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Ethiopia

Executive Summary

Ethiopia’s constitution provides for an ethnic-based federal system of government. Prime Minister Abiy Ahmed leads the Prosperity Party, which controls the government. The Prosperity Party dominated the sixth general election held on June 21, winning 96 percent of the seats in the House of Peoples’ Representatives, although results were only announced for 423 of the 547 seats (77 percent). On September 30, a second round of elections took place for some constituencies where voting was delayed due to logistical or security concerns. Voting in other constituencies, including the entire Tigray Region, remained postponed indefinitely. On October 4, newly elected members of parliament took their seats. The elections took place against a backdrop of grave instability, including inter-ethnic and inter-communal violence, and an electoral process that was not free or fair for all citizens, although observers assessed the result generally reflected the will of most citizens.

National and regional police forces are responsible for law enforcement and maintenance of order, with the Ethiopian National Defense Force sometimes providing internal security support. The Ethiopian Federal Police report to the Prime Minister’s Office. The Ethiopian National Defense Force reports to the Ministry of Defense. The regional governments control regional security forces, which generally operate independently from the federal government. Civilian authorities maintained effective control over the security forces. There were credible reports that members of the security forces committed numerous serious abuses.

In November 2020 fighting between the Ethiopian National Defense Forces and Tigray People’s Liberation Front Regional Security Forces resulted in protracted conflict in the northern part of the country and reports of serious and rampant abuses. The conflict spread into neighboring Amhara and Afar Regions, where serious and rampant abuses were also reported. By year’s end access to the majority of the Tigray Region remained limited, except for the regional capital of Mekele, resulting in a lack of reporting and difficulty ascertaining the extent of human rights abuses. Meanwhile political and ethnic tensions led to violence in other regions notably in Benishangul-Gumuz, Oromia, and Southern Nations, Nationalities, and Peoples’ Region – as well as credible reports of abuses of human rights throughout the year.

Significant human rights issues included credible reports of: unlawful or arbitrary killings, including extrajudicial killings by the government; forced disappearance by the government; torture and cases of cruel, inhuman, or degrading treatment or punishment by the government; harsh and life-threatening prison conditions; arbitrary arrest and detention; political prisoners or detainees; serious abuses in a conflict, including reportedly unlawful or widespread civilian harm, enforced disappearances or abductions, torture and physical abuses or punishments; reports of unlawful recruitment or use of child soldiers by militia groups; serious restrictions on free expression and media, including violence or threats of violence against journalists, unjustified arrests of journalists, censorship, and the existence of criminal libel and slander laws; serious restrictions on internet freedoms; substantial interference with the freedom of peaceful assembly; serious government corruption; lack of investigation of and accountability for gender-based violence; trafficking in persons; crimes involving violence or threats of violence targeting members of racial or ethnic minority groups; and existence or use of laws criminalizing same-sex sexual conduct.

The government at times did not take steps to prosecute officials who committed human rights abuses or were involved in corruption, resulting in impunity for abusers due to a lack of institutional capacity. The government took some steps toward holding government security forces accountable for abuses.

There were reports of killings of civilians, rape, and other forms of gender-based violence, forced displacement, and looting and destruction of property by the Tigray People’s Liberation Front, Amhara regional militias, and other armed groups, and these were widespread in the context of the continuing conflict in the northern part of the county. Unnamed groups of ethnic Gumuz militants reportedly carried out attacks and killings of civilians in various part of Benishangul-Gumuz throughout the year. Local militia groups in Afar and Somali Regions reportedly carried out attacks and killings of civilians as part of a long-running regional boundary dispute in the northeast part of the country. The Oromo Liberation Army-Shane – an armed separatist group with factions in western, central, and southern Oromia – reportedly killed civilians and government officials in many parts of Oromia, especially in the west.

Section 1. Respect for the Integrity of the Person

a. Arbitrary Deprivation of Life and Other Unlawful or Politically Motivated Killings

There were numerous reports that the government and its representatives committed arbitrary and unlawful killings. Amnesty International, Human Rights Watch (HRW), and the UN Office of the High Commission for Human Rights (OHCHR) in collaboration with the Ethiopian Human Rights Commission (EHRC) reported numerous cases of unlawful or extrajudicial killings in the context of the conflict in Tigray and the northern part of the country (see section 1.g.). The Federal Police Internal Investigative Bureau investigated cases of criminal acts perpetrated by police. The internal unit’s decisions regarding penalties against police were kept confidential.

The Ethiopian National Defense Force (ENDF) had a military police division with a military investigative unit that reported to the military attorney general’s office. The military police passed evidence from their investigations to the prosecutors and defense counsels. The ENDF attorney general directed the investigations and heard the cases in military court.

Unnamed groups of ethnic Gumuz militants reportedly carried out attacks and killings of civilians in various part of Benishangul-Gumuz throughout the year. Local militia groups in Afar and Somali Regions reportedly carried out attacks and killings of civilians as part of a long-running regional boundary dispute in the northeast of the country. The Oromo Liberation Army (OLA)-Shane – an armed separatist group with factions in western, central, and southern Oromia – reportedly killed civilians and government officials in many parts of Oromia, especially in the west.

b. Disappearance

There were reports of disappearances by or on behalf of government authorities.

On August 18, HRW reported that since late June authorities had forcibly disappeared ethnic Tigrayans in Addis Ababa. While lawyers and families discovered that the government transferred some individuals to detention centers in Afar, the whereabouts of others – including 23 cases HRW documented – remained unknown as of early August. A lawyer shared with HRW a list of an additional 110 persons whose relatives said their whereabouts were unknown as of August 2. HRW reported that several disappeared individuals had been released and re-arrested as of early December.

On September 13, the UN High Commissioner for Human Rights stated reports suggested, “people of Tigrayan ethnicity have been profiled and detained by law enforcement officials on ethnic grounds, with hundreds having reportedly been arrested in recent security sweeps, mostly in Addis Ababa, and several businesses belonging to ethnic Tigrayans having reportedly been closed.”

In early November the BBC, CNN, and other news agencies reported on widespread detentions of ethnic Tigrayans in Addis Ababa and throughout the country; such reports continued at year’s end.

On November 8, the EHRC reported authorities appeared to be arresting persons “based on ethnicity” under a nationwide state of emergency declaration, which gave them power to detain “people suspected of collaborating with terrorist groups on reasonable grounds.”

In early December East Africa regional representatives for OHCHR estimated security forces had detained between 5,000 and 7,000 individuals since the government declared the state of emergency on November 2, noting this information was based on preliminary information and likely an underestimate. There were also reports of widespread disappearances on the basis on ethnicity in Western Tigray (see section 1.d.).

c. Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

Although the constitution prohibits such practices, there were reports that security officials tortured and otherwise abused detainees.

The World Organization Against Torture and its partner the Association for Human Rights in Ethiopia reported that the government reintroduced torture in its security operations connected to the armed conflict in the northern part of the country and failed to hold soldiers accused of torture accountable (see section 1.g.).

During an EHRC investigation in Oromia early in the year, detainees reported police beat them during arrests and in detention. The EHRC’s monitoring teams found evidence of injuries on some detainees who reported police beatings.

According to the Conduct in UN Field Missions online portal, there were two open allegations of sexual exploitation and abuse by the country’s peacekeepers deployed to a UN peacekeeping mission: one submitted in 2018 allegedly involving an exploitative relationship with an adult in the UN Mission in Liberia and one submitted in late 2020 allegedly involving transactional sex in the UN Interim Security Force in Abyei. As of October the United Nations had substantiated the 2018 allegation and repatriated the perpetrator, but the government had not yet reported regarding accountability measures taken. Concerning the 2020 allegation, the United Nations had taken an interim action (suspension of payments), but results of the investigation remained pending, as was any final action.

Impunity remained a problem, although some measures were taken to hold security forces accountable for human rights abuses. Lack of transparency regarding those being charged and tried in courts of law made it difficult to assess the government’s accountability efforts. In May the federal attorney general’s office released a summary report of its efforts to ensure accountability regarding violations of national and international law in Tigray. Government investigators examined allegations that members of the ENDF engaged in killing of civilians, rape, and other forms of gender-based violence and looting and destruction of property. Military prosecutors charged 28 soldiers for killing civilians without military necessity, and 25 soldiers for committing acts of sexual violence including rape. As of year’s end trials were underway. In addition, three soldiers were convicted and sentenced for rape, and one soldier was convicted and sentenced for killing a civilian. At year’s end the military police were also investigating several other cases of alleged conflict-related crimes. Human rights groups criticized the military’s accountability efforts for lacking transparency.

Prison and Detention Center Conditions

Prison and pretrial detention center conditions remained harsh and in some cases life threatening. Problems included gross overcrowding and inadequate food, water, sanitation, and medical care. Pretrial detention often occurred in police station detention facilities, where conditions varied widely, and reports noted poor hygiene.

Beginning in early November, according to media reports, the government began detaining thousands of ethnic Tigrayans under its state of emergency, converting warehouses, schools, youth centers, and other makeshift facilities to house the ever-growing detainee population. The conditions in such facilities were reportedly life threatening (see sections 1.b. and 1.d.).

Physical Conditions: Severe overcrowding was common, especially in prison sleeping quarters. The nongovernmental organization (NGO) World Prison Brief estimated the country’s prisons held 110,000 persons in March 2020, although they had no estimate of the prison system’s capacity. Prison cells were small and cramped. International organizations reported it was common for cells to have small windows that allowed only a little light into estimated 430-square-foot cells, one of which might hold as many as 38 cellmates. Authorities sometimes incarcerated juveniles with adults. Prison officials generally separated male and female prisoners, although mixing occurred at some facilities. Authorities did not provide information on deaths in prison.

Many prisoners supplemented their food allocation with daily food deliveries from family members or by purchasing food from local vendors. Reports noted officials prevented some prisoners from receiving food from their families, and some families did not know of their relatives’ locations. Medical care was unreliable in federal prisons and almost nonexistent in regional ones. Medical attention following physical abuse was insufficient in some cases.

Prisoners had only limited access to potable water. Water shortages caused unhygienic conditions, and most prisons lacked appropriate sanitary facilities. Many prisoners had serious health problems but received little or no treatment. There were reports prison officials denied some prisoners access to needed medical care.

The law prohibits detention in any facility other than an official detention center; however, local militias and other formal and informal law enforcement entities operated an unknown number of unofficial detention centers.

Most prisons and detention centers lacked adequate hand-washing facilities, personal protective equipment, and quarantine areas. As a result the prison system was vulnerable to the spread of COVID-19. To reduce crowding and slow the spread of COVID-19, the government released 30,000 prisoners from the federal prison system.

Administration: There were reports that prisoners were mistreated by prison guards and did not have access to prison administrators or ombudspersons to register their complaints. Legal aid clinics operated in some prisons. At the regional level, these clinics had good working relations with judicial, prison, and other government officials. Prison officials allowed some detainees to submit complaints to judicial authorities without censorship, but courts sometimes declined to hear such complaints.

The law generally provides for visitor access to prisoners. Authorities, however, denied some indicted defendants visits with their lawyers. In some cases police did not allow pretrial detainees to have access to visitors, including family members and legal counsel. Prison regulations stipulate lawyers representing persons charged with terrorism offenses may visit only one client per day, and only on Wednesdays and Fridays. Authorities denied family members’ access to persons charged with terrorist activity.

Officials permitted religious observance by prisoners, but this varied by prison and even by section within a prison. There were allegations authorities denied detainees adequate locations in which to pray.

Independent Monitoring: From January to June, the International Committee of the Red Cross (ICRC) visited 17,919 prisoners in 32 places of detention throughout the country as part of its normal activities. After the government commenced its widespread detention of ethnic Tigrayans under the state of emergency (see section 1.d.), the ICRC was denied access to detention facilities.

Regional authorities allowed government and NGO representatives to meet with prisoners without third parties present. The EHRC monitored federal and regional detention centers and interviewed prison officials and prisoners.

During the period from November 20, 2020, to January 12, the EHRC deployed monitoring teams at 21 police stations across Oromia where large numbers of prisoners were arrested and detained in connection with what local authorities called “the current situation,” referring to unrest following the killing of popular singer Hachalu Hundessa. Detainees also reported extortion practices by police. In most police stations the EHRC observed, detainees were held in unhygienic and overcrowded rooms that posed serious health risks. The EHRC reported that most detainees faced dire conditions due to absence of food in the detention centers coupled with lack of access to water, sanitation, and medical services.

The EHRC and the attorney general’s office checked on the welfare of high-level political prisoners arrested for possible involvement in organizing violence following the June 2020 killing of popular singer Hachalu Hundessa. On February 2, the EHRC visited Kaliti Correctional Facility and Kilinto Prison to monitor the situation of Jawar Mohammed and other prisoners who had been on hunger strike that began on January 27, as well as the treatment of Colonel Gemechu Ayana and Tilahun Yami. The EHRC reported the detainees were in good health, had sustained no bodily injuries, and that those on hunger strike were subject to medical monitoring.

d. Arbitrary Arrest or Detention

The constitution and federal law prohibit arbitrary arrest and detention and provide for the right of any person to challenge the lawfulness of his or her arrest or detention in court. The government rarely observed these requirements, especially regarding the mass detentions made under the state of emergency (see section 1.b.).

Arrest Procedures and Treatment of Detainees

The constitution and law require detainees to appear in court and face charges within 48 hours of arrest or as soon thereafter as local circumstances and communications permit. Travel time to the court is not included in this 48-hour period. With a warrant, authorities may detain persons suspected of serious offenses for 14 days without charge. The courts increasingly pushed authorities to present evidence or provide clear justifications within 14 days or release the detainee. Courts also demanded to see police investigative files to assess police requests for additional time.

A functioning bail system was in place. Bail was not available for persons charged with murder, treason, or corruption. In other cases the courts set bail between 500 birr ($11.60) and 10,000 birr ($232), amounts that few citizens could afford. The government provided public defenders for detainees unable to afford private legal counsel, but defendants received these services only when their cases went to trial and not during the pretrial phases. In some cases a single defense counsel represented multiple defendants in a single case. Some suspects were held incommunicado (see section 1.g., Physical Abuse, Punishment, and Torture).

Arbitrary Arrest: There were reports of arbitrary arrest by security forces.

HRW reported that security forces ethnically profiled and arbitrarily arrested Tigrayans throughout the year. HRW reported as of August hundreds of Tigrayans had been arrested, many of whom it assessed had been targeted based on ethnicity. In many cases security forces checked persons’ identification cards to confirm their identity before taking them to a police station or other detention facility. The Addis Ababa police commissioner maintained that arrested Tigrayans were under investigation for alleged support for the Tigray People’s Liberation Front (TPLF).

In an investigation in January in Oromia, the EHRC found many detainees had been arrested without court orders or formal investigations, and many had not been brought before court within the time the law prescribed. In addition, the EHRC reported many police stations held suspects whose charges were dropped or who should have been released in accordance with court orders. In some cases children were held in detention on suspicion of involvement in criminal activity contrary to the law requiring their release on unconditional bail.

In November the government commenced mass detentions of Tigrayans on the basis of their ethnic origin in Addis Ababa and throughout the country.

On November 8, the EHRC reported authorities appeared to be arresting individuals “based on ethnicity” under a nationwide state of emergency declaration, which gave them power to detain “people suspected of collaborating with terrorist groups on reasonable grounds.” In early December East Africa regional representatives for OHCHR estimated security forces had detained between 5,000 and 7,000 individuals since the government declared the state of emergency on November 2, noting this information was based on preliminary information and likely an underestimate. Other credible sources estimated there to be thousands of arrests of Tigrayans and by year’s end. There were also reports of as many as several thousand arrests of ethnic Oromo in the context of the state of emergency.

On November 3, a joint OHCHR-EHRC investigation reported that the ENDF detained individuals in secret locations and military camps, in many cases arbitrarily (see section 1.g.).

Pretrial Detention: The percentage of the inmate population in pretrial detention and average length of time held was not available. Lengthy legal procedures, large numbers of detainees, judicial inefficiency, and staffing shortages contributed to frequent trial delays, in some cases lasting years.

Detainee’s Ability to Challenge Lawfulness of Detention before a Court: During the year no cases were brought to the courts by individuals claiming unlawful detention. The law does not provide for compensation for unlawfully detained persons.

e. Denial of Fair Public Trial

The law provides for an independent judiciary. Although the civil courts operated with a large degree of independence, criminal courts remained weak and overburdened.

Trial Procedures

Under the constitution accused persons have the right to a fair, public trial without undue delay, a presumption of innocence, legal counsel of their choice, appeal, the right not to self-incriminate, the right to present witnesses and evidence in their defense, and the right to cross-examine prosecution witnesses. The law requires officials to inform detainees of the nature of their arrest within a specific period time, which varies based on the severity of the allegation. The law requires that, if necessary, translation services be provided in a language defendants understand. The federal courts are required to hire interpreters for defendants that speak other languages and had staff working as interpreters for major local languages.

The federal Public Defender’s Office provided legal counsel to indigent defendants, but the scope and quality of service were inadequate due to a shortage of attorneys. A public defender often handled more than 100 cases and might represent multiple defendants in the same criminal case. Numerous free legal-aid clinics, primarily based at universities, also provided legal services. In certain areas of the country, the law allows volunteers such as law students and professors to represent clients in court on a pro bono basis. There was a lack of a strong local bar association or other standardized criminal defense representation.

The constitution recognizes both religious and traditional courts. Many rural citizens had little access to formal judicial systems and relied on traditional mechanisms for resolving conflict. By law all parties to a dispute must agree to use a traditional or religious court before such a court may hear a case, and either party may appeal to a regular court at any time. Sharia (Islamic law) courts may hear religious and family cases involving Muslims if both parties agree before the start of the formal legal process to use the sharia court. Sharia courts received some funding from the government. Sharia courts adjudicated most cases in the Somali and Afar Regions, which were predominantly Muslim. Other traditional systems of justice, such as councils of elders, functioned predominantly in rural areas. Women often believed they lacked access to free and fair hearings in the traditional court system because local custom excluded them from participation in councils of elders and due to persistent gender discrimination.

Political Prisoners and Detainees

There were multiple detentions of political leaders who were released or sentenced based on criminal acts. Following the June 2020 violence caused by the killing of popular singer Hachalu Hundessa, there were approximately 40 arrests of political leaders in Oromia and their followers. In February the EHRC visited the highest profile leaders in jail. These opposition leaders were provided the same protections as other detainees. Several opposition leaders who were arrested following the killing of Hachalu Hundessa were still in detention awaiting trial at year’s end.

Civil Judicial Procedures and Remedies

The law provides citizens the right to file cases in civil court, including in cases with human rights abuses. For human rights abuses where a government agency is the accused perpetrator, the victim initiates the process by filing a complaint at the EHRC. The EHRC investigates and makes recommendations to the concerned government agency.

f. Arbitrary or Unlawful Interference with Privacy, Family, Home, or Correspondence

The law generally requires authorities to obtain court-issued search warrants prior to searching private property, although the government did not always enforce this, especially under the state of emergency imposed in November. The law also recognizes exceptions for “hot pursuit” cases in which a suspect enters premises or disposes of items that are the subject of an offense committed on the premises. This legal exception also applies when police have reasonable suspicion that evidence of a crime punishable if convicted by more than three years’ imprisonment is concealed on or in the property and a delay in obtaining a search warrant could allow for the evidence to be removed. Freedom House reported the government used location tracking and other technical means to surveil online and telephone communications. In addition, the government blocked or filtered websites for political reasons, and there was reportedly no mechanism to appeal website blocking.

g. Conflict-related Abuses

Beginning in November 2020, fighting between the ENDF and TPLF resulted in protracted conflict throughout the northern area of Tigray Region. During the year the conflict spread into neighboring Amhara and Afar Regions, where serious abuses were also reported. As of year’s end there was very limited access to Tigray, except for the capital Mekele, resulting in a lack of reporting on human rights abuses in Tigray. There were numerous reports of looting and destruction of infrastructure in Tigray, Amhara, and Afar, including in refugee camps. There were reports that government security forces, regional security forces, the Eritrean Defense Forces (EDF), private militias, and the TPLF all committed human rights abuses.

Killings: There were widespread reports that government security forces killed civilians in the context of the continuing conflict in the northern part of the country. Reports of regional militias, EDF, and rebel groups killing civilians in the context of the conflict were likewise widespread.

In early and mid-January, local and international media reported that the ENDF killed at least 30 civilians in Mai Harmaz in western Tigray and at least 11 civilians in Mahibere Dego in central Tigray. Media also reported that on or about February 11, ENDF soldiers killed 18 civilians in Wikro in eastern Tigray Region. Staff from Medecins Sans Frontieres reported witnessing ENDF soldiers kill four civilians in Adigrat, Tigray, in March. On April 9, a partner organization of the NGO-operated Armed Conflict Location and Event Database Project reported that ENDF soldiers killed at least 33 civilians in Selekleka in northern Tigray.

In August multiple news agencies, including Agence France-Presse, the New York Times, the Associated Press, and CNN, did feature stories regarding the bodies of what appeared to be executed Tigrayans being found in the town Wad al-Hilou, Sudan, which is 40 miles along the Tekeze River from Humera, Ethiopia. On September 13, the UN High Commissioner for Human Rights stated, “We have received disturbing reports that local fishermen found dozens of bodies floating along the river crossing between Western Tigray and Sudan in July. Some allegedly had gunshot wounds and bound hands, indications that they might have been detained and tortured before being killed.” CNN reported that many of the bodies bore marks of “extensive torture.” One CNN witness had counted 60 bodies to date. According to CNN, the bodies were believed to be the remains of Tigrayans incarcerated in Humera by the ENDF and associated militia groups. According to a Sudanese forensic expert who identified some of the bodies, “We found clear signs of a systematic manner of torture – aggressive and painful violence with intent to kill. The victims were dead before they hit the water.”

According to a mid-December Amnesty International and HRW report, Amhara security forces were responsible for a surge of mass detentions, killings, and forced expulsions of ethnic Tigrayans in Western Tigray. Earlier that month HRW reported Tigrayan forces had executed dozens of civilians in two towns they temporarily controlled in Amhara Region. According to the November 3 OHCHR-EHRC report, there were reasonable grounds to believe all parties to the conflict – including the ENDF, EDF, and TPLF – carried out indiscriminate attacks resulting in civilian casualties and destruction or damage to civilian objects. According to reports by the Guardian, New York Times, Washington Post, CNN, al-Jazeera, SkyNews, and others, on June 22, government forces bombed a marketplace in Togogo, Tigray Region, killing dozens of civilians. Medical personnel told Reuters the ENDF blocked them from reaching the site of the attack.

Abductions: According to the November 3 OHCHR-EHRC report, the ENDF detained individuals in secret locations and military camps, in many cases arbitrarily. The TPLF and groups allied to them reportedly arbitrarily detained and abducted non-Tigrayan civilians some of whom were killed or disappeared.

Physical Abuse, Punishment, and Torture:According to the November 3 OHCHR-EHRC report, all parties to the conflict engaged in torture and ill-treatment of civilians and captured combatants. Victims were reportedly beaten with electric cables and metal pipes, detained incommunicado, threatened with guns to their heads, and deprived of food and water. Civilians in Western Tigray were reportedly tortured and ill-treated mainly because of their ethnic identities as Amhara. Elsewhere, captured soldiers and fighters, as well as civilians suspected of providing support to them, were reportedly tortured. According to the OHCHR-EHRC report, on April 2, in Samre, EDF soldiers forcibly paraded at least 600 Tigrayan men, who were stripped to their underpants or naked, through the town. The report detailed how the TPLF also subjected captured ENDF soldiers to public view.

Reports were widespread that parties to the conflict in the northern part of the country used rape as a weapon of war, with numerous allegations against the ENDF, EDF, and Amhara Regional Special Forces and associated militia groups. Amnesty International documented 1,288 cases of sexual violence attributed to government forces between February and April. In February the Ministry of Women, Children, and Youth recognized the widespread use of rape in Tigray, establishing a task force to investigate allegations and send a report to the Attorney General’s Office. Women and girls in Tigray reported to local and international media that men in Ethiopian military uniforms subjected them to rape, gang rape, sexual slavery, sexual mutilation, sexual exploitation and abuse, and other forms of gender-based violence. Survivors reported that pregnant women, women with disabilities, and young girls were targeted, and that in some cases rapists used ethnic slurs. One woman reported to Reuters that men dressed in Ethiopian military uniforms killed her 12-year-old son in Mekelle, then took her to a camp where she was held with other female captives and repeatedly raped for 10 days in mid- to late-February. In other similar reports survivors reported difficulty distinguishing whether their abusers were Ethiopian soldiers or Eritreans wearing Ethiopian uniforms. According to the OHCHR-EHRC report, there were reasonable grounds to believe that all parties to the conflict committed sexual and gender-based violence, with the ENDF, EDF, and TPLF implicated in multiple reports of gang rape. A November 9 report by Amnesty International documented more than a dozen reports of rapes committed by TPLF fighters.

In June the Attorney General’s Office stated that the court convicted four ENDF soldiers of rape, and that 21 additional suspects had been charged with committing acts of sexual violence and rape.

Child Soldiers:There were some reports of conscription and use of child soldiers by government forces and armed groups.

In August Tigrayan teenagers reported to the BBC that the TPLF had been forcibly conscripting child soldiers. Since June the government accused the TPLF of using child soldiers, but the TPLF spokesperson denied the allegations.

On September 29, local media reported that authorities in the Borana Zone in southern Oromia were forcibly conscripting youth to join the ENDF. Local officials dismissed these reports as propaganda.

Other Conflict-related Abuse: In the context of the conflict in the northern part of the country, international organizations, including the United Nations, reported that a humanitarian crisis, including man-made widespread famine was unfolding and sought to assist with basic services, food, and medical supplies. The government, however, significantly impeded or blocked access to areas in need of humanitarian assistance, especially in Tigray. In June the UN’s top humanitarian official, Mark Lowcock, stated that soldiers were deliberately blocking supplies to the more than one million persons in areas outside of government control and told Reuters, “Food is definitely being used as a weapon of war.” On October 8, the NGO InterAction noted the use of “starvation as warfare.”

According to the November 3 OHCHR-EHRC report, there were reasonable grounds to believe all parties to the conflict – including the ENDF, EDF and TPLF – either directly attacked civilians and civilian objects, such as houses, schools, hospitals, and places of worship. In addition, there were reports of large-scale destruction and appropriation of property by all parties to the conflict, as well as forcible displacement of civilians on a broad scale.

Section 2. Respect for Civil Liberties

The constitution and law provide for freedom of speech, including for members of the press and other media, and the government’s general respect for this right deteriorated, especially in response to the conflict in the northern part of the country. International organizations, including the International Federation of Journalists, the Committee to Protect Journalists, Journalists Without Borders, and Freedom House, reported a decline in press freedoms.

Freedom of Expression: Upon taking office Prime Minister Abiy stated that freedom of speech was essential to the country’s future. NGOs subsequently reported that practices such as arrests, detention, abuse, and harassment of persons for criticizing the government diminished significantly. During the year, however, the government demonstrated a limited willingness to accept criticism, which was reflected in restrictive measures on freedom of speech.

Freedom of Expression for Members of the Press and Other Media, Including Online Media: While independent media were active, reports of harassment, intimidation, and other restrictions of journalists critical of the government – especially its response to the conflict and humanitarian crisis in the northern part of the country – were widespread. In April the government reformed and rebranded the Ethiopian Broadcast Authority – the entity that monitored, licensed, and issued proclamations on all media outlets – as the Ethiopian Media Authority (EMA). Although some reports characterized the changes as a continuation of a positive trajectory for media freedom reform, the EMA restricted some press freedoms.

According to the EMA, there were 20 public media, 38 commercial broadcast, 58 community broadcast, and three subscriptions (cable channels). There were eight newspapers published in Amharic and English and 31 mostly independent television stations representing national and regional interests. Community radio stations were widespread. Radio remained the most popular and accessible form of media in the country.

The still-developing media landscape faced persistent challenges. Many reporters were untrained, and most private stations reflected the political views of their owners. Regional news agencies and social media influencers amplified messages that led to “echo chambers,” which often were biased towards ethnic interests. News agencies withheld, underreported, downplayed, or discredited reports of abuses against rival ethnic groups.

Violence and Harassment: On January 19, government security forces in Tigray’s capital Mekele shot and killed Tigray TV journalist Dawit Kebede and his friend Bereket Berhe for allegedly violating the dusk-to-dawn curfew in the city. The government had previously detained Dawit without charge in November 2020 before eventually charging him with publishing false information and damaging the government’s image. Some reports alleged the killing was in response to Dawit’s reporting on Tigray.

On February 10, three armed intruders entered the Addis Ababa home of Los Angeles Times and al-Jazeera journalist Lucy Kassa, accusing her of spreading lies in support of the Tigray People’s Liberation Front. The intruders stole Kassa’s computer and flash drive of photographs showing evidence of Eritrean soldiers in Tigray. Following the raid of her home, Kassa reported targeted harassment and verbal abuse via aggressive drivers in public and private transportation.

On February 27, the ENDF arrested two translators, Fitsume Berhanu from Agence France Presse, and Alula Akalu from Financial Times. Fitsume reported a soldier threatened to claim the journalists had broken the dusk-to-dawn curfew in Mekelle and kill them. While there was no official reason given for the arrest, the ENDF later claimed Fitsume was a journalist working for the “Tigray Media House.”

In March the government cancelled media credentials for New York Times journalist and Irish national Simon Marks after his return from a reporting trip in Tigray. On May 20, the government detained Marks, took him to the airport where they held him for eight hours, and deported him without explanation, although his residence permit was valid until October. Some reports accused the government of deporting Marks for his critical reporting on Tigray.

Libel/Slander Laws: According to the NGO End Blasphemy Laws, the law provides criminal sanctions for blasphemy or scoffing at religious places or ceremonies.

National Security: The government charged some journalists on national security grounds.

Between June 30 and July 2, federal police arrested 12 journalists from Awlo Media Center and Ethio-Forum and six staff members from Awlo Media Center for alleged affiliation with the Tigray People’s Liberation Front. On August 9, police released 10 employees of Awlo Media Center after 41 days of imprisonment in the Afar Region. Police retained four journalists in custody: Abebe Bayu, Bekalu Alamrew, Fanuel Kinfu and Yayesew Shimeles. On August 17, police released the journalists on a 5,000-birr ($116) bail. Authorities in this case neither followed due process, nor did they make formal charges. Awlo Media and Ethio Forum had both reported extensively on abuses against Tigrayans.

In July the EMA suspended the national news magazine Addis Standard concerning its use of the name “Tigray Defense Forces” in its reporting. The EMA justified its suspension by claiming Addis Standard supported the Tigray People’s Liberation Front. EMA deputy director general Yonatan Tesfaye told the Committee to Protect Journalists they had suspended the license because the outlet was endangering the country’s national security by publishing content that was illegal and “legitimizes terrorist groups.”

Nongovernmental Impact: The rebel faction OLA-Shane controls an area that was considered a nonpermissive environment for journalists. On May 9, a hit squad affiliated with OLA-Shane – the Aba Torbe – allegedly shot and killed Sisay Fida, a reporter and coordinator for the Oromia Broadcasting Network, while he was walking home. While a motive was never identified, reports blamed OLA-Shane and its affiliates for the killing. A spokesperson for OLA-Shane’s Western Zone blamed the federal government. Both OLA-Shane and the government denied responsibility for the killing.

The constitution and law provide for the freedoms of peaceful assembly and association, and the government generally respected these rights. Permission to hold peaceful rallies is required. Holding unrecognized rallies may result in legal liability.

See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.

d. Freedom of Movement and the Right to Leave the Country

The law provides for the freedom of internal movement, foreign travel, migration, and repatriation, and the government generally respected these rights.

In-country Movement: In-country movement was generally unrestricted, except for movement into and out of the Tigray Region in view of the continuing conflict there and other regions experiencing violence, including parts of Benishangul-Gumuz and Western Oromia. Many routes connecting Tigray with other parts of the country were blocked or inaccessible, and federal and regional authorities erected an extensive system of checkpoints on the road connecting Semera in Afar Region to Tigray, which impeded travel including of those seeking to deliver humanitarian assistance.

e. Status and Treatment of Internally Displaced Persons

As of October 4, the International Organization for Migration’s (IOM) Displacement Tracking Matrix estimated there were 4.2 million internally displaced persons (IDPs) in the country spread across 1,957 sites. The number of IDPs more than doubled from 2020 (when IOM estimated 1.8 million IDPs). IOM estimated approximately 2.1 million persons were displaced due to the conflict that originated in Tigray and spread into Amhara and Afar Regions. There were significant IDP populations in Benishangul-Gumuz and Oromia Regions as well. IOM concluded that conflict remained the primary reason for displacement, followed by drought, flooding, and social tensions.

IOM found that IDPs had limited access to basic services and livelihood opportunities, and faced significant protection risks, including exposure to continuing violence, lack of educational opportunities, and lack of health care. In many displacement sites, IDPs reported food shortages, with COVID-19 pandemic restrictions having reduced the supply and availability of staple commodities. In some instances the government strongly encouraged returns of IDPs without adequate arrangements for security and sustainability.

f. Protection of Refugees

The government collaborated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in expanding protection and assistance to IDPs, refugees, returning refugees, or asylum seekers, as well as other persons of concern in most regions of the country. The government did not allow UNHCR and other humanitarian organizations unfettered access and delivery of life-saving assistance to refugees and other populations in need in the Tigray Region.

Access to Asylum: The law provides for the granting of asylum or refugee status, and the government used a refugee status determination system for providing services and protection to refugees. UNHCR reported the government did not register Eritrean arrivals because it ceased granting prima facie recognition for Eritrean asylum seekers in 2020. This led to an increase in unregistered Eritrean asylum seekers with no access to a refugee status determination.

The Tigray conflict continued to have a negative impact on the protection of Eritrean refugees. In February the government closed two of the four refugee camps hosting Eritrean refugees in Tigray – Shimelba and Hitsats – after they were destroyed in the fighting. The approximately 32,000 refugees who were resident in Shimelba and Hitsats were subsequently displaced, with some relocating to the Mai Aini and Adi Harush camps in southern Tigray, some relocating to Addis Ababa, and others remaining with host communities elsewhere in Tigray. As of October UNHCR could not account for the whereabouts of more than 6,000 Eritrean refugees. Refugees in Mai Aini and Adi Harush camps were deprived of life-saving assistance for months, as well as being targeted by armed factions through harassment and violence. UNHCR was working to establish a refugee camp in Dabat in Amhara Region to resettle refugees from Mai Aini and Adi Harush, but as of October UNHCR was unable to carry out the relocation due to continuing conflict in the area.

UNHCR also reported a change in the process for South Sudanese asylum seekers, who beginning during the year, were subject to a group screening process to determine eligibility for refugee status rather than prima facie recognition.

Freedom of Movement: In June 2020 the Agency for Refugee and Returnee Affairs (ARRA) released a directive permitting refugees to leave the camps if they met certain criteria.

Employment: In June 2020 ARRA issued secondary legislation to codify rights in the 2019 Refugee Proclamation, which included procedures for refugees’ right to work. The Right to Work Directive provides for the right to work of refugees working on a joint project with local nationals, and for the right to work of refugees seeking wage-earning employment in a position unable to be filled by a citizen, or through self-employment. ARRA reported that as of July, approximately 5,000 work permits had been granted through the program.

Access to Basic Services: Refugee students who passed the required tests could attend a university with fees paid by the government and UNHCR.

Durable Solutions: The government welcomed refugees to settle in the country but did not offer a path to citizenship or provide integration.

Section 4. Corruption and Lack of Transparency in Government

The law provides criminal penalties for conviction of corruption. The government did not implement the law effectively or comprehensively. The government enacted policies to hold government officials more accountable. There were isolated reports of government corruption. Officials sometimes engaged in corrupt practices with impunity.

On February 19, the HOPR issued the revised proclamation for the establishment of the Federal Ethics and Anti-Corruption Commission, which assessed that the revised proclamation would increase its capacity to implement the law.

Corruption: In September the federal prosecutor withdrew charges against Ministry of Education officials Mekonnen Addis, Eshetu Asfaw, Taye Mengistu, and Nigusse Beyene who had been arrested in September 2020 for corrupt procurement resulting in a loss of 280 million birr ($6.48 million) and the production of books not meeting the requirements of the bidding contract. The federal prosecutor dropped the charges against all the officials due to doubts concerning the reliability of the material evidence used in the case.

Section 6. Discrimination and Societal Abuses

Women

Rape and Domestic Violence: The law criminalizes rape and provides for a penalty of five to 20 years’ imprisonment if convicted, depending on the severity of the case. The law does not expressly address spousal rape. The government did not fully enforce the law. The law generally covers violence against a marriage partner or a person cohabiting in an irregular union without specifically mentioning spousal rape. Some judges interpreted this article to cover spousal rape cases, but others overlooked such cases.

In June the EWLA announced that EWLA election observers witnessed three cases of physical assault and eight cases of sexual assault against women at polling stations during the national election. Authorities did not take any enforcement action.

There were numerous reports that parties to the conflict in the northern part of the country engaged in widespread sexual and gender-based violence (see section 1.g.).

Domestic violence is illegal, but government enforcement of the law was inconsistent. Depending on the severity of injuries inflicted, penalties for conviction ranged from small monetary fines to 15 years’ imprisonment. Domestic violence, including spousal abuse, was a pervasive social problem. According to the 2016 Demographic and Health Survey (DHS), 34 percent of married women and girls between ages 15 and 49 had experienced physical, sexual, or emotional violence from spouses.

Female Genital Mutilation/Cutting (FGM/C): The law criminalizes the practice of clitoridectomy and provides for three months’ imprisonment or a monetary fine if convicted. Conviction of infibulation of the genitals (the most extreme and dangerous form of FGM/C) is punishable by five to 10 years’ imprisonment.

According to research by BioMed Central Public Health published in January, the prevalence of FGM/C among girls from birth to age 14 was 18.6 percent, representing a decline compared with 24 percent reported in the Ethiopia DHS conducted in 2005. BioMed’s research indicated FGM/C was still widely practiced across communities (16 percent among girls younger than age 14, and 65 percent among girls and women ages 15 to 49 years).

In February the EHRC stated that the COVID-19 pandemic stalled the implementation of prevention action plans against FGM/C and other harmful traditions. The EHRC also noted that Somali, Afar, the Southern Nations, Nationalities, and Peoples’ Region, and Gambella Regions made the least progress towards eliminating FGM/C.

Other Harmful Traditional Practices: Marriage by abduction is illegal, although it continued in some regions despite the government’s attempts to combat the practice. Abductions led to fighting among families, communities, and ethnic groups. In cases of abduction, the perpetrator did not face punishment if the survivor agreed to marry the perpetrator. The practice of forced marriage as a remedy for rape continued, although rape and forced marriage are illegal. These crimes were difficult to prosecute, however, since they were usually settled outside courts of law. Some communities forced rapists to marry the survivor to protect her family’s reputation. Rapists who married survivors escaped punishment and might also benefit from a lowered bride price demanded by the survivor’s family.

Sexual Harassment: Sexual harassment was widespread. The law prescribes penalties of 18 to 24 months’ imprisonment, but authorities generally did not enforce the law. During the year the Confederation of Ethiopian Trade Unions in collaboration with EWLA established a gender-based violence/sexual harassment reporting desk in several industrial parks.

Reproductive Rights: There were no reports of coerced abortion or involuntary sterilization on the part of government authorities.

Couples and individuals generally have the right to decide the number, spacing, and timing of their children. The constitution protects the rights of women to access family planning resources and safeguard their health during pregnancy and childbirth. Social and cultural barriers, however, limited women’s access to reproductive health services. According to the 2016 DHS, 85 percent of married or in-union women in the country made decisions on their health care; 94 percent had autonomy in deciding to use contraception; but only 53 percent could refuse to have sex with their partners. Overall, only 45 percent of married or in-union women ages 15 to 49 made their own decisions in all three key areas of sexual and reproductive health and rights: deciding on their own health care, deciding on the use of contraception, and saying no to sex. While 53 percent of married or in-union women reported being able to say no to sex, the law does not protect this right. According to the 2016 DHS, 61 percent of women of reproductive age had access to family planning with modern methods. According to 2018 World Health Organization (WHO) data, the country had an adolescent birth rate (per 1,000 girls ages 15 to 19) of 79.5. Despite nationwide access to contraception, negative cultural stigma around premarital sex reduced utilization of contraception. Transportation problems in remote areas of the country also reduced utilization of contraception. According to a small-scale DHS in 2019, the modern contraception prevalence rate was 41 percent, up from 35 percent in 2016. Prevalence and utilization of contraception varied widely among regions.

Skilled health personnel attended 28 percent of births according to 2019 WHO data. Although the government provided free maternal and child health services, challenges from resource constraints and poor transportation in remote areas persisted for women in accessing skilled health attendance during pregnancy and childbirth. Lack of skilled health attendance during pregnancy correlated with the country’s high maternal mortality rate – 401 deaths per 100,000 live births according to 2017 WHO data. Major causes of maternal mortality included hemorrhage, obstructed labor/ruptured uterus, pregnancy-induced hypertension, sepsis, and unsafe abortion.

Girls and women who have had FGM/C were significantly more likely to have adverse obstetric outcomes, including maternal death (see FGM/C sub-subsection for additional information). While access to some sexual and reproductive health services was available for survivors of gender-based violence at public-sector facilities, more comprehensive services for survivors – including legal and judicial support – were limited. Survivors of gender-based violence in areas impacted by the conflict in the northern part of the country faced lasting medical and mental health complications due to a lack of sexual and reproductive health services associated with the destruction of medical facilities and limitations on humanitarian access.

Social and cultural barriers related to menstruation and access to menstruation hygiene, as well as pregnancy and motherhood, limited girls’ access to education. According to a 2017 UNICEF regional survey, 11 to 46 percent of girls missed between one and seven days of school a month due to menstruation, depending on the region in which they lived. The girls surveyed attributed their absences to lack of adequate hygiene facilities at school and embarrassment due to cultural stigma regarding menstruation. UNICEF also cited early pregnancy as a key factor that kept girls out of school, especially in rural areas.

Discrimination: The law gives equal rights to women and men. Women and men have the same rights entering marriage, during marriage, and at the time of divorce. Discrimination against women was widespread. It was most acute in rural areas, where an estimated 80 percent of the population lived. Traditional courts applied customary law in economic and social relationships.

All federal and regional land laws empower women to access government land. Inheritance laws enable widows to inherit joint property acquired during marriage; however, enforcement of both legal provisions was uneven.

Women’s access to gainful employment, credit, and the opportunity to own or manage a business was limited by fewer educational opportunities and by legal restrictions on women’s employment. These restrictions include limitations on working in occupations deemed dangerous and in specific industries such as mining and agriculture. There were several initiatives aimed at increasing women’s access to these critical economic empowerment tools.

Systemic Racial or Ethnic Violence and Discrimination

The constitution and law provide for equal protection to all persons without discrimination on grounds of race, nation, nationality, or other social origin. While the government generally enforced the law effectively, there were widespread allegations of government security forces targeting individuals for arrest and detention based on ethnicity in response to the conflict in the north of the country.

According to the 2007 census, the country had more than 80 ethnic groups, of which the Oromo, at approximately 34 percent of the population, was the largest. An updated census remained controversial and was slated for 2019 but was postponed until further notice. The federal system and constitution define political boundaries based on ethnic considerations, but the documents themselves were not drawn along such boundaries. Most political parties were primarily ethnically based, although the ruling party and one of the largest opposition parties were not organized along ethnic lines.

There were several cases of societal violence affecting members of national, racial, or ethnic minorities or groups. In January armed groups that witnesses identified as OLA-Shane and Gumuz Liberation Front attacked a village in Dibate District in Metekel Zone of the Benishangul-Gumuz Region, killing more than 60 ethnic Amharans, according to reports. A mass funeral for the victims took place with the support of members of a special task force the prime minister and local authorities created. The special task force later announced that the perpetrators were OLA-Shane militants, and government security forces killed several and captured others.

In late June following federal forces’ withdrawal from Tigray, government security forces allegedly started arbitrary detention and arrest, closed businesses, and conducted other types of harassment targeting ethnic Tigrayans in some parts of the country, including Addis Ababa. The ethnically targeted arrests, business closures, and harassment continued in July and August, according to reports. In August the Federal Police Criminal Investigation Bureau stated government security forces arrested 1,642 suspects and closed 1,616 businesses, including hotels, buildings, warehouses, investment farms, factories, and real estate companies. Police also seized more than 58 million birr ($1.34 million) in cash and blocked 93 bank accounts, which remained under investigation. The Attorney General’s Office dismissed the allegation that these measures constituted ethnic profiling and explained that because the TPLF was organized along ethnic lines, most of the TPLF supporters and financiers the government targeted happened to be from one ethnic group. In November the government began unlawfully detaining ethnic Tigrayans throughout Addis Ababa (see sections 1.d. and 1.g.).

Tensions between the Kimant minority group in Amhara and the Amhara regional administration rose following a referendum held in 2017 to determine the administrative jurisdiction of the Kimant people. In April an unknown number of persons were killed and properties destroyed in Chilga Woreda in Central Gonder Zone in Amhara because of a clash among Kimant armed groups, OLA-Shane, and government security forces, according to the Peace and Security Bureau head of the Amhara Region. While witnesses reported 32 civilians were killed, the total number of casualties could not be verified. Members of the Kimant community blamed the Amhara Special Forces and a local youth group called Fano for attacks targeting the community.

During February and March, a federal government taskforce held public peace and reconciliation forums in more than 75 wards throughout Metekel Zone in the Benishangul-Gumuz Region to address increasing incidents of ethnically motivated violence. The government solicited thoughts on how to resolve interethnic violence in the region from more than 160,000 residents and trained more than 10,000 community members to serve in multi-ethnic militias tasked with quelling violence. The government also delivered humanitarian assistance to communities displaced by the violence. Despite these efforts, ethnically motivated violence persisted in Metekel Zone and other parts of Benishangul-Gumuz.

Children

Birth Registration: A child’s citizenship derives from its parents. The law requires registration for children at birth. Children born in hospitals were registered; most of those born outside of hospitals were not. The overwhelming majority of children, particularly in rural areas, were born at home. The government continued a campaign initiated in 2017 to increase birth registrations by advising that failure to register would result in denial of public services. In January the Addis Ababa City Administration Vital Events Agency announced it was prepared to issue birth certificates to 500,000 students in Addis Ababa in collaboration with the Addis Ababa Education Bureau.

Education: The law does not make education compulsory. Primary education is universal and tuition free; however, there were not enough schools to accommodate the country’s youth, particularly in rural areas. The cost of school supplies was prohibitive for many families. During the year the city government of Addis Ababa provided school uniforms and supplies to students in all government schools. According to the most recent data, more than 18 million children were enrolled at the primary level with a net enrollment rate of 100 percent. The high enrollment overburdened the education system, and student learning suffered. There were no significant differences in enrollment rates between boys and girls in primary schools, but girls’ enrollment and completion declined in the upper grades.

The war in the northern part of the country and other violence throughout the country negatively affected the education system. HRW reported that the fighting in Tigray deprived many children of an education. The government announced that more than one million students were out of school in Amhara because the TPLF destroyed 260 schools and partially damaged an additional 2,511 schools.

Child Abuse: Child abuse was widespread. Uvula cutting, tonsil scraping, and milk-tooth extraction were among the most prevalent harmful traditional practices. The African Report on Child Wellbeing 2013, published by the African Child Policy Forum, found the government had increased punishment for conviction of sexual violence against children. “Child-friendly” courtrooms heard cases involving violence against children and women.

Child, Early, and Forced Marriage: The law sets the legal age of marriage for girls and boys at 18. Authorities, however, did not enforce this law uniformly, and rural families sometimes were unaware of this provision. Some regions worked on banning early marriages. The Amhara State Attorney General’s Office reported that the regional government rejected 1,030 of 3,266 wedding application requests made between July 2020 to July 7 due to concerns regarding early marriage. The government charged 49 couples with conducting marriage in violation of the ban. Based on 2016 UNICEF data, 40 percent of women between ages 20 and 24 were married before age 18, and 14 percent were married before age 15. The government strategy to address underage marriage focused on education and mediation rather than punishment of offenders.

Sexual Exploitation of Children: The minimum legal age for consensual sex is 18, but authorities did not enforce this law. The antitrafficking law criminalizes all forms of child sex trafficking. Some families and brothel owners exploited girls from the country’s impoverished rural areas for domestic servitude and commercial sex. There were reports that brothel owners exploited girls for commercial sex in Addis Ababa’s central market.

Infanticide or Infanticide of Children with Disabilities: Ritual and superstition-based infanticide, including of infants with disabilities, continued in remote tribal areas, particularly in South Omo. Local governments worked to educate communities against the practice.

Displaced Children: According to a 2010 report of the Ministry of Labor and Social Affairs, approximately 150,000 children lived on the streets, 60,000 of them in the capital. The ministry’s report stated this was caused by the inability of families to support children due to parental illness or insufficient household income. Research in 2014 by the ministry noted the problem was exacerbated by rapid urbanization, illegal employment brokers, high expectations of better life in cities, and rural-to-urban migration. These children often begged, sometimes as part of a gang, or worked in the informal sector.

According to the UN Office for the Coordination of Humanitarian Affairs’ 2021 Ethiopia Humanitarian Needs Overview, conflict and climate contributed to a high number of unaccompanied displaced children. The report stated that all children faced multiple kinds of violence, loss of essential services like education and exploitation including child labor and child sex trafficking. According to the IOM’s Displacement Tracking Matrix, there were more than 21,659 unaccompanied and separated children in the country.

The government worked in collaboration with various organizations in rehabilitating needy children.

Institutionalized Children: There were an estimated 4.5 million orphans in the country in 2012, which comprised 4.9 percent of the population, according to statistics published by UNICEF. The vast majority lived with extended family members. Governmental and privately operated orphanages were overcrowded, and conditions were often unsanitary. Institutionalized children did not receive adequate health care.

International Child Abductions: The country is not a party to the 1980 Hague Convention on the Civil Aspects of International Child Abduction. See the Department of State’s Annual Report on International Parental Child Abduction at https://travel.state.gov/content/travel/en/International-Parental-Child-Abduction/for-providers/legal-reports-and-data/reported-cases.html.

Anti-Semitism

The Jewish community numbered approximately 2,000 persons. There were no reports of anti-Semitic acts, and the Addis Ababa Jewish community reported it believed it was protected by the government to practice its faith; however, it did face limited societal discrimination.

Trafficking in Persons

See the Department of State’s Trafficking in Persons Report at https://www.state.gov/trafficking-in-persons-report/.

Persons with Disabilities

Persons with disabilities could not access education, health services, public buildings, and transportation on an equal basis with others. The constitution does not mandate equal rights for persons with disabilities. Employment law prohibits discrimination against persons with physical and mental disabilities but does not explicitly mention intellectual or sensory disabilities. It was illegal for deaf persons to drive; despite the law, in April the government launched a program for the training and issuance of driver’s license for deaf persons. There were reports that the government allegedly denied antenatal and postnatal care services, as well as vaccination, for children with disabilities.

Property owners are required to give persons with disabilities preference for ground-floor apartments, and they generally did so.

Women with disabilities faced more disadvantages in education and employment. According to the 2010 Young Adult Survey by the Population Council, 23 percent of girls with disabilities were in school, compared with 48 percent of girls and 55 percent of boys without disabilities.

Nationally there were several schools for persons with hearing and vision disabilities, and several training centers for children and young persons with intellectual disabilities. There was a network of prosthetic and orthopedic centers in five of the 10 regions.

The law does not restrict the right of persons with disabilities to vote and otherwise participate in civic affairs, although accessibility problems made participation difficult for some persons with more significant disabilities. Older persons, pregnant women, and nursing mothers received priority when voting. The FEAPD preliminary report on its observation of the June elections noted accessibility for persons with disabilities was hindered and that persons with disabilities required additional assistance to access 22 percent of the polling stations visited by observers (see also section 3, Participation of Women and Members of Minority Groups).

HIV and AIDS Social Stigma

Societal stigma and discrimination against persons with or affected by HIV and AIDS continued in education, employment, and community integration. Persons with HIV and AIDS reported difficulty accessing various services. There were no statistics on the scale of the problem.

Acts of Violence, Criminalization, and Other Abuses Based on Sexual Orientation and Gender Identity

There were reports of violence against LGBTQI+ persons; however, reporting was limited due to fear of retribution, discrimination, or stigmatization. There are no hate crime laws or other criminal justice mechanisms to aid in the investigation of abuses against LGBTQI+ persons. Individuals generally did not publicly identify themselves as LGBTQI+ due to severe societal stigma and the illegality of consensual same-sex sexual conduct. Activists in the LGBTQI+ community reported surveillance and feared for their safety. The law does not prohibit discrimination by state and nonstate actors against LGBTQI+ persons.

Consensual same-sex sexual conduct is illegal, and conviction is punishable by three to 15 years’ imprisonment. No law prohibits discrimination against LGBTQI+ persons. There were no reports of persons incarcerated or prosecuted for engaging in consensual same-sex sexual conduct.

Sporadic but deadly clashes occurred in the border area between Afar and Somali Regions. In April border clashes led to more than 100 civilian deaths in Haruka, Geware, and Gelalo towns. There were contradicting narratives regarding the clashes from both regions. The Afar regional government and activists blamed the violence on Issa-Somali militiamen from Djibouti backed by Somali Regional State Special Forces, claiming that they targeted mostly Afar residents of the area. On the contrary, the Somali regional government accused Afar Special Forces of collaborating with Uguguma (the Afar Revolutionary Democratic Unity Front) to target the Somali people. In July there were additional reports of violence in the Garba Issa, Undhufto, and Aydetu towns of Somali Region followed by the same contradicting narratives concerning the violence. The Somali government blamed federal security forces for failing to protect Somali civilians, while members of the Afar community dismissed the Somali government’s accusation as propaganda.

South Africa

Executive Summary

South Africa is a multiparty parliamentary democracy in which constitutional power is shared among the executive, judiciary, and parliamentary branches. In 2019 the country held a credible national election in which the ruling African National Congress won 58 percent of the vote and 230 of 400 seats in the National Assembly. In 2019 African National Congress president Cyril Ramaphosa was sworn in for his first full term as president of the republic.

The South African Police Service has primary responsibility for internal security. The police commissioner has operational authority over police. The president appoints the police commissioner, but the minister of police supervises the commissioner. The South African National Defense Force, under the civilian-led Department of Defense, also has domestic security responsibilities.

In July the country witnessed violent riots and unprecedented looting, primarily in KwaZulu-Natal and Gauteng, following the arrest of former president Jacob Zuma for contempt of the Constitutional Court. In the aftermath, then acting minister in the presidency, Khumbudzo Ntshavheni, announced the death toll related to the unrest was 337, but no deaths were attributed to authorities. The South African Human Rights Commission conducted public hearings in November and December to determine the causes of the unrest and identify failures by the government to anticipate violence and mitigate death and destruction.

Significant human rights issues included credible reports of: unlawful or arbitrary killings by the government; torture or cruel, inhuman, or degrading treatment or punishment by the government; harsh and life-threatening prison conditions; arbitrary arrest or detention; serious government corruption; trafficking in persons; crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, queer, or intersex persons; and the existence of the worst forms of child labor.

Although the government investigated, prosecuted, and punished some officials who committed human rights abuses or were accused of corruption, there were numerous reports of impunity.

Section 1. Respect for the Integrity of the Person

a. Arbitrary Deprivation of Life and Other Unlawful or Politically Motivated Killings

There were several reports that the government or its agents committed arbitrary or unlawful killings. In July more than 300 persons died during riots in the provinces of Gauteng and KwaZulu-Natal. Most of the victims died due to a stampede, but there were allegations of police brutality and intelligence failures. Authorities arrested no officials. The Independent Police Investigative Directorate investigates allegations of police brutality.

Police use of lethal and excessive force, including torture, resulted in numerous deaths and injuries, according to the Independent Police Investigative Directorate (IPID), Amnesty International, and other nongovernmental organizations (NGOs). According to Human Rights Watch, on March 10, security forces fired rubber bullets at close range into a crowd of reportedly peaceful student protesters in Johannesburg, killing Mthokozisi Ntumba, who was apparently a bystander. Authorities announced they had opened an investigation. Authorities arrested four security force members, and as of December they were out on bail. The suspects were expected back in court for pretrial hearings at a date yet to be confirmed.

Watchdog groups noted deaths in custody often resulted from physical abuse combined with a lack of subsequent medical treatment or neglect (see section 1.c.). According to the Independent Police Investigative Directorate Report 2020/2021, deaths in police custody (217 cases) decreased by 8 percent from 2019/2020. The Judicial Inspectorate for Correctional Services (JICS) 2020-21 annual report stated, “A particularly disturbing feature was a sharp rise in cases where the use of force caused the deaths of inmates.”

NGOs criticized the use of excessive force by the South African Police Service (SAPS) and the South African National Defense Force (SANDF) to enforce lockdown measures that began in March 2020. Following 2020 rioting and clashes with police, three officers were arrested and charged with murder. All three officers were released on bail, and their trials began in October. The trial continued as of year’s end.

Courts convicted few perpetrators of political violence. In September, three women were shot and killed while participating in a community meeting to nominate a ward councilor candidate for a township of Durban. Media and NGOs claimed most killings resulted from local-level intraparty African National Congress (ANC) disputes, often in the context of competition for resources or as revenge against whistleblowers who uncovered corruption. In 2018 the Moerane Commission, which then KwaZulu-Natal Province premier Willies Mchunu established to investigate political killings, published a report that identified ANC infighting, readily available hitmen, weak leadership, and ineffective and complicit law enforcement agencies as key contributing factors to the high rate of political killings. There were numerous reported political killings at a local level such as the following example: in May, Mzwandile Shandu, an ANC ward councilor in Mkhambathini Mid Illovo in KwaZulu-Natal survived a suspected attempted killing.

In August, Babita Deokaran was killed by gunfire. A whistleblower, she worked as chief director of financial accounting and also acted as the chief financial officer in the Gauteng Department of Health, where she discovered and exposed personal protective equipment tender corruption in the Gauteng premier’s office. At year’s end six suspects were in custody pending their next bail hearing. The case launched a debate concerning inadequate protections for whistleblowers. In November a whistleblower who testified in the State Capture Commission (aka Zondo Commission) issued a highly publicized statement on his reasons for leaving the country to seek safety from threats of retribution.

b. Disappearance

There were no reports of disappearances by or on behalf of government authorities.

c. Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

Although the constitution and law prohibit such practices, there were reports of police and SANDF use of torture and physical abuse during house searches, arrests, interrogations, and detentions, some of which resulted in death. The NGO Sonke Gender Justice reported in 2020 that almost one-third of sex workers interviewed stated police officers had raped or sexually assaulted them. The 2020/21 IPID report cited 80 reported inmate rapes by police officers, 256 reports of torture, as well as reports of assault.

In April police reportedly assaulted and arrested several individuals for contravening COVID-19 lockdown regulations in Lenasia, south of Johannesburg.  According to the IPID, all the arrested persons were “detained with injuries.”  Later, during a cell visit, police found that one of the detainees had died.

Impunity was a significant problem in the security forces. In June the national police commissioner admitted that SAPS needed to improve its “discipline management” for police officers accused of violence. The lack of police accountability for thousands of annually registered police-brutality complaints was documented by the police watchdog organization IPID. The factors contributing to widespread police brutality were a lack of accountability and training.

As of October 30, the United Nations reported one allegation of attempted sexual exploitation of an adult against the country’s personnel deployed to peacekeeping operations. During the year there were two allegations (for incidents occurring during the year and in 2013) against the country’s peacekeepers, down from three total allegations in 2020. According to the Conduct in UN Field Missions online portal, since 2015 there have been 39 allegations of sexual exploitation and abuse against 45 peacekeepers: six of the victims were children, 33 were adults. Of the 39 allegations, the government took accountability measures for 22 substantiated allegations. According to the United Nations, the country’s authorities continued to investigate the other seven open cases. In June the country’s permanent representative to the United Nations issued a statement concerning its efforts to facilitate paternity and maintenance support claims of victims of peacekeepers’ sexual abuse and exploitation.

Prison and Detention Center Conditions

Prison conditions were harsh due to overcrowding, poor sanitation, inadequate medical care, disease (particularly tuberculosis), inmate-on-inmate rape, and physical abuse, including torture.

Physical Conditions: According to civil society groups, gross overcrowding of prisons was a problem. According to the 2020/2021 Department of Correctional Services Annual Report, in March the country held 140,948 prisoners in facilities with a capacity of 110,836 persons.

SAPS made more than 3,400 arrests in connection with the civil unrest and riots in July. Almost 1,700 suspects were admitted as remand (pretrial) detainees, many of whom were granted bail but could not afford it, and already overcrowded correctional facilities were struggling to accommodate those awaiting trial.

Prisons generally held pretrial detainees with convicted prisoners, although in some large urban areas dedicated pretrial facilities were available.

There were reports of shortages of prison doctors, inadequate investigation and documentation of prisoner deaths, inadequate monitoring of the prison population, and high prisoner suicide rates. The Department of Correctional Services (DCS) required doctors to complete and sign reports of inmate deaths due to natural causes to lessen the incidence of deaths caused by neglect.

The JICS received 694 complaints relating to use of force by correctional officials on inmates between April 2020 and March, an almost 94 percent increase compared with the previous year.

Food, sanitation, and health care in prisons and detention centers were inadequate. Prisons provided inmates with potable water, but supplies and food were occasionally inadequate, and sanitation was poor. Most cells had toilets and basins but often lacked chairs, adequate light, and ventilation.

NGOs reported some inmates with mental disabilities who had committed no crime or other infraction were incarcerated rather than being cared for in a mental-health facility. Such prisoners also were often denied medical services. The JICS 2020-21 annual report also indicated patients were confined at correctional facilities because there was insufficient accommodation at mental health facilities, and that the DCS lacked sufficient mental health professionals to provide care to suicidal inmates. During the year 66 attempted suicides were reported.

Administration: Authorities did not always conduct proper investigations of credible allegations of mistreatment.

Independent Monitoring: The government usually permitted monitoring by independent nongovernmental observers of prison conditions, including visits by the International Committee of the Red Cross and the independent JICS, which was led by retired constitutional court justice Edwin Cameron.

d. Arbitrary Arrest or Detention

The constitution and law prohibit arbitrary arrest and detention and provide for the right of any person to challenge the lawfulness of arrest or detention in court. The government generally observed these requirements; however, there were numerous cases of arbitrary arrest of foreign workers, asylum seekers, and refugees.

Arrest Procedures and Treatment of Detainees

The law requires that a judge or magistrate issue arrest warrants based on sufficient evidence. Police must promptly inform detainees of the reasons for their detention, their right to remain silent, and the consequences of waiving that right. Police must charge detainees within 48 hours of arrest; hold them in conditions respecting human dignity; allow them to consult with legal counsel of their choice at every stage of their detention (or provide them with state-funded legal counsel); and permit them to communicate with relatives, medical practitioners, and religious counselors. The government often did not respect these rights. Police must release detainees (with or without bail) unless the interests of justice require otherwise, although bail for pretrial detainees often exceeded what suspects could pay.

Arbitrary Arrest: During the year there were numerous cases of arbitrary arrest, particularly of foreign workers, asylum seekers, and refugees. NGOs and media outlets reported security forces arbitrarily arrested migrants and asylum seekers, including those with proper documentation, often because police were unfamiliar with migrant and asylum documentation. In some cases police threatened documented migrants and asylum seekers with indefinite detention and bureaucratic hurdles unless they paid bribes. The law prohibits the detention of unaccompanied migrant children for immigration law violations, but NGOs reported the Department of Home Affairs (DHA) and SAPS nevertheless detained them.

Legal aid organizations reported police frequently arrested persons for minor crimes for which the law stipulates the use of a legal summons. Arrests for offenses such as common assault, failure to provide proof of identity, or petty theft sometimes resulted in the unlawful imprisonment of ordinary citizens alongside hardened criminals, which created opportunities for physical abuse. In 2019 SAPS removed refugee and asylum seeker protesters from the Office of the UN High Commissioner for Refugees’ (UNHCR’s) Cape Town office and from the UNHCR Pretoria office, taking them to city-provided camps in Bellville and Wingfield. Approximately 180 male protesters were arrested, charged, and convicted of trespassing on the UNHCR compound, most of whom received suspended sentences and were released. Two of the protest leaders were deported in April, while the deportation case of protest leader Jean Pierre Balous remained pending as of December.

Pretrial Detention: Lengthy pretrial detention was common. According to the Department of Correctional Services 2020/21 Annual Report, the pretrial population averaged 47,882 of 140,948 detainees, 34 percent of the total inmate population. According to the DCS, detainees waited an average of 176 days before trial. Observers attributed the high rate of pretrial detention to arrests based on insufficient evidence for prosecution, overburdened courts, poor case preparation, irregular access to public defenders, and prohibitive bail amounts. Police often held detainees while prosecutors developed cases and waited for court dates. Legal scholars estimated less than 60 percent of those arrested were convicted. The law requires a review in cases of pretrial detention of more than two years’ duration. The pretrial detention frequently exceeded the maximum sentence for the alleged crime.

e. Denial of Fair Public Trial

The law provides for an independent judiciary, and the government generally respected judicial independence and impartiality. There were numerous reports of lost trial documents, often when the accused was a government official. NGOs stated judicial corruption was a problem.

Government agencies sometimes ignored orders from provincial high courts and the Constitutional Court.

Trial Procedures

The law provides for the right to a fair and public trial, and an independent judiciary generally enforced this right. Criminal defendants enjoy the right to a presumption of innocence; to be informed promptly of the charges; to a fair, timely, and public trial; to be present at their trial; to communicate with an attorney of their choice or have one provided at public expense if unable to pay; to have adequate time and facilities to prepare a defense; to free assistance of an interpreter; to confront prosecution or plaintiff witnesses and present their own witnesses and evidence; and not to be compelled to testify or confess guilt. Police did not always inform detainees promptly and in detail of the charges against them, nor did they always accurately complete corresponding paperwork. Provision of free interpreter assistance depended on availability and cost. Limited access to interpreters sometimes delayed trials. According to civil society groups, interpretation standards were low and sometimes compromised the accuracy of exchanges between a defendant and officers of the court. Judges sometimes transferred cases from rural to urban areas to access interpreters more easily.

Although detainees and defendants have the right to legal counsel provided and funded by the state when “substantial injustice would otherwise result,” this right was limited due to a general lack of information regarding rights to legal representation and inadequate government funding of such legal services. There is no automatic right to appeal unless a convicted individual is younger than 16, but courts may give defendants permission to do so. Additionally, the law provides for the High Court to review magistrate court sentences exceeding six months.

Political Prisoners and Detainees

There were no reports of political prisoners or detainees.

Civil Judicial Procedures and Remedies

Individuals and organizations may seek civil remedies for human rights abuses through domestic courts, including equality courts designated to hear matters relating to unfair discrimination, hate speech and harassment, and the South African Human Rights Commission, but the government did not always comply with court decisions. Individuals and organizations may not appeal domestic court decisions to the African Court on Human and Peoples’ Rights, because the government does not recognize the competence of the court.

f. Arbitrary or Unlawful Interference with Privacy, Family, Home, or Correspondence

The constitution and law prohibit such actions. The NGO Freedom House reported that government agencies employed spyware, social media analytics, and surveilled journalists, usually to identify their confidential sources. Most of these activities required court orders, but it was reportedly easy for agencies to obtain court orders. On February 4, the Constitutional Court ruled the law does not allow authorities to engage in bulk interception of communications in a case brought by the amaBhungane Centre for Investigative Journalism. Civil society organizations raised concerns government management of the COVID-19 pandemic employed telephonic contact tracing that violated privacy rights. In April 2020 the government issued amended disaster management regulations. While the regulations recognized the right to privacy, the government urged citizens to make concessions until pandemic emergency measures were no longer necessary.

Section 2. Respect for Civil Liberties

The constitution and law provide for freedom of expression, including for members of the press and other media, and the government generally respected this right. An independent press, a generally effective judiciary, and a functioning democratic political system combined to promote freedom of expression, including for members of the press. Nevertheless, the law permits authorities to restrict reporting on security forces, prisons, and mental institutions.

Freedom of Expression: The decade-old case of journalist John Qwelane convicted of antigay hate speech for a 2008 editorial, “Call me names, but gay is not okay,” was finally settled in July when the Constitutional Court ruled that Qwelane’s article was tantamount to hate speech. This came after the Constitutional Court reviewed the lower courts’ decisions on the case and examined the constitutionality of the law defining hate speech.

Freedom of Expression for Members of the Press and Other Media, Including Online Media: Independent media were active and expressed a wide variety of views. The country’s media maintained self-regulation. The South African News Editors Forum (SANEF) encouraged accurate reporting and held outlets to account when they violated ethics norms. Media Monitoring Africa (MMA) and SANEF highlighted the impact of financial pressure on newsrooms and the resulting high workload for staffs that continue to shrink. As a result, journalists and newsrooms were more susceptible to bribes, according to Kate Skinner, an independent media researcher. MMA Director William Bird also noted that smaller newsrooms spent less time fact checking stories with multiple sources, which might also impede press freedom.

Violence and Harassment: There were instances of journalists, in particular female journalists, who were subjected to violence, harassment, or intimidation by authorities or political party representatives due to their reporting.

In March, Johannesburg police shot at a News24 reporter when he started to report on police firing rubber bullets to disperse a group of individuals violating lockdown regulations. SANEF reportedly filed a formal complaint regarding the incident.

Members of the Economic Freedom Fighters (EFF) party threatened the late journalist and broadcaster Karima Brown with rape and flaying after the party’s leader Julius Malema published her mobile number on Twitter. Similar threats targeted Daily Maverick investigative reporter Pauli Van Wyk following her report on a scandal that linked the EFF to VBS Mutual Bank. EFF supporters also reportedly attacked journalists for the private broadcaster eNCA. In March they attacked journalist Sli Masikane as she covered a protest on student debt in Durban. On June 10, demonstrators in Cape Town threatened reporter Ayesha Ismail and cameraman Mario Pedro as they attempted to cover an antiracism protest.

The trial of EFF deputy president Floyd Shivambu, who was accused of assaulting a Network24 photographer in 2018 on the parliamentary precinct, was postponed to February 2022.

During civil unrest in July in KwaZulu-Natal and Gauteng, four radio stations, Alex FM, Mams Radio, West Side FM, and Intokozo FM, were vandalized by rioters. Other journalists covering the unrest reported assaults and theft of equipment, according to the Committee to Protect Journalists.

In October, SANEF issued a statement condemning criminal attacks and robberies on journalists, especially those attempting to provide election coverage in the lead-up to the November 1 municipal elections. SANEF’s statement declared, “South Africa is becoming a very dangerous place for journalists and apart from attacks on the field, journalists also face cyberbullying and severe attacks on social media platforms.”

Censorship or Content Restrictions: Government and political officials often criticized media for lack of professionalism and reacted sharply to media criticism. Some journalists believed the government’s sensitivity to criticism resulted in a higher degree of self-censorship.

Libel/Slander Laws: The law makes defamation a criminal offense, but there were no prosecutions for defamation during the year. The law also prohibits blasphemy, although reports indicated the last known prosecution for blasphemy was in 1968.

The constitution and law provide for freedom of assembly and association, and the government generally respected these rights. Nevertheless, NGOs reported many municipalities continued to require protest organizers to provide advance written notice before staging gatherings or demonstrations.

See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.

d. Freedom of Movement and the Right to Leave the Country

The law provides for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights. In March 2020 the president declared a national disaster to restrict the spread of COVID-19. Even as levels were adjusted throughout the year, most interprovincial travel was allowed along with international travel.

e. Status and Treatment of Internally Displaced Persons

Not applicable.

f. Protection of Refugees

The government cooperated with UNHCR and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, or asylum seekers, as well as other persons of concern.

Access to Asylum: The law provides for the granting of asylum and refugee status, and the government has an established system for providing protection to refugees. Refugee advocacy groups criticized the government’s processes for determining refugee status, citing low approval rates, large case and appeal backlogs, a lack of timely information provided to asylum seekers on their asylum requests and status of their cases, inadequate use of country-of-origin information, an inadequate number of processing locations, and official corruption. Despite DHA anticorruption programs that punished officials found to be accepting bribes, NGOs and asylum applicants reported immigration officials sought bribes. According to civil society groups, the system lacked procedural safeguards for seeking protection and review for unaccompanied minors, trafficked victims, and victims of domestic violence. Government services strained to keep up with the caseload, and NGOs criticized the government’s implementation of the system as inadequate. In March the government signed a four-year agreement with UNHCR to address the backlog of 153,000 refugee status determination cases.

The DHA closed its offices for the year due to the COVID-19 pandemic. Although the DHA issued a blanket extension on refugee and asylum certificates, these were often not recognized. The lack of documentation had far-ranging impacts including limiting refugee travel and accessing civil registry services. As of December the DHA had not opened the Cape Town refugee reception center, closed since 2012, following a High Court order in May that it be reopened.

Abuse of Migrants, Refugees, and Stateless Persons: Refugee advocacy organizations stated police and immigration officials physically abused refugees and asylum seekers (see also section 1.d., Arbitrary Arrest). Xenophobic violence was a continuing problem across the country, especially in Gauteng Province. Those targeted often owned or managed small, informal grocery stores in economically marginalized areas that lacked government services. Refugees, asylum seekers, and foreign-born shopkeepers alleged they were also targeted during the July riots.

Due to DHA office closures and the resulting inability to secure identification, an undocumented Somali man’s body remained in a mortuary for two months before his community could bury him, contrary to Islamic tradition.

Employment: The law permits refugees to work lawfully. Asylum seekers must obtain DHA approval to work, which was generally granted. According to NGOs, refugees regularly were denied employment due to their immigration status.

Access to Basic Services: Although the law provides for asylum seekers, migrants, and refugees to have access to basic services, including education, health, social support, police, and judicial services, NGOs reported that health-care facilities and authorities discriminated against asylum seekers, migrants, and refugees. Some refugees reported they could not access schooling for their children because schools refused to accept asylum documents as proof of residency. NGOs reported banks regularly denied services to refugees and asylum seekers if they lacked government-issued identification documents.

Durable Solutions: The government granted some refugees permanent residency and a pathway to citizenship, and, in collaboration with the International Organization for Migration and UNHCR, assisted others in returning voluntarily to their countries of origin.

Temporary Protection: The government offered temporary protection to some individuals who may not qualify as refugees. The government allowed persons who applied for asylum to stay in the country while their claims were adjudicated and, if denied, to appeal.

g. Stateless Persons

The law extends citizenship to children born to foreign national parents who arrived in the country on or after January 1, 1995.

In October the Constitutional Court ruled that unmarried fathers may register their children under their surname without the mother’s consent. The landmark ruling is to avoid placing children at risk of statelessness if the mother is undocumented, missing, or deceased.

Section 4. Corruption and Lack of Transparency in Government

The law provides for criminal penalties for conviction of official corruption, and the government generally did not implement the law effectively, and officials sometimes engaged in corrupt practices with impunity. There were numerous reports of government corruption during the year.

Corruption: Official corruption remained a problem. The ANC sought to remove party members implicated in corruption scandals due to concern the scandals undermined public confidence in the ANC-led government. Hermione Cronje, head of the National Prosecuting Authority’s Investigating Directorate, resigned on December 3, allegedly for failing to prosecute sufficient official corruption cases. Cronje was the first person to lead the Investigating Directorate, which was established by President Ramaphosa in 2019 “as an instrument in the fight against corruption.”

At least 10 agencies, including the SAPS Special Investigation Unit, Public Service Commission, Office of the Public Prosecutor, and Office of the Auditor General, were involved in anticorruption activities. During the year the Office of the Public Protector, which is constitutionally mandated to investigate government abuse and mismanagement, investigated thousands of cases, some of which involved high-level officials.

Officially called the Judicial Commission of Inquiry into Allegations of State Capture, the Zondo Commission was established in 2018 to tackle corruption allegations against individuals inside and outside government. Former president Jacob Zuma steadfastly refused to appear before the commission to answer to allegations made against him. Although he was granted medical parole and only served two of his 15 months in prison, the Constitutional Court did sanction Zuma for refusing to appear before the Zondo Commission and effectively sentenced him to prison.

In October the National Police Commissioner Khehla Sitole rejected calls for his suspension on corruption allegations. He was waiting for President Ramaphosa’s decision on his fitness to hold office. A year prior he had suspended his deputy national commissioner Bonang Mgwenya following allegations regarding her alleged involvement in crimes and fraudulent contracts. In December media broke the story that Deputy National Police Commissioner Sindile Mfazi may have been killed in July for his role in investigating COVID-19 personal protective equipment procurement.

In November 2020 authorities charged ANC secretary general Magashule with 21 charges of corruption, theft, fraud, and money laundering, and he was released on bail. Despite Magashule’s rejection of calls by the ANC Integrity Commission to step down, in May the ANC National Executive Committee suspended him.

Section 6. Discrimination and Societal Abuses

Women

Rape and Domestic Violence: The law criminalizes domestic violence and rape of men or women, including spousal rape, but the government did not effectively enforce the law. The minimum sentence for conviction of rape is 10 years’ imprisonment. Under certain circumstances, such as second or third offenses, multiple rapes, gang rapes, or the rape of a minor or a person with disabilities, conviction requires a minimum sentence of life imprisonment, unless substantial and compelling circumstances exist to justify a lesser sentence. Perpetrators with previous rape convictions and perpetrators aware of being HIV positive at the time of the rape also face a minimum sentence of life imprisonment, unless substantial and compelling circumstances exist to justify a lesser sentence.

In most cases of rape and domestic violence, attackers were acquaintances or family members of the survivor that, together with societal attitudes, contributed to a reluctance to press charges. NGOs stated that cases were underreported, especially in rural communities, due to stigma, unfair treatment, fear, intimidation, and lack of trust in the criminal justice system. SAPS reported a decrease in the number of reported rape cases from 42,289 in 2019/20 to 36,463 in 2020/21. According to first-quarter SAPS crime statistics, 10,006 persons were raped between April and June 2021. Police Minister Bheki Cele released crime statistics that 9,556 rape cases were reported between July and September. There were numerous reports of rapes by police officers of sex workers, lesbian, gay, bisexual, transgender, queer, and intersex (LGBTQI+) persons, incarcerated persons, and others (see also section 1.c.).

There were numerous reported sexual assaults such as the following example. In June 2020 a woman eight months pregnant was found dead hanging from a tree in Johannesburg. She and her fetus had multiple stab wounds. Muzikayise Malephane was arrested and charged with premeditated murder. In February he was sentenced to 20 years in prison for murder, five years for defeating the ends of justice, and five years for possession of an illegal firearm and ammunition.

According to the National Prosecuting Authority 2019-2020 Annual Report, the authority achieved its highest number of successfully prosecuted sexual offense cases ever during that time period. It prosecuted 5,451 sexual offense cases and had 4,098 convictions, a 75 percent conviction rate.

The Department of Justice operated 96 dedicated sexual offenses courts throughout the country. Although judges in rape cases generally followed statutory sentencing guidelines, women’s advocacy groups criticized judges for using criteria, such as the victim’s behavior or relationship to the rapist, as a basis for imposing lighter sentences.

The government provided funding for, and the National Prosecuting Authority operated 51 rape management centers, addressing the rights and needs of survivors and vulnerable persons, including legal assistance. A key objective of the centers was prosecution of sexual, domestic violence, and child-abuse offenders. Approximately 75 percent of the cases they took to trial resulted in convictions.

Domestic violence was pervasive and included physical, sexual, emotional, and verbal abuse, as well as harassment and stalking. During the pandemic, NGOs and the government documented an escalation of gender-based violence against women and girls. The government prosecuted domestic violence cases under laws governing rape, indecent assault, damage to property, and violating a protection order. The law requires police to protect victims from domestic violence, but police commanders did not always hold officers accountable. Conviction of violating a protection order is punishable by up to five years’ imprisonment and up to 20 years’ imprisonment if convicted of additional criminal charges. Penalties for conviction of domestic violence include fines and sentences of between two and five years’ imprisonment.

During the year media documented a rise in teenage pregnancies particularly during the pandemic with the South African Medical Research Council attributing violence against women and girls as a contributor to these pregnancies along with difficulty faced by adolescents in obtaining contraceptives. In December the basic education minister published a new policy on prevention and management of teenage pregnancy. Under the policy, schools are mandated to report to SAPS cases of statutory rape, if a girl is younger than age 16 and the father of the unborn child is 16 or older.

The government financed shelters for abused women, but NGOs reported a shortage of such facilities, particularly in rural areas, and that women were sometimes turned away from shelters.

Female Genital Mutilation/Cutting (FGM/C): The law prohibits FGM/C of girls and women, but girls in isolated zones in ethnic Venda communities in Limpopo Province were subjected to the practice. The government continued initiatives to eradicate the practice, including national research and sensitization workshops in areas where FGM/C was prevalent.

Sexual Harassment: Although prohibited by law, sexual harassment remained a widespread problem. Sexual harassment is a criminal offense for which conviction includes fines and sentences of up to five years’ imprisonment.

Enforcement against workplace harassment is initially left to employers to address as part of internal disciplinary procedures. The Department of Employment and Labour (Department of Labour) issued guidelines to employers on how to handle workplace complaints that allow for remuneration of a victim’s lost compensation plus interest, additional damages, legal fees, and dismissal of the perpetrator in some circumstances. NGOs and unions urged the government to ratify the International Labor Organization (ILO) convention on the prevention of violence and harassment in the workplace. Despite presidential support, parliament had yet to ratify the convention by year’s end.

NGOs reported sexual harassment of women in the major political parties. Only two of the seven major parties had policies against sexual harassment.

Reproductive Rights: There were no reports of forced abortion on the part of government authorities; however, during the year there were reports of forced sterilizations submitted to the Commission for Gender Equality and civil society organizations.

Couples and individuals have the right to decide freely the number, spacing, and timing of their children. The full range of contraception methods were available at all primary health-care clinics for free. Emergency health care was available for the treatment of complications arising from unsafe abortion.

The government provided access to sexual and reproductive health services for survivors of sexual violence. The country has laws and policies to respond to gender-based violence and femicide, although authorities did not fully implement these policies and enforce relevant law. The law provides for survivors of gender-based violence to receive shelter and comprehensive care, including treatment of injuries, a forensic examination, pregnancy and HIV testing, provision of postexposure prophylaxis, and counseling rehabilitation services.

According to the Saving Mothers Report 2017/2019, there has been a progressive and sustained reduction in institutional maternal mortality in the past three triennia (2010-19), from 320 per 100,000 live births to 120 per 100,000 live births. The report further identified that a significant systemic driver contributing to mortality was the length of time it took for emergency service personnel to arrive at a facility where a skilled birth attendant can deal with an emergency. Furthermore, the government developed a Framework and Guidelines for Maternal and Neonatal Care during a Crisis: COVID-19 response to strengthen Maternal, Perinatal, and Neonatal services for emergency preparedness and management.

Menstruation and access to menstruation hygiene affected girls’ attendance at school. One NGO estimated 30 percent of girls did not attend school while they menstruated, due to lack of access to sanitary products. During the year observers noted substantial increases in teenage pregnancies, which also affected girls’ attendance at school.

Discrimination: Discrimination against women remained a serious problem despite legal equality in family, labor, property, inheritance, nationality, divorce, and child custody matters. Women experienced economic discrimination in wages, extension of credit, and ownership of land.

Traditional patrilineal authorities, such as a chief or a council of elders, administered many rural areas. Some traditional authorities refused to grant land tenure to women, a precondition for access to housing subsidies. Women could challenge traditional land tenure discrimination in courts, but access to legal counsel was costly.

By law any difference in the terms or conditions of employment among employees of the same employer performing the same, substantially similar, or equal value work constitutes discrimination. The law expressly prohibits unequal pay for work of equal value and discriminatory practices, including separate pension funds for different groups in a company (see section 7.d.).

There were numerous reports of racial discrimination, despite the prohibition under the constitution of unfair discrimination against anyone on one or more grounds, including on the ground of race. The South African Human Rights Commission stated in June that gross inequality was fueling racism and racial polarization. The Department of Human Settlements acknowledged inequality along racial lines had affected and continued to affect the country’s segregated spatial development as well as poor communities’ access to reliable infrastructure. Approximately 300 Equality Courts mandated by the Promotion of Equality and Prevention of Unfair Discrimination Act resolved only 600 matters a year.

Some advocacy groups asserted white farmers were racially targeted for burglaries, home invasions, and killings, while many observers attributed the incidents to the country’s high and growing crime rate. According to the Institute for Security Studies, “farm attacks and farm murders have increased in recent years in line with the general upward trend in the country’s serious and violent crimes.”

Local community or political leaders who sought to gain prominence in their communities allegedly instigated some attacks on African migrants and ethnic minorities (see section 2.f., Abuse of Migrants, Refugees, and Stateless Persons). The government sometimes responded quickly and decisively to xenophobic incidents, sending police and soldiers into affected communities to quell violence and restore order, but responses were sporadic and often slow and inadequate. Civil society organizations criticized the government for failing to address the causes of violence, for not facilitating opportunities for conflict resolution in affected communities, for failing to protect the property or livelihoods of foreign nationals, and for failing to deter such attacks by vigorous investigation and prosecution of perpetrators.

Indigenous Peoples

The NGO Working Group of Indigenous Minorities in Southern Africa estimated there were 7,500 indigenous San and Khoi in the country, some of whom worked as farmers or farm laborers. By law the San and Khoi have the same political and economic rights as other citizens, although the government did not always effectively protect those rights or deliver basic services to indigenous communities. Indigenous groups complained of exclusion from land restitution, housing, and affirmative action programs. They also demanded formal recognition as “first peoples” in the constitution. Their lack of recognition as first peoples excluded them from inclusion in government-recognized structures for traditional leaders. Their participation in government and the economy was limited due to fewer opportunities, lack of land and other resources, minimal access to education, and relative isolation.

Children

Birth Registration: The law provides for citizenship by birth (if at least one parent is a permanent resident or citizen), descent, and naturalization. Registration of births was inconsistent, especially in remote rural areas and by parents who were unregistered foreign nationals. Children without birth registration had no access to government services such as education or health care, and their parents had no access to financial grants for their children. Organizations such as Lawyers for Human Rights continued to draw attention to the problem of statelessness among children born in the country to both citizens and foreign nationals.

Education: Public education is compulsory and universal until age 15 or grade nine. Public education is fee based and not fully subsidized by the government. Nevertheless, the law provides that schools may not refuse admission to children due to a lack of funds; therefore, disadvantaged children, who were mainly black, were eligible for financial assistance. Even when children qualified for fee exemptions, low-income parents had difficulty paying for uniforms and supplies. In violation of law, noncitizen children were sometimes denied access to education based on their inability to produce identification documents, such as birth certificates and immunization documents.

Child Abuse: The law criminalizes child abuse. Violence against children, including domestic violence and sexual abuse, remained widespread. Civil society and academics documented evidence that experiencing child maltreatment and witnessing partner abuse in the home as a child increased the risk of becoming both a perpetrator and victim of sexual and intimate partner violence as an adult, contributing to intergenerational abuse and violence.

There were reports of abuse of students by teachers and other school staff, including reports of assault and rape. The law requires schools to disclose sexual abuse to authorities, but administrators sometimes concealed sexual violence or delayed taking disciplinary action.

Child, Early, and Forced Marriage: By law parental or judicial consent to marry is required for individuals younger than 18. Nevertheless, ukuthwala, the practice of abducting girls as young as 14 and forcing them into marriage, occurred in remote villages in Western Cape, Eastern Cape, and KwaZulu-Natal Provinces. The law prohibits nonconsensual ukuthwala and classifies it as a trafficking offense, and the National Prosecuting Authority prosecuted multiple cases of forced marriage.

Sexual Exploitation of Children: The law prohibits commercial sexual exploitation, sale, and offering or procurement of children for commercial sex and child pornography. The Film and Publications Board maintained a website and a toll-free hotline for the public to report incidents of child pornography. Online sexual exploitation of children continued in the country, potentially made worse by the pandemic and lockdown. Government authorities from the Department of Social Development and SAPS conducted educational outreach programs on the dangers of online recruitment and grooming. Media, government, and civil society reported that children were made more vulnerable to trafficking, particularly girls to sexual exploitation and trafficking, because of the pandemic’s economic impacts. The minimum age for consensual sex is 16.

International Child Abductions: The country is a party to the 1980 Hague Convention on Civil Aspects of International Child Abduction. See the Department of State’s Annual Report on International Parental Child Abduction at travel.state.gov/content/travel/en/International-Parental-Child-Abduction/for-providers/legal-reports-and-data/reported-cases.html

Anti-Semitism

According to a 2020 study published by the Isaac and Jessie Kaplan Centre for Jewish Studies at the University of Cape Town and the UK-based Institute for Jewish Policy Research, the country’s Jewish population stood at 52,300, with the majority living in Cape Town and Johannesburg. The South African Jewish Board of Deputies recorded 65 anti-Semitic incidents, consistent with the 69 incidents reported in 2020; however, the bulk of the incidents occurred in May during the conflict between Israel and Hamas. There were reports of verbal abuse and hate speech, especially in social media and radio talk shows, and attacks on Jewish persons or property.

Trafficking in Persons

See the Department of State’s Trafficking in Persons Report at https://www.state.gov/trafficking-in-persons-report/.

Persons with Disabilities

Persons with disabilities could access education, health services, public buildings, and transportation on an equal basis with others. The government provided government information and communication in accessible formats.

The law prohibits discrimination based on physical, sensory, intellectual, and mental disability in employment or access to health care, the judicial system, and education. The law, however, prohibits persons identified by the courts as having a mental disability from voting. The Department of Transportation policies on providing services to persons with disabilities were consistent with the constitution’s prohibition on discrimination. The Department of Labour ran vocational centers at which persons with disabilities learned income-generating skills. Nevertheless, government and private-sector employment discrimination existed. The law mandates access to buildings for persons with disabilities, but such regulations were rarely enforced, and public awareness of them remained minimal.

The law prohibits harassment of persons with disabilities and, in conjunction with the Employment Equity Act, provides guidelines on the recruitment and selection of persons with disabilities, reasonable accommodation for persons with disabilities, and guidelines on proper handling of employees’ medical information. Enforcement of this law was limited.

The 2020-2021 Annual Report of the Department of Basic Education stated there were numerous barriers to education for students with disabilities, primarily a policy of channeling students into specialized schools at the expense of inclusive education. The department’s report noted progress toward a more inclusive basic education and cited expansion of “special schools” and increased enrollment of students with disabilities in both special and public schools. Separate schools frequently charged additional fees (making them financially inaccessible), were located long distances from students’ homes, and lacked the capacity to accommodate demand. Human Rights Watch reported that children with disabilities were often denied tuition waivers or tuition reductions provided to other children. Children often were held in dormitories with few adults, many of whom had little or no training in caring for children with disabilities. When parents attempted to force mainstream schools to accept their children with disabilities – an option provided for by law – schools sometimes rejected the students outright because of their disabilities or claimed there was no room for them. Many blind and deaf children in mainstream schools received only basic care rather than education. Youth with disabilities in school faced problems of access (for example assistive equipment and technology; availability of learning materials in braille) and discriminatory attitudes that prevent their full and effective participation.

According to the Optimus Study on Child Abuse, Violence and Neglect in South Africa, children with disabilities were 78 percent more likely than children without disabilities to have experienced sexual abuse in the home. Persons with disabilities were sometimes subject to abuse and attacks, and prisoners with mental disabilities often received no psychiatric care.

HIV and AIDS Social Stigma

HIV and HIV-related social stigma and discrimination in employment, housing, and access to education and health care remained a problem, especially in rural communities.

Acts of Violence, Criminalization, and Other Abuses Based on Sexual Orientation and Gender Identity

Despite government policies prohibiting discrimination, there were reports of official mistreatment or discrimination based on sexual orientation or gender identity. For example, there were reports of security force members raping LGBTQI+ individuals during arrest. A 2018 University of Cape Town report underscored violence and discrimination, particularly against lesbians and transgender individuals. The report documented cases of “secondary victimization” of lesbians, including cases in which police harassed, ridiculed, and assaulted victims of sexual and gender-based violence who reported abuse. LGBTQI+ individuals were particularly vulnerable to violent crime due to anti-LGBTQI+ attitudes within the community and among police. Anti-LGBTQI+ attitudes of junior members of SAPS affected how they handled complaints by LGBTQI+ individuals. According to Mamba Online, a gay news and lifestyle website, more than 22 LGBTQI+ persons were killed since February. One NGO in Durban claimed most hate crime victims did not report their cases to police due to secondary victimization; several activists accused religious leaders of not condemning hate crimes and killings against the LGBTQI+ community.

The constitution prohibits discrimination based on sexual orientation. The law prohibits discrimination against LGBTQI+ persons in housing, employment, nationality laws, and access to government services such as health care. In 2019 the High Court of Gauteng ruled that the Dutch Methodist Church’s ban on solemnizing same-sex marriages was unconstitutional.

There were reports persons accused of witchcraft were attacked, driven from their villages, and in some cases killed, particularly in Limpopo, Mpumalanga, KwaZulu-Natal, and Eastern Cape Provinces. Victims were often elderly women. Traditional leaders generally cooperated with authorities and reported threats against persons suspected of witchcraft.

Persons with albinism faced discrimination and were sometimes attacked in connection with ritual practices.

In October, three men were found guilty of the 2018 murder of Gabisile Shabane, age 13, who lived with albinism. They were given life sentences.

Ritual (muthi) killings to obtain body parts believed by some to enhance traditional medicine persisted. Police estimated organ harvesting for traditional medicine resulted in 50 killings per year.

NGOs reported intimidation and violent attacks on rural land rights activists. In October 2020 environmental activist Fikile Ntshangase was killed in her home. As a prominent member of the Mfolozi Community Environmental Justice Organization, she had been involved in legal proceedings protesting expansion in KwaZulu-Natal Province of one of the country’s largest open coal mines. No arrests were made. Another member of her community critical of the coal mine survived a drive-by shooting of his home in 2020. The South African Human Rights Commission called on the government to create a safe environment for activists to exercise their rights, including acting on threats against activists. Allegedly, two additional antimining activists, Tolakele Mthethwa and Sabelo Dladla, survived attacks in April.

Discrimination against members of religious groups occurred. In 2019 a female SANDF member Major Fatima Isaacs was ordered to remove her religious headscarf from beneath her military beret. She refused the order. In January 2020 SANDF dropped charges against Isaacs of willful defiance and disobeying a lawful command. The military during the year amended its dress policy to allow Muslim women to wear headscarves as part of their uniform

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The Lessons of 1989: Freedom and Our Future