Section 2. Respect for Civil Liberties, Including:
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures the Russian government applied and enforced in occupied Crimea.
Occupation authorities significantly restricted the exercise of freedom of expression and subjected dissenting voices including the press to harassment and prosecution. Occupation authorities’ reported failure to investigate or prosecute attacks on human rights defenders and peaceful protesters led to de facto restrictions on the exercise of freedoms of peaceful assembly and association.
Freedom of Speech: The HRMMU noted occupation authorities placed “excessive limitations on the freedoms of opinion and expression.” On July 31, occupation authorities began enforcing a law that prohibited the unauthorized dissemination of information damaging to the FSB’s reputation without the FSB’s approval. Enforcement of this law in Crimea deprived Crimean residents of the opportunity to publicly criticize and disseminate information about reportedly unlawful actions of FSB officers and alleged violations or abuses of human rights.
Individuals could not publicly criticize the Russian occupation without fear of reprisal. Human rights groups reported the FSB engaged in widespread surveillance of social media, telephones, and electronic communication and routinely summoned individuals for “discussions” for voicing or posting opposition to the occupation. These unlawfully obtained recordings were often used against those who were arbitrarily arrested in closed trials.
Occupation authorities often deemed expressions of dissent “extremism” and prosecuted individuals for them. For example, according to press reports, on January 18, the FSB placed a 34-year entry ban on Taras Ibrahimov, a Ukrainian journalist who covered politically motivated lawsuits and human rights violations in Crimea. Occupation authorities officially informed Ibrahimov of the ban but did not provide a justification.
Occupation authorities harassed and fined individuals for the display of Ukrainian or Crimean Tatar symbols, which were banned as “extremist.” For example, on March 9, police dispersed a small group of women who began singing the Ukrainian national anthem during an authorized ceremony next to a monument to Ukrainian poet Taras Shevchenko in Simferopol. Police told the women their actions constituted an “act of provocation.”
Occupation authorities deemed expressions of support for Ukrainian sovereignty over the peninsula to be equivalent to undermining Russian territorial integrity. For example, on May 22, the Investigative Committee of the Russian Federation charged in absentia Crimean Tatar television channel ATR deputy director Ayder Muzhdabaev with violating a Russian law against “public calls for committing terrorist activities.” The charges were purportedly due to his support for Ukraine’s territorial integrity, which he routinely expressed on the daily talk show that he cohosted.
There were multiple reports that occupation authorities detained and prosecuted individuals seeking to film raids on homes or court proceedings. For example, according to press reports, journalist Amet Suleimanov was among those arrested on “terrorism” charges in the FSB’s March 11 raid on multiple Crimean Tatars’ homes in Bakhchisaray district. Occupation authorities first detained Suleimanov in 2017 for filming security forces during a raid on the home of a fellow member of Crimean Solidarity. Occupation authorities have detained and released him multiple times since 2017, citing vague “terrorism” concerns. As of October Suleimanov was under house arrest.
During the year occupation authorities prosecuted individuals for the content of social media posts. For example, on May 28 a “district court” in occupied Crimea fined the acting chairman of the Alushta Muslim community, Ruslan Emirvaliev, for a social media post made in 2016 containing an image of a boy pointing at a banner displaying the words of the Islamic shahada, or statement of faith, in Arabic script. Court documents characterized these words as “an inscription in an unknown language, of an unknown nature and content.”
Freedom of Press and Media, Including Online Media: Independent print and broadcast media could not operate freely. Most independent media outlets were forced to close in 2015 after occupation authorities refused to register them. According to the Crimean Human Rights Group, after the occupation began, many local journalists left Crimea or abandoned their profession. With no independent media outlets left in Crimea and professional journalists facing serious risks for reporting from the peninsula, civic activists were a major source of information on developments in Crimea.
Violence and Harassment: There were numerous cases of security forces or police harassing activists and detaining journalists in connection with their civic or professional activities. For example, on November 3, occupation authorities detained two journalists of the Russia-based Grani.ru website near a Russia-controlled military court building in Simferopol on administrative charges related to public order. The journalists had come to the military court building to report on the sentencing of three Crimean Tatars by a military court in Rostov-on-Don, which was due to be delivered on the same day. Occupation authorities suggested the reporters had been involved in protests in support of the defendants, although local media reported the crowds of protesters had already dispersed when the journalists were arrested.
Censorship or Content Restrictions: Following Russia’s occupation of Crimea, journalists resorted to self-censorship to continue reporting and broadcasting.
There were reports occupation authorities sought to restrict access to or remove internet content about Crimea they disliked. As of September Russia-led authorities blocked 30 websites in Crimea, including the websites of the Crimean Tatar Mejlis (a representative body that Russia deems extremist), Jehovah’s Witnesses, Hizb ut-Tahrir, the Ministry of Integration of the Temporarily Occupied Territories of Ukraine, and several independent Ukrainian news outlets, among others. Censorship of independent internet sites was widespread (see Internet Freedom).
Occupation authorities banned most Ukrainian and Crimean Tatar-language broadcasts, replacing the content with Russian programming. On June 22, the Crimean Human Rights Group reported that occupation authorities were continuing to block Ukrainian FM radio stations in northern Crimea by broadcasting their stations on the same wavelength. The signal of Ukrainian FM radio stations was heard in only five of the area’s 19 settlements.
Human rights groups reported occupation authorities continued to forbid songs by Ukrainian singers from playing on Crimean radio stations.
National Security: Authorities cited laws protecting national security to justify retaliation against opponents of Russia’s occupation.
The Russian Federal Financial Monitoring Service included prominent critics of the occupation on its list of extremists and terrorists. Inclusion on the list prevented individuals from holding bank accounts, using notary services, and conducting other financial transactions.
Authorities frequently used the threat of “extremism,” “terrorism,” or other purported national security grounds to justify harassment or prosecution of individuals in retaliation for expressing opposition to the occupation. For example, on May 25, the Russia-controlled “supreme court” in occupied Crimea began hearing the in absentia trial of Lenur Isliamov, the owner of the Crimean Tatar television channel ATR. In 2015 occupation authorities charged Isliamov with “organizing an illegal armed group, committing sabotage, [and] public calls for extremist activities.” In 2015 Isliamov led a group of volunteers near the administrative border in blocking the transport of commercial goods to and from occupied Crimea. The Kharkiv Human Rights Protection Group called the act an “essentially peaceful civic blockade of Crimea,” and the Ukrainian government subsequently approved the formal registration of Isliamov’s organization.
Russian occupation authorities restricted free expression on the internet (see section 2.a. of the Country Reports on Human Rights for Russia), by imposing repressive Russian Federation laws on Crimea. Security services routinely monitored and controlled internet activity to suppress dissenting opinions. According to media accounts, occupation authorities interrogated and harassed residents of Crimea for online postings with pro-Ukrainian opinions (see Censorship or Content Restrictions, above).
Occupation authorities engaged in a widespread campaign to suppress the Crimean Tatar and Ukrainian languages (see section 6, National/Racial/Ethnic Minorities).
b. Freedoms of Peaceful Assembly and Association
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures that the Russian government applied and enforced in occupied Crimea.
According to the June UN secretary-general’s special report, “public events initiated by perceived supporters of Ukrainian territorial integrity or critics of policies of the Russian Federation in Crimea were reportedly prevented or prohibited by occupation authorities.”
Human rights monitors reported that occupation authorities routinely denied permission to hold assemblies based on political beliefs, in particular to opponents of the occupation or those seeking to protest the actions of the occupation authorities. Those who gathered without permission were regularly charged with administrative offenses. Expansive rules about what type of gatherings required permits and selective enforcement of the rules made it difficult for protesters to avoid such offenses. For example, according to a local news website, on January 19, police shut down a small women-led rally in Kerch against the possible closure of the Taigan Safari Park, which faced mismanagement-related litigation in Russia-based courts. Police and representatives of the Kerch city council told the rally’s participants that holding a public event unauthorized by the city council was illegal. The participants complied in ending the rally, and several of them began disseminating leaflets to passers-by. An hour later, police detained several of the women and took them to the police station. Police did not register the arrests.
Occupation authorities brought charges for “unauthorized assemblies” against single-person protests, even though preauthorization is not required for individual protests. For example, according to the Crimean Human Rights Group, on June 8, police charged activist Serhiy Akimov with an administrative offense for holding a one-person protest in Simferopol in front of the Crimean “parliament” building in support of Russian politician Nikolay Platoshkin, who was under house arrest in Moscow.
There were reports that authorities used a ban on “unauthorized missionary activity” to restrict public gatherings of members of religious minorities. For example, on April 1, the “prosecutor” of Alushta opened administrative proceedings against Yusuf Ashirov, the imam of the local Islamic community, for “illegal missionary activity.” The prosecutor did not explain how Ashirov’s performance of Friday prayers, a traditional rite for Muslims, violated the law.
A “regulation” limits the places where public events may be held to 366 listed locations, which, as the HRMMU noted, restricted the ability to assemble to a shrinking number of “specially designated spaces,” a move that appeared “designed to dissuade” peaceful assembly.
There were reports occupation authorities charged and fined individuals for allegedly violating public assembly rules in retaliation for gathering to witness security force raids on homes.
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures that the Russian government applied and enforced in occupied Crimea.
Occupation authorities broadly restricted the exercise of freedom of association for individuals who opposed the occupation. For example, there were numerous reports of authorities taking steps to harass, intimidate, arrest, and imprison members of the human rights group Crimean Solidarity, an unregistered movement of friends and family of victims of repression by occupation authorities (see section 1.d.). During the year the Crimean Human Rights Group documented multiple cases in which police visited the homes of Crimean Solidarity activists to threaten them or warn them not to engage in “extremist” activities. For example, on May 6, Seyran Menseitov, a member of the Crimean Solidarity movement, received a letter from the Yevpatoriya “prosecutor’s office,” which warned him against participating in gatherings related to the May 18 “Day of Remembrance for the victims of the Crimean Tatar Genocide,” as they might constitute “extremist” activities. At least 10 other Crimean Tatar activists and journalists received similar “preventive warnings” in advance of the May 18 holiday.
According to human rights groups, Russian security services routinely monitored prayers at mosques for any mention that Crimea remained part of Ukraine. Russian security forces also monitored mosques for anti-Russia sentiment and as a means of recruiting police informants, whose secret testimony was used in trials of alleged Hizb ut-Tahrir members.
The Mejlis of the Crimean Tatar People remained banned for purported “extremism” despite a decision by the International Court of Justice holding that occupation authorities must “refrain from maintaining or imposing limitations on the ability of the Crimean Tatar community to conserve its representative institutions, including the Mejlis.” Following the 2016 ban on the Crimean Tatar Mejlis as an “extremist organization,” occupation authorities banned gatherings by Mejlis members and prosecuted individuals for discussing the Mejlis on social media.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
Occupation authorities imposed restrictions on freedom of movement.
In-country Movement: Occupation authorities maintained a state “border” at the administrative boundary between mainland Ukraine and Crimea. According to the HRMMU, the boundary and the absence of public transportation between Crimea and mainland Ukraine continued to undermine freedom of movement to and from the peninsula, affecting mainly the elderly and individuals with limited mobility. The government simplified crossing the administrative boundary for children in a decree that came into force on February 9. Children younger than 16 were allowed to cross the administrative boundary between mainland Ukraine and Crimea both ways if accompanied by one parent. Notarized permission of the second parent was no longer required. Children ages 14-16 could cross the administrative line both ways unaccompanied if they studied at an educational institution located in mainland Ukraine and resided or were registered in Crimea.
There were reports occupation authorities selectively detained and at times abused persons attempting to enter or leave Crimea. According to human rights groups, occupation authorities routinely detained adult men at the administrative boundary for additional questioning, threatened to seize passports and documents, seized telephones and memory cards, and questioned them for hours.
On March 14, Ukrainian authorities restricted crossing of the administrative boundary as a COVID-19 preventative measure. Under the restrictions, only individuals registered as residents of government-controlled territory could cross into mainland Ukraine, and only individuals registered in Crimea could cross into the occupied peninsula. Public backlash to the measures led the government to expand authorized crossings four days later, allowing for crossings for humanitarian reasons, such as family reunification, cases of serious illness, and the death of a close relative. On June 15, the State Border Guard Service rescinded the residency requirements and resumed normal operations of checkpoints along the administrative boundary, while still requiring self-isolation for persons leaving occupied Crimea. On August 1, the service rescinded the self-isolation requirement but temporarily closed the crossing points again from August 8 to 30.
On March 18, Russian occupation authorities banned Ukrainian citizens from entering occupied Crimea, citing COVID-19 prevention as justification. The number of administrative boundary crossings dropped to nearly 1 percent of historical levels as a result of these restrictions. For instance, from April to May, the State Border Guard Service registered 4,000 crossings of the administrative boundary, compared with 344,000 crossings during the same period in 2019.
On April 3, Russian occupation authorities imposed upon Ukrainians in Crimea a measure banning those they considered Russian citizens from leaving the territory of what they considered the Russian Federation. Occupation authorities justified the action by asserting that many Ukrainians in Crimea had Russian passports, many of which were issued without being requested. For example, on April 5, FSB officials at the administrative boundary denied the request of a Ukrainian citizen seeking cancer treatment in Kyiv to exit occupied Crimea, citing her alleged Russian citizenship. Similarly, on April 17, Soviet dissident and marathon swimmer Oleh Sofianyk presented a Ukrainian passport to Russian officials at the administrative boundary in order to cross into mainland Ukraine. The officials refused his request to exit occupied Crimea, citing his alleged Russian citizenship. On April 27, Sofianyk attempted a second time to exit Crimea, but authorities again refused his request. Sofianyk managed to leave the peninsula on June 2.
In other cases, occupation authorities issued entry bans to Crimean Tatars attempting to cross the administrative boundary. For example, on May 23, the FSB detained 61-year-old human rights defender Diliaver Memetov when he attempted to pass through an administrative boundary checkpoint for a planned trip to mainland Ukraine. Occupation authorities took Memetov to a police station, where he claims police tore out pages from his passport. Upon his release three hours later, Memetov attempted to cross again, but was denied entry and fined a substantial amount for presenting a damaged passport.
Occupation authorities launched criminal cases against numerous high-profile Crimean Tatar leaders, including Member of Parliament Mustafa Jemilev; the chairman of the Crimean Tatar Mejlis, Refat Chubarov; the director general of the ATR television channel, Lenur Isliamov; and ATR deputy director Aider Muzhdabayev.
According to the HRMMU, Ukrainian law restricts access to Crimea to three designated crossing points and imposes penalties, including long-term entry bans, for noncompliance. Crimean residents lacking Ukrainian passports, who only possessed Russian-issued Crimean travel documents not recognized by Ukrainian authorities, often faced difficulties when crossing into mainland Ukraine.
Citizenship: Russian occupation authorities required all residents of Crimea to be Russian citizens. Those who refused Russian citizenship could be subjected to arbitrary expulsion. According to the Crimean Human Rights Group, during the six years of Russia’s occupation, approximately 2,000 Ukrainians were prosecuted for not having Russian documents, and approximately 530 persons were ordered to be “deported.”
According to the HRMMU, in 2019 Crimean “courts” ordered “deportation” and forcible transfer of 109 Ukrainian citizens whose residence rights in Crimea were not recognized.
Residents of Crimea who chose not to adopt Russian citizenship were considered foreigners but in some cases could obtain a residency permit. Persons without Russian citizenship holding a residency permit were deprived of key rights and could not own agricultural land, vote or run for office, register a religious congregation, or register a vehicle. Authorities denied those who refused Russian citizenship access to “government” employment, education, and health care as well as the ability to open bank accounts and buy insurance, among other limitations.
According to the Crimean Human Rights Group, Russian authorities prosecuted private employers who continued to employ Ukrainians. Fines could be imposed on employers for every recorded case of employing a Ukrainian citizen without a labor license. Fines in such cases amounted to several million dollars.
In some cases authorities compelled Crimean residents to surrender their Ukrainian passports, complicating international travel, because many countries did not recognize “passports” issued by Russian occupation authorities.
Approximately 47,000 residents of Crimea registered as IDPs on the mainland, according to the Ministry of Social Policy. The Mejlis and local NGOs, such as Crimea SOS, believed the actual number could be as high as 100,000, as most IDPs remained unregistered. Many individuals fled due to fear that occupation authorities would target them for abuse because of their work as political activists or journalists. Muslims, Greek Catholics, and Evangelical Christians who left Crimea said they feared discrimination due to their religious beliefs.
Crimean Tatars, who made up the largest number of IDPs, said they left because of pressure on their community, including an increasing number of arbitrary searches of their homes, surveillance, and discrimination. In addition, many professionals left Crimea because Russian occupation authorities required them to apply for Russian professional licenses and adopt Russian procedures in their work.
Section 6. Discrimination, Societal Abuses, and Trafficking in Persons
Birth Registration: Under both Ukrainian law and laws imposed by Russian occupation authorities, either birthplace or parentage determines citizenship. Russia’s occupation and purported annexation of Crimea complicated the question of citizenship for children born after February 2014, since it was difficult for parents to register a child as a citizen with Ukrainian authorities. Registration in the country requires a hospital certificate, which is retained when a birth certificate is issued. Under the occupation regime, new parents could only obtain a Russian birth certificate and did not have access to a hospital certificate. In 2016 the Ukrainian government instituted a process whereby births in Crimea could be recognized with documents issued by occupation authorities.
According to Jewish groups, the Jewish population in Crimea was approximately 10,000 to 15,000, with most living in Simferopol. There were no reports of anti-Semitic acts.
Since the beginning of the occupation, authorities singled out Crimean Tatars and Ukrainians for discrimination, abuse, deprivation of civil liberties and religious and economic rights, and violence, including killings and abductions (also see sections 1.a.-1.d., 1.f., 2.a., 2.b., and 2.d.). The June UN secretary-general’s report noted, “Law enforcement authorities seemed to target actual or perceived critics of the occupation of Crimea and the policies of the Russian Federation on the peninsula, such as the Mejlis and Crimean Solidarity.”
There were reports that Russian occupation authorities openly advocated discrimination against Crimean Tatars. Occupation authorities harassed Crimean Tatars for speaking their language in public and forbade speaking it in the workplace. There were reports teachers prohibited schoolchildren from speaking Crimean Tatar to one another. Crimean Tatars were prohibited from celebrating their national holidays and commemorating victims of previous abuses (see section 2.b.).
Occupation authorities also restricted the use of Crimean Tatar flags and symbols (see section 2.a.).
By the end of 2014, Ukrainian as a language of instruction was removed from university-level education in Crimea. According to the Crimean Resource Center, schools in Crimea no longer provided instruction in Ukrainian. Crimean Tatar was the sole instruction language for seven schools, and five schools that previously offered all instruction in Crimean Tatar added Russian language instruction. In 2017 the International Court of Justice ruled on provisional measures in proceedings brought by Ukraine against the Russian Federation, concluding unanimously that the Russian Federation must “ensure the availability of education in the Ukrainian language.”
Occupation authorities have not permitted churches linked to ethnic Ukrainians, in particular the Orthodox Church of Ukraine (OCU) and the Ukrainian Greek Catholic Church, to register under Russian law. Occupation authorities harassed and intimidated members of the churches and used court proceedings to force the OCU in particular to leave properties it had rented for years. On July 24, “court bailiffs” issued an order to Archbishop Klyment of the Orthodox Church in Ukraine to dismantle the only OCU church in Yevpatoriya within five days.
The largest OCU congregation in Crimea closed in September 2019 following a ruling by occupation authorities that the cathedral located in Simferopol must be “returned to the state.” The church was shut down after repeated refusals by the authorities to allow it to register.
Russian occupation authorities prohibited Crimean Tatars affiliated with the Mejlis from registering businesses or properties as a matter of policy.
Acts of Violence, Criminalization, and Other Abuses Based on Sexual Orientation and Gender Identity
Human rights groups and LGBTI activists reported that most LGBTI individuals fled Crimea after the Russian occupation began. Those who remained lived in fear of abuse due to their sexual orientation or gender identity. The UN Human Rights Council’s independent expert received reports of increased violence and discrimination of the LGBTI community in Crimea, as well as the use of homophobic propaganda employed by the occupation authorities. LGBTI persons reportedly were frequently subjected to beatings in public spaces and entrapped by organized groups through social networks. The council’s report noted, “this environment created an atmosphere of fear and terror for members of the community, with related adverse impacts on their mental health and well-being.”
According to the HRMMU, NGOs working on access to health care among vulnerable groups have found it impossible to advocate for better access to healthcare for LGBTI persons due to fear of retaliation by occupation authorities.
Occupation authorities prohibited any LGBTI group from holding public events in Crimea. LGBTI individuals faced increasing restrictions on their exercise of free expression and peaceful assembly, because occupation authorities enforced a Russian law that criminalizes the so-called propaganda of nontraditional sexual relations to minors (see section 6 of the Country Reports on Human Rights for Russia).
Section 7. Worker Rights
Occupation authorities announced the labor laws of Ukraine would not be in effect after 2016 and that only the laws of the Russian Federation would apply.
Occupation authorities imposed the labor laws and regulations of the Russian Federation on Crimean workers, limited worker rights, and created barriers to the exercise of freedom of association, collective bargaining, and the ability to strike. Trade unions are formally protected under Russian law but limited in practice. As in both Ukraine and Russia, employers were often able to engage in antiunion discrimination and violate collective bargaining rights. Pro-Russian authorities threatened to nationalize property owned by Ukrainian labor unions in Crimea. Ukrainians who did not accept Russian citizenship faced job discrimination in all sectors of the economy. Only holders of Russian national identification cards were allowed to work in “government” and municipal positions. Labor activists believed that unions were threatened in Crimea to accept “government” policy without question and faced considerable restrictions on advocating for their members.
Although no official data were available, experts estimated there was growing participation in the underground economy in Crimea.
Section 2. Respect for Civil Liberties, Including:
In the Donbas region, Russia-led forces suppressed freedom of speech and the press through harassment, intimidation, abductions, and assaults on journalists and media outlets. They also prevented the transmission of Ukrainian and independent television and radio programming in areas under their control.
Freedom of Speech: With some exceptions, individuals in areas under government control could generally criticize the government publicly and privately and discuss matters of public interest without fear of official reprisal.
The law criminalizes the display of communist and Nazi symbols as well as the manufacture or promotion of the St. George’s ribbon, a symbol associated with Russia-led forces in the Donbas region. On March 29, police issued an administrative offense citation in Odesa to a local resident for publicly displaying a portrait of Stalin. During the May 9 celebration of World War II Victory Day, police fined individuals in Odesa, Zaporizhzhya, and Kyiv for carrying banned Soviet symbols.
The law prohibits statements that threaten the country’s territorial integrity, promote war, instigate racial or religious conflict, or support Russian aggression against the country, and the government prosecuted individuals under these laws (see “Censorship” and “National Security”).
Freedom of Press and Media, Including Online Media: The NGO Freedom House rated the country’s press as “partly free.” Independent media and internet news sites were active and expressed a wide range of views. Privately owned media, particularly television channels, the most successful of which were owned by influential oligarchs, often provided readers and viewers a “biased pluralism,” representing the views of their owners and providing favorable coverage of their allies and criticism of political and business rivals. The 10 most popular television stations were owned by businessmen whose primary business was not in media. Independent media had difficulty competing with major outlets that operated with oligarchic subsidies. Editorial independence was particularly limited in media controlled by individuals and oligarchs supportive of or linked to the Russian government and intelligence agencies. The Ministry of Defense on November 25 stated the Russian Federation “has intensified measures to discredit the top state and military leadership of Ukraine. To this end, pro-Russian media, journalists and agents of influence, including in Ukraine, are being used more actively.”
There were reports of continuing financial and political pressure on the National Public Broadcasting Company, created to provide an independent publicly funded alternative to oligarch-controlled television channels. The 2020 budget provided only 89 percent of the previous budget’s funding for the broadcaster, which was already reportedly 45 percent lower than what it should have received by law. Parliament consistently failed to comply with legal requirements allocating at least 0.2 percent of the state’s annual budget to the broadcaster. In late February the State Executive Service blocked the broadcaster’s bank accounts pursuant to a Supreme Economic Court order to repay the debt of its predecessor, the National Television Company of Ukraine. On March 6, the Independent Media Council noted the action left the broadcaster unable to continue operations. On June 2, the bank accounts were unblocked.
Jeansa–the practice of planting one-sided or favorable news coverage paid for by politicians or oligarchs–continued to be widespread. Monitoring by the Institute for Mass Information (IMI) of national print and online media for jeansa indicated a wide range of actors ordered political jeansa, including political parties, politicians, oblast governments, and oligarchs. Only 11 out of the 50 most-visited information sites did not contain jeansa, according to an IMI study conducted from June to August. The study found that 70 percent of the jeansa materials identified were of a political nature. The IMI attributed the widespread use of political jeansa during this period to an attempt to influence voters ahead of the October 25 local elections.
Violence and Harassment: Violence against journalists remained a problem. Human rights groups and journalists blamed what they saw as government inaction in solving the crimes for the emergence of a culture of impunity. Government authorities sometimes participated in and condoned attacks on journalists.
According to the IMI, as of September 1, there had been 20 reports of attacks on journalists, which is equal to the number of attacks on journalists during the first eight months of 2019. As in 2019, private, rather than state, actors perpetrated the majority of the attacks. As of September 1, there were 20 incidents involving threats against journalists, as compared with 33 during the same period in 2019. The IMI and editors of major independent news outlets also noted online harassment of journalists by societal actors, reflecting a growing societal intolerance of reporting deemed insufficiently patriotic, a development they asserted had the tacit support of the government.
There were multiple reports of attacks on journalists by government officials. For example, on August 26, members of the Zaporizhzhya city council physically removed Gvozdi (Nails) newspaper editor Bohdan Vasylenko from the city administrative building. Vasylenko had planned to attend the city council meeting to inquire about local COVID-19 prevention measures. The journalist filed a police report. No charges had been brought as of mid-September.
Media professionals continued to experience pressure from the Security Service, the military, police, and other officials when reporting on sensitive issues. For example, on April 29, a police officer beat Hromadske journalist Bohdan Kutyepov, pushed him to the ground, and broke his media equipment while he was live-streaming antiquarantine protests taking place in front of a government building. As of November the State Bureau for Investigations was looking into the incident.
There were reports of attacks on journalists by nongovernment actors, including numerous attacks against investigative journalists from the Radio Free Europe/Radio Liberty (RFE/RL) program Schemes that occurred throughout the year. On August 7, RFE/RL investigative journalist Mykhailo Tkach found alleged evidence of wiretapping in his apartment and posted images on Facebook of holes drilled into the ceiling of his apartment as evidence of the suspected wiretapping attempt. Shortly thereafter, on the evening of August 16, the car of an RFE/RL Schemes driver and film crew member was set on fire. Tkach claimed he had received anonymous messages indicating that his “journalistic activities are annoying high-level officials.” Schemes journalists believe the attacks were in response to its critiques of President Zelenskyy and its investigative reporting on high-level corruption. Police initiated an investigation, and the case gained a high degree of media attention. The head of the Kyiv Regional Police, Andriy Nebytov, wrote on Facebook, “It is obvious that the arsonist and their ‘curators’ had a goal not only to destroy the vehicle, they wanted more to cause outrage among the journalistic community and the public, to create a perception of insecurity and permissiveness.” As of October, no arrests had been made in the case.
In January, RFE/RL journalist Halyna Tereshchuk’s car was set on fire in Lviv in an arson attack. In February the Security Service detained a 19-year-old believed to be responsible for the attack, and in August a police officer was arrested on charges indicating his complicity in the crime.
There were allegations the government prosecuted journalists in retaliation for their work (see section 1.e.).
There were reports that government officials sought to pressure journalists through the law enforcement system, often to reveal their sources in investigations. For example, the State Bureau for Investigations summoned television anchor Yanina Sokolova and editor in chief of the online news platform Censor.Net, Yuriy Butusov, for questioning. On August 18, Butusov, citing law enforcement sources, reported the detention of Russian mercenaries in Belarus had been part of a special operation by Ukrainian security services that failed due to a leak from the Office of the President. Sokolova announced she was summoned on the grounds that she had potentially disclosed information pertaining to a state secret.
Journalists received threats in connection with their reporting. For example, on July 13, Kateryna Serhatskova, a journalist and cofounder of the online platform Zaborona (Prohibition), left the country, claiming threats to her life and her family believed to be in connection with her reporting. On July 3, Zaborona published an article detailing alleged links between leaders of violent radical groups and the directors of Stop-Fake.org, a project of the nonprofit Media Reforms Center, aimed at stopping the dissemination of false information about the country (see Internet Freedom). According to Serhatskova, police refused to open an investigation into the threats against her, prompting her lawyer to appeal to the Ministry of Interior Affairs, which opened an investigation in July. As of November, the investigation continued.
In December 2019 police arrested three suspects and two persons of interest in the 2016 killing of well known Belarusian-Russian journalist Pavel Sheremet (see section 1.a.). In early September the Shevchenkivskyy District Court in Kyiv began hearing the case.
Censorship or Content Restrictions: Human rights organizations frequently criticized the government for taking an overly broad approach to banning books, television shows, websites, and other content (see subsections on National Security and Internet Freedom).
On September 3, the National Council on Television and Radio Broadcasting (Derzhkomteleradio) revoked the broadcasting license of the Pryamy FM radio station for not broadcasting within a year of the date its license was issued. Derzhkomteleradio is an eight-member executive body charged with overseeing television and radio broadcasters’ compliance with Ukrainian laws. The parliament and the president appoint four members each to the council.
Both independent and state-owned media periodically engaged in self-censorship when reporting stories that might expose their media owners or political allies to criticism or might be perceived by the public as insufficiently patriotic or provide information that could be used for Russian propaganda.
Libel/Slander Laws: Libel is a civil offense. While the law limits the monetary damages a plaintiff can claim in a lawsuit, local media observers continued to express concern over high monetary damages awarded for alleged libel. Government entities, and public figures in particular, used the threat of civil suits, sometimes based on alleged damage to a person’s “honor and integrity,” to influence or intimidate the press and investigative journalists.
National Security: In the context of the continuing Russia-led conflict in the Donbas region as well as continuing Russian disinformation and cyber campaigns, authorities took measures to prohibit, regulate, and occasionally censor information deemed a national security threat, particularly those emanating from Russia and promoting pro-Russian lines.
The government continued the practice of banning specific works by Russian actors, film directors, and singers, as well as imposing sanctions on pro-Russian journalists. According to the State Film Agency, as of mid-September approximately 808 films and television shows had been banned on national security grounds since 2014. In response to Russia’s continued barrage of cyberattacks and disinformation as part of its efforts to destabilize the country, the government maintained a ban on the operations of almost 839 companies and 1,605 persons that allegedly posed a “threat to information and the cyber security of the state.” Among them were two widely used social networks based in Russia and major Russian television channels as well as smaller Russian channels that operated independently of state control.
Derzhkomteleradio maintained a list of banned books seen to be aimed at undermining the country’s independence; promoting violence; inciting interethnic, racial, or religious hostility; promoting terrorist attacks; or encroaching on human rights and freedoms. As of November the list contained 227 titles.
There were reports the government used formal pretexts to silence outlets for being “pro-Russian” and for being critical of its national security policy. On October 15, Derzhkomteleradio announced an unscheduled inspection of pro-Russian television channels Newsone, 112 Ukraine, and ZIK, claiming their favorable coverage of an October 6 meeting between Russian president Vladimir Putin and Ukrainian politician Viktor Medvedchuk might have violated national security laws.
Nongovernmental Impact: There were reports that radical groups committed attacks on journalists. For example, on June 15, members of radical groups attacked ZIK television journalist Alla Zhyznevska at the Shevchenkivskyy district courthouse in Kyiv where Serhiy Sternenko was being held and protests were organized by activists of the Youth Wing and members of the Opposition Platform for Life. Clashes broke out, and police detained five individuals. A few days prior, on June 12, Zhyznevska reported another incident in which she was conducting a story on a local market in Odesa when six unknown men emerged, demanded the journalist’s crew not take pictures, and forcibly removed them from the market. Police were called, but the six men dispersed before they arrived.
The ability to exercise freedom of expression reportedly remained extremely limited in territory controlled by Russia-led forces in the Donbas region. Based on HRMMU media monitoring, critical independent media on the territory controlled by Russia-led forces was nonexistent. According to Digital Security Lab Ukraine, an independent digital analysis organization, authorities in the “LPR” blocked approximately 158 Ukrainian news outlets as of late January.
The HRMMU reported that journalists entering Russia-controlled territory of the “DPR” had to inform the “press center” of the “ministry of defense” about their activities on a daily basis, were arbitrarily required to show video footage at checkpoints, and were accompanied by members of armed groups when travelling close to the contact line.
Law enforcement bodies monitored the internet, at times without appropriate legal authority, and took significant steps to block access to websites based on “national security concerns.”
On May 14, President Zelenskyy renewed sanctions on several Russian websites that were introduced in 2017 in retaliation for Russian cyberattacks. The sanctions included a ban on popular Russian social networks VKontakte and OdnoKlassniki, although the sites could easily be reached with use of a virtual private network connection. Ukrainian internet providers continued to block websites at government behest based on national security concerns. As of September, 475 sites were blocked in the country on such grounds. According to monitoring by Digital Security Lab Ukraine, internet service provider compliance with the government’s orders to block sites varied widely.
Free speech advocates expressed concern that courts continued to block access to websites on grounds other than national security. Freedom House reported thousands of websites, including some self-described news sites, were blocked for alleged involvement in cybercrime, fraud, and other illegal activities. For example, on January 27, a Kyiv court ruled to block access to 59 websites, including the media platforms smi.today, capital.ua, and ukr.fm, at the request of the Kyiv Oblast prosecutor’s office on grounds related to violations of intellectual property rights.
There were reports of the disclosure of personally identifiable information of persons to penalize expression of opinions. On July 11, a Ukrainian journalist with more than 130,000 followers on his social media account posted a picture of journalist Kateryna Serhatskova with her son as well as details about her personal life, suggesting she worked for Russian intelligence services. In the comments responding to the post, users posted her address, photos of her home, and death threats against her. The threats and disclosures came in response to Serhatskova’s July 3 publication of an article about the alleged influence of violent radical groups on a fact-checking organization, StopFake.org. Human Rights Watch called on authorities to provide for her safety. On July 14, Serhatskova left the country out of concern for her safety and that of her family.
The Myrotvorets (peacemaker) database, which reportedly maintained close ties to the country’s security services, published the personal data of journalists and public figures who had been critical of the country’s security services or had made other statements the site considered unpatriotic. For instance, in early August the website published personally identifiable information of the editor and host of the television program Nashi Hroshi (Our Money), Denys Bihus. Myrotvorets published the information in retaliation for Bihus’s investigative reporting on Ihor Hladkovsky, the son of a former National Security and Defense Council official. Myrotvorets justified its actions by citing a July court ruling that dismissed the claims of Bihus and other journalists regarding Hladkovsky’s alleged involvement in embezzlement.
There were reports of cyberattacks on journalists who reported on corruption. For example, after publishing an investigative report in July on the pro-Russian influence of certain Telegram channels closely followed by members of parliament, journalist Lyubov Velychko reported repeated attempts to hack her social network and messenger accounts as well as numerous online death threats against her.
Human rights groups and journalists who were critical of Russia’s aggressive actions in the Donbas region and its occupation of Crimea reported their websites were subjected to cyberattacks, such as coordinated denial of service incidents and unauthorized attempts to obtain information from computers, as well as coordinated campaigns of trolling and harassment on social media.
In its annual Freedom on the Net report published in November, Freedom House concluded that the country has made cautious improvements in regards to internet freedom. Improvements included the removal of telecommunications licensing requirements that were previously tied to corruption and a reduction in the practice of administratively blocking websites, with the exception of President Zelenskyy’s extension of sanctions to several Russian-owned technology companies in May.
There were reports the government prosecuted individuals for their posts on social media. For example, according to press reports, in early August, the Security Service in Sumy searched a house and detained a man who allegedly posted calls on social networks to break the ceasefire in Donbas.
There were some instances in which the government restricted academic freedom or cultural events.
The government maintained a list of Russian or pro-Russian musicians, actors, and other cultural figures it prohibited from entering the country on national security grounds.
b. Freedoms of Peaceful Assembly and Association
The constitution provides for the freedoms of peaceful assembly and association, and the government generally respected these rights.
The constitution provides for the freedom of peaceful assembly, but police sometimes restricted, or failed to protect freedom of assembly. No laws, however, regulate the process of organizing and conducting events to provide for the right, and authorities have wide discretion under a Soviet-era directive to grant or refuse permission for assemblies on grounds of protecting public order and safety. Organizers are required to inform authorities in advance of demonstrations.
There were reports of police restricting and failing to protect freedom of assembly. For example, in July police officers in Lviv restricted activists’ ability to assemble peacefully near the Taras Shevchenko monument in the city’s center by dispersing the group and writing up a police report for “petty hooliganism.” The activists held a performance in which one member wore a Zelenskyy mask and handed out one million hryvnia notes to all who passed by, while others smashed a printer that was printing the fake money.
Human rights defenders noted that police at times arbitrarily enforced COVID-19 quarantine restrictions, including through selective dispersal of civic assemblies. For example, on June 25, organizers of the lesbian, gay, bisexual, transgender, and intersex (LGBTI) community support month in Kyiv scheduled two events at the same location. Organizers informed police about both events in advance to abide by legal processes and COVID-related restrictions. The events were reportedly both approved in advance, and police allowed the first event–a panel discussion–to proceed as planned but dispersed participants of the second event and wrote a misdemeanor report against the venue’s owner, citing alleged quarantine restrictions. The owner reported that in addition to the events being previously approved, authorities also previously checked the venue to ensure it met quarantine requirements and had not reported any concerns.
Events organized by women’s rights activists or the LGBTI community were regularly disrupted by members of violent radical groups. Police at times did not adequately protect participants from attack before or after the events, nor did they provide sufficient security for smaller demonstrations or events, especially those organized by persons belonging to minority groups or opposition political movements. For example, two men who participated in the March 8 Women’s Rights March in Kyiv were beaten and sprayed with tear gas in an underground tunnel after the event. Police detained four suspects, including Vita Zaverukha and three other activists from the violent radical group Unknown Patriot. As of July 6, only one indictment against one suspect for “hooliganism” had been sent to court.
On August 30, members of the radical group Tradition and Order attacked participants of the Odesa pride rally. Tradition and Order members punched, kicked, and threw projectiles at both participants and police. Two officers were injured. International monitors noted that poor communication between event organizers and police contributed to police failure to provide adequate protection. Police arrested 16 persons involved in the attack and investigated the incident. Similarly, on September 20, representatives of violent radical groups gathered in the downtown area of Zaporizhzhya for a counterprotest in response to the March of Equality (pride march). During the event, police detained an armed man after he aimed a gun at the pride march participants. No shots were fired, and the perpetrator was taken to the Dnipro police department.
On December 14, a group of young men attacked two teenage boys in Kyiv’s Kontrakova Square, shouting homophobic slurs, beating, and kicking them in what appears to have been an unprovoked attack. A witness who posted a video of the attack claimed that while police arrested one of the victims for arguing with them, the attackers remained in the square even after police left, shouting racist slogans.
In Russia-controlled territory, the HRMMU observed the absence of free and peaceful assembly and noted, “Such a restrictive environment, where dissenting opinions may trigger retaliation, has a long-lasting chilling effect on the population.” The HRMMU also noted the only demonstrations permitted in these areas were ones in support of local “authorities,” often apparently organized by Russia-led forces with forced public participation.
Russia-led forces in the “DPR” and “LPR” continued to implement “laws” requiring all religious organizations except the Ukrainian Orthodox Church-Moscow Patriarchate to undergo “state religious expert evaluations” and reregister with them. According to the HRMMU, a majority of religious groups recognized under Ukrainian law continued to be unable to reregister because of stringent legal requirements under “laws” in the “DPR” and “LPR” that mirrored Russian legislation preventing or discouraging reregistration of many religious communities (see the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/).
The constitution and law provide for freedom of association, and the government generally respected this right.
Human rights organizations reported an increase in attacks on activists following a decrease in attacks in 2019 (48 attacks in the first six months of the year, up from 39 in the same period of 2019). International and domestic human rights NGOs remained concerned about the lack of accountability for attacks on members of civil society organizations, which they believed had created a climate of impunity.
For example, on July 23, the head of the NGO Anticorruption Center, Vitalii Shabunin, reported suspected arson after his home was set on fire. Shabunin’s parents and children were in the house at the time but managed to escape unharmed. After an investigation, police concluded the fire resulted from an arson attack that started on the activist’s porch with the assistance of a flammable liquid to ignite a stable flame. As of September the perpetrators had not been identified. Shabunin believed the arson was an assassination attempt carried out at the request of politically influential oligarchs to prevent his organization’s investigative reporting on corruption. On December 30, police removed suspicious items resembling bombs from the doorsteps of apartments belonging to Shabunin’s relatives. In recent years several major human rights groups have expressed concern about the government’s singling out of Shabunin for unfair treatment.
There were reports the government targeted activists for raids, arrests, or prosecution in retaliation for their professional activity. For example, on September 30, Shabunin was fined 850 hryvnias ($30) for the late submission of an asset declaration by half a day. The Anticorruption Center believed the fine was issued to include Shabunin on a register of corrupt individuals and used against the organization in a smear campaign.
On March 30, police arrested Yuriy Fedorenko, the head of the Tverdynia NGO that works to expose illegal construction projects, as he was attempting to film construction in Kyiv he believed to be illegal. Fedorenko himself called police to report the construction violation, but they instead arrested and searched him and transported him to a nearby police station where he was charged with a violation of quarantine, despite his wearing a mask while in public. Police, citing privacy concerns, did not provide a reason for the arrest, and Fedorenko was later completely acquitted in court.
There were reports that unknown actors initiated violent attacks against activists because of their involvement in civil society organizations. For example, on June 20, Valentyna Buchok was wounded when a grenade exploded near a gate outside her home in Ivanopillya in the government-controlled part of Donetsk Oblast. Buchok, who was reportedly tortured while imprisoned by Russia-led forces in the Izolatsiya detention facility on falsified charges from 2016-17, was a member of SEMA Ukraine, a group that advocated for survivors of conflict-related sexual violence. Human rights groups claimed the explosion marked the third attempt on her life since her release in a prisoner exchange in 2017.
According to the HRMMU, in the territories controlled by Russia-led forces, domestic and international civil society organizations, including human rights defenders, could not operate freely. Residents informed the HRMMU they were being prosecuted (or feared being prosecuted) by the “ministry of state security” for their pro-Ukrainian views or previous affiliation with Ukrainian NGOs. If human rights groups attempted to work in those areas, they faced significant harassment and intimidation. The HRMMU also noted some civil society organizations run by Russia-led forces appeared to require certain persons, such as public-sector employees, to join.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide citizens with freedom of internal movement, foreign travel, emigration, and repatriation. The government, however, restricted these rights, particularly in the eastern part of the country near the zone of conflict.
In-country Movement: The government and Russia-led forces strictly controlled movement between government-controlled areas and territories in the Donbas region controlled by Russia-led forces. Crossing the line of contact remained arduous.
On March 16, the government introduced COVID-related restrictive measures on transit through the five entry and exit checkpoints, barring all crossings except those involving humanitarian grounds. On March 21, Russia-led forces in the “LPR” and “DPR” established similar restrictions. On June 10, the government reopened its side of the Stanytsia Luhanska and Marinka checkpoints, but it began requiring individuals to download an app on their cell phones monitoring their compliance with quarantine orders, effectively preventing anyone who did not own a cell phone from crossing into government-controlled territory. Russia-led forces in Donetsk likewise turned many away who attempted to cross into government-controlled territory; those allowed to cross were required to sign a document indicating they would not return until the COVID-19 pandemic had subsided. On June 19, the “LPR” reopened its side of the Stanytsia Luhanska checkpoint but required individuals seeking entry to provide proof of residency. Public passenger transportation remained prohibited; private transportation was available at high prices and was generally unaffordable for the majority of persons crossing.
According to the HRMMU, from late March to mid-June, the number of monthly line-of-contact crossings decreased from 1.3 million to a few hundred, most of which occurred in Luhansk Oblast. As a result, thousands were separated from their families and lost access to quality health care, pensions, social protection, and employment. Women and elderly persons, who comprised the majority of those crossing before the COVID-19 lockdown, were particularly affected. The government required those seeking to cross into government-controlled territory to obtain a pass. The pass system imposed significant hardships on persons crossing into government-controlled territory, in particular those seeking to receive pensions and government benefits not distributed in the territory controlled by Russia-led forces.
According to the HRMMU, since late June, civilians seeking entry to territory controlled by Russia-led forces in the “DPR” had to have permission from the “Operational Headquarters to Combat COVID-19” and have a residence registered in the “DPR.” To enter government-controlled territory from the “DPR,” civilians had to be registered in the government-controlled territory.
The government and Russian occupation authorities subjected individuals crossing between Russian-occupied Crimea and the mainland to strict controls at the administrative boundary between Kherson Oblast and Crimea. Authorities prohibited rail and commercial bus service across the administrative boundary, requiring persons either to cross on foot or by private vehicle. Civil society, journalists, and independent defense lawyers reported that the government made efforts to ease requirements for entering Crimea, improving previously lengthy processes to obtain required permissions that hindered their ability to document and address abuses taking place there. On April 3, Russian occupation authorities imposed a measure in Crimea banning Russian citizens from leaving the territory of the Russian Federation. The measure affected Ukrainian residents of Crimea due to authorities requiring all residents of Crimea to be Russian citizens, and Russia’s purported annexation of Crimea (see Crimea subreport).
According to the Ministry of Social Policy, as of late September more than 1.4 million persons were registered as internally displaced persons (IDPs) due to Russia’s aggression in eastern Ukraine and occupation of Crimea. Some NGOs and international organizations estimated the number to be lower, since some persons returned to their homes after registering as IDPs, while others registered while still living in the conflict zone. The largest number of IDPs resided in areas immediately adjoining the conflict zones, in government-controlled areas of Donetsk and Luhansk Oblasts as well as in the Kharkiv, Dnipropetrovsk, and Zaporizhzhya Oblasts and Kyiv. Many resided in areas close to the line of contact in the hope they would be able to return home.
The government granted social entitlements only to persons who had registered as IDPs. Local departments of the Ministry of Social Policy regularly suspended payment of pensions and benefits to IDPs pending verification of their physical presence in government-controlled territories, ostensibly to combat fraud, requiring recipients to go through a burdensome reinstatement process.
According to the HRMMU, as part of its COVID-19 prevention measures, the government suspended the burdensome requirement that IDPs undergo identification checks every second month in order to receive social benefits.
Humanitarian aid groups had good access to areas under government control.
IDPs were able to vote in local elections and for single-mandate district seats in parliamentary elections. In May the Central Election Commission passed a resolution allowing IDPs, working migrants, and citizens without registration to apply in-person or online to the State Registry of Voters to identify or change their voting address and vote where they actually live. As a result, approximately 5.5 million additional Ukrainians were eligible to participate in local elections in October.
According to the HRMMU, IDP integration remained impeded by the lack of a government strategy and the absence of allocation of financial resources, leading to IDPs’ economic and social marginalization. UN agencies reported the influx of IDPs led to tensions arising from competition for scarce resources.
NGOs reported employment discrimination against IDPs. IDPs continued to have difficulty obtaining education, medical care, and necessary documents. According to the law, the government should provide IDPs with housing, but authorities did not take effective steps to do so. A shortage of employment opportunities and the generally weak economy particularly affected IDPs, forcing many to live in inadequate housing, such as collective centers and temporary accommodations. Other IDPs stayed with host families, volunteers, and in private accommodations, although affordable private accommodations were often in poor condition. Some IDPs, particularly those in government-controlled areas of Donetsk and Luhansk Oblasts, lacked sufficient sanitation, shelter, and access to potable water.
Romani activists expressed concern that some Roma could not afford to flee conflict areas, while others had no choice but to leave their homes.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to IDPs, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern. International and domestic organizations reported the system for protecting asylum seekers, stateless persons, and other persons of concern did not operate effectively.
Abuse of Migrants, Refugees, and Stateless Persons: Authorities frequently detained asylum seekers for extended periods without court approval.
Refoulement: There were reports the government did not provide for protection against the expulsion or return of some asylum seekers to a country where there was reason to believe their lives or freedom would be threatened on account of their race, religion, nationality, membership in a particular social group, or political opinion. For example, on May 14, the Supreme Court rejected the asylum appeal of prominent Kazakhstani journalist and opposition activist Zhanara Akhmetova. Human rights groups warned that the decision put Akhmetova at risk of deportation to Kazakhstan, where she would likely face mistreatment or torture for her political views.
The Open Dialogue Foundation claimed the decision was rushed and failed to address defense arguments. Akhmetova fled Kazakhstan in 2017 with her minor son without serving her suspended sentence for a 2009 fraud case, fearing that moves by Kazakhstani authorities to shut down her newspaper and fine her for social media posts put her in danger of political harassment and abuse.
There were also allegations that officials deported three individuals to Uzbekistan, where they were at risk of imprisonment. At a news conference on October 23, relatives and advocates for three Uzbekistani men who disappeared in October alleged that the Uzbekistani State Secret Service had kidnapped the men with the help of the Security Service of Ukraine and taken them to Uzbekistan, where they were allegedly imprisoned. The disappearances occurred in Poltava, Kharkiv, and Odesa. The families’ lawyers alleged that in two of the cases, witnesses claimed the men were detained by plainclothes Security Service officials. The men’s lawyers called on police to initiate investigations and claimed the extraditions were linked to Uzbekistan’s religious persecution of Muslims, including members of the group Hizb ut-Tahrir, which is legal in Ukraine. Two of the families submitted claims to the UN Working Group on Enforced or Involuntary Disappearances on behalf of their missing relative.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a legal system for providing protection to refugees. Protection for refugees and asylum seekers was insufficient, however, due to gaps in the law and the system of implementation. According to the State Migration Service, the number of refugees and asylum seekers has decreased. The country is a transit and destination country for asylum seekers and refugees, principally from Afghanistan, the Russian Federation, Bangladesh, Syria, and Iraq.
Many Belarusian nationals were either forcibly exiled by Belarusian authorities or voluntarily fled Belarus, crossing into Ukraine to seek refuge during a violent crackdown and political crisis in Belarus stemming from election-related mass protests following the fraudulent presidential election there on August 9. On October 4, President Zelenskyy signed a decree that relaxed requirements for certain categories of Belarusian citizens seeking residence. The decree directed the Cabinet of Ministers to extend the time allotted for temporary stays for Belarusian citizen entrepreneurs and information technology specialists from 90 to 180 days as well as to simplify procedures for obtaining a residence permit. While a few hundred Belarusians utilized the relaxed requirements for temporary stays and residence, relatively few applied for asylum. As of October, only 11 Belarusians had applied for asylum in the country.
Human rights groups noted that the refugee law falls short of international standards due to its restrictive definition of a refugee. The law permits authorities to reject many asylum applications without a thorough case assessment. In other instances government officials declined to accept initial asylum applications without a legal basis, leaving asylum seekers without documentation and vulnerable to frequent police stops, fines, detention, and exploitation. Asylum seekers in detention centers were sometimes unable to apply for refugee status within the prescribed time limits and had limited access to legal and other assistance. Asylum seekers have five days to appeal an order of detention or deportation.
A lack of access to qualified interpreters also hampered the full range of asylum procedures. International observers noted the government did not provide resources for interpreters, which created opportunities for corruption and undermined the fairness of asylum application procedures.
Employment: Refugees frequently had a hard time finding employment due to lack of qualifications and language proficiency. Some worked illegally, increasing their risk of exploitation.
Access to Basic Services: The national plan on the integration of refugees adopted by the government did not allocate resources for its implementation.
Temporary accommodation centers had a reception capacity of 421 persons. Asylum seekers living outside an official temporary accommodation center often experienced difficulties obtaining residence registration, and authorities regularly imposed a substantial fine because they lacked registration. According to the State Migration Service, refugees could receive residence registration at homeless shelters for up to six months.
According to UNHCR, gaps in housing and social support for unaccompanied children left many without access to state-run accommodation centers or children’s shelters. Many children had to rely on informal networks for food, shelter, and other needs and remained vulnerable to abuse, trafficking, and other forms of exploitation. UNHCR noted a lack of educational programs and vocational activities for those in detention for extended periods.
Temporary Protection: The government provided temporary protection (“complementary protection”) to individuals who may not qualify as refugees. As of August 31, authorities had provided complementary protection to 56 persons.
UNHCR estimated there were more than 35,000 stateless persons in the country. Persons who were either stateless or at risk of statelessness included Roma, homeless persons, current and former prisoners, and persons older than 50 who never obtained a Ukrainian personal identification document after the fall of the Soviet Union and were no longer able to obtain one.
The law requires establishing identity through a court procedure, which demanded more time and money than some applicants had. UNHCR reported Roma were at particular risk for statelessness, since many did not have birth certificates or any other type of documentation to verify their identity. Homeless persons had difficulty obtaining citizenship because of a requirement to produce a document testifying to one’s residence.
In June parliament amended the laws on recognition of stateless persons to define clearly the terms “stateless person,” “child separated from the family,” and “legal representatives” of such individuals. The law allows stateless persons to stay in the country and obtain a residence permit and stateless identity card, which facilitates foreign travel.
Section 6. Discrimination, Societal Abuses, and Trafficking in Persons
Rape and Domestic Violence: The law prohibits rape of men or women. The penalty for rape is three to 15 years’ imprisonment. Sexual assault and rape continued to be significant problems.
On September 21, the president signed a decree that introduced new measures for preventing and counteracting domestic and gender-based violence. The measures included increased funding and staffing of support service programs for domestic violence victims.
Domestic violence against women remained a serious problem. In the first six months of the year, police received 101,000 domestic violence complaints, which is a 40 percent increase compared with the same period in 2019. Spousal abuse was common. The HRMMU reported the spread of COVID-19 and the implementation of quarantine measures exacerbated the situation. According to the Internal Affairs Ministry, approximately 2,900 cases of domestic violence were investigated during the first nine months of the year. Police issued approximately 81,000 domestic violence warnings and protection orders during the first nine months of the year. Punishment included fines, emergency restraining orders of up to 10 days, ordinary restraining orders from one to six months, administrative arrest, and community service. Human rights groups noted the ability of agencies to detect and report cases of domestic violence was limited.
According to the NGO La Strada, quarantine restrictions made it difficult for victims of domestic violence to receive help. From mid-March to early May–the period during which the most severe quarantine restrictions were in place–human rights groups noted a decrease in the responsiveness of police officers to cases of domestic violence. Victims faced increased difficulty in accessing domestic violence shelters due to the requirement to obtain a hospital certificate declaring they were not infected with COVID-19 before the shelters would provide social services.
According to press reports, on June 29, a 50-year-old man beat his 46-year-old wife in their home in Drohobych, Lviv Oblast. The woman sustained grave bodily injuries and later died in the local hospital. The man was arrested on murder charges and faces seven to 10 years in prison. As of mid-September, police were conducting a pretrial investigation.
According to La Strada, the conflict in the Donbas region has led to a surge in violence against women across the country in recent years. Human rights groups attributed the increase in violence to post-traumatic stress experienced by IDPs fleeing the conflict and by soldiers returning from combat. IDPs reported instances of rape and sexual abuse; many said they fled areas controlled by Russia-led forces because they feared sexual abuse.
As of late September, the government operated 28 shelters for survivors of domestic violence and 21 centers for social and psychological aid across the country for survivors of domestic violence and child abuse.
Sexual Harassment: While the law prohibits coercing a person to have sexual intercourse, legal experts stated that safeguards against harassment were inadequate. The law puts sexual harassment in the same category as discrimination and sets penalties ranging from a fine to three years in prison. Women’s rights groups reported continuing and widespread sexual harassment, including coerced sex, in the workplace. Women rarely sought legal recourse because courts declined to hear their cases and rarely convicted perpetrators.
Reproductive Rights: The government recognizes the right of couples and individuals to decide the number, spacing, and timing of their children; to manage their reproductive health; and to have the information and means to do so, free from discrimination, coercion, and violence. Romani women sometimes faced barriers in managing their reproductive health, including segregation in maternity wards and other forms of discrimination. Some groups opposed contraception on religious grounds.
The government provided access to sexual and reproductive health services for survivors of sexual violence–including survivors of conflict-related sexual violence–but human rights groups said these services were sometimes unreliable and often did not reach Romani communities.
Women in Crimea accessed reproductive health care through services funded by the Russian occupation authorities, private insurance, and NGO programs; however, no Ukrainian or international monitors had access to Crimea, making it difficult to assess the state of reproductive health care there. A 2020 UN Population Fund report found that 81 percent of surveyed married or in-union women ages 15 to 49 reported they made their own decisions regarding sexual and reproductive health and rights, including deciding on their own health care, deciding on the use of contraception, and consenting to sex. According to a 2020 WHO World Health Statistics report, 100 percent of births were attended by skilled health personnel (based on primary data from 2010-2019); the adolescent birth rate was 19.1 percent (ages 15-19 years; based on primary data from 2010-2018); and 68 percent of women of reproductive age had their need for family planning satisfied with modern methods (based on primary data from 2010-2019).
Coercion in Population Control: There were no reports of coerced abortion or involuntary sterilization on the part of government authorities.
Discrimination: While the law provides that women enjoy the same rights as men, women experienced discrimination in employment. According to the government commissioner on gender policy, women on average received 30 percent lower salaries than men. The Ministry of Health maintained a list of 50 occupations that remain prohibited for women. Women experienced discrimination in pay and in access to retirement and pension benefits (see section 7.d.).
Birth Registration: Either birth in the country or to Ukrainian parents conveys citizenship. A child born to stateless parents residing permanently in the country is a citizen. The law requires that parents register a child within a month of birth, and failure to register sometimes resulted in denial of public services.
Registration of children born in Crimea or Russia-controlled areas in the Donbas region remained difficult. Authorities required hospital paperwork to register births. Russian occupation authorities or Russia-led forces routinely kept such paperwork if parents registered children in territories under their control, making it difficult for the child to obtain a Ukrainian birth certificate. In addition, authorities did not recognize documents issued by Russian occupation authorities in Crimea or in territories controlled by Russia-led forces. Persons living in Crimea and parts of the Donbas had to present documents obtained in Russian-controlled territory to Ukrainian courts in order to receive Ukrainian government-issued documents. The courts were obliged to make rulings in 24 hours; these decisions were then carried out by the registry office. Due to the lack of judges in local courts, Ukrainians living in regions under Russian control faced serious difficulty in obtaining Ukrainian documents.
Child Abuse: Penalties for child abuse range from three years to life, depending on severity. The law criminalizes sexual relations between adults and persons younger than 16; violations are punishable by imprisonment of up to five years. The criminal code qualifies sexual relations with a person younger than 14 as rape.
Human rights groups noted authorities lacked the capability to detect violence against children and refer victims for assistance. Preventive services remained underdeveloped. There were also instances of forced labor involving children (see section 7.c.).
Authorities did not take effective measures to protect children from abuse and violence and to prevent such problems. The ombudsperson for human rights noted the imperfection of mechanisms to protect children who survived or witnessed violence, particularly violence committed by their parents. According to the law, parents were the legal representatives of their children, even if they perpetrated violence against them. There is no procedure for appointing a temporary legal representative for a child during the investigation of alleged parental violence.
According to press reports, on June 25, Kyiv police officers responded to a report that a six-year-old boy had fallen out the window of an apartment. When police arrived at the boy’s home, they observed the boy’s mother and godfather were intoxicated. A search of the home and interview with witnesses led police to conclude the boy had been beaten unconscious by his godfather. The boy was taken to a hospital, where he died from his injuries one week later. Police detained the boy’s godfather and investigated the case as suspected premeditated murder.
Child, Early, and Forced Marriage: The minimum age for marriage is 18. A court may grant a child as young as 16 permission to marry if it finds marriage to be in the child’s interest. Romani rights groups reported early marriages involving girls younger than 18 were common in the Romani community.
Sexual Exploitation of Children: The law prohibits the commercial sexual exploitation of children, the sale of children, offering or procuring a child for child prostitution, and practices related to child pornography. The minimum prison sentence for rape of a minor is eight years. Molesting a child younger than 16 is punishable by imprisonment for up to five years. The same offense committed against a child younger than 14 is punishable by imprisonment for five to eight years. The age of consent is 16.
Sexual exploitation of children remained significantly underreported. Commercial sexual exploitation of children remained a serious problem. In late May a 44-year-old man was arrested in Vinnytsya Oblast for allegedly having filmed himself molesting his minor child and distributing the pornographic content on the internet. An investigation was still open as of mid-September.
Domestic and foreign law enforcement officials reported a significant amount of child pornography on the internet continued to originate in the country. The International Organization for Migration (IOM) reported children from socially disadvantaged families and those in state custody continued to be at high risk of trafficking, including for commercial sexual exploitation and the production of pornography. For example, in February cyber police in the Dnipropetrovsk Oblast arrested a 59-year-old man who was suspected of the rape of a minor and the production and distribution of pornographic items. An investigation was underway as of October.
Displaced Children: The majority of IDP children were from Donetsk and Luhansk Oblasts. According to the Ministry of Social Policy, authorities registered more than 240,000 children as IDPs. Human rights groups believed this number was low.
Institutionalized Children: The child welfare system continued to rely on long-term residential care for children at social risk or without parental care, although the number of residential-care institutions continued to drop. Government policies to address the abandonment of children reduced the number of children deprived of parental care. A government strategy for 2017-26 calls for the transformation of the institutionalized child-care system into one that provides a family-based or family-like environment for children. As of early 2020, the government’s progress towards this strategy was slow, with the number of children in orphanages dropping from 106,000 to 100,000 over three years. During the year, as a COVID-19 preventative measure, the government transferred 42,000 children back to families without conducting prior checks to verify family conditions. UNICEF raised concerns this action could put the children at risk of abuse.
Human rights groups and media outlets reported unsafe, inhuman, and sometimes life-threatening conditions in some institutions. Officials of several state-run institutions and orphanages were allegedly complicit or willfully negligent in the sex and labor trafficking of girls and boys under their care.
In early September the head physician of the Izmayil boarding school in Odesa Oblast was charged with molesting children under his care. Local police opened an investigation.
International Child Abductions: The country is a party to the 1980 Hague Convention on the Civil Aspects of International Child Abduction. See the Department of State’s Annual Report on International Parental Child Abduction at https://travel.state.gov/content/travel/en/International-Parental-Child-Abduction/for-providers/legal-reports-and-data/reported-cases.html.
According to census data and international Jewish groups, the Jewish population was approximately 103,600, constituting approximately 0.2 percent of the total population. According to the Association of Jewish Organizations and Communities, there were approximately 300,000 persons of Jewish ancestry in the country, although the number might be higher. Estimates of the Jewish population in Crimea and the Donbas region were not available, although before the conflict in eastern Ukraine, according to the Jewish association, approximately 30,000 Jewish persons lived in the Donbas region. Jewish groups estimated that between 10,000 and 15,000 Jewish persons lived in Crimea before Russia’s attempted annexation.
According to the National Minority Rights Monitoring Group, three cases of suspected anti-Semitic violence were recorded as of October 1. The group recorded approximately six cases of anti-Semitic vandalism as of October 1, compared with 10 incidents during the same period in 2019.
On July 28, a man attacked a guard in a synagogue in Mariupol, striking him several times with an ax. The guard managed to disarm the perpetrator, who threw plastic bags filled with sand and feces before fleeing. The attacker escaped to Russia, where he was detained. As of late September, he was in a pretrial detention facility in Rostov-on-Don.
On January 10, at least four Jewish pilgrims were reportedly hospitalized after they were attacked with knives and sticks by approximately 30 persons in Uman. According to eyewitnesses, local law enforcement arrived on the scene but took little action as the mob moved through the town seeking Jewish victims. Also in Uman, on October 24, three men attacked two Jewish teenagers, one of whom suffered a facial wound from a knife, according to media reports.
Graffiti swastikas continued to appear in Kyiv, Rivne, Kherson, Mariupol, Vinnytsya, Uman, Bogdanovka, Kirovgrad, and other cities. According to press reports, on January 20, a man vandalized a monument to victims of the Holocaust in Kryvy Rih in Dnipropetrovsk Oblast. Police investigated the case, and in May a local court gave the man a three-year suspended sentence for desecration of a memorial. On April 21, an individual firebombed a Jewish community center in Kherson, burning the front door. The governor of Kherson quickly denounced the attack. Police arrested two suspects on May 9, and on August 4, the Kherson Prosecutor’s Office announced it would charge the suspects with “arson” and “damage to a religious building.” Jewish organizations expressed concern about the continued operation of Krakivsky Market and new construction atop a historic Jewish cemetery in Lviv.
In line with the country’s 2015 decommunization and denazification law, authorities continued to rename communist-era streets, bridges, and monuments. Some were renamed in honor of 20th century Ukrainian nationalists, some of whom were associated with anti-Semitism.
See the Department of State’s Trafficking in Persons Report at https://www.state.gov/trafficking-in-persons-report/.
The law prohibits discrimination against persons with physical, sensory, intellectual, and mental disabilities. The government did not effectively enforce these provisions. The law requires the government to provide access to public venues, health services, information, communications, transportation, and the judicial system and opportunities for involvement in public, educational, cultural, and sporting activities for persons with disabilities. The law also requires employers to take into account the individual needs of employees with disabilities. The government generally did not enforce these laws.
Advocacy groups maintained that, despite the legal requirements, most public buildings remained inaccessible to persons with disabilities. Access to employment, education, health care, transportation, and financial services remained difficult (see section 7.d.).
Patients in mental-health facilities remained at risk of abuse, and many psychiatric hospitals continued to use outdated methods and treatments. In a report published in January about its April 2019 visit, the Council of Europe’s CPT expressed concerns about incidents of inter-resident violence in psychoneurological institutions. The report also noted that understaffing limited the provision of psychosocial therapy services.
On August 1, the Poltava Oblast Prosecutor’s Office announced the opening of a criminal case in response to violations identified during its inspection of the Poltava psychiatric facility. The violations included overcrowding and inadequate protection of privacy rights. As of November, the criminal case continued.
On June 30, the public television channel UA:Pershyi released a documentary film that alleged medical staff at the Ostroh Regional Psychiatric Hospital mistreated residents. In the film, a patient and his family members accused medical staff of beating him. The hospital took disciplinary actions against four of the staff members allegedly involved in the abuse, and on July 2, the Rivne Prosecutor’s Office announced it had opened a pretrial investigation into the allegations.
Law enforcement generally took appropriate measures to punish those responsible for violence and abuses against persons with disabilities.
By law employers must set aside 4 percent of employment opportunities for persons with disabilities. NGOs noted that many of those employed to satisfy the requirement received nominal salaries but did not actually perform work at their companies.
The law provides every child with a disability the right to study at mainstream secondary schools (which usually include primary, middle, and high school-level education) as well as for the creation of inclusive groups in preschool facilities, secondary and vocational schools, and colleges. According to the president’s commissioner for the rights of children, 12,000 children with disabilities went to regular schools within the program of inclusive education.
Persons with disabilities in Russia-controlled areas in eastern Ukraine suffered from a lack of appropriate care and education.
Mistreatment of members of minority groups and harassment of foreigners of non-Slavic appearance remained problematic. According to the most recent data from the National Minority Rights Monitoring Group, 61 xenophobic incidents (attacks, vandalism, and “public expressions of xenophobia”) occurred in 2019. Human rights organizations stated the requirement to prove actual intent, including proof of premeditation, to secure a conviction made it difficult to apply the laws against offenses motivated by racial, national, or religious hatred. Police and prosecutors continued to prosecute racially motivated crimes under laws against hooliganism or related offenses.
On July 19, three students from the Democratic Republic of Congo were attacked by five men as they hailed a taxi on a street in Kyiv. One of the attackers fired a gun into the air during the attack. The students alleged the men taunted them for their skin color. Police launched a criminal investigation on the charge of “violation of equality of citizens based on their race, nationality, religious beliefs, disability, and on other grounds combined with violence.”
The most frequent reports of societal violence against national/racial/ethnic minorities were against Roma. In one example, human rights groups reported that on August 29, approximately 500 residents of the village of Andriyivka in Kharkiv Oblast gathered to demand the eviction of Romani families living in the district. Following the rally, participants gathered outside a house belonging to Romani families and threw eggs and stones at its windows. Police evacuated the families and helped them relocate with anonymity. Police opened an investigation of the incident. Similarly, on April 29, two young men attacked a Romani family of four at their settlement camp in Kyiv. The attackers forced the family from their tent in the early morning hours, verbally harassed the mother, and kicked the father. They then set the tent and its contents on fire, forcing the family to flee the camp. Police said they did not investigate the incident because the family had not insisted on an investigation.
Human rights activists remained concerned about the lack of accountability in cases of attacks on Roma and the government’s failure to address societal violence and harassment against Roma.
Roma continued to face governmental and societal discrimination and significant barriers accessing education, health care, social services, and employment. According to Council of Europe experts, 60 percent of Roma were unemployed, 40 percent had no documents, and only 1 percent had a university degree. According to the Romani women’s foundation, Chirikli, local authorities erected a number of barriers to prevent issuing national identification documents to Roma. Authorities hampered access to education for persons who lacked documents and segregated Romani children into special schools or lower-quality classrooms. Officials also expressed anti-Romani sentiments and encouraged discrimination.
On May 22, at a weekly city council meeting, the mayor of Ivano-Frankivsk called for the expulsion of all Roma from the city, alleging that Roma were violating COVID-19 quarantine restrictions. Police subsequently forcibly relocated 10 Romani individuals from the city. At the direction of the minister of internal affairs, police initiated criminal proceedings against the mayor on charges of discrimination.
The enforcement of pandemic-related measures exacerbated governmental and societal discrimination against Roma. According to the HRMMU, many Romani individuals with informal and seasonal employment lost their livelihoods during the quarantine period. Many of these individuals lacked personal identification documents, and therefore had difficulty accessing medical care, social services, pensions, and formal employment.
Many Roma fled settlements in areas controlled by Russia-led forces and moved elsewhere in the country. According to Chirikli, approximately 10,000 Roma were among the most vulnerable members of the country’s IDP population. Because many Roma lacked documents, obtaining IDP assistance, medical care, and education was especially difficult.
Acts of Violence, Criminalization, and Other Abuses Based on Sexual Orientation and Gender Identity
There was societal violence against LGBTI persons often perpetrated by members of violent radical groups, and authorities often did not adequately investigate these cases or hold perpetrators to account. The LGBTI rights organization Nash Mir noted that criminal proceedings for attacks against members of the LGBTI community were rarely classified under criminal provisions pertaining to hate crimes, which carried heavier penalties. For example, on April 30, a group of men robbed, beat, and sexually assaulted a 19-year-old transgender man in Zhytomyr while shouting homophobic slurs. Media outlets reported the attackers stripped the man naked, broke his nose, and threatened him with rape before robbing him. Police filed the case as a “robbery” and refused to investigate it as a possible hate crime. An investigative judge subsequently added a hate crime charge.
On February 1, four men disrupted a closed training on sexual orientation and gender identity for journalists in Vinnytsya. Three masked attackers broke into the premises, doused one of the organizers with oil and threw feathers at her, and shouted “No LGBT garbage in Vinnytsya.” The organizers had requested protection in an official letter to police prior to the event, but police did not arrive at the scene until they received a call after the attack. Police launched an investigation of the incident.
According to Nash Mir, violent radical groups consistently tried to disrupt LGBTI events with violence or threats of violence (see examples in section 2.b.).
The labor code prohibits workplace discrimination on the basis of sexual orientation or gender identity. No law, however, prohibits such discrimination in other areas, and discrimination was reportedly widespread in employment, housing, education, and other sectors.
Transgender persons reported difficulties obtaining official documents reflecting their gender identity, which resulted in discrimination in health care, education, and other areas.
A UN report noted that Russia-led forces’ regular use of identify checks in the “DPR” and “LPR” and at the line of contact put transgender persons at constant risk of arbitrary arrest, detention, and connected abuses, given the lack of identity documents matching their gender identity.
Stigma and discrimination in health-care centers were barriers to HIV-positive individuals receiving medical services. UNICEF reported that children with HIV/AIDS were at high risk of abandonment, social stigma, and discrimination. Authorities prevented many children infected with HIV/AIDS from attending kindergartens or schools. Persons with HIV/AIDS faced discrimination in housing and employment.
Section 7. Worker Rights
The constitution provides for freedom of association as a fundamental right and establishes the right to participate in independent trade unions. The law provides the right for most workers to form and join independent unions, to bargain collectively, and to conduct legal strikes. The law, however, establishes low penalties for noncompliance with collective bargaining agreements by employers. The low penalties are insufficient to ensure employers comply with collective bargaining agreements, making it easier to pay a penalty than to launch negotiations.
There are no laws or legal mechanisms to prevent antiunion discrimination, although the labor code requires employers to provide justification for layoffs and firings, and union activity is not an acceptable justification. Legal recourse is available for reinstatement, back wages, and punitive damages, although observers described court enforcement as arbitrary and unpredictable, with damages too low to create incentives for compliance on the part of employers.
The law contains several limits to freedom of association and the right to collective bargaining. A number of laws that apply to worker organizations are excessively complex and contradictory. For example, two laws establish the status of trade unions as legal entities only after state registration. Under another law, a trade union is considered a legal entity upon adoption of its statute. The inherent conflict between these laws creates obstacles for workers seeking to form trade unions. Unions also reported significant bureaucratic hurdles in the registration process, including the payment of notary fees and requirements to visit as many as 10 different offices. Moreover, independent unions reported multiple incidents of harassment by local law enforcement officials while navigating the registration process, including atypical and irregular requests for documentation and membership information.
The legal procedure to initiate a strike is complex and significantly hinders strike action, artificially lowering the numbers of informal industrial actions. The legal process for industrial disputes requires initial consultation, conciliation and mediation, and labor arbitration allowing involved parties to draw out the process for months. Workers may vote to strike only after completion of this process, a decision that the courts may still block. The requirement that a large percentage of the workforce (two-thirds of general workers’ meeting delegates or 50 percent of workers in an enterprise) must vote in favor of a strike before it may be called further restricts the right to strike. The government can also deny workers the right to strike on national security grounds or to protect the health or “rights and liberties” of citizens. The law prohibits strikes by broad categories of workers, including personnel in the Office of the Prosecutor General, the judiciary, the armed forces, the security services, law enforcement agencies, the transportation sector, and the public-service sector.
Legal hurdles resulting from an obsolete labor code make it difficult for independent unions that are not affiliated with the Federation of Trade Unions of Ukraine to take part in tripartite negotiations, participate in social insurance programs, or represent labor at the national and international levels. Such hurdles hindered the ability of smaller independent unions to represent their members effectively. Authorities did not enforce labor laws effectively. Penalties for labor law violations were raised in 2019 to make them commensurate with those for other similar laws but were not consistently applied.
In September workers in the Zhovtneva Mine began an underground protest to address low wages and unsafe work conditions. The strikes spread to three other mines, encompassing 400 miners. Workers and employers initially agreed to terms; however, the employer ultimately filed a lawsuit against the protests and union officials. On October 16, after 43 days of underground striking, the workers ended the protest. Miners and mine management reportedly signed a memorandum in which the parties agreed on 10 percent increase of miners’ salaries starting on October 1, a waiver of prosecution of those miners who took part in the protests, and the payment of salaries for those days miners spent underground.
Worker rights advocates continued to express concerns about the independence of unions from government or employer control. Independent trade unions alleged that the Federation of Trade Unions enjoyed a close relationship with employers and members of some political parties. Authorities further denied unions not affiliated with the federation a share of disputed trade union assets inherited by the federation from Soviet-era unions, a dispute dating back more than two decades.
Independent union representatives continued to be subjected to violence and intimidation and reported that local law enforcement officials frequently ignored or facilitated violations of their rights. Worker advocates reported an increase in retaliation against trade union members involved in anticorruption activities at their workplaces.
The law prohibits most forms of forced or compulsory labor. The government did not effectively enforce the law. Penalties for violations were commensurate with those of other serious crimes, but resources, inspections, and remediation were inadequate to enforce the law sufficiently.
During the year the IOM responded to numerous instances of compulsory labor, to include pornography, criminal activity, labor exploitation, begging, and sexual and other forms of exploitation.
Nearly all trafficking victims identified in the first half of the year were subjected to forced labor and labor exploitation. The most prevalent sectors for forced labor exploitation were construction, manufacturing, and agriculture. The vast majority of victims identified in the first half of the year had a university degree or vocational education. Annual reports on government action to prevent the use of forced labor in public procurement indicated that the government has not taken action to investigate its own supply chains for evidence of forced labor. Traffickers subjected some children to forced labor (see section 7.c.).
According to the results of a 2019 IOM survey, 30 percent of Ukrainian migrants working abroad had no regular employment status, rendering them vulnerable to forced labor. The estimated number of Ukrainians working abroad at the time of the survey was 1,051,000, up from previous estimates. According to the IOM study, Human Trafficking in the Context of Armed Conflict in Ukraine (2019), persons who were extremely vulnerable to forced labor included: internally displaced persons and persons living within 12 miles of the conflict line, especially women with children; persons living in areas that were not under government control; persons with disabilities or physical injuries, chronic conditions, and serious health issues (including mental health issues); elderly persons; persons facing socioeconomic difficulties; children; and national minorities.
The government continued to rely on international organizations and NGOs with international donor funding to identify victims and provide the vast majority of victim protection and assistance.
Also see the Department of State’s Trafficking in Persons Report at https://www.state.gov/trafficking-in-persons-report/.
The minimum age for most employment is 16, but children who are 14 may perform undefined “light work” with a parent’s consent. The government did not effectively enforce the law. Penalties were commensurate with those for similar crimes, but were inconsistently applied. While the law prohibits the worst forms of child labor, it does not always provide inspectors sufficient authority to conduct inspections.
From January to August, the State Service on Labor conducted 1,539 inspections to investigate compliance with child labor laws. The decrease in the number of inspections from the previous year was due to COVID-19 lockdown measures. The inspections identified 28 employers engaged in child labor activities. Of these, 11 were in the service sector, five in the industrial sector, two in the agricultural sector, and 10 in other areas. The inspections uncovered 29 cases of undeclared labor and three of minors receiving undeclared wages. Child labor in amber mining remained a growing problem, according to media sources.
The most frequent violations of child labor laws concerned work under hazardous conditions, long workdays, failure to maintain accurate work records, and delayed salary payments. The government established institutional mechanisms for the enforcement of laws and regulations on child labor. The limited collection of penalties imposed for child labor violations, however, impeded the enforcement of child labor laws.
Also see the Department of Labor’s Findings on the Worst Forms of Child Labor at https://www.dol.gov/agencies/ilab/resources/reports/child-labor/findings and the Department of Labor’s List of Goods Produced by Child Labor or Forced Labor at https://www.dol.gov/agencies/ilab/reports/child-labor/list-of-goods .
d. Discrimination with Respect to Employment and Occupation
The labor code prohibits workplace discrimination on the basis of race, color, political, religious and other beliefs, sex, gender identity, sexual orientation, ethnic, social and foreign origin, age, health, disability, HIV/AIDS condition, family and property status, or linguistic or other grounds.
The government did not effectively enforce the law, and employment discrimination reportedly occurred with respect to gender, disability, nationality, race, minority status, sexual orientation or gender identity, and HIV-positive status. The agriculture, construction, mining, heavy industry, and services sectors had the most work-related discrimination. The law provides for civil, administrative, and criminal liability for discrimination in the workplace. Penalties were commensurate with those for similar violations, but they were not sufficient to deter violations, and the burden of proof in discrimination cases is still on an employee.
Under the law women were not allowed to work the same hours as men; women were prohibited from occupying jobs deemed dangerous, which men were permitted to hold; and women were prohibited from working in all of the same industries as men.
Women received lower salaries due to limited opportunities for advancement and the types of industries that employed them. According to the State Statistics Office, men earned on average 20 percent more than women. The gap was not caused by direct discrimination in the setting of wages, but by horizontal and vertical stratification of the labor market; women were more likely to work in lower-paid sectors of the economy and in lower positions. Women held fewer elected or appointed offices at the national and regional levels.
The country’s annual budget establishes a government-mandated national minimum wage, which is above the poverty level. Some employees working in the informal economy received wages below the established minimum.
The labor law provides for a maximum 40-hour workweek, with a minimum 42-hour period of rest per week and at least 24 days of paid vacation per year. It provides for double pay for overtime work and regulates the number of overtime hours allowed. The law requires agreement between employers and local trade union organization on overtime work and limits overtime to four hours during two consecutive days and 120 hours per year.
The law requires employers to provide appropriate workplace safety standards. Employers sometimes ignored these regulations due to the lack of enforcement or strict imposition of penalties. The law provides workers the right to remove themselves from dangerous working conditions without jeopardizing their continued employment. Employers in the metal and mining industries often violated the rule and retaliated against workers by pressuring them to quit.
Wage arrears continued to be a major problem. A lack of legal remedies, bureaucratic wrangling, and corruption in public and private enterprises blocked efforts to recover overdue wages, leading to significant wage theft. Total wage arrears in the country increased during the year through August to 3.4 billion hryvnias ($129 million) from 2.8 billion hryvnias ($118 million) in September 2019. The majority of wage arrears occurred in the Kharkiv and Dnipropetrovsk regions. The Independent Trade Union of Miners of Ukraine reported that arrears in the coal sector had reached almost 888 million hryvnias ($32 million). Arrears and corruption problems exacerbated industrial relations and led to numerous protests.
In September 2019 the government changed the labor-related authorities of the Ministry of Social Policy and transferred responsibility for employment, labor, and labor migration to the Ministry of Economic Development, Trade, and Agriculture. Moreover, the State Labor Service (Labor Inspectorate) has also been transferred to the Ministry of Economic Development, Trade, and Agriculture.
The government did not effectively enforce minimum wage, overtime, and occupational safety and health laws. Penalties ranged from the administrative to the criminal and were not consistently applied. The number of labor inspectors was insufficient to enforce compliance and the inspectorate lacked sufficient funding, technical capacity, and professional staffing to conduct independent inspections effectively. The absence of a coordination mechanism with other government bodies also inhibited enforcement.
Labor inspectors may assess compliance based on leads or other information regarding possible unreported employment from public sources. This includes information the service learns concerning potential violations from other state agencies. For example, when tax authorities discover a disparity between a company’s workforce, its production volumes, and industry norms, they may refer the case to labor authorities who will determine compliance with labor laws.
While performing inspection visits to check potential unreported employment, labor inspectors may enter any workplace without prior notice at any hour of day or night. The law also allows labor inspectors to hold an employer liable for certain types of violations (e.g., unreported employment), empowering them to issue an order to cease the restricted activity. Labor inspectors may also visit an employer to monitor labor law compliance and inform the company and its employees about labor rights and best practices.
In August 2019 the government implemented labor legislation that expands the list of possible grounds for labor inspections conducted by the State Labor Service, its territorial bodies, and municipalities. It also allows the labor inspector not to report on the inspection visit if there is a suspicion of undeclared work. When inspectors find cases of labor violations, they are authorized to hold the perpetrator liable if there is clear evidence of labor inspection violations.
Mineworkers, particularly in the illegal mining sector, faced serious safety and health problems. Operational safety problems and health complaints were common. Lax safety standards and aging equipment caused many injuries on the job.
In the context of the pandemic, a COVID-19 infection in a medical worker was deemed a workplace accident.
During the first eight months of the year, authorities reported 3,231 individual injuries, including 296 fatalities.
Despite active fighting close to industrial areas in the government-controlled areas of the Donbas region, enterprises involved in mining, energy, media, retail, clay production, and transportation continued to operate. Fighting resulted in damage to mines and plants through loss of electricity, destroyed transformers, physical damage from shelling, and alleged intentional flooding of mines by combined Russia-led forces. Miners were especially vulnerable, as loss of electrical power could strand them underground. The loss of electrical power also threatened the operability of mine safety equipment that prevented the buildup of explosive gases.