (meters)" under "SS-18", the number "l" of the
footnote superscripted above the item of data "(38.9)" shall be superseded by the number "5". At the bottom of the
page on which this item of data appears: the footnote "l Depending upon variant of type." shall be superseded by the
footnote "1 For variants SS-18A and SS-18C, 28.5 m; for variant SS-18B, 29.1 m."; the additional footnote
corresponding to the number "5" shall read "For variants SS-18B and SS-18C, 35.7 m; for variant SS-18A, 38.9 m."
8. Subparagraph 9(b)(iii) of Annex J to the Memorandum
of Understanding shall be superseded by the following provisions:
"At a minimum, all structures used for items declared at that facility, and the structures used to contain the support
equipment declared at that facility shall be shown within the boundary of that facility on the site diagram.
Additionally, all structures that are intended for, and are large enough to be used for, items or support equipment
declared at that facility shall be shown within the boundary of that facility, except those structures the entrances of
which are not large enough to permit passage of such items or support equipment. If such structures are below
ground, the entrances shall be marked and an outline of the below-ground structure shall be shown on the site
diagram. Structures shown on the site diagram shall be in the shape of the area occupied by them or the area covered
by the roofs of those structures and shall be accurately shown in proper scale and orientation to other structures and
features shown on the site diagram. Notwithstanding the provisions of this subparagraph or of subparagraph 9(b)(I)
above, silo training launchers and silo test launchers shall be shown on the site diagram of the facility at which they
are declared, either outside or within the boundary of that facility."
Article Three
This Agreement shall enter into force on the date of entry into force of the Treaty, and shall remain in force as long
as the Treaty remains in force.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have signed
this Agreement.
DONE at Geneva on October 23, 1992, in five copies, each in the English and Russian languages, both texts being
equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Andrey Sannikov
FOR THE GOVERNMENT OF THE REPUBLIC OF KAZAKHSTAN:
Kasymzhomart Tokayev
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 3 RELATING TO THE AGREEMENT BETWEEN THE GOVERNMENT OF THE UNITED
STATES OF AMERICA AND THE GOVERNMENT OF THE UNION OF SOVIET SOCIALIST REPUBLICS
ON EXCHANGE OF GEOGRAPHIC COORDINATES AND SITE DIAGRAMS RELATING TO THE TREATY
BETWEEN THE TREATY BETWEEN THE UNITED STATES OF AMERICA AND THE UNION OF SOVIET
SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION OF STRATEGIC OFFENSIVE ARMS
OF JULY 31, 1991
CORRECTIONS TO COORDINATE DATA
(THIS AGREEMENT IS CONFIDENTIAL AND IS NOT INCLUDED IN THIS PUBLICATION)
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 4 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
MAXIMUM WEIGHT OF EQUIPMENT AND SUPPLIES
The Government of the United States of America, the Government of the Republic of Belarus, the Government of
the Republic of Kazakhstan, the Government of the Russian Federation, and the Government of Ukraine, hereinafter
referred to as the Parties,
In accordance with the Treaty Between the United States of America and the Union of Soviet Socialist Republics on
the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred to as the Treaty,
Pursuant to paragraph 14 of Section IV of the Protocol on Inspections and Continuous Monitoring Activities
Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
Have agreed as follows:
Article One
The first sentence of paragraph 14 of Section IV of the Inspection Protocol shall be superseded by the following
provision:
"For each facility subject to continuous monitoring or monitored facility, the maximum weight of equipment and
supplies that may be brought into or taken out by one flight of an airplane transporting monitors through the point of
entry in accordance with the provisions of this Section shall be 3,000 kilograms, unless otherwise agreed within the
framework of the Joint Compliance and Inspection Commission."
Article Two
This Agreement shall enter into force on the date of entry into force of the Treaty, and shall remain in force as long
as the Treaty remains in force.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have signed
this Agreement.
DONE at Geneva on October 23, 1992, in five copies, each in the English and Russian languages, both texts being
equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Andrey Sannikov
FOR THE GOVERNMENT OF THE REPUBLIC OF KAZAKHSTAN:
Kasymzhomart Tokayev
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 5 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
PROVIDING INVENTORY OF CARGO, REPACKING OF CARGO, NOTIFICATION OF LOCATION
FOR CONDUCTING CARGO EXAMINATION
The Government of the United States of America, the Government of the Republic of Belarus, the Government of
the Republic of Kazakhstan, the Government of the Russian Federation, and the Government of Ukraine, hereinafter
referred to as the Parties,
In accordance with the Treaty Between the United States of America and the Union of Soviet Socialist Republics on
the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred to as the Treaty,
Pursuant to paragraphs 1 and 6 of Annex 7 to the Protocol on Inspections and Continuous Monitoring Activities
Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
Have agreed as follows:
Article One
Providing Inventory of Cargo
The second sentence of paragraph 1 of Annex 7 to the Inspection Protocol shall be superseded by the following
provision:
"The inspecting Party shall provide this inventory to the inspected Party no
less than ten days prior to the arrival of such an airplane, unless otherwise
agreed within the framework of the Joint Compliance and Inspection Commission."
Article Two
Repacking of Cargo
The first sentence of paragraph 6 of Annex 7 to the Inspection Protocol shall be superseded by the following
provisions:
"If the examination of the cargo is carried out at the point of entry or at
the airport associated with the facility subject to continuous monitoring or
monitored facility, upon completion of the examination procedures, the inspecting
Party shall repack the cargo, unless otherwise agreed within the framework of
the Joint Compliance and Inspection Commission. The inspected Party, at the
request of the inspecting Party, shall assist the inspecting Party in repacking
the cargo."
Article Three
Notification of Location for Conducting Cargo Examination
The following provision shall constitute paragraph 26 of Section III of the Inspection Protocol:
"Notification of an intention to conduct the cargo examination at a location other than the facility subject to
continuous monitoring or monitored facility shall be provided by the inspected Party no less than 120 hours in
advance of the estimated time of arrival of an inspection airplane used in accordance with paragraph 4 of Section IV
of this Protocol."
Article Four
This Agreement shall enter into force on the date of entry into force of the Treaty, and shall remain in force as long
as the Treaty remains in force.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have signed
this Agreement.
DONE at Geneva on October 23, 1992, in five copies, each in the English and Russian languages, both texts being
equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Andrey Sannikov
FOR THE GOVERNMENT OF THE REPUBLIC OF KAZAKHSTAN:
Kasymzhomart Tokayev
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 6 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
PROVISION AND INSTALLATION OF EQUIPMENT NECESSARY FOR, AND EQUIPMENT RELATED
TO, PLAYBACK OF TELEMETRIC INFORMATION THAT IS CONTAINED ON TAPES
The Governments of the Parties to the Treaty Between the United States of America and the Union of Soviet
Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter
referred to as the Treaty,
Acting in accordance with the Treaty,
Pursuant to paragraph 4 of the agreement between the United States of America and the Union of Soviet Socialist
Republics concluded on November 26, 1991, through the exchange of letters between their representatives to the
Joint Compliance and Inspection Commission,
Pursuant to paragraph 3 of Section VI of the Protocol on Notifications Relating to the Treaty, hereinafter referred to
as the Notification Protocol,
Pursuant to subparagraph 4(c) of Section I of the Protocol on Telemetric Information Relating to the Treaty,
hereinafter referred to as the Telemetry Protocol,
To aid in the preparation for the analysis of telemetric information that is contained on tapes to be exchanged after
entry into force of the Treaty,
In the interests of promoting mutual understanding of the Parties' telemetry recording practices,
Have agreed as follows:
Article One
Subparagraph 4(c) of Section I of the Telemetry Protocol shall be superseded by the following provisions:
"if requested, provide the opportunity to acquire the appropriate equipment
to play back the telemetric information that is contained on the tapes no less
than 30 days in advance of the receipt of such tapes, unless otherwise agreed.
Notification containing such a request shall be provided in accordance with
paragraph 3 of Section VI of the Notification Protocol. Equipment acquired following
the initial demonstration, conducted pursuant to subparagraph 4(a) of this Section,
shall be acquired in accordance with the provisions of Annex 1 to this Protocol."
Article Two
The following provisions shall constitute Annex 1 to the Telemetry Protocol:
ANNEX l
PROVISION AND INSTALLATION OF EQUIPMENT NECESSARY FOR, AND EQUIPMENT RELATED
TO, PLAYBACK OF TELEMETRIC INFORMATION THAT IS CONTAINED ON TAPES
I. Provision of Equipment
1. The United States of America and the Russian Federation shall provide to each other the equipment necessary for
playback of telemetric information that is contained on tapes provided by the Parties pursuant to paragraphs 4 and 6
of Article X of the Treaty. The quantity, description, make, and model number of such equipment are listed in
paragraphs 1 and 2 of Section III of this Annex.
2. In addition to the equipment specified in paragraph 2 of Section III of this Annex, the United States of America
shall, as a matter of goodwill, provide to the Russian Federation the equipment related to playback of telemetric
information that is contained on tapes provided pursuant to paragraphs 4 and 6 of Article X of the Treaty. The
quantity, description, make, and model number of such equipment are listed in paragraph 3 of Section III of this
Annex.
3. The United States of America shall, in response to the request by the Russian Federation of September 25, 1992,
and pursuant to subparagraph 4(c) of Section I of the Telemetry Protocol, provide to the Russian Federation the
equipment necessary for playback of telemetric information that was demonstrated on August 17, 1992, in
Washington, D.C., pursuant to subparagraph 4(b) of Section I of the Telemetry Protocol. The quantity, description,
make, and model number of that equipment are listed in paragraph 4 of Section III of this Annex. Such equipment
shall be delivered and installed at the same time as the telemetry playback equipment specified in paragraphs 1, 2,
and 3 of Section III of this Annex, and shall be subject to the provisions of Section II of this Annex.
4. For the equipment provided pursuant to paragraphs 1, 2, and 3 of this Section, the providing Party shall provide
all technical documentation necessary for operating and maintaining such equipment. There shall be no requirement
to provide such documentation in a language other than that of the providing Party.
5. For the equipment provided pursuant to paragraphs 1, 2, and 3 of this Section, the providing Party shall:
(a) install such equipment at a site selected, and prepared for installation in accordance with the technical
requirements for such equipment, by the receiving Party; and
(b) ensure that the equipment is operating in accordance with the specifications of the technical documentation,
exclusive of any warranty obligations noted therein.
6. The providing Party shall bear the cost of fulfilling its obligations pursuant to paragraphs 1, 2, 3, 4, and 5 of this
Section.
7. The providing Party shall, if requested by the receiving Party, ensure the provision of training, maintenance,
service, spare parts, and replacement parts for all equipment provided pursuant to paragraphs 1 and 2 of this
Section. The receiving Party shall bear the cost of such training, maintenance, service, spare parts, and replacement
parts.
8. Unless otherwise agreed, each Party undertakes not to transfer equipment, spare parts, or replacement parts, or to
release technical documentation, received pursuant to this Section, to states other than the other Parties, or to
individuals other than those who, because of their official responsibilities, require access to such equipment, spare
parts, replacement parts, or technical documentation to carry out activities related to fulfillment of the obligations
provided for in the Treaty.
II. Delivery and Installation of Equipment
1. Regarding dates of delivery and installation:
(a) No later than ten days after the date this Annex begins to be applied, the providing Party shall provide a list of
special technical requirements for site selection or preparation to the receiving Party.
(b) No later than 60 days after the date this Annex begins to be applied, the providing Party shall deliver its
equipment to the point of entry on the territory of the receiving Party. Specific dates of delivery and installation of
such equipment shall be agreed upon by the providing and receiving Parties through diplomatic channels.
(c) No less than 20 days in advance of delivery, the receiving Party shall state to the providing Party, through
diplomatic channels, the site where such equipment is to be installed.
2. Regarding delivery from the point of entry, the receiving Party shall bear responsibility for delivery, and safe-keeping during delivery, of provided equipment from the point of entry to the site where such equipment is to be
installed. The receiving Party shall bear the cost of such delivery. The providing Party shall have the right to
observe the provided equipment during such delivery.
3. Regarding the number and list of installation team members and the provision of visas:
(a) A team for installation of equipment provided pursuant to Section I of this Annex shall include no more than 14
individuals. The installation team shall have the right to bring tools and equipment required for installation. The
aircrew for delivery of all such equipment and for transport of the installation team shall include no more than 15
individuals.
(b) The providing Party shall provide a list of installation team members and a list of aircrew members no less than
30 days in advance of their arrival in the territory of the receiving Party. The provisions of paragraph 6 of Section II
of the Inspection Protocol on objections to an individual on the list of inspectors shall apply to an objection to an
individual installation team member or aircrew member, except that the receiving Party shall notify its objection no
later than 15 days after receipt of such lists.
(c) The receiving Party shall provide visas and, where necessary, such other documents to each individual to whom
it has not objected, as may be required to ensure that each such team member and each aircrew member may enter
and remain in its territory for the duration of the delivery and installation period.
(d) The providing Party shall provide a list of tools and equipment required for installation no less than 30 days in
advance of their delivery to the territory of the receiving Party. The provisions of paragraphs 8 and 11 of Section V
of the Inspection Protocol on examination of equipment and supplies shall apply to examination of such tools and
equipment.
4. Regarding the installation team:
(a) The receiving Party shall provide necessary assistance, including a safety briefing and the appropriate power
supply connectors for the provided equipment, to the installation team in connection with the delivery and
installation of the equipment.
(b) The provisions of paragraph 11 of Section VI of the Inspection Protocol on movement, travel, and urgent
departure or emergency evacuation of inspectors, monitors, and aircrew members shall apply to installation team
members and aircrew members.
(c) Throughout the delivery and installation period, the receiving Party shall ensure that the installation team can be
in communication with the embassy of the providing Party located on the territory of the receiving Party, using
telephonic communications provided by the receiving Party.
(d) The receiving Party shall treat with due respect the installation team and aircrew members of the providing
Party in its territory in connection with the delivery and installation of equipment, and shall take all appropriate
steps to prevent any attack on the person, freedom, and dignity of such persons.
5. Regarding arrangements for air transportation:
(a) Diplomatic clearance numbers for airplanes transporting the equipment, the installation team, and the tools and
equipment required for installation, and airplane flight routes to and from the point of entry, shall be provided by
the receiving Party no less than ten days prior to delivery.
(b) For the purposes of this paragraph, points of entry shall be: for the
United States of America, Washington, DC; and for the Russian Federation,
Moscow.
(c) The providing Party shall use only airplanes of the types specified in Annex 10 to the Inspection Protocol.
(d) The receiving Party shall provide parking, security protection, fueling, air navigation, airport facility, and
ground technical and commercial services, as well as additional services as requested, for the dedicated airplane
transporting the telemetry equipment of the providing Party at the point of entry. The cost of parking and security
protection for each such airplane shall be borne by the receiving Party. The cost of fueling and air navigation,
airport facility, and ground technical and commercial services, as well as additional services as requested, shall be
borne by the providing Party.
(e) The providing Party shall state its intention, through diplomatic channels, to transport installation team members
and equipment no less than 72 hours in advance of the estimated time of arrival of the installation team members at
the point of entry from outside the territory of the receiving Party. Such statement shall include:
(i) the date and estimated time of arrival at the point of entry; and
(ii) the names, dates of birth, and places of birth of the installation team members and aircrew
members.
(f) The provisions of paragraphs 8, 9, 10, 11, 12, and 13 of Section IV of the Inspection Protocol on flights
of inspection airplanes shall apply to flights of airplanes transporting installation team members and equipment.
6. Regarding the installation report and confidentiality requirements:
(a) Before departing the installation site, the installation team leader and a representative of the receiving
Party shall confirm in a factual written installation report that all the equipment is installed and is operating in
accordance with the specifications of the technical documentation.
(b) Disclosure of information obtained by any Party in connection with the delivery and installation of
equipment shall be only in accordance with paragraph 6 of Article VIII of the Treaty.
(c) Installation team members shall not disclose information obtained during delivery or installation except
with the express consent of the receiving Party.
7. For the United States of America, practical implementation of activities pursuant to this Annex shall be carried
out through the On-Site Inspection Agency of the United States of America. For the Russian Federation, practical
implementation of activities pursuant to this Annex shall be carried out through the Nuclear Risk Reduction Center
of the Russian Federation.
8. Regarding additional services, throughout the in-country period, the receiving Party shall provide meals, lodging,
work space, transportation, and, as necessary, medical and other urgent services for the installation team and aircrew
members of the providing Party. Costs of all such services shall be borne by the receiving Party.
III. Quantity, Description, Make, and Model Number of Equipment
1. Equipment provided by the Russian Federation pursuant to paragraph 1 of Section I of this Annex:
(a) l Modulator/Demodulator unit (including synchronization converter, information input unit,
demodulator and playback unit, synchronizer and demodulator unit, frequency multiplier, signal imitator, and sound
playback unit), BY 3 430 020;
(b) 2 Magnetic tape recorders (including recording heads unit, playback heads unit, playback unit, control
unit and tape transport mechanism), BY 3 060 032;
(c) 1 Power supply distributor, BY 3 620 054; and
(d) 1 Set interconnecting cables, BY 4 075 133.
2. Equipment provided by the United States of America pursuant to paragraph l of Section I of this Annex:
(a) 1 Analog tape recorder/playback unit (including 1 reproduce card for demodulation of IRIG Time
Code at 900 KHz), Metrum 97; and
(b) 1 Time code reader/generator, Datum 9310.
3. Equipment provided by the United States of America pursuant to paragraph 2 of Section I of this Annex:
(a) 1 Telemetry receiver (including 1 Pre-D multi-frequency playback converter, heterodyne, Microdyne
1481-PP*), Microdyne 1400-MR*;
(b) l (each) Second IF filter (4, 2, 1 MHZ and 300 kHz), Microdyne 1433-I*,
1430-I*,
1428-I*, l425-I*;
(c) 1 FM demodulator, Microdyne l444-D*;
(d) 1 Multi-mode telemetry demodulator, Microdyne 1458-D*;
(e) 1 Bit synchronizer, Loral Data Systems 720;
(f) 1 Low pass filter, Reactel 10L5-50KB11; and
(g) 1 Set interconnecting cables.
______________________
* This equipment is an updated version of that demonstrated by the United States of America
and is fully capable of serving as a substitute.
4. Equipment provided by the United States of America pursuant to paragraph 3 of Section I of this Annex:
(a) 1 Video cassette recorder, Panasonic AG-1960;
(b) 1 Color video monitor/receiver, RCA FX 209002;
(c) 1 Device for decoding and display of time code signals, Datum 9520;
(d) 1 Set cable connectors; and
(e) 1 Set voltage transformers and adapters."
Article Three
1. The provision by the United States of America and the Russian Federation of the equipment necessary for the
playback of telemetric information that is contained on tapes, pursuant to paragraphs l and 2 of Section I of Annex 1
to the Telemetry Protocol, as set forth in Article Two of this Agreement, shall be deemed to be fulfillment of the
obligations of the Parties, pursuant to subparagraph 4(c) of Section I of the Telemetry Protocol, to provide the
opportunity to acquire appropriate equipment to play back telemetric information that is contained on tapes, with
respect to equipment demonstrated pursuant to subparagraph 4(a) of Section I of the Telemetry Protocol.
2. The provision and installation by the United States of America of the equipment
necessary for the playback of telemetric information that is contained on tapes,
pursuant to paragraph 3 of Section I of Annex 1 to the Telemetry Protocol, as
set forth in Article Two of this Agreement, shall be deemed to be fulfillment
of the obligations of the Parties pursuant to subparagraph 4(c) of Section I
of the Telemetry Protocol with respect to the equipment demonstrated in Washington,
DC, on August 17, 1992, pursuant to subparagraph 4(b) of Section I of the Telemetry
Protocol.
3. None of the provisions of this Agreement shall apply to the obligations of the Parties provided for in
subparagraphs 4(b) and 4(c) of Section I of the Telemetry Protocol with respect to equipment that may be
demonstrated and made available after signature of this Agreement.
4. Equipment provided pursuant to paragraphs 1, 2, and 3 of Section I of Annex 1 to the Telemetry Protocol, as set
forth in Article Two of this Agreement, that is provided prior to entry into force of the Treaty, is provided for
purposes of evaluation and preparing it for operation. Title to such equipment shall pass to the receiving Party on
the date when all Parties have consented to be bound by this Agreement, or on the date of entry into force of the
Treaty, whichever is later.
5. This Agreement shall not be construed to prejudice the rights of the Parties in any way or to impose additional
obligations on the Parties except as provided for in Annex 1 to the Telemetry Protocol, as set forth in Article Two of
this Agreement.
Article Four
The number "1" shall be superscripted at the end of the title of Annex 1. The corresponding footnote shall
read:
"This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement
Number 6 of November 19, 1992."
Article Five
1. This Agreement shall apply provisionally from the date when all Parties have consented to be bound by this
Agreement until July 31, 1993, unless, before the expiration of this period:
The Parties may agree to extend the provisional application of this Agreement for additional periods, subject to the
same conditions specified in subparagraphs (a) and (b) of this paragraph.
2. The provisions of this Agreement shall apply provisionally in light of and in conformity with the other
provisions of the Treaty.
3. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
4. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus and the Republic of Kazakhstan to be bound by this
Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex I to the Protocol on
the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on November 19, 1992, in five copies, each in the English and Russian languages, both
texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 7 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
PROCEDURES FOR ADDITIONAL CONFIRMATION OF THE DIMENSIONS OF FIRST STAGES
OF SLBMS
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty.
Acting in accordance with the Treaty,
Pursuant to subparagraph 5(d) of Annex II to the Protocol on Inspections and
Continuous Monitoring Activities Relating to the Treaty, hereinafter referred
to as the Inspection Protocol,
Have agreed as follows:
Article One
The penultimate sentence of subparagraph 5(d) of Annex 11 to the Inspection Protocol shall be superseded
by the following provision:
"Procedures for such additional confirmation of the dimensions of the first stages of SLBMs are provided for in
Annex 13 to this Protocol, unless otherwise agreed within the framework of the Joint Compliance and Inspection
Commission."
Article Two
The following provisions shall constitute Annex 13 to the Inspection Protocol:
ANNEX 13
PROCEDURES FOR ADDITIONAL CONFIRMATION OF THE DIMENSIONS OF FIRST STAGES
OF SLBMS
I. Procedures for Conducting Exhibitions
1. Pursuant to subparagraph 5(d) of Annex 11 to this Protocol. The Russian
Federation, hereinafter referred to in this Annex as the exhibiting Party, shall
conduct exhibitions of SLBMs of the types designated by the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine as RSM-40, RSM-50,
RSM-52, and RSM-54, which are known to the United States of America as SS-N-8,
SS-N-18, SS-N-20, and SS-N-23, respectively, for the purpose of additional confirmation
of the dimensions of the first stages of such SLBMs. The exhibition of an SLBM
of each such type:
(a) shall be considered to be a technical characteristics exhibition pursuant to paragraph 11 of Article XI of
the Treaty;
(b) shall be conducted subject to the provisions of this Protocol, including paragraph 15 of Section III;
paragraphs 8 and 9 of Section V; paragraphs 15, 19, and 28 of Section VI; and paragraphs 4, 5, and 7 of
Section XIV; and using any of the equipment specified in Section III of Annex 8 to this Protocol; and
(c) shall be conducted during the first elimination of an SLBM of each such type.
2. The exhibiting Party shall provide to the United States of America, hereinafter referred to as the inspecting Party,
a notification through the Nuclear Risk Reduction Center no less than 30 days in advance of each exhibition
conducted in accordance with this Annex. Such notification shall include: the type of SLBM to be exhibited, the
location at which such exhibition will take place, and the date of such exhibition.
3. The exhibiting Party shall have the right, at its discretion, to either exhibit an SLBM and, simultaneously, a
separate first stage of an SLBM of the same type, or to exhibit sequentially an SLBM and then its separated first
stage. The SLBM being exhibited for the purpose of additional confirmation of the dimensions of the first stage of
an SLBM of that type shall be an SLBM on which the exhibiting Party shall have the right to carry out, before the
exhibition, some of the procedures for the elimination of an SLBM, to include removing some assemblies and
elements of the SLBM. For sequential exhibitions of the SLBM and its first stage, the exhibiting Party shall
separate the first stage from the rest of the exhibited SLBM, subject to the provisions of Section II of this Annex.
4. The inspecting Party shall have the right to confirm by external viewing and by measurement of the dimensions
of the SLBM being exhibited that it is an SLBM of the declared type. If inspectors are unable to determine the type
of SLBM, representatives of the exhibiting Party shall take steps to resolve the problem. Such steps shall include
the opportunity for the inspecting Party to measure those removed assemblies and elements of the SLBM that
contribute to the "Length of Assembled Missile Without Front Section" for the type of SLBM being exhibited,
specified in Annex F to the Memorandum of Understanding. Upon completion of such viewing and such
measurements, the SLBM being exhibited shall not be subject to further inspection.
5. The inspecting Party shall have the right to confirm the length and diameter of the exhibited separate first stage
of the SLBM, or first stage of the SLBM separated during the exhibition, by measurement of its dimensions. Such
measurements shall be made in accordance with the procedures provided for in paragraph 7 of Section XIV of this
Protocol.
6. A member of the in-country escort, at the request of the inspectors, shall photograph the exhibited separate or
separated first stage of the SLBM, in order to obtain three photographs of that stage that meet the requirements of
paragraph 10 of Annex J to the Memorandum of Understanding. Such photographs shall be produced using a
camera system of the exhibiting Party. If an ambiguous situation arises, a member of the in-country escort, at the
request of the inspectors, shall take photographs using the camera system of the inspecting Party, subject to the
provisions of paragraphs 18 and 27 of Section VI of, and Subsection B of Section VI of Annex 8 to, this Protocol.
7. The exhibiting Party shall provide the inspection team with one photograph of the first stage of the exhibited
SLBM. Such photograph shall meet the requirements of the agreement between the Government of the United
States of America and the Government of the Union of Soviet Socialist Republics concluded on July 31, 1991,
through the exchange of letters on the provision of photographs of items subject to the Treaty.
8. Pursuant to subparagraph 5(d) of Annex 11 to this Protocol, during the exhibition of the first stage of the SS-N-20 SLBM provided for in this Annex, the inspecting Party shall also have the right to confirm the diameter of the
third stage of the SS-N-20 SLBM. A member of the in-country escort, at the request of the inspectors, shall
photograph the third stage of the SS-N-20 SLBM in order to obtain three photographs of that stage that meet the
requirements of paragraph 10 of Annex J to the Memorandum of Understanding. Such photographs shall be
produced using a camera system of the exhibiting Party. If an ambiguous situation arises, a member of the in-country escort, at the request of the inspectors, shall take photographs using the camera system of the inspecting
Party, subject to the provisions of paragraphs 15 and 27 of Section VI of, and Subsection B of Section VI of Annex
8 to, this Protocol.
II. Procedures for Separating an SLBM First Stage from the SLBM Being Exhibited
l. After the inspectors have confirmed the type of an SLBM pursuant to paragraph 4 of Section I of this Annex, the
exhibiting Party shall have the right to separate, outside the field of view of inspectors, the first stage from the rest
of the SLBM being exhibited at the location where the first stage separates from an SLBM during its flight, by
mechanical severing of the missile's airframe by pyrotechnic device of the missile, provided that the process of
separation is carried out in such a way as to permit inspectors to ascertain that the first stage, the dimensions of
which they will confirm, belongs to the SLBM being exhibited, the type of which they had previously confirmed.
2. Before the first stage is separated from the rest of the SLBM being exhibited, inspectors shall have the right to
view the room or area in which the first stage will be separated, to ascertain that the room or area does not contain
another first stage of an SLBM of that type.
3. During the entire process of first stage separation, the inspectors shall have the right to observe all exits of the
room or area where the process of separating the first stage from the SLBM is carried out."
Article Three
The number "1" shall be superscripted at the end of the title of Annex 13. The corresponding footnote
shall read:
"This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement
Number 7 of April 14, 1993."
Article Four
l. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus, the
Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or on
the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty remains
in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus, the Republic of Kazakhstan, and Ukraine to be bound by
this Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex 1 to the Protocol
on the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on April 14, 1993, in five copies, each in the English and Russian languages, both texts
being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 8 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
NOTIFICATION OF CHANGES TO ROUTES FOR FLIGHTS OF INSPECTION AIRPLANES
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
To improve the viability and effectiveness of the Protocol on Inspections and Continuous Monitoring
Activities Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
Have agreed as follows:
Article One
1. The following provision shall constitute paragraph
27 of Section III of the Inspection Protocol:
2. Paragraph 8 of Section IV of the Inspection Protocol shall be superseded by the following provisions:
"Routes for flights of inspection airplanes used in accordance with this Section to and from the points of entry are
listed in paragraph 10 of Annex I to the Memorandum of Understanding and shall be the basis for issuing standing
diplomatic clearance numbers. Each Party shall assign alternate airfields in accordance with the rules of the
International Civil Aviation Organization. Each Party may change routes for flights of inspection airplanes to and
from points of entry established on its territory by providing a notification of such change to the other Party in
accordance with paragraph 27 of Section III of this Protocol."
Article Two
A change of a route for flights of inspection airplanes provided in a notification in accordance with
paragraph 27 of Section III of the Inspection Protocol shall be included in a notification provided in accordance
with paragraph 1 or 2 of Section I of the Protocol on Notifications Relating to the Treaty only after the effective
date of such change.
Article Three
l. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus, the
Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or on
the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty remains
in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus and the Republic of Kazakhstan to be bound by this
Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex 1 to the Protocol on
the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on November 19, 1992, in five copies, each in the English and Russian languages, both
texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 9 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
CORRECTIONS FOR TECHNICAL DATA ON FIXED STRUCTURES FOR RAIL-MOBILE LAUNCHERS
OF ICBMS
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
To improve the viability and effectiveness of the Memorandum of understanding on the Establishment of
the Data Base Relating to the Treaty, hereinafter referred to as the Memorandum of Understanding, by making
corrections thereto,
Have agreed as follows:
Article One
In subparagraph (a)(I) of Annex F to the Memorandum of Understanding of July 31, 1991: for the category
of data "Fixed Structure for Rail-Mobile Launchers of ICBMs" under "SS-24", the data provided shall be
superseded by the following:
| - | "KOSTROMA ICBM Base for
Rail-Mobile Launchers of ICBMs,
Parking Site Number 3
|
|
Length (meters) | 546.0 |
| Height (meters) | 7.4 |
| Width (meters) | 6.2 |
| - | KOSTROMA ICBM Base for
Rail-Mobile Launchers of ICBMs,
Parking Site Number 4 |
| Length (meters) | 463.0 |
| Height (meters) | 7.2 |
| Width (meters) | 6.2 |
| - | BERSHET' ICBM Base for
Rail-Mobile Launchers of ICBMs
Parking Site Number 4
|
| Length (meters) | 615.0 |
| Height (meters) | 6.0, 10.0, 6.0 |
| Width (meters) | 6.0 |
| - | KRASNOYARSK ICBM Base for
Rail-Mobile Launchers of ICBMs,
Parking Site Number 4
|
| Length (meters) | 606.4 |
| Height (meters) | 6.2-6.9, 12.7-13.2, 6.2-6.9 |
| Width (meters) | 6.1, 9.2, 6.1" |
Article Two
1. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus, the Republic of Kazakhstan, and Ukraine to be bound by
this Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex 1 to the Protocol
on the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on November 19, 1992, in five copies, each in the English and Russian languages, both
texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 10 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
PROVISION AND INSTALLATION OF EQUIPMENT NECESSARY FOR PLAYBACK OF TELEMETRIC
INFORMATION THAT IS CONTAINED ON TAPES
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
Pursuant to paragraph 4 of the agreement between the United States of America and the Union of Soviet
Socialist Republics concluded on November 26, 1991, through the exchange of letters between their representatives
to the Joint Compliance and Inspection Commission,
Pursuant to paragraph 3 of Section VI of the Protocol on Notifications Relating to the Treaty,
Pursuant to subparagraph 4(c) of Section I of the Protocol on Telemetric Information Relating to the
Treaty, hereinafter referred to as the Telemetry Protocol,
To aid in the preparation for the analysis of telemetric information that is contained on tapes to be
exchanged after entry into force of the Treaty,
In the interests of promoting mutual understanding of the Parties' telemetry recording practices,
Have agreed as follows:
Article One
1. Paragraph 3 of Section I of Annex 1 to the
Telemetry Protocol shall be superseded by the following provision:
"The United States of America shall, in response to the request by the Russian
Federation of September 25, 1992, and pursuant to subparagraph 4(c) of Section
I of this Protocol, provide to the Russian Federation the equipment necessary
for playback of telemetric information that was demonstrated on August 17, 1992,
in Washington, DC, pursuant to subparagraph 4(b) of Section I of this Protocol.
The quantity, description, make, and model number of that equipment are listed
in paragraph 4 of Section III of this Annex. The Russian Federation shall, in
response to the request by the United States of America of January 26, 1993,
and pursuant to subparagraph 4(c) of section I of this Protocol, provide to
the United States of America the equipment necessary for playback of telemetric
information that was demonstrated on January 25-27, 1993, in Moscow pursuant
to subparagraph 4(b) of Section I of this Protocol. The quantity, description,
make, and model number of that equipment are listed in paragraph 5 of Section
III of this Annex. The equipment specified in paragraph 4 of Section III of
this Annex shall be delivered and installed at the same time as the telemetry
playback equipment specified in paragraphs 2 and 3 of Section III of this Annex,
and shall be subject to the provisions of Section II of this Annex. The equipment
specified in paragraph 5 of Section III of this Annex shall be delivered and
installed at the same time as the telemetry playback equipment specified in
paragraph 1 of Section III of this Annex, and shall be subject to the provisions
of this Annex."
2. The first sentence of subparagraph 3(a) of Section
II of Annex 1 to the Telemetry Protocol shall be superseded by the following
provision:
"A team for installation of equipment provided pursuant to Section I of this Annex shall include no more than 17
individuals."
3. The following provision shall constitute paragraph
5 of Section III of Annex 1 to the Telemetry Protocol:
Article Two
1. The provision and installation by the Russian Federation of the equipment necessary for the playback of
telemetric information that is contained on tapes, pursuant to paragraph 3 of Section I of Annex 1 to the Telemetry
Protocol, as set forth in Article One of this Agreement, shall be deemed to be fulfillment of the obligations of the
Parties pursuant to subparagraph 4(c) of Section I of the Telemetry Protocol with respect to the equipment
demonstrated in Moscow on January 25-27, 1993, pursuant to subparagraph 4(b) of Section I of the Telemetry
Protocol.
2. None of the provisions of this Agreement shall apply to the obligations of the Parties provided for in
subparagraphs 4(b) and 4(c) of Section I of the Telemetry Protocol with respect to equipment that may be
demonstrated and made available after signature of this Agreement.
3. Equipment provided pursuant to paragraph 3 of Section I of Annex 1 to the Telemetry Protocol, as set forth in
Article One of this Agreement, that is provided prior to entry into force of the Treaty, is provided for purposes of
evaluation and preparing it for operation. Title to such equipment shall pass to the receiving party on the date when
all Parties have consented to be bound by this Agreement, or on the date of entry into force of the Treaty, whichever
is later.
4. This Agreement shall not be construed to prejudice the rights of the Parties in any way or to impose additional
obligations on the Parties except as provided for in Article One of this Agreement.
Article Three
1. This Agreement shall apply provisionally from the date when all Parties have consented to be bound by this
Agreement until July 31, 1993, unless, before the expiration of this period:
The Parties may agree to extend the provisional application of this Agreement for additional periods, subject to the
same conditions specified in subparagraphs (a) and (b) of this paragraph.
2. The provisions of this Agreement shall apply provisionally in light of and in conformity with the other
provisions of the Treaty.
3. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
4. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus, the Republic of Kazakhstan, and Ukraine to be bound by
this Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex 1 to the Protocol
on the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
Done at Moscow on January 28, 1993, in five copies, each in the English and Russian languages, both texts
being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA
T. R. Koncher
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION
Gennadiy Shabannikov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 11 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
PROVISION OF TAPES AND DATA ASSOCIATED WITH THE ANALYSIS OF TELEMETRIC INFORMATION,
AND THE USE OF RECORDING MEDIA
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
To improve the viability and effectiveness of the Protocol on Telemetric Information Relating to the
Treaty, hereinafter referred to as the Telemetry Protocol,
Have agreed as follows:
Article One
The following provisions shall constitute Annex 2 to the Telemetry Protocol:
ANNEX 2
PROVISION OF TAPES AND DATA ASSOCIATED WITH THE ANALYSIS OF TELEMETRIC
INFORMATION, AND THE USE OF RECORDING MEDIA
1. With respect to subparagraphs 1(a) and 1(b) of Section I of the Telemetry Protocol, the Party conducting the
flight test shall have the right to provide either original tapes or copies of original tapes. All tapes shall be provided
on reels that are compatible with the playback equipment provided.
2. With respect to paragraph 2 of Section I of the Telemetry Protocol, each Party shall have the right to use
recording media other than magnetic tapes to record telemetric information. Appropriate changes to Section I of the
Telemetry Protocol, if necessary, shall be agreed within the framework of the Joint Compliance and Inspection
Commission.
3. With respect to paragraph 1 of Section II of the Telemetry Protocol, a Party may, in fulfilling its obligation to
provide interpretive data for a particular flight test, provide references to interpretive data that have been provided
previously pursuant to that paragraph. In the event changes are made to the interpretive data previously provided,
the Party that conducted the flight test shall, if requested by the receiving Party, provide a complete set of
interpretive data through diplomatic channels no later than 30 days after receipt of such a request.
4. With respect to subparagraph 1(b)(I) of Section II of the Telemetry Protocol, the interpretive data to be provided
shall cover the entire period during which telemetric information is broadcast, including the period after the stages
and the self-contained dispensing mechanism of an ICBM or SLBM have completed their functions. In this
connection, the Parties understand that such data may not be useful, for the purpose of verifying compliance with
the provisions of the Treaty, after the stages or the self-contained dispensing mechanism no longer respond to
control signals.
5. With respect to paragraph 2 of Section II of the Telemetry Protocol, the missile acceleration profile to be
provided:
(a) shall be terminated no less than ten seconds after completion of the last procedure for dispensing
reentry vehicles. For a missile that is not equipped with a self-contained dispensing mechanism and to
which only one warhead is attributed, the missile acceleration profile shall be terminated no less than ten
seconds after the reentry vehicle is separated from the final stage of the missile;
(b) may be terminated at the time of loss of active control, that is, at the time that the self-contained
dispensing mechanism, or, for a missile not equipped with a self-contained dispensing mechanism, the final
stage of the missile, no longer responds to control signals. If loss of active control is used as the reason for
terminating the acceleration profile, the Party conducting the flight test shall inform the other Party, at the
time that the acceleration profile is provided, that loss of active control is the reason for termination of the
acceleration profile.
6. With respect to Sections I and II of the Telemetry Protocol, the tapes, tape summaries, interpretive data, and
missile acceleration profile for a particular flight test shall be provided at the same time. Written materials may be
provided in English or Russian, at the choice of the Party that conducted the flight test."
Article Two
The number "1" shall be superscripted at the end of the title of Annex 2. The corresponding footnote shall
read:
"This Annex is included in this Protocol pursuant to Joint Compliance and Inspection Commission Agreement
Number 11 of April 14, 1993."
Article Three
1. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of Ukraine to be bound by this Agreement shall be expressed by its Government in
accordance with paragraph 6 of Annex 1 to the Protocol on the Joint Compliance and Inspection Commission
Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on April 14, 1993, in five copies, each in the English and Russian languages, both texts
being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Aleksandr Baichorov
FOR THE GOVERNMENT OF THE REPUBLIC OF KAZAKHSTAN:
Kasymzhomart Tokayev
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Gennadiy Shabannikov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 12 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
IL-76 INSPECTION AIRPLANES
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
To improve the viability and effectiveness of the Protocol on Inspections and Continuous Monitoring
Activities Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
Have agreed as follows:
Article One
Subparagraph 2(b) of Annex 10 to the Inspection Protocol shall be superseded by the following provision:
"for the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation, and Ukraine, for flights to the
United States of America, types known as the IL-62, IL-76, and IL-96."
Article Two
1. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Kazakhstan and Ukraine to be bound by this Agreement shall be
expressed by their Governments in accordance with paragraph 6 of Annex l to the Protocol on the Joint Compliance
and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on October 14, 1993, in five copies, each in the English and Russian languages, both
texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Aleksandr Baichorov
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Mikhail Strel'tsov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 13 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
THE WATERS WITHIN FIVE KILOMETERS OF THE COASTLINES OF SUBMARINE BASES
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
To improve the viability and effectiveness of the Protocol on Inspections and Continuous Monitoring
Activities Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
To improve the viability and effectiveness of the Memorandum of Understanding on the Establishment of
the Data Base Relating to the Treaty, hereinafter referred to as the Memorandum of Understanding,
Have agreed as follows:
Article One
1. The chapeau of paragraph 4 of Section IX of the Inspection
Protocol shall be superseded by the following provision:
"No later than one hour after the time for the designation of the inspection
site specified in the notification provided in accordance with paragraph 3 or
8 of Section III of this Protocol, the inspected Party shall implement the following
pre-inspection restrictions at the ICBM base or submarine base, including the
waters identified on the coastlines and waters diagram provided pursuant to
paragraph 17 of Annex J to the Memorandum of Understanding:"
2. Subparagraph 4(h) of Section IX of the Inspection
Protocol shall be superseded by the following provision:
"The inspected Party shall not move any ballistic missile submarine from within the waters identified on the
coastlines and waters diagram provided pursuant to paragraph 17 of Annex J to the Memorandum of Understanding,
and shall not commence dry docking of ballistic missile submarines within such waters."
3. Subparagraph 8(d) of Section IX of the Inspection
Protocol shall be superseded by the following provision:
"For submarine bases, inform the inspection team leader of the location and
type of each ballistic missile submarine to which pre-inspection restrictions
apply, and of the type of SLBM for each such submarine, and provide the inspection
team leader with a copy of the coastlines and waters diagram provided pursuant
to paragraph 17 of Annex J to the Memorandum of Understanding, annotated to
show the location of each ballistic missile submarine within the waters identified
pursuant to that paragraph, and the number of launchers on each such submarine."
4. The following provisions shall constitute paragraph
17 of Annex J to the Memorandum of Understanding:
"For each of its submarine bases, each Party shall provide, through diplomatic channels no later than 30 days after
entry into force of the Treaty, a coastlines and waters diagram on which shall be identified the coastline of the
inspection site, the coastline adjacent to the other piers and wharves at which a ballistic missile submarine that is
considered by the inspected Party to be located at the submarine base might be moored, and the waters within arcs
with a radius of five kilometers from such coastlines. In the event such coastlines and waters change, a new
coastlines and waters diagram reflecting such change shall be provided through diplomatic channels no less than 30
days in advance of the effective date of the change. Coastlines and waters diagrams provided pursuant to this
paragraph shall be used only for the purposes of the procedures set forth in paragraph 4 and subparagraph 8(d) of
Section IX of the Inspection Protocol."
Article Two
1. This Agreement shall enter into force on the date when the United States of America, the Republic of Belarus,
the Republic of Kazakhstan, the Russian Federation, and Ukraine have consented to be bound by this Agreement, or
on the date of entry into force of the Treaty, whichever is later, and shall remain in force as long as the Treaty
remains in force.
2. Signature of this Agreement for the Government of a Party shall express the consent of that Party to be bound by
this Agreement. The consent of the Republic of Belarus, the Republic of Kazakhstan, and Ukraine to be bound by
this Agreement shall be expressed by their Governments in accordance with paragraph 6 of Annex 1 to the Protocol
on the Joint Compliance and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by their respective Governments, have
signed this Agreement.
DONE at Geneva on October 14, 1993, in five copies, each in the English and Russian languages, both
texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Mikhail Strel'tsov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 14 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
POINTS OF ENTRY
The Governments of the Parties to the Treaty Between the United States of America and the Union of
Soviet Socialist Republics on the Reduction and Limitation of Strategic Offensive Arms of July 31, 1991,
hereinafter referred to as the Treaty,
Acting in accordance with the Treaty,
In order that points of entry be established, at entry into force of the Treaty, to the Republic of Belarus, the
Republic of Kazakhstan, and Ukraine,
To improve the viability and effectiveness of the Protocol on Inspections and Continuous Monitoring
Activities Relating to the Treaty, hereinafter referred to as the Inspection Protocol,
To improve the viability and effectiveness of the Memorandum of Understanding on the Establishment of
the Data Base Relating to the Treaty, hereinafter referred to as the Memorandum of Understanding,
Have agreed as follows:
Article One
1. Paragraph 1 of Section IV of the Inspection Protocol
shall be superseded by the following provisions:
"The United States of America and the Russian Federation shall each establish
on its territory no more than three and no fewer than two points of entry. The
Republic of Belarus, the Republic of Kazakhstan, and Ukraine shall each establish
one point of entry on its territory. The points of entry and their associated
inspection sites shall be listed in Annex I to the Memorandum of Understanding.
Each Party may change a point of entry to its territory by providing notification
of such a change to the other Parties in accordance with paragraph 23 of Section
III of this Protocol."
2. Paragraph 8 of Section IV of the Inspection Protocol
shall be superseded by the following provisions:
"The following routes for flights of inspection airplanes used in accordance with this Section to and from the points
of entry shall be listed in paragraph 10 of Annex I to the Memorandum of Understanding:
(a) from the west, directly to and from the points of entry to the Republic of Belarus, the Republic of
Kazakhstan, Ukraine, and western points of entry to the Russian Federation and the United States of America;
(b) from the east, directly to and from the point of entry to the Republic of Kazakhstan and eastern points
of entry to the Russian Federation and the United States of America;
(c) between the points of entry to the Republic of Belarus, the Republic of Kazakhstan, Ukraine, and
western points of entry to the Russian Federation. An inspection airplane of the United States of America shall use
such routes only if it has arrived at one of these points of entry from the west;
(d) between the point of entry to the Republic of Kazakhstan and eastern points of entry to the Russian
Federation. An inspection airplane of the United States of America shall use such routes only if it has arrived at one
of these points of entry from the east.
Such flight routes shall be the basis for issuing standing diplomatic clearance numbers. Each Party shall assign
alternate airfields in accordance with the rules of the International Civil Aviation Organization. Each Party may
change routes for flights of inspection airplanes to and from points of entry established on its territory by providing
a notification of such change to the other Parties in accordance with paragraph 27 of Section III of this Protocol."
Article Two
Subparagraph 9(b) of Annex I to the Memorandum of Understanding shall be superseded by the following
provisions:
(e) Ukraine: Inspection sites and facilities subject to continuous monitoring or monitored facilities associated
with point of entry Kiev:
ICBM Base for Silo Launchers of ICBMs:
Khmel'nitskiy, Pervomaysk
Storage Facilities:
Mikhaylenki, Uzin
Training Facilities:
Pomerki
Conversion or Elimination Facilities:
Sarny
Production Facilities:
Pavlograd
Air Base for Heavy Bombers Equipped for Long-range Nuclear ALCMs:
Uzin, Priluki"
Article Three
Subparagraph 10(a) of Annex I to the Memorandum of Understanding
shall be superseded by the following provisions:
"a. For flights of inspection airplanes of the United States of America
to the Republic of Belarus, the Republic of Kazakhstan, the Russian Federation,
and Ukraine:
| ROUTE TO POINT OF ENTRY |
ROUTE FROM POINT OF ENTRY |
To Minsk (direct):
(to be provided)
|
(to be provided)
|
To Minsk from Almaty:
(to be provided)
|
__
|
To Minsk from Moscow:
(to be provided)
|
__
|
To Minsk from Kiev:
(to be provided)
|
__
|
To Almaty (direct from the west):
(to be provided)
|
(to be provided)
|
To Almaty (direct from the east):
(to be provided)
|
(to be provided)
|
To Almaty from Minsk:
(to be provided)
|
__
|
To Almaty from Moscow:
(to be provided)
|
__
|
To Almaty from Ulan Ude:
(to be provided)
|
__
|
To Almaty from Kiev:
(to be provided)
|
__
|
To Moscow (direct):
G.T. SORLA, Ventspils, Belyy,
Gagarin, Sheremet'yevo
|
Same as inbound
|
To Moscow from Minsk:
(to be provided)
|
__
|
To Moscow from Almaty:
(to be provided)
|
__
|
To Moscow from Kiev:
(to be provided)
|
__
|
To Ulan Ude (direct):
G.T. SQUID, Yedinka, Yekimchan,
Bomnak
G.T. LEMUR
G.T. NALIM, Vitim
G.T. RAMIS, Kirensk
G.T. PIKET, Bratsk
G.T. DOMOR, Osa, Irkutsk,
Bol 'shoye Goloustnoye,
Mukhino
|
Same as inbound
|
To Ulan Ude from Almaty:
(to be provided)
|
__
|
To Kiev (direct):
(to be provided)
|
(to be provided)
|
To Kiev from Minsk:
(to be provided)
|
__
|
To Kiev from Almaty:
(to be provided)
|
__
|
To Kiev from Moscow:
(to be provided)
|
__
|
Article Four
The Parties agree that the routes of flights for inspection
airplanes that are to be provided in subparagraph 10(a) of Annex I to the
Memorandum of Understanding, as set forth in Article Three of this Agreement,
shall be provided through diplomatic channels no less than 30 days in advance
of entry into force of the Treaty, and shall be effective on the date of entry
into force of the Treaty.
Article Five
Paragraph 12 of Annex I to the Memorandum of Understanding
shall be superseded by the following provisions:
"For each Party, the facilities subject to suspect-site inspection and the
points of entry for these facilities are as follows:
| (a) United States of America |
-
|
Point of Entry
|
OGDEN
|
San Francisco, California
|
SACRAMENTO
|
San Francisco, California
|
MAGNA
|
San Francisco, California
|
| (b) Republic of Kazakhstan |
-
|
Point of Entry
|
PETROPAVLOVSK
|
Almaty
|
| (c) Russian Federation |
-
|
Point of Entry
|
ZLATOUST
|
Moscow
|
BERSHET'
|
Moscow"
|
1. Article Four of this Agreement shall apply provisionally
from the date of signature of this Agreement until the date of entry into
force of the Treaty, unless, before the expiration of this period, a Party
communicates to all other Parties its decision to terminate the provisional
application of Article Four of this Agreement.
2. The provisions of Article Four of this Agreement shall apply
provisionally in light of and in conformity with the other provisions of the
Treaty.
Article Seven
1. This Agreement shall enter into force on the date when the
United States of America, the Republic of Belarus, the Republic of Kazakhstan,
the Russian Federation, and Ukraine have consented to be bound by this Agreement,
or on the date of entry into force of the Treaty, whichever is later, and
shall remain in force as long as the Treaty remains in force.
2. Signature of this Agreement for the Government of a Party
shall express the consent of that Party to be bound by this Agreement. The
consent of the Republic of Kazakhstan to be bound by this Agreement shall
be expressed by its Government in accordance with paragraph 6 of Annex 1 to
the Protocol on the Joint Compliance and Inspection Commission Relating to
the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by
their respective Governments, have signed this Agreement.
DONE at Geneva on October 14, 1993, in five copies, each in
the English and Russian languages, both texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE REPUBLIC OF BELARUS:
Aleksandr Baichorov
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Mikhail Strel'tsov
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 15 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
EXHIBITION OF THE FIRST STAGE OF THE SILO-BASED VARIANT
OF THE SS-24 ICBM
The Governments of the Parties to the Treaty Between the United
States of America and the Union of Soviet Socialist Republics on the Reduction
and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred
to as the Treaty,
Acting in accordance with the Treaty,
Have agreed as follows:
Article One
1. Pursuant to paragraph 1 of Section XIV of the Protocol on
Inspections and Continuous Monitoring Activities Relating to the Treaty, hereinafter
referred to as the Inspection Protocol, an exhibition of the first stage of
the silo-based variant of the SS-24 ICBM shall be conducted at the Pavlograd
Machine Plant located in Pavlograd, Ukraine, no later than 30 days after entry
into force of this Agreement. The Governments of the United States of America
and Ukraine shall agree through diplomatic channels on a date when such exhibition
shall be conducted.
2. The United States of America shall have the right during
such exhibition to conduct an inspection, as provided for in paragraph 11
of Article XI of the Treaty.
3. Except as provided for in this Agreement, such exhibition
and such inspection shall be conducted in accordance with the Inspection Protocol,
including the procedures provided for in Section XIV of the Inspection Protocol
and the provisions concerning inspection reports and non-disclosure of information
obtained as a result of these inspections.
4. The United States of America shall have the right during
such exhibition to confirm by external viewing and by measurement of the dimensions
of the first stage being exhibited that it is the first stage of the silo-based
variant of the SS-24 ICBM. Such measurements shall be made in accordance with
the procedures of paragraphs 12 and 16, and subparagraph 14(a), of Annex J
to the Memorandum of Understanding on the Establishment of the Data Base Relating
to the Treaty.
5. The United States of America shall have the right during
such exhibition to measure the exhibited first stage of the silo-based variant
of the SS-24 ICBM from the lower edge of the nozzle to the upper point of
the forward end dome of the motor case.
6. Upon completion of such exhibition, subparagraph 4(b) of
Annex 12 to the Inspection Protocol shall specify, pursuant to paragraph 5
of Annex 12 to the Inspection Protocol, the shorter of the lengths determined
in accordance with paragraph 25 of Section VI of the Inspection Protocol for
either the variant of the SS-24 ICBM for the silo launcher or the variant
of the SS-24 ICBM for the rail-mobile launcher.
7. If such exhibition has not been completed
30 days after the date of entry into force of the Treaty, subparagraph 4(b)
of Annex 12 to the Inspection Protocol shall be superseded by the following
provision until such time as such exhibition is completed and subparagraph 4(b)
of Annex 12 to the Inspection Protocol has been revised pursuant to paragraph
6 of this Article:
| "Union of Soviet Socialist Republics |
| Size Criteria |
| Length (meters) |
8.0 |
| Diameter (meters) |
2.3 |
| Missile Type |
SS-24 |
8. After completion of such exhibition conducted pursuant to
this Agreement, the Government of Ukraine shall submit to the Embassy of the
United States of America in Kiev a bill for such exhibition in the amount
of US $60,000. The bill shall be prepared in both the English and Russian
languages and shall be denominated in both U.S. dollars and local currency.
The bill shall include the bank and account number to which payment shall
be made. The United States shall pay the amount of US $60,000 no later than
30 days after receipt of such bill.
Article Two
1. This Agreement shall enter into force on the date when the
United States of America, the Republic of Belarus, the Republic of Kazakhstan,
the Russian Federation, and Ukraine have consented to be bound by this Agreement,
or on the date of entry into force of the Treaty, whichever is later, and
shall remain in force as long as the Treaty remains in force.
2. Signature of this Agreement for the Government of a Party
shall express the consent of that Party to be bound by this Agreement. The
consent of the Republic of Belarus, the Republic of Kazakhstan and the Russian
Federation to be bound by this Agreement shall be expressed by their Governments
in accordance with paragraph 6 of Annex l to the Protocol on the Joint Compliance
and Inspection Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by
their respective Governments, have signed this Agreement.
DONE at Geneva on October 14, 1993, in five copies, each in
the English and Russian languages, both texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF UKRAINE:
Konstantin Hrishchenko
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 16 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
EXHIBITION OF THE RS-12M ICBM, VARIANT 2, FOR SILO LAUNCHER
The Governments of the Parties to the Treaty Between the United
States of America and the Union of Soviet Socialist Republics on the Reduction
and Limitation of Strategic Offensive Arms of July 31, 1991, hereinafter referred
to as the Treaty,
Acting in accordance with the Treaty,
Recognizing the advantages of providing the opportunity, prior
to the commencement of baseline data inspections, to conduct exhibitions and
inspections for the purposes provided for in paragraph 11 of Article XI of
the Treaty, in accordance with the procedures provided for in the Protocol
on Inspections and Continuous Monitoring Activities Relating to the Treaty,
hereinafter referred to as the Inspection Protocol,
Have agreed as follows:
Article One
1. The Russian Federation shall conduct an exhibition, as provided
for in paragraph 11 of Article XI of the Treaty, of the missile, declared
by it on October 18, 1993, to be a variant of the existing type of the RS-12M
ICBM, hereinafter referred to as the RS-12M ICBM, Variant 2. The Russian Federation
declares its intention to deploy initially the RS-12M ICBMs, Variant 2, in
silo launchers.
2. During the exhibition conducted pursuant to paragraph 1
of this Article, the United States of America shall be permitted to conduct
an inspection as provided for in paragraph 11 of Article XI of the Treaty.
The inspection team conducting such inspection shall include no more than
15 inspectors.
3. The exhibition conducted pursuant to paragraph 1 of this
Article shall be conducted in accordance with the provisions contained in
Articles I, III, IV, V, and VI of the Agreement Between the Government of
the United States of America and the Government of the Union of Soviet Socialist
Republics on Early Exhibitions of Strategic Offensive Arms Relating to the
Treaty. The date of such exhibition shall be agreed upon through diplomatic
channels.
4. Except as provided for in this Agreement, the exhibition and
inspection conducted pursuant to paragraphs l and 2 of this Article shall be
conducted in accordance with the procedures provided for in the Inspection Protocol,
including the procedures provided for in Section XIV of the Inspection Protocol
and the provisions concerning inspection reports and nondisclosure of information
obtained as a result of such exhibition and such inspection.
5. No less than 15 days prior to the exhibition conducted pursuant
to paragraph 1 of this Article, the Russian Federation shall provide, through
diplomatic channels, a notification concerning the RS-12M ICBM, Variant 2,
containing information provided for in paragraph 3 of Section I of the Protocol
on Notifications Relating to the Treaty.
6. If as a result of the exhibition conducted pursuant to paragraph
l of this Article, the purpose of technical characteristics exhibitions is
met concerning data provided by the Russian Federation for the RS-12M ICBM,
Variant 2, the technical characteristics exhibition otherwise required to
be conducted in accordance with paragraph 1 of Section XIV of the Inspection
Protocol shall not subsequently be required. Technical characteristics exhibitions
during the time period set forth in paragraph l of Section XIV of the Inspection
Protocol shall be required only concerning data on characteristics that have
not been demonstrated in accordance with paragraph l of this Article.
7. Upon completion of the exhibition conducted pursuant to
paragraph l of this Article, based on the results of the measurements made
during the exhibition, changes or additions shall be made, as appropriate,
to:
(a) The size criteria contained in Annex 12 to the Inspection Protocol;
and
(b) The data contained in the Memorandum of Understanding
on the Establishment of the Data Base Relating to the Treaty.
Article Two
1. This Agreement shall enter into force on the date when the
United States of America, the Republic of Belarus, the Republic of Kazakhstan,
the Russian Federation, and Ukraine have consented to be bound by this Agreement
and shall terminate upon completion of the exhibition provided for herein.
The termination of this Agreement shall not prejudice the validity of the
information obtained as a result of such exhibition and such inspection, and
contained in the inspection report, for the exercise of the rights of the
Parties and the fulfillment of the obligations of the Parties under the Treaty
after its entry into force.
2. Signature of this Agreement for the Government of a Party
shall express the consent of that Party to be bound by this Agreement. The
consent of the Republic of Belarus, the Republic of Kazakhstan, and Ukraine
to be bound by this Agreement shall be expressed by their Governments in accordance
with paragraph 6 of Annex 1 to the Protocol on the Joint Compliance and Inspection
Commission Relating to the Treaty.
IN WITNESS WHEREOF the undersigned, being duly authorized by
their respective Governments, have signed this Agreement.
DONE at Geneva on November 4, 1993, in five copies, each in
English and Russian languages, both texts being equally authentic.
FOR THE GOVERNMENT OF THE UNITED STATES OF AMERICA:
Steven Steiner
FOR THE GOVERNMENT OF THE RUSSIAN FEDERATION:
Mikhail Strel'tsov
JOINT COMPLIANCE AND INSPECTION COMMISSION
AGREEMENT NUMBER 17 RELATING TO THE TREATY BETWEEN THE UNITED STATES OF AMERICA
AND THE UNION OF SOVIET SOCIALIST REPUBLICS ON THE REDUCTION AND LIMITATION
OF STRATEGIC OFFENSIVE ARMS OF JULY 31, 1991
RELEASABILITY OF START TREATY INFORMATION
The Government of the United States of America, the Government
of the Republic of Belarus, the Government of the Republic of Kazakhstan, the
Government of the Russian Federation, and the Government of Ukraine, hereinafter
referred to as the Parties,
In accordance with the Treaty Between the United States of
America and the Union of Soviet Socialist Republics on the Reduction and Limitation
of Strategic Offensive Arms of July 31, 1991, hereinafter referred to as the
Treaty,
Pursuant to paragraph 6 of Article VIII of the Treaty,
Pursuant to the US and Soviet Statements on Consultations Relating
to the Release to the Public of Data and Other Information, exchanged July 29,
1991,
Referring to Article 4 of Protocol I to the Agreement Between
the United States of America and the Union of Soviet Socialist Republics on
the Establishment of Nuclear Risk Reduction Centers of September 15, 1987,
Have agreed as follows:
The following provisions shall constitute Annex 3 to the Protocol
on Telemetric Information Relating to the Treaty, hereinafter referred to as
the Telemetry Protocol:
ANNEX 3
RELEASABILITY OF TELEMETRIC INFORMATION
1. The following data provided in fulfilling the obligations
provided for in the Treaty shall not be released to the public by any Party
other than the Party that provided such data in fulfilling its obligations
provided for in the Treaty. unless otherwise agreed:
(a) data and other information contained on tapes provided pursuant to Article
X of the Treaty; and
2. Additional data and other information may be agreed by
the Parties within the framework of the Joint Compliance and Inspection Commission
for inclusion in the list set forth in paragraph 1 of this Annex.
3. The provisions of this Annex shall not affect the rights
and obligations of the Parties with respect to the communication of such data
and other information to those individuals who, because of their official
responsibilities, require such data or other information to carry out activities
related to the fulfillment of the obligations provided for in the Treaty."
The following provisions shall constitute paragraph 18 of Annex
J to the Memorandum of Understanding on the Establishment of the Data Base
Relating to the Treaty, hereinafter referred to as the Memorandum of Understanding:
"Geographic coordinates pertaining to data in the Memorandum of Understanding,
and site diagrams provided by the Parties pursuant to the Treaty, and coastlines
and waters diagrams provided by the Parties pursuant to the Treaty shall
not be released to the public by any Party other than the Party that provided
such geographic coordinates and such diagrams in fulfilling its obligations
provided for in the Treaty, unless otherwise agreed. Additional data and
other information may be agreed by the Parties within the framework of the
Joint Compliance and Inspection Commission for inclusion in this paragraph.
The provisions of this paragraph shall not affect the rights and obligations
of the Parties with respect to the communication of such data and other
information to those individuals who, because of their official responsibilities,
require such data or other information to carry out activities related to
the fulfillment of the obligations provided for in the Treaty."
The following provisions shall constitute Annex 1 to the Protocol
on Notifications Relating to the Treaty |