Brazil

Section 1. Respect for the Integrity of the Person, Including Freedom from:

There were reports that state police committed unlawful killings. In some cases police employed indiscriminate force. The extent of the problem was difficult to determine because comprehensive, reliable statistics on unlawful police killings were not available. Official statistics showed police killed numerous civilians but did not specify which cases may have been unlawful. For instance, the Rio de Janeiro Public Security Institute, a state government entity, reported that from January to July, police killed 890 civilians in “acts of resistance” (similar to resisting arrest) in Rio de Janeiro State, a 39 percent increase over the same period in 2017. Government and police authorities attributed the rise to increased law enforcement engagement as part of the federal public security intervention in the state that began on March 16.

Most of the deaths in the city of Rio de Janeiro occurred while police were conducting operations against narcotics trafficking gangs in the 1,018 favelas (poor neighborhoods or shantytowns), where an estimated 1.5 million persons lived. A disproportionate number of the victims were Afro-Brazilians under age 25. Nongovernmental organizations (NGOs) in Rio de Janeiro questioned whether all of the victims actually resisted arrest, suggesting police often employed unnecessary force. On August 20, the armed forces conducted an operation targeting crime in the poor communities of Complexo do Alemao, Mare, and Penha that resulted in the death of five civilians and three military personnel. The operation involved 4,200 military personnel and 70 civil police officers backed by armored cars and helicopters. On the same day, military police officers killed six other civilians on the bridge connecting the cities of Rio de Janeiro and Niteroi. Military police officials stated the civilians were fleeing the neighborhoods where the military operations were taking place.

According to the Sao Paulo State Secretariat of Public Security, on- and off-duty military and civil police officers were responsible for 205 deaths in the state in the first half of the year, compared with 459 during the same period in 2017. According to civil society organizations, the victims of police violence in Sao Paulo State were overwhelmingly Afro-Brazilian youth. In June David Wayot Soares de Freitas died in the city of Sao Paulo from a gunshot fired by a military police officer. The police officer stated he fired the shot accidentally while approaching Freitas and his friend, who were on a motorbike. The officer stated he had received a report of cell phone theft by persons on a motorbike and was suspicious of the backpack worn by Freitas. Officials subsequently discovered the backpack contained a pizza, which Freitas was helping his friend deliver. The police report stated the two men held their hands up in surrender and were not carrying illegal items.

During national elections in October, politically motivated violence, especially against journalists, Afro-Brazilians, and lesbian, gay, bisexual, transgender, and intersex persons, was reported throughout the country. Media reported 50 attacks perpetrated by supporters of leading presidential candidate Jair Bolsonaro, including the killing of a supporter of the Workers Party (PT) in Bahia State after he declared his vote for the PT. High-profile leaders, including Superior Electoral Court President Rosa Weber, and Bolsonaro himself also were victims of violence and threats. On September 6, while campaigning in Minas Gerais State, Bolsonaro was the victim of a knife attack that left him in serious condition.

Police officers Fabio de Barros Dias and David Gomes Centeio of the 41st Military Police Battalion of Iraja, accused of killing two men in Rio de Janeiro in March 2017, were free and awaiting trial as of November.

In the first three months of the year, seven politicians were killed. In March unknown gunmen killed Rio de Janeiro council member Marielle Franco and her driver. On December 13, state police in Rio arrested a number of suspects. The crime was allegedly carried out by local organized-crime groups with ties to local politicians.

The NGO Global Witness reported 57 activists were killed in 2017, leading it to classify the country as extremely lethal for social, human rights, and environmental activists.

There were no reports of disappearances by or on behalf of government authorities.

c. Torture and Other Cruel, Inhuman, or Degrading Treatment or Punishment

The constitution prohibits such practices, but there were reports that government officials employed them.

In October the ombudsman for the Rio de Janeiro Public Defender’s Office released a report of findings on 15 neighborhoods affected by the federal military intervention, which began in March. The report documented 30 types of violations, including cases of rape, physical aggression, robberies, and home invasions perpetrated by federal law enforcement officials.

In November the press reported claims that federal military officers tortured three male favela residents in Rio de Janeiro in August. The men alleged the military held them for 17 hours, during which they were beaten, electrically shocked, and sprayed in the face with pepper spray.

Prison and Detention Center Conditions

Conditions in many prisons were poor and sometimes life threatening, mainly due to overcrowding. Abuse by prison guards continued, and poor working conditions and low pay for prison guards encouraged corruption.

Physical Conditions: Endemic overcrowding was a problem. According to the National Council of the Public Ministry, in August the overall occupation rate was 175 percent of capacity. The northern region had the worst situation, with three times more prisoners than designed capacity.

Reports of abuse by prison guards continued. Multiple reports filed with the Sao Paulo Public Defender’s Office, the National Penitentiary Department, and members of the National Council of Justice detailed abuse at the Unidade Prisional de Avare I, in the state of Sao Paulo, including suffocation with bags filled with urine and feces. Another prisoner claimed prison guards at the Complexo Medico-Penal prison in the state of Parana slammed his head against the wall and punched and kicked him.

Prisoners convicted of petty crimes frequently were held with murderers and other violent criminals. Authorities attempted to hold pretrial detainees separately from convicted prisoners, but lack of space often required placing convicted criminals in pretrial detention facilities. In many prisons, including those in the Federal District, officials attempted to separate violent offenders from other inmates and keep convicted drug traffickers in a wing apart from the rest of the prison population. Multiple sources reported adolescents were held with adults in poor and crowded conditions. In many juvenile detention centers, the number of inmates greatly exceeded capacity.

The National Council of Justice found that, as of the end of 2017, there were 373 pregnant and 249 breastfeeding inmates in the prison system. In February the Supreme Court ruled that women who are pregnant or have children age 12 months and younger have the right to wait for the start of their trials under house arrest as opposed to preventive detention.

Prisons suffered from insufficient staffing and lack of control over the prison population. Violence was rampant in several prison facilities in the Northeast. In addition to overcrowding, poor administration of the prison system, the presence of gangs, and corruption contributed to violence within the penitentiary system. Media reports indicated most leaders of major criminal gangs were incarcerated and were controlling their expanding transnational criminal enterprises from inside prisons.

Multiple prison riots throughout the year led to the deaths of inmates, including a January riot in Ceara State in which 10 prisoners were killed and a September riot in Para State in which seven prisoners were killed. In February inmates at a prison in Japeri, a metropolitan area of the city of Rio de Janeiro, took prison guards hostage during a riot following a failed escape attempt. Three persons were wounded in the disturbances. Approximately 2,000 inmates were held in the Japeri facility, built for fewer than 900.

General prison conditions were poor. There was a lack of potable water for drinking and bathing, inadequate nutrition, rat and cockroach infestations, damp and dark cells, and beatings of inmates. According to the Ministry of Health, prisoners were 28 times more likely to contract tuberculosis, compared to the general public. In November the Organization of American States’s Inter-American Commission on Human Rights visited prisons in the states of Maranhao, Roraima, and Rio de Janeiro, declaring the Jorge Santana Prison in Rio de Janeiro as one of the worst prisons commission members had seen and denouncing the Monte Cristo Agricultural Penitentiary Center in Roraima for subjecting prisoners to serious diseases and without the minimum right to food.

Administration: State-level ombudsman offices and the federal Secretariat of Human Rights monitored prison and detention center conditions and conducted proper investigations of credible allegations of mistreatment. Prisoners and detainees had access to visitors; however, human rights observers reported some visitors complained of screening procedures that at times included invasive and unsanitary physical exams.

Independent Monitoring: The government permitted monitoring by independent nongovernmental observers.

Improvements: In May the National Council of Justice launched the National Registry of Prisoners, designed to contain basic data about all prisoners in the penitentiary system, including prisoner biographic data, the reason for the detention, the location of the prisoner, and the court order under which the prisoner was incarcerated.

In June the Pernambuco state government transferred the first inmates to Unit I of the newly constructed Itaquitinga Prison.

d. Arbitrary Arrest or Detention

The law prohibits arbitrary arrest and detention and limits arrests to those caught in the act of committing a crime or called for by order of a judicial authority; however, police at times did not respect this prohibition. The law provides for the right of any person to challenge the lawfulness of his or her arrest or detention in court.

ROLE OF THE POLICE AND SECURITY APPARATUS

The federal police force, operating under the Ministry of Public Security, is primarily an investigative entity and plays a minor role in routine law enforcement. Most police forces are under the control of the states. There are two distinct units within the state police forces: the civil police, which performs an investigative role, and the military police, charged with maintaining law and order. Despite its name, the military police does not report to the Ministry of Defense. The law mandates that special police courts exercise jurisdiction over state military police except those charged with “willful crimes against life,” primarily homicide. Police personnel often were responsible for investigating charges of torture and excessive force carried out by fellow officers, although independent investigations increased. Delays in the special military police courts allowed many cases to expire due to statutes of limitations.

Civilian authorities generally maintained effective control over security forces, and the government has mechanisms in place to investigate and punish abuse and corruption; however, impunity and a lack of accountability for security forces was a problem. In October the Ombudsman’s Office of the Rio de Janeiro Public Defender published the report Favela Circuit for Rights, which documented the complaints from the city’s favela residents of home invasion, robbery, destruction of personal property, and sexual assault perpetrated by law enforcement officials under the jurisdiction of the federal public security intervention that began in the state in March. A survey released in August conducted by the Ombudsman’s Office of the Sao Paulo Military Police showed the use of excessive force in 74 percent of civilian deaths caused by the military police in 2017. The agency analyzed 756 of the 940 deaths due to police intervention in 2017, which represented 80 percent of the total.

In Rio de Janeiro’s favelas, so-called militia groups, often composed of off-duty and former law enforcement officers, reportedly took policing into their own hands. Many militia groups intimidated residents and conducted illegal activities such as extorting protection money and providing pirated utility services. The groups also exploited activities related to the real estate market and the sale of drugs and arms.

ARREST PROCEDURES AND TREATMENT OF DETAINEES

Officials must advise persons of their rights at the time of arrest or before taking them into custody for interrogation. The law prohibits use of force during an arrest unless the suspect attempts to escape or resists arrest. According to human rights observers, some detainees complained of physical abuse while being taken into police custody.

Authorities generally respected the constitutional right to a prompt judicial determination of the legality of detention. Detainees were informed promptly of the charges against them. The law permits provisional detention for up to five days under specified conditions during an investigation, but a judge may extend this period. A judge may also order temporary detention for an additional five days for processing. Preventive detention for an initial period of 15 days is permitted if police suspect a detainee may flee the area. Defendants arrested in the act of committing a crime must be charged within 30 days of arrest. Other defendants must be charged within 45 days, although this period may be extended. In cases involving heinous crimes, torture, drug trafficking, and terrorism, pretrial detention could last 30 days with the option to extend for an additional 30 days. Often the period for charging defendants had to be extended because of court backlogs. The law does not provide for a maximum period for pretrial detention, which is decided on a case-by-case basis. Bail was available for most crimes, and defendants facing charges for all but the most serious crimes have the right to a bail hearing. Prison authorities generally allowed detainees prompt access to a lawyer. Indigent detainees have the right to a lawyer provided by the state. Detainees had prompt access to family members. If detainees are convicted, time in detention before trial is subtracted from their sentences.

Pretrial Detention: Approximately 40 percent of prisoners nationwide were in prison provisionally (without a sentence from a judge), according to former minister of justice Alexandre de Moraes. A study conducted by the Ministry of Justice’s National Penitentiary Department found that more than half of the pretrial detainees in 17 states had been held in pretrial detention for more than 90 days. The study found 100 percent of pretrial detainees in Sergipe State, 91 percent in Alagoas State, 84 percent in Parana State, and 74 percent in Amazonas State had been held for more than 90 days.

e. Denial of Fair Public Trial

The constitution provides for an independent judiciary, and the government generally respected judicial independence and impartiality. Local NGOs, however, cited that corruption within the judiciary, especially at the local and state levels, was a concern.

TRIAL PROCEDURES

The constitution provides for the right to a fair and public trial, and an independent judiciary generally enforced this right, although NGOs reported that in some rural regions–especially in cases involving land rights activists–police, prosecutors, and the judiciary were perceived to be more susceptible to external influences, including fear of reprisals. Investigations, prosecutions, and trials in these cases often were delayed.

After an arrest a judge reviews the case, determines whether it should proceed, and assigns the case to a state prosecutor, who decides whether to issue an indictment. Juries hear cases involving capital crimes; judges try those accused of lesser crimes. Defendants enjoy a presumption of innocence and have the right to be present at their trial, to be promptly informed of charges, not to be compelled to testify or confess guilt, to confront and question adverse witnesses, to present their own witnesses and evidence, and to appeal verdicts. Defendants generally had adequate time and facilities to prepare a defense but do not have the right to free assistance of an interpreter.

Although the law requires trials be held within a set time, there were millions of backlogged cases at state, federal, and appellate courts, and cases often took many years to be concluded. To reduce the backlog, state and federal courts frequently dismissed old cases without a hearing. While the law provides for the right to counsel, the Ministry of Public Security stated many prisoners could not afford an attorney. The court must furnish a public defender or private attorney at public expense in such cases, but staffing deficits persisted in all states.

POLITICAL PRISONERS AND DETAINEES

There were no reports of political prisoners or detainees.

CIVIL JUDICIAL PROCEDURES AND REMEDIES

Citizens may submit lawsuits before the courts for human rights violations. While the justice system provides for an independent civil judiciary, courts were burdened with backlogs and sometimes subject to corruption, political influence, and indirect intimidation. Cases involving violations of an individual’s human rights may be submitted through petitions by individuals or organizations to the Inter-American Commission on Human Rights, which in turn may submit the case to the Inter-American Court of Human Rights.

f. Arbitrary or Unlawful Interference with Privacy, Family, Home, or Correspondence

Although the law and constitution prohibit such actions, NGOs reported police occasionally conducted searches without warrants. Human rights groups, other NGOs, and media reported incidents of excessive police searches in poor neighborhoods. During these operations, police stopped and questioned persons and searched cars and residences without warrants.

Section 7. Worker Rights

The law provides for freedom of association for all workers (except members of the military, military police, and firefighters), the right to bargain collectively with some restrictions, and the right to strike. The law limits organizing at the enterprise level. By law the armed forces, military police, or firefighters may not strike. The law prohibits antiunion discrimination, including the dismissal of employees who are candidates for, or holders of, union leadership positions, and it requires employers to reinstate workers fired for union activity.

New unions must register with the Ministry of Labor, which accepts the registration unless objections are filed by other unions. The law stipulates certain restrictions, such as unicidade (in essence one union per occupational category per city), which limits freedom of association by prohibiting multiple, competing unions of the same professional category in a single geographical area. Unions that represent workers in the same geographical area and professional category may contest registration.

The law stipulates a strike may be ruled “disruptive” by the labor court, and the union may be subjected to legal penalties if the strike violates certain conditions, such as if the union fails to maintain essential services during a strike, notify employers at least 48 hours before the beginning of a walkout, or end a strike after a labor court decision. Employers may not hire substitute workers during a legal strike or fire workers for strike-related activity, provided the strike is not ruled abusive. In April the Supreme Court ruled against the right of civil police to strike, stating all public security organs are prohibited from striking, including civil police, military police, federal police, fire brigades, railway police, and highway police. Civil police officials filed a grievance with the International Labor Organization (ILO).

The law obliges a union to negotiate on behalf of all registered workers in the professional category and geographical area it represents, regardless of whether an employee pays voluntary membership dues. The law permits the government to reject clauses of collective bargaining agreements that conflict with government policy. A July 2017 law includes collective bargaining changes, such as the ability to negotiate remuneration for the commute to and from work, working remotely, and a flexible hours schedule.

Freedom of association and the right to collective bargaining were generally respected. Collective bargaining was widespread in establishments in the private sector. Worker organizations were independent of the government and political parties. The Ministry of Labor suspended union registration processes for a period of 90 days beginning on July 23 after a police investigation uncovered evidence that nonexistent unions were being registered fraudulently.

b. Prohibition of Forced or Compulsory Labor

The law prohibits “slave labor,” defined as “reducing someone to a condition analogous to slavery,” including subjecting someone to forced labor, debt bondage, exhausting work hours, and labor performed in degrading working conditions.

Many individuals in slave labor, as defined by the country’s law, were victims of human trafficking for the purpose of labor exploitation. The government took actions to enforce the law, although forced labor occurred in a number of states. Violations of forced labor laws are punishable by up to eight years in prison, but this was often not sufficient to deter violations. The law also provides penalties for various crimes related to forced labor, such as illegal recruiting or transporting workers or imposing onerous debt burdens as a condition of employment. Every six months the Ministry of Labor publishes a “Dirty List” of companies found to have employed forced labor. Inclusion on the list prevents companies from receiving loans from state-owned financial institutions. The Labor Prosecutor’s Office, in partnership with the ILO, maintained an online platform that identified hotspots for forced labor.

The National Commission to Eradicate Slave Labor coordinated government efforts to combat forced and exploitative labor and provide a forum for input from civil society actors. The commission’s members included representatives from 10 government agencies or ministries–including Human Rights, Justice, Federal Police, Agriculture, Labor, and Environment–and 20 civil society groups and the private sector. The ILO was also a member.

The Ministry of Labor’s Mobile Inspection Unit teams conducted impromptu inspections of properties where forced labor was suspected or reported, using teams composed of labor inspectors, labor prosecutors from the Federal Labor Prosecutor’s Office, and federal police officers. Mobile teams levied fines on landowners who used forced labor and required employers to provide back pay and benefits to workers before returning the workers to their municipalities of origin. Labor inspectors and prosecutors, however, could apply only civil penalties; consequently, many cases were not criminally prosecuted. Workers removed by mobile units were entitled to three months’ salary at the minimum wage. In early August ministry investigators rescued 18 workers who were laboring on coffee plantations in conditions analogous to slavery.

Forced labor, including forced child labor, was reported in jobs such as clearing forests to provide cattle pastureland, logging, producing charcoal, raising livestock, and other agricultural activities. Forced labor often involved young men drawn from the less-developed northeastern states–Maranhao, Piaui, Tocantins, and Ceara–and the central state of Goias to work in the northern and central-western regions of the country. In addition there were reports of forced labor in the construction industry. News outlets reported cases that amounted to forced labor in production of carnauba wax. Cases of forced labor were also reported in the garment industry in the city of Sao Paulo; the victims were often from neighboring countries, particularly Bolivia, Peru, and Paraguay, while others came from Haiti, South Korea, and China.

According to Global Slavery Index 2018 data, an estimated 369,000 persons were living in modern slavery. These individuals were concentrated in areas that had experienced rapid economic development, mainly in the agricultural sector.

In January labor inspectors rescued 10 men working in “slave-like conditions” in a salt production company in the municipality of Araruama in the state of Rio de Janeiro. The laborers were living in filthy and makeshift accommodations and did not have appropriate equipment to work. The Labor Prosecutor’s Office required employers to terminate their contracts, compensate the victims, and pay unemployment insurance for the rescued workers.

Also see the Department of State’s Trafficking in Persons Report at www.state.gov/j/tip/rls/tiprpt/.

The minimum working age is 16, and apprenticeships may begin at age 14. The law bars all minors younger than age 18 from work that constitutes a physical strain or occurs in unhealthy, dangerous, or morally harmful conditions. Hazardous work includes an extensive list of activities within 13 occupational categories, including domestic service, garbage scavenging, and fertilizer production. The law requires parental permission for minors to work as apprentices.

According to the Ministry of Labor, in the last two decades, the number of underage working children declined from eight million to 2.7 million. The remaining cases were the most difficult to identify because they often took place in inaccessible rural areas or within a family home.

The Ministry of Labor is responsible for inspecting worksites to enforce child labor laws. Penalties for violations range from 402 reais to 1,891 reais ($105 to $500), doubling for a second violation and tripling for a third, and were generally enforced; however, observers asserted fines were usually too small to serve as an effective deterrent. Most inspections of children in the workplace were driven by complaints brought by workers, teachers, unions, NGOs, and media. Due to legal restrictions, labor inspectors remained unable to enter private homes and farms, where much of the child labor allegedly occurred.

In May a study published by Abrinq Foundation, a Sao Paulo-based entity devoted to the protection of children’s rights, found that 3.3 million children and adolescents (ages five to 17) were in a situation of child labor, including in activities involving bananas, cacao, coffee, corn, fish, hogs, poultry, sheep, and sugarcane. The Ministry of Labor’s National Committee for the Eradication of Child Labor continued to implement the country’s National Plan to Combat Child Labor and maintained a database on the worst forms of child labor occurring in the country.

Also see the Department of Labor’s Findings on the Worst Forms of Child Labor at www.dol.gov/ilab/reports/child-labor/findings/. 

Labor laws and regulations prohibit discrimination on the basis of race, sex, gender, disability, religion, political opinion, natural origin or citizenship, age, language, and sexual orientation or gender identity. Discrimination against individuals who are HIV positive or suffer from other communicable diseases is also prohibited. The government generally enforced the laws and regulations, although discrimination in employment occurred with respect to Afro-Brazilians, women, persons with disabilities, indigenous persons, and transgender individuals. The Ministry of Labor implemented rules to integrate promotion of racial equality in its programs, including requiring race be included in data for programs financed by the ministry. According to the ILO, women not only earned less than men but also had difficulties entering the workplace: 78 percent of men held paid jobs, compared with 56 percent of women. Although the law prohibits gender discrimination in pay, professional training, and career advancement, the law was not enforced and discrimination existed.

The law provides for a minimum wage. The minimum wage was greater than the official poverty income level. According to 2016 Brazilian Institute of Geography and Statistics (IBGE) data, however, the per capita income of approximately 40 percent of workers was below the minimum wage. IBGE data also revealed 6.8 percent of workers (12.9 million) were considered “extremely poor” or earning less than 70 reais ($18.40) per month. The Ministry of Labor verified enforcement of minimum wage laws as part of regular labor inspections. Penalties alone were not sufficient to deter violations.

The law limits the workweek to 44 hours and specifies a weekly rest period of 24 consecutive hours, preferably on Sundays. The law also provides for paid annual vacation, prohibits excessive compulsory overtime, limits overtime to two hours per workday, and stipulates that hours worked above the monthly limit must be compensated with at least time-and-a-half pay; these provisions generally were enforced for all groups of workers in the formal sector. The constitution also provides for the right of domestic employees to work a maximum of eight hours of per day, a maximum of 44 hours’ work per week, a minimum wage, a lunch break, social security, and severance pay.

The Ministry of Labor sets occupational, health, and safety standards that are consistent with internationally recognized norms, although unsafe working conditions were prevalent throughout the country, especially in construction. The law requires employers to establish internal committees for accident prevention in workplaces. It also provides for the protection of employees from being fired for their committee activities. Workers could remove themselves from situations that endangered their health or safety without jeopardy to their employment, although those in forced labor situations without access to transportation were particularly vulnerable to situations that endangered their health and safety.

In March the regional labor court in Sao Paulo upheld the conviction of M5 Industria e Comercio, owner of the M.Officer brand, under the state’s antislavery law for dumping. The court found M5 had been contracting its production out to firms that hired immigrant persons, who were forced to work beyond the legal maximum number of hours and in unsafe conditions. The court also confirmed the fine of six million reais ($1.6 million).

The Ministry of Labor addressed problems related to acceptable conditions of work such as long workdays and unsafe or unhygienic work conditions. Penalties for violations include fines that vary widely depending on the nature of the violation; the fines were generally enforced and were sometimes sufficient to deter violations. The National Labor Inspection School held various training sessions for labor inspectors throughout the year. The Ministry of Labor reported the number of labor inspectors (2,367) in the country was insufficient to enforce full compliance nationwide. Inspections continued to take place despite reduced funding, leading to fewer inspectors and inspections.

According to the IBGE, 33.3 million persons were employed in the formal sector as of May 2017. The IBGE also reported 22.9 million persons were working in the informal economy, an increase of 5 percent, compared with 2016.

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The Lessons of 1989: Freedom and Our Future