Armenia
Executive Summary
Armenia’s constitution provides for a parliamentary republic with a unicameral legislature, the National Assembly (parliament). The prime minister, elected by parliament, heads the government; the president, also elected by parliament, largely performs a ceremonial role. During 2018 parliamentary elections, the My Step coalition, led by Acting Prime Minister Nikol Pashinyan, won 70 percent of the vote and an overwhelming majority of seats in parliament. According to the assessment of the international election observation mission under the umbrella of the Organization for Security and Cooperation in Europe, the parliamentary elections were held with respect for fundamental freedoms.
The national police force is responsible for internal security, while the National Security Service is responsible for national security, intelligence activities, and border control. The Special Investigative Service (SIS) is a separate agency specializing in preliminary investigation of cases involving suspected abuses by public officials. The Investigative Committee is responsible for conducting pretrial investigations into general civilian and military criminal cases and incorporates investigative services. The National Security Service and the police chiefs report directly to the prime minister and are appointed by the president upon the prime minister’s recommendation. The cabinet appoints the heads of the Special Investigative Service and Investigative Committee upon the prime minister’s recommendations. Civilian authorities maintained effective control over the security forces. Members of the security forces committed some abuses.
During 44 days of intensive fighting from September 27 to November 10 involving Armenia, Armenia-supported separatists, and Azerbaijan, significant casualties and atrocities were reported by all sides. After Azerbaijan, with Turkish support, re-established control over four surrounding territories controlled by separatists since 1994, a Russian-brokered ceasefire arrangement announced by Armenia and Azerbaijan on November 9 resulted in the peaceful transfer of control over three additional territories to Azerbaijan, as well as the introduction of Russian peacekeepers to the region. Since 1995 the final status of Nagorno-Karabakh has been the subject of international mediation by the cochairs of the Organization for Security and Cooperation in Europe’s Minsk Group (the United States, France, and Russia). There was also an outbreak of violence with casualties along the international border between Armenia and Azerbaijan near Tavush from July 12 to July 16. Following the September 27 outbreak of hostilities, the government declared martial law under which restrictions were imposed on freedoms of expression, assembly, and movement. The restrictions were lifted December 2, and only provisions for partial mobilization of troops remained in effect at year’s end. (See sections 1.a., 1.b., 1.c., 1.d., 5, and 6; and the Country Reports on Human Rights Practices for Azerbaijan for conflict-related abuses.)
Significant human rights issues included: torture; arbitrary detention, although with fewer reports than in 2019; harsh and potentially life-threatening prison conditions; serious problems with judicial independence; arbitrary interference with privacy; trafficking in persons; crimes involving violence or threats of violence targeting civil society figures and lesbian, gay, bisexual, transgender, or intersex persons; and use of the worst forms of child labor. Significant human rights issues connected with the Nagorno-Karabakh armed conflict included unlawful killings and civilian casualties.
The government took steps to investigate and punish alleged abuses by former and current government officials and law enforcement authorities. For example, throughout the year, an investigation continued into the culpability of former high-ranking government officials surrounding events that led to the deaths of eight civilians and two police officers during postelection protests in 2008.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of expression, including for the press; while the government generally respected this right, it restricted it in the COVID-19-related state of emergency and war-related declaration of martial law.
Freedom of Speech: Individuals were free to criticize the government without fear of reprisal. On April 15, the National Assembly amended the criminal code to criminalize public calls for violence. Penalties for violations include a fine of 50,000 or 100,000 drams ($100 to $200), detention for up to two months, or imprisonment for up to one month. The law is stricter for officials, who may be deprived of the right to hold office. Sexual and gender identity is not among the protected grounds enumerated in the law.
Freedom of Press and Media, Including Online Media: During the first month of the state of emergency introduced on March 16 to curb the COVID-19 pandemic, the government imposed restrictions on media, setting administrative fines for posting or publishing information on the pandemic that did not reflect reports from official government sources. The government justified the measure as needed to prevent panic and the potential spread of misinformation during the state of emergency. As a result, police officers conducted a spate of visits to the editorial offices of various media outlets, forcing them to remove certain articles under threat of fines.
Media representatives, along with local and international media watchdogs, criticized the move. The Organization for Security and Cooperation in Europe (OSCE) representative on freedom of the media stated: “Publishing only information provided by the authorities is a very restrictive measure which would limit freedom of the media and access to information disproportionately.” Similar views were expressed by Reporters without Borders, which stated, “control of information does not help in the fight against the epidemic but rather spreads gossip and fear.” On April 13, the government lifted all COVID-related restrictions on media.
Following the outbreak of fighting beginning September 27, the government declared martial law. Martial law restrictions included a requirement that local media outlets and broadcasters provide only official government information regarding military activity. Subsequent amendments adopted to the decree on martial law in October banned the publication of reports criticizing the government’s handling of the conflict, refuting actions of state and local government bodies and officials taken in the context of martial law and state security, and questioning or deprecating the effectiveness of those actions “in any way.”
Media outlets in general lacked diversity of political opinion and objective reporting. Private individuals or groups, most of whom were reportedly tied to the former authorities or the largest parliamentary opposition party, owned most broadcast media and newspapers, which tended to reflect the political leanings and financial interests of their proprietors. Broadcast media, particularly public television, remained one of the primary sources of news and information for the majority of the population. According to some media watchdogs, public television, which underwent leadership change during the year, continued to present news from a progovernment standpoint. On several occasions independent media experts expressed concern about cases of bias on public television, claiming such bias was especially obvious during critical political debates and coverage of developments. Nonetheless, public television was largely balanced and open and accessible to opposition voices and continued to cover more diverse topics of public interest than prior to the 2018 revolution.
Social media users freely expressed opinions concerning the government and former authorities on various social media platforms. Use of false social media accounts and attempts to manipulate media, however, continued to increase dramatically during the year. According to media watchdogs, individuals used manipulation technologies, including hybrid websites, controversial bloggers, “troll factories,” anonymous Telegram channels, and fictional Facebook groups and stories, to attack the government. There was a particular spike in misinformation on COVID-19-related topics, which led to stronger fact-checking efforts by a number of journals and other local organizations.
The country’s few independent media outlets, mostly online, were not self-sustainable and survived only through international donations and support, with limited revenues from advertising and subscription fees.
Media company ownership was mostly nontransparent. The country’s Fourth Action Plan of Open-Government Partnership Initiative of the Republic of Armenia (2018-2020) included commitments to improve ownership disclosure. The July 17 Law on Audiovisual media that replaced the Law on Television and Radio did not foster ownership transparency.
The government maintained a de facto monopoly on digital broadcasting multiplex, while most channels represented the views of the previous government. Some 10 regional television stations remained at risk of closure due to a drop in viewership and advertising. According to local media watchdogs, the July 17 Law on Audiovisual media did not provide a realistic path for the creation of private multiplexes, did not solve the issue of digital broadcasting for regional television stations, and did not reform outdated television licensing procedures.
Violence and Harassment: The local NGO Committee to Protect Freedom of Expression reported two cases of violence against reporters in the first nine months of the year. In one case, on June 16, journalists were injured in a scuffle near the NSS building. News.am news correspondent Liana Sargsyan, Tert.am journalist Ani Ghorgyan, Yerkir.am correspondent Tatik Kostandyan, Kentron TV journalist Arthur Hakobyan, and MegaNews.am website editor Margarita Davtyan said that they incurred injuries while covering a protest by supporters of Prosperous Armenia Party head and National Assembly member Gagik Tsarukyan in front of the NSS building. Local media organizations condemned the violence against media representatives performing their professional duties and demanded that police conduct an investigation into the incident. Since the events were taking place during the state of emergency to prevent the spread of COVID-19, media organizations urged outlets to refrain from exposing their staff to crowds while covering mass gatherings and to provide clear security instructions if this was not possible.
There were cases of current or former officials impeding the work of journalists or attempting to do so. For example, on August 8, former chief of police Vladimir Gasparyan obstructed the work of a Radio Free Europe/Radio Liberty Armenian Service crew working on a report about government plans to dismantle some private houses illegally constructed near Lake Sevan. Gasparyan, who was already facing charges for abuse of office, fraud, and embezzlement, drove his vehicle towards the two reporters and reportedly came close to hitting them as they filmed near the lakeside area where his house was located. Gasparyan then threatened the reporters, saying “I’ll shoot you” and “I’ll slaughter you.” Using epithets, the former police chief demanded that the reporters not show his house in their report. Police opened a criminal case into the incident on charges of obstructing journalistic activity.
On December 1, police reportedly interfered with the work of journalists and attempted to detain Yerkir Media TV cameraman Hayk Sukiasyan during a protest against the government’s agreement to a Russia-brokered peace agreement between Armenia and Azerbaijan.
There also were reports of intimidation of journalists by law enforcement bodies. For example, on July 3, police visited ArmNews and Channel 5 television stations, which were affiliated with the former government, purportedly with the aim of initiating administrative proceedings against them because their personnel were not wearing masks on air. Media watchdogs condemned the actions as abuse of power, exhorted law enforcement officials to refrain from interfering with media activities, advocated loosening pandemic-related restrictions on media outlets, and called on outlets not to violate state of emergency regulations, given their role in protecting the health of both the public and their employees.
Libel/Slander Laws: Media experts noted a decrease in the number of libel and defamation cases against media outlets by lawmakers, former officials, and others during the year. According to the Committee to Protect Freedom of Expression, 55 cases were filed with the courts during the first nine months of the year.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports that the government monitored private online communications without appropriate legal authority.
There were no government restrictions on academic freedom or cultural events, and the government expressly supported academic freedom.
Observers criticized some government officials for nepotism in connection with appointments to public educational institutions. One prominent case involved the appointment of Diana Galoyan as rector of the State University of Economics. After allegations arose that parts of her doctoral thesis were plagiarized, the Higher Qualifying Committee (the government body responsible for reviewing doctoral qualifications) overturned the 2015 decision granting her a doctorate. The previous acting rector resigned over a similar issue. The Higher Qualifying Committee chairman, Smbat Gogyan, asserted that the deputy minister of education acted as Galoyan’s patron. Gogyan submitted his resignation over the case in May, but it was not accepted. On August 17, the Ministry of Education revoked the annulment of Galoyan’s doctoral thesis and degree, thereby removing the obstacle to her appointment as rector.
The constitution and law provide for the freedoms of peaceful assembly and association. The government generally respected these rights but restricted assembly under the COVID-19-related state of emergency and conflict-related imposition of martial law.
Freedom of assembly was restricted during the state of emergency introduced on March 16 to curb the COVID-19 pandemic. The curbs remained in force until August 12, when the government lifted most restrictions on freedom of assembly, permitting demonstrations, marches, and rallies so long as participants wore masks and observed social distancing requirements.
Freedom of assembly also was restricted under martial law, which was imposed on September 27 after the outbreak of fighting with Azerbaijan. Martial law restrictions included a ban on rallies. Although the restrictions were officially lifted on December 2, on December 21, Goris mayor Arush Arushanyan was arrested on charges of organizing an illegal rally, according to his lawyer. Arushanyan had called on local citizens to block roads to the Syunik region to prevent a visit by the prime minister, as a result of which the official visit was curtailed. The following day Yerevan’s trial court ruled the arrest unlawful, and Arushanyan was released.
From November 11 through the end of the year, the opposition held rallies and other protest actions throughout Yerevan demanding the resignation of Prime Minister Pashinyan. Prior to the lifting of the ban on assemblies on December 2, police occasionally detained opposition leaders and rally participants for violating martial law provisions. While some claimed the detentions were politically motivated, human rights NGOs largely dismissed the claims.
According to the monitoring report of the Helsinki Committee of Armenia, for the period from July 2019 through June, protection of freedom of assembly decreased compared with its monitoring report covering July 2018 to June 2019. According to the report, police actions were inconsistent in the strictness of their application of the ban on meetings and varied depending on who protest organizers were and the issue they raised. Separately, the report also noted that organizers and participants of certain rallies continued the use of hate speech aimed at a person’s gender identity, sexual orientation, or religious views.
According to civil society organizations, there was no progress in establishing accountability for police use of disproportionate force against protesters during the largely peaceful protests of 2018.
The constitution and law provide this right, and the government generally respected it. The law limits the legal standing of NGOs to act on behalf of their beneficiaries in court to environmental issues. The limitations contradict a 2010 Constitutional Court decision that allowed all NGOs to have legal standing in court.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation; the government generally respected these rights but restricted them in response to the COVID-19 pandemic.
In-country movement: Through April 23, internal travel was restricted, with interregional travel banned and travel within cities permitted only for a limited number of reasons. Internal movement was subsequently not restricted.
Foreign Travel: On February 24, the government closed the country’s border with Iran to individual travelers due to the COVID-19 epidemic. Armenia and Georgia jointly closed their border on March 14. Only citizens and a few restricted categories of foreigners were permitted to enter the country by air until the restriction was lifted on August 12. Land borders, however, remained closed through the end of the year. The entry restrictions and land border closure affected asylum seekers and refugees.
As of December 2018, according to the Internal Displacement Monitoring Center, approximately 8,400 internally displaced persons (IDPs) of the estimated 65,000 households evacuated in 1988-94 were still living in displacement. Some of the country’s IDPs and refugees lacked adequate housing and had limited economic opportunities. The government did not have specific programs and policies aimed at promoting the safe, voluntary, dignified return, resettlement, or local integration of IDPs. According to the government, the fall fighting displaced approximately 100,000 individuals, although some reportedly returned.
Authorities cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to IDPs, refugees, returning refugees, asylum seekers, stateless persons, or other persons of concern.
Abuse of Migrants, Refugees, and Stateless Persons: There were reports of nonsystemic discrimination in the acceptance of applications and in detention of asylum seekers based on the country of origin, race, or religion of the asylum seeker, as well as difficulties with integration. Civil society contacts reported discriminatory attitudes and suspicion directed towards foreign migrants seeking employment.
During the year, seven foreigners seeking asylum were arrested for illegal entry after crossing the border by land or air. Despite a provision in the law exempting asylum seekers from criminal liability for illegal border crossing, authorities required them to remain in detention pending the outcome of their asylum applications or to serve the remainder of their sentences.
Access to Asylum: The law provides for granting asylum or refugee status, and the government has established a system for providing protection to refugees. During the COVID-19 state of emergency, an electronic asylum system was introduced. While processing cases of individuals in detention was suspended, processing of other cases continued. Remote interpretation (partially funded by UNHCR) was made available when needed, and consideration of most asylum claims was reported to be fair. The law accounts for specific needs of children, persons with mental disabilities, and trauma survivors and allows detention centers to receive asylum applications. The law was generally enforced to the extent resources allow. Refugees who are not ethnic Armenians may apply for facilitated naturalization, which requires passing a constitutional knowledge test. Such citizenship, however, was rarely granted.
During the COVID-19 state of emergency, there were at least two cases in which individuals who sought asylum were turned away at the border crossing with Iran. As of year’s end, 12 asylum seekers were detained, including four from Iran and two from Azerbaijan.
Shortcomings in asylum procedures included limited state funding for interpreters and deficiencies in training and capacity of eligibility determination officers, with no sustainable quality assurance mechanism and a lack of professional development of staff. Judicial practices continued to improve but were inconsistent; judges who received training on refugee and asylum law issued better quality decisions than those without such training. Asylum-related cases continued to be assigned to judges lacking in-depth knowledge of relevant law, in the absence of a system to assign specific cases to specialized judges. Judicial review remained a lengthy process as judges remained overloaded with cases. Outcomes depended upon individual judges, and there was a lack of consistency in decisions across judges. The courts generally drew more attention to the merit of asylum applications and used country of origin information more systematically than in prior years.
Authorities continued to offer ethnic Armenians from Syria who remained in the country a choice of protection options, including expedited naturalization, a residence permit, or refugee status. Quick naturalization gave persons displaced from Syria the same legal right to health care and most other social services as other citizens. Many of the countrywide reforms such as provision of increased social services, higher pensions, and more accessible health care also benefited refugees who became naturalized citizens.
While the quality of procedures and decision making for determination of refugee status improved over the last decade, concerns remained regarding adjudication of cases of asylum seekers of certain religious and gender profiles with non-Apostolic Christian and non-Armenian backgrounds.
Access to Basic Services: Many refugees were unable to work or receive an education while their cases worked their way through the legal system, despite legal provisions protecting these rights, due to a lack of job openings, difficulty in accessing opportunities, and language barriers.
Housing allocated to refugees was in limited supply, in poor condition, and remained, along with employment, refugees’ greatest concern. During the COVID-19 pandemic, the close quarters in the refugee center (a housing facility where some asylum seekers were accommodated) also gave rise to fears of infection, although no COVID-19 cases were reported in the center during the year. Many displaced families relied on a rental subsidy program supported by UNHCR and diaspora organizations. Authorities operated an integration house with places for 29 refugees and offered refugees accommodation free of charge during the first months after they acquired refugee status. Language differences created barriers to employment, education, and access to services provided for by law.
During the COVID-19 state of emergency, restrictions on internal movement and the closure of in-person services at government offices hampered access to basic services for individuals whose documents expired during this time. Although the government declared that expired documents would be considered valid until the end of the state of emergency, no instructions were issued to state authorities, including those responsible for medical care, social protection, and education, to accept the expired documents. Delayed access to services continued until the State Migration Service instructed duty officers to issue refugee certificates. Although refugees and asylum seekers were instructed to apply for support programs that the government created to assist persons during the state of emergency, many were found ineligible for technical and other reasons. Obtaining COVID-19 tests was reportedly problematic, with some individuals paying for their own tests while others did not receive their results and had to be retested. A total of 16 refugees (who lived in apartments, not the reception center) had tested positive as of August 10. Access to education for many refugees became difficult after the government suspended in-person education in March. Due to a lack of devices to access online programs, UNHCR provided 166 tablet computers to facilitate distance education throughout the year. Children were able to view educational programs on television.
Durable Solutions: The government accepted refugees for resettlement and offered naturalization to refugees residing on its territory. The SMS also offered integration programs to returnees from Western European countries who either voluntarily returned or were deported by the host country. As of January 1, there were 1,319 refugees who fled from Azerbaijan during the Nagorno-Karabakh conflict in the late 1980s and early 1990s. In November 2019 the government allocated 1.5 billion drams ($3.2 million) for permanent housing for up to 112 families who fled from Azerbaijan who were also granted citizenship along with the housing and thus no longer considered refugees. As of August, 106 applications had been approved and six refused. A second tranche of the program was approved in the spring for another 185 beneficiaries.
According to official data, as of August 10, there were 976 stateless persons, an increase from 929 in November 2019. The increase was believed to be related to the increasing number of citizens renouncing their Armenian citizenship with the aim of obtaining citizenship elsewhere, particularly in the Russian Federation. The whereabouts of these individuals was unknown, as many were believed likely to have entered the Russian Federation. There was no assessment to determine how many may have received another country’s citizenship. Authorities also considered approximately 1,400 refugees from Azerbaijan to be stateless as of July.
The law provides for the provision of nationality to stateless children born on the country’s territory.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Following the 2018 change in government leadership, some civil society representatives joined the government. Others, however, continued to serve as watchdogs, scrutinizing the actions of the government. Domestic and international human rights groups generally operated without government restrictions, investigating and publishing their findings on human rights cases. Government officials were somewhat cooperative and responsive to their views. Civil society organizations considered the change in government a window of opportunity for closer collaboration. The initially high expectations, however, led to growing civil society criticism of government reforms, especially in the areas of law enforcement and the judiciary, where some observers argued that the slow speed of reforms not only allowed former regime representatives to enjoy continued impunity for past crimes, but also gave them the time to regroup and try to push back against reforms. On June 23, a group of prominent human rights and other civil society organizations released a statement urging the government to make an immediate assessment of past human rights violations and implement systemic changes to foster the administration of justice, separation of powers, judicial independence, and parliamentary oversight.
In a trend that increased dramatically in 2019 and grew rapidly throughout the year, human rights and other civil society organizations, and individual human rights advocates continued to be vilified and threatened, including via death threats. Some journalists who promoted democratic reforms also received threats. Such intimidation took several forms. In at least two cases, government officials threatened or vilified human rights protectors. On November 10, the offices of Radio Free Europe/Radio Liberty and the Open Society Foundation-Armenia (OSF) were ransacked; on November 13 the Helsinki Citizens Assembly Vanadzor (HCAV) office was attacked. Subsequently, NGO members reported increasing threats to their persons, while online users urged attacks on personnel “and not just offices.” In December a group of young persons entered the premises of the Article 3 Club (an organization that raises awareness of and promotes human rights), live-streaming as they insulted and intimidated those present. NGO members reported little was done to protect them. The intimidation also came from online trolls, media outlets, malign news outlets, and nationalist groups, many of which were affiliated with the former government and, some local experts alleged, Russian actors. The following were especially targeted: those promoting human rights, women’s and children’s rights, and deeper law enforcement and judicial reforms, particularly OSF.
According to civil society reports, the NSS harassed members of the Yezidi Center for Human Rights NGO and launched a criminal case on the basis of material that lawyers assessed as unsubstantiated. On December 5, the anti-OSF “Veto” movement published a video vilifying multiple human rights organizations, which was broadcast the same day by ArmNewsTV (a channel belonging to the opposition).
There was no strong government support for the role of human rights defenders and civil society more broadly, but there were occasional government efforts to push back against attacks on civil society. On December 29, parliament voted to end parliamentarian Naira Zohrabyan’s chairmanship of the National Assembly’s Human Rights Committee due to intolerant statements she made. On December 30, the ombudsman noted the increase in the number of “insults” directed at civil society at large and called on the government to protect them.
As a result of hate campaigns, increasing numbers of academics and other opinion makers became reluctant to voice their opinions in public, particularly online. As a result, constructive discourse around human rights and other important matters decreased. The government adopted legislation criminalizing public calls for violence. It did not, however, take any effective measures to prevent the increasing marginalization of civil society actors. Rather, on some occasions, officials’ public comments contributed to the problem.
Government Human Rights Bodies: The Office of the Human Rights Defender (the ombudsperson) has a mandate to protect human rights and fundamental freedoms from abuse at all levels of government. The office improved its outreach to regions and collaboration with regional human rights protection organizations. The office continued to report a significant increase in the number of citizen complaints and visits, which it attributed to increased public expectations and trust in the institution. In December 2019 the government adopted the 2020-22 National Strategy for Human Rights Protection and related action plan and launched the e-rights.am portal as a public oversight tool.
Azerbaijan
Executive Summary
The constitution provides for a republic with a presidential form of government. Legislative authority is vested in the Milli Mejlis (National Assembly). The presidency is the predominant branch of government, exceeding the judiciary and legislature. On February 9, the government conducted National Assembly elections. The election observation mission of the Organization for Security and Cooperation in Europe concluded that the National Assembly elections and the 2018 presidential election took place within a restrictive legislative framework and political environment, which prevented genuine competition in these elections.
The Ministry of Internal Affairs and the State Security Service are responsible for security within the country and report directly to the president. The Ministry of Internal Affairs oversees local police forces and maintains internal civil defense troops. The State Security Service is responsible for domestic matters, and the Foreign Intelligence Service focuses on foreign intelligence and counterintelligence matters. The State Migration Service and the State Border Service are responsible for migration and border enforcement. Civilian authorities maintained effective control over the security forces. Members of security forces committed some abuses.
During 44 days of intensive fighting from September 27 to November 10 involving Azerbaijan, Armenia, and Armenia-supported separatists, significant casualties and atrocities were reported by all sides. After Azerbaijan, with Turkish support, reestablished control over four surrounding territories controlled by separatists since 1994, a Russian-brokered ceasefire arrangement announced by Azerbaijan and Armenia on November 9 resulted in the peaceful transfer of control over three additional territories to Azerbaijan, as well as the introduction of Russian peacekeepers to the region. Since 1995 the final status of Nagorno-Karabakh has been the subject of international mediation by the cochairs of the Organization for Security and Cooperation in Europe’s Minsk Group (the United States, France, and Russia). There was also an outbreak of violence with casualties along the international border between Azerbaijan and Armenia near Tovuz from July 12 to July 16. During the period of martial law from September 28 to December 12, which the government declared following the outbreak of hostilities on September 27, authorities restricted freedom of movement and access to information.
Significant human rights issues included: unlawful or arbitrary killing; torture; arbitrary detention; harsh and sometimes life-threatening prison conditions; political prisoners; arbitrary interference with privacy; politically motivated reprisal against individuals outside the country; pervasive problems with the independence of the judiciary; heavy restrictions on free expression, the press, and the internet, including violence against journalists, the criminalization of libel and slander, harassment and incarceration of journalists on questionable charges, and blocking of websites; substantial interference with the rights of peaceful assembly and freedom of association; restrictions on freedom of movement; severe restrictions on political participation; systemic government corruption; police brutality against individuals based on sexual orientation; and existence of the worst forms of child labor. Significant human rights issues connected with the Nagorno-Karabakh armed conflict included unlawful killings, civilian casualties, and inhuman treatment.
The government did not prosecute or punish the majority of officials who committed human rights abuses; impunity remained a problem.
Section 2. Respect for Civil Liberties, Including:
While the law provides for freedom of expression, including for the press, and specifically prohibits press censorship, the government habitually violated these rights. The government limited freedom of expression and media independence. Journalists faced intimidation and at times were beaten and imprisoned. During the year authorities continued to pressure media and journalists in the country and in exile, including their relatives.
Freedom of Speech: Although the constitution provides for freedom of expression, the government continued to repress persons it considered political opponents or critics. The incarceration of such persons raised concerns regarding authorities’ abuse of the judicial system to punish dissent. Human rights defenders considered five journalists and bloggers to be political prisoners or detainees as of year’s end. A number of incarcerations were widely seen as connected to the exercise of freedom of expression. For example, on November 16, Polad Aslanov, the editor in chief of the Xeberman.com and Press-az.com news websites, was convicted of alleged espionage and sentenced to 16 years in prison. Human rights defenders asserted the case was a reprisal for Aslanov’s public assertion that the State Security Service demanded bribes from Azerbaijani pilgrims seeking to travel to Iran.
The constitution prohibits hate speech, defined as “propaganda provoking racial, national, religious, and social discord and animosity” as well as “hostility and other criteria.”
In addition to imprisonment, the government attempted to impede criticism through other measures, including placing activists in administrative detention for social media posts critical of the government. For example, on April 22, the Surakhani District Court sentenced Popular Front Party activist Arif Babayev to 10 days of administrative detention for dissemination of prohibited information on the internet. Authorities also continued attempts to impede criticism by reprimanding lawyers to intimidate them from speaking with media, as the Council of Europe’s commissioner for human rights, Dunja Mijatovic, noted in July 2019.
During the period of martial law from September 28 to December 12, which the government declared following the outbreak of hostilities on September 27, the government reportedly imposed restrictions on the work of some local and international journalists in the area of the conflict.
Freedom of Press and Media, Including Online Media: Throughout the year government-owned and progovernment outlets continued to dominate broadcast and print media. A limited number of independent online media outlets expressed a wide variety of views on government policies, but authorities pressured them in various ways for doing so. In 2019 the International Research and Exchanges Board (IREX) Media Sustainability Index noted that “access to independent news sources in Azerbaijan gets more limited from year to year” and concluded that “there is no independent print media in the country.”
Authorities continued exerting pressure on leading media rights organizations and independent media outlets outside the country as well as individuals associated with them in the country. Foreign media outlets, including Voice of America, RFE/RL, and the BBC, remained prohibited from broadcasting on FM radio frequencies, although the Russian service Sputnik, which was also originally prohibited from broadcasting, was subsequently allowed to broadcast news on a local radio network.
Violence and Harassment: During the year police occasionally used force against journalists, as well as other methods, to prevent their professional activities. On February 12, for example, the Organization for Security and Cooperation in Europe (OSCE) representative on freedom of media, Harlem Desir, issued a statement deploring the previous night’s detentions, violent incidents, and mistreatment of at least eight journalists covering an election-related protest in Baku.
Local observers reported that journalists from independent media outlets were subjected to harassment and cyberattacks during the year. The harassment mainly targeted journalists from Radio Liberty, Azadliq and other newspapers, Meydan TV, and Obyektiv Television.
Civil society activists continued to call on the government to investigate effectively the high-profile killings of journalists Rasim Aliyev in 2015, Rafiq Tagi in 2011, and Elmar Huseynov in 2005.
Lawsuits believed to be politically motivated were also used to intimidate journalists and media outlets. On June 19, the Khatai District Court convicted of alleged hooliganism and sentenced Azadliq journalist Tazakhan Miralamli to limitation of liberty for one year. As a result he was required to wear an electronic bracelet and was prohibited from leaving his home from 11 p.m. to 7 a.m. each day. Miralamli and activists asserted the aim of the sentence was to limit his journalistic activities.
Most locally based media outlets relied on the patronage of individuals close to the government or the State Media Fund for income. Those not benefitting from such support experienced financial difficulties, such as problems paying wages, taxes, and periodic court fines.
During the intensive fighting in the fall, there were credible reports of violence against journalists by Azerbaijani forces. According to Reporters without Borders (RSF), on October 27, a group of reporters wearing bulletproof vests clearly marked with the word “Press” were targeted when leaving a town 20 miles east of Stepanakert. Tom Mutch, a freelancer from New Zealand working for the United Kingdom’s Byline Times news website, Chuck Holton, a war correspondent with Christian Broadcasting Network, and an American crew sent by the Armenian online news site Civilnet.am told the RSF that although they were in cars marked “PRESS” and there were no military objectives in the area, they were deliberately targeted after being spotted by drones.
On October 8, an Azerbaijani military aircraft bombed the Holy Savior (Ghazanchetsots) Cathedral in Shusha. Several hours after the initial bombing, as journalists were reporting live from the site on the damage to the cathedral, the cathedral was bombed a second time, with precision-guided munitions, gravely injuring three of the journalists present. Multiple international observers confirmed that there were no military targets in the vicinity of the cathedral.
Censorship or Content Restrictions: Most media outlets practiced self-censorship and avoided topics considered politically sensitive due to fear of government retaliation. The National Radio and Television Council continued to require that local, privately owned television and radio stations not rebroadcast complete news programs of foreign origin.
Libel/Slander Laws: Libel and slander are criminal offenses. The law provides for substantial fines and up to three years’ imprisonment for persons convicted of libel or slander. Conviction of insulting the president is punishable by up to two years’ corrective labor or up to three years’ imprisonment.
Internet Freedom
During the year reports continued that the government restricted or disrupted online access. During a period of martial law from September 27 to December 12 that the government imposed following the outbreak of violence, authorities blocked access to some websites and social networks. Internet blockages occurred from the beginning of the violence until November 14. Blockages included social media sites such as YouTube, Twitter, and Instagram and impeded the functioning of many virtual private networks (VPNs). Throughout the year authorities continued to block independent media websites that offered views differing from government narratives and to incarcerate persons who expressed critical views online. Human rights defenders also reported that individuals were regularly summoned to police stations across the country, forced to delete social media posts that were critical of the government, and threatened with various punishments if they did not comply. On multiple occasions the government selectively cut or degraded internet access during political protests.
The IREX Media Sustainability Index for 2019–the most recent year for which the index was available–reported that in 2018 the number of websites blocked for some period of time reached 85, compared with 25 in 2017. The websites of the Voice of America, RFE/RL, and Azerbaijani media outlets, including Azadliq, Bastainfo.com, Criminal.az, Topxeber.az, Fia.az, Monitortv.info, Xural.com, Az24saat.org, Anaxaber.az, and Arqument.az, and the Germany-based media outlet Meydan TV remained blocked by authorities during the year.
On March 19, the Plenum of the Supreme Court reviewed a request by the Ministry of Transport, Communications, and High Technologies to block alternate means of accessing media banned in the country (through VPNs and secondary transmission of content through sites such as YouTube), including Meydan TV, Radio Azadlig, Azadlig newspaper, Turan TV, and Azerbaijan Saati, and forwarded it for consideration of the Baku Court of Appeal. A decision on the request was pending. Activists asserted that authorities conducted cyberattacks and used other measures and proxies to disrupt internet television programs.
On April 13, authorities cut the internet and telephone connections of Popular Front Party chairperson Ali Kerimli and his spouse. Their telephone connections were restored, although overnight disruptions continued throughout the year. As of December 31, Kerimli and his spouse remained unable to access the internet. On June 23, the Nasimi District Court refused to review a lawsuit Kerimli and his spouse filed challenging the government’s denial of access to the internet and telephone communications.
From May 15 through the morning of May 19, the news websites Turan.az and its affiliate Contact.az experienced a massive cyberattack and were blocked twice. The attack took place after the websites published articles criticizing the government’s handling of the COVID-19 pandemic.
On June 24, Germany-based independent media outlet Meydan TV experienced a cyberattack that resulted in the deletion of all its Facebook posts since 2018 as well as two months of its content from Instagram.
On November 3, a Baku Court convicted journalist and chief editor of the online publication Azel.TV, Afgan Sadigov, of alleged extortion and sentenced him to seven years’ imprisonment. Human rights defenders considered the case to be politically motivated, as Sadigov had criticized officials in his social media posts and was previously convicted for his journalism activities. Sadigov went on a hunger strike while in prison to protest the conviction.
The government requires internet service providers to be licensed and to have formal agreements with the Ministry of Transport, Communications, and High Technologies. The law imposes criminal penalties for conviction of libel and slander on the internet, which had a further chilling effect on open and free use of the medium.
There were strong indications the government monitored the internet communications of civil society activists. For example, activists reported being harassed by police and forced to delete critical Facebook posts under threat of physical abuse. During the year activists were questioned, detained, and frequently sentenced to administrative detention for posting criticism of government actions and commenting on human rights abuses online. On January 14, Azerbaijan Internet Watch reported phishing attacks against several civil society figures and an online news platform. The attack sought to disable antivirus software and surreptitiously record key strokes. Based on forensic research, Azerbaijan Internet Watch and its partner Qurium–a media foundation with expertise in digital forensic investigations–concluded the attacker was connected with the government. Some activists were summoned by security forces for making antiwar posts online during the intensive fighting in the fall. For example, in November activist Latif Mammadov reported that State Security Service officials threatened to kill him and his family for his antiwar posts online.
Freedom House’s annual Freedom on the Net report for the period from June 2019 through May again rated the country’s internet status as “not free.” The report concluded the state of internet freedom slightly deteriorated during the period covered. Despite some restrictions, the internet remained the primary method for citizens to access independent media. For example, while Meydan, Azadliq, and other media outlets were blocked, social media users were able to access their reports through Facebook, where videos and articles were shared without restrictions.
The government on occasion restricted academic freedom. Opposition party leaders reported their members had difficulty finding and keeping teaching jobs at schools and universities.
The constitution provides for the freedoms of peaceful assembly and association, but the government restricted these rights.
The government consistently and severely restricted freedom of peaceful assembly. Authorities at times responded to peaceful protests and assemblies by using force against or detaining protesters.
Prior to the imposition of restrictions aimed at combating COVID-19 in March, authorities prevented attempts by political opposition groups to organize demonstrations. For example, on February 11, police violently dispersed a protest concerning the conduct of the National Assembly elections and election results in front of the Central Election Commission. The OSCE Office for Democratic Institutions and Human Rights (ODIHR) election observation mission reported it observed riot police loading protesters onto buses in a disproportionately forceful way and that some protesters were beaten while inside the buses. On February 16, police detained and put approximately 200 protesters into cars and buses, drove them to either the distant suburbs of Baku or other regions of the country, and released them there without explanation or means of return. Following the imposition of COVID-19 restrictions, these political groups did not attempt to organize demonstrations that would have otherwise been consistent with the right to freedom of assembly.
During a large and apparently unplanned mid-July gathering in support of the army during fighting along the border with Armenia, there were minor clashes between police and a group of protesters, causing damage to cars and property inside and outside the National Assembly. Police used violence to disperse the crowd. According to Human Rights Watch, police used water cannons, tear gas, and rubber bullets against peaceful protesters.
Following a nationally televised speech in which President Aliyev accused the opposition Popular Front Party of having organized the demonstration, authorities arrested at least 16 members of the party, one member of the opposition Azerbaijan Democracy and Welfare Movement, and two members of the Muslim Unity Movement on criminal charges. An additional 15 or more members of the Popular Front Party were sentenced to administrative detention. Authorities made apparently politically motivated arrests in connection with the proarmy rally, although the gathering was apparently neither planned by the political parties nor in support of either the opposition or general freedom of assembly rights.
The law permits administrative detention for up to three months for misdemeanors and up to one month for resisting police. Punishment for those who fail to follow a court order (including failure to pay a fine) may include substantial fines and up to one month of administrative detention.
While the constitution stipulates that groups may peacefully assemble after notifying the relevant government body in advance, the government continued to interpret this provision as a requirement for prior permission rather than merely prior notification. Local authorities required all rallies to be preapproved and held at designated locations far from the city center of Baku and with limited access by public transportation. Most political parties and NGOs criticized the requirements as unacceptable and characterized them as unconstitutional.
The constitution provides for freedom of association, but the law places some restrictions on this right and severely constrained NGO activities. Citing these laws, authorities conducted numerous criminal investigations into the activities of independent organizations, froze bank accounts, and harassed local staff, including incarcerating and placing travel bans on some NGO leaders. Consequently, a number of NGOs were unable to operate.
A number of legal provisions allow the government to regulate the activities of political parties, religious groups, businesses, and NGOs, including requiring NGOs to register with the Ministry of Justice if they seek “legal personality” status. Although the law requires the government to act on NGO registration applications within 30 days of receipt (or within an additional 30 days, if further investigation is required), vague, onerous, and nontransparent registration procedures continued to result in long delays that limited citizens’ right to associate. Other laws restrict freedom of association, for example, by requiring deputy heads of NGO branches to be citizens if the branch head is a foreigner.
Laws affecting grants and donations imposed a de facto prohibition on NGOs receiving cash donations and made it nearly impossible for them to receive anonymous donations or to solicit contributions from the public.
The administrative code and laws on NGOs, grants, and registration of legal entities impose additional restrictions on NGO activities and the operation of unregistered, independent, and foreign organizations. The law also places some restrictions on donors. For example, foreign donors are required to obtain preapproval before signing grant agreements with recipients. The law makes unregistered and foreign NGOs vulnerable to involuntary dissolution, intimidates and dissuades potential activists and donors from joining and supporting civil society organizations, and restricts NGOs’ ability to provide grants to unregistered local groups or individual heads of such organizations.
Government regulations provide for a “single window” mechanism for registering grants. Under the procedures, grant registration processes involving multiple agencies are merged. The procedures were not fully implemented, however, further reducing the number of operating NGOs.
The Ministry of Justice is permitted by law to monitor NGO activities and conduct inspections of NGOs. The law offers few provisions protecting NGO rights and authorizes substantial fines on NGOs if they do not cooperate.
The far-reaching investigation opened by the Prosecutor General’s Office in 2014 into the activities of numerous domestic and international NGOs and local leadership remained open during the year. While the Prosecutor General’s Office dropped criminal cases against the American Bar Association and IREX and ordered their bank accounts unfrozen in July, the two groups continued to face administrative difficulties, such as a remaining tax levy imposed on IREX. Problems remained for other groups. For example, the bank accounts of the Democracy and Human Rights Resource Center remained frozen, and the organization was unable to operate (see section 5).
The government continued to implement rules pursuant to a law that requires foreign NGOs wishing to operate in the country to sign an agreement and register with the Ministry of Justice. Foreign NGOs wishing to register a branch in the country are required to demonstrate their support of “the Azerbaijani people’s national and cultural values” and not be involved in religious and political propaganda. The decree does not specify any time limit for the registration procedure and effectively allows for unlimited discretion of the government to decide whether to register a foreign NGO. As of year’s end, at least four foreign NGOs had been able to renew their registrations under these rules.
NGO representatives stated the Ministry of Justice did not act on their applications, particularly those from individuals or organizations working on matters related to democratic development. Activists asserted the development of civil society had been stunted by years of government bureaucracy that impeded registration and that the country would otherwise have more numerous and more engaged independent NGOs.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/international-religious-freedom-reports/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation. The government generally respected many of these rights but continued its practice of limiting freedom of movement for some prominent opposition figures, activists, and journalists.
During the period of martial law following the September 27 outbreak of intensive fighting with Armenia and Armenia-supported separatists, the government imposed a curfew from 9 p.m. to 6 a.m. in six cities, including Baku and Ganja, and 16 districts.
Foreign Travel: Authorities continued to prevent a number of opposition figures, activists, and journalists from traveling outside the country. Examples included Popular Front Party chairperson Ali Kerimli (prohibited from traveling since 2006), investigative journalist and activist Khadija Ismayilova, and lawyer Intigam Aliyev.
The law requires men of draft age to register with military authorities before traveling abroad. Authorities placed some travel restrictions on military personnel with access to national security information. Citizens charged with or convicted of criminal offenses and given suspended sentences were not permitted to travel abroad until the terms of their suspended sentences had been met.
The UN High Commissioner for Refugees (UNHCR) reported 652,326 registered internally displaced persons (IDPs) in the country as of midyear. The vast majority fled their homes between 1988 and 1994 as a result of the Nagorno-Karabakh conflict.
IDPs had access to education and health care, but their unemployment rate was higher than the national average. Some international observers continued to state the government did not adequately promote the integration of IDPs into society.
The government cooperated with UNHCR and other humanitarian organizations in providing protection and assistance to IDPs, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to some refugees through the Refugee Status Determination Department at the State Migration Service, which is responsible for refugee matters. Although UNHCR noted some improvements, the country’s refugee-status determination system did not meet international standards. International NGOs continued to report the service remained inefficient and did not operate transparently.
Safe Country of Origin/Transit: According to UNHCR, the country did not allow Russian citizens who fled the conflict in Chechnya access to the national asylum procedure. UNHCR noted, however, that the country tolerated the presence of Chechen asylum seekers and accepted UNHCR’s role in providing for their protection and humanitarian needs.
Access to Basic Services: The estimated 1,591 refugees (a number that included state-recognized refugees and those recognized as such only by UNHCR) in the country lacked access to social services. Many refugee children, however, were able to enroll at ordinary schools in numerous regions throughout the country.
Temporary Protection: The government did not provide temporary protection to asylum seekers during the year.
According to UNHCR statistics, there were 3,585 persons in the country under UNHCR’s statelessness mandate at year’s end. According to the State Migration Service, 409 foreigners and stateless persons were granted citizenship during the year. The vast majority of stateless persons were ethnic Azerbaijanis from Georgia or Iran. NGOs stated there were many other undocumented stateless persons, with estimates ranging from hundreds to tens of thousands.
While the law provides for the right to apply for stateless status, some persons could not obtain the documentation required for the application and, therefore, remained formally unrecognized. The law on citizenship makes it difficult for foreigners and stateless persons to obtain citizenship.
Stateless persons generally enjoyed freedom of internal movement. Stateless persons were not, however, issued travel documents or readmitted if they left the country. The law provides stateless persons with access to the basic rights of citizens, such as access to health care and employment. Nevertheless, their lack of legal status at times hindered their access to these rights.
The constitution allows citizenship to be removed “as provided by law.” During the year the government stripped one person of citizenship.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
While the government provided access to certain areas of the Nagorno-Karabakh conflict zone, it restricted access to other areas, limiting reporting from local and international journalists, as well as international human rights organizations, such as Amnesty International and Human Rights Watch.
Leading human rights NGOs faced a hostile environment for investigating and publishing their findings on human rights cases. For example, on August 3, former political prisoner and human rights defender Rufat Safarov was summoned to the Prosecutor General’s Office and warned he would face arrest after he publicized reports concerning detentions and alleged torture of political opposition activists Fuad Gahramanli and Seymur Ahmedov after the July 14-15 proarmy rally in Baku (see section 1.c., Political Prisoners and Detainees).
As of December 31, human rights defender Oktay Gulaliyev remained in a coma after having been struck by a car in October 2019 while crossing a Baku intersection, causing head trauma that resulted in a cerebral hemorrhage and coma. Doctors did not perform surgery on him until the following day. Some activists and Gulaliyev’s sons stated the collision was an attack on Gulaliyev for his announced 2019 campaign against torture and his advocacy for those accused of wrongdoing by the government in connection with the 2018 unrest in Ganja, and that doctors had purposefully withheld timely medical treatment after the accident. They also noted that Gulaliyev had been warned by authorities not to report on repression and torture. Other activists stated there was no evidence the collision was intentional and that Gulaliyev received standard care from a deeply flawed health-care system. The government-controlled Heydar Aliyev Foundation covered the costs of Gulaliyev’s transfer and treatment in a private hospital in Turkey. During the year Gulaliyev’s family reported delays in the government’s investigation of the case. Gulaliyev’s lawyer complained that law enforcement bodies did not provide him with the findings of the investigation. On October 30, the Nasimi District Court initiated a hearing on the case. At his family’s request, on November 7, Gulaliyev was transported to his home in Baku where he continued to receive medical treatment.
The government continued to impose severe restrictions on the operations of domestic and international human rights groups. Application of restrictive laws to constrain NGO activities and other pressure continued at the same high level as recent years. Activists also reported that authorities refused to register their organizations or grants and continued investigations into their organizations’ activities. As a result some human rights defenders were unable to carry out their professional responsibilities due to various government obstacles, such as the travel ban on Intigam Aliyev and the frozen bank accounts of Intigam Aliyev and Asabali Mustafayev. On March 30, human rights defender and journalist Elchin Mammad was detained based on allegations of theft and illegal possession of a weapon. On October 14, he was convicted and sentenced to four years in prison. Human rights defenders viewed this verdict as politically motivated.
While the government communicated with some international human rights NGOs and responded to their inquiries, on numerous occasions it criticized and intimidated other human rights NGOs and activists. The Ministry of Justice continued to deny registration or placed burdensome administrative restrictions on human rights NGOs on arbitrary grounds. On December 17, however, the ministry registered the Baku Human Rights Club, an organization cofounded by prominent human rights defenders Rasul Jafarov and Javad Javadov.
Government officials and state-dominated media outlets engaged in rhetorical attacks on human rights activists and political opposition leaders (see section 3), accusing them of attempting to destabilize the country and working on behalf of foreign interests.
The United Nations or Other International Bodies: The government objected to statements from international bodies, criticizing what authorities termed interference in the country’s internal affairs. In response to the adoption of a resolution on political prisoners by the Parliamentary Assembly of the Council of Europe on January 30, member of parliament Nagif Hamzayev commented that the country was treated unfairly and discriminated against. Although government officials and members of the National Assembly had previously criticized the OSCE/ODIHR assessment of the 2018 presidential election, government officials referred to the ODIHR assessment of the 2020 parliamentary elections as “balanced.”
Government Human Rights Bodies: Citizens may appeal violations committed by the state or by individuals to the ombudsperson for human rights for Azerbaijan or the ombudsperson for human rights of the Nakhichevan Autonomous Republic. The ombudsperson may refuse to accept cases of abuse that are more than one year old, anonymous, or already being handled by the judiciary. Human rights NGOs criticized the Ombudsperson’s Office as lacking independence and effectiveness in cases considered politically motivated.
Human rights offices in the National Assembly and Ministry of Justice also heard complaints, conducted investigations, and made recommendations to relevant government bodies, but they were similarly accused of ignoring violations in politically sensitive cases.
Belarus
Executive Summary
Belarus is an authoritarian state. The constitution provides for a directly elected president who is head of state and a bicameral parliament, the National Assembly. A prime minister appointed by the president is the nominal head of government, but power is concentrated in the presidency, both in fact and in law. Citizens were unable to choose their government through free and fair elections. Since 1994 Alyaksandr Lukashenka has consolidated his rule over all institutions and undermined the rule of law through authoritarian means, including manipulated elections and arbitrary decrees. All elections subsequent to 1994, including the August 9 presidential election, have fallen well short of international standards. The 2019 National Assembly elections also failed to meet international standards.
The Ministry of Internal Affairs exercises authority over police, but other bodies outside of its control, for example, the Committee for State Security, the Financial Investigations Department of the State Control Committee, the Investigation Committee, and presidential security services, also exercise police functions. The president has the authority to subordinate all security bodies to the president’s personal command. Lukashenka maintained effective control over security forces. Members of the security forces committed numerous abuses.
The country experienced massive civil unrest following the August 9 presidential election as demonstrators protested widespread vote rigging by Lukashenka as well as the government’s widespread use of brute force against and detentions of peaceful protesters. Weekly protests drawing at their peak up to hundreds of thousands of protesters began election night and continued through the end of the year.
Significant human rights issues included: unlawful or arbitrary killings by security forces; torture in detention facilities and cases of cruel, inhuman, or degrading treatment or punishment by security forces; harsh and life-threatening prison conditions; arbitrary arrest and detention; political prisoners or detainees; serious problems with the independence of the judiciary; arbitrary or unlawful interference with privacy; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, or unjustified arrests or prosecutions against journalists, censorship, site blocking, internet blockages, and the existence of laws regarding criminal libel, slander, and defamation of government officials; overly restrictive nongovernmental organization laws; substantial interference with the freedom of peaceful assembly and freedom of association, including the imposition of criminal penalties for calling for a peaceful demonstration and laws penalizing the activities and funding of groups not approved by authorities; restrictions on freedom of movement; inability of citizens to change their government peacefully through free and fair elections; restrictions on political participation, including persistent failure to conduct elections according to international standards; serious acts of corruption; lack of investigation of and accountability for violence against women; trafficking in persons; crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons; and restrictions on independent trade unions; and significant restrictions on workers’ freedom of association.
Authorities at all levels generally operated with impunity and always failed to take steps to prosecute or punish officials in the government or security forces who committed human rights abuses.
Section 2. Respect for Civil Liberties, Including:
The constitution provides for freedom of expression, including for the press. The government did not respect these rights and selectively enforced numerous laws to control and censor the public and media. Moreover, the state press propagated views in support of the president and official policies without giving room for critical voices.
Freedom of Speech: Individuals could not criticize the president or the government publicly or discuss matters of general public interest without fear of reprisal, including prosecution or forced exile. Authorities also prohibited displaying certain historical flags and symbols and displaying placards bearing messages deemed threatening to the government or public order.
Since May the government undertook significant steps to suppress freedom of expression. The government harassed bloggers and social media users, detaining some of them on short-term jail sentences. Others received longer sentences. For example, according to the Committee to Protect Journalists, in June authorities detained Syarhey Pyatrukhin and Alyaksandr Kabanau, two popular video bloggers on YouTube, and charged them with “participating in activities in clear disobedience to the legitimate requirements of the authorities.” Both men were known for their opposition political commentary.
Authorities dismissed hundreds of state employees who expressed political dissent or participated in protests after the presidential election, including those employed as television hosts, radio and other media personnel, teachers, civil servants, law enforcement officers, athletes, university administrators, hospital administrators, and diplomats. For example, on August 17, the Ministry of Culture fired Pavel Latushka, the director of the Yanka Kupala National Theater, after he spoke out in defense of protesters who had been beaten by police. After his firing, the majority of staff at the theater tendered their resignations in protest.
The law also limits free speech by criminalizing actions such as giving information that authorities deem false or derogatory to a foreigner concerning the political, economic, social, military, or international situation of the country. No individuals were identified as being charged under this law.
The government prohibits calls to participate in “unsanctioned demonstrations.” On March 12, a Minsk district court tried in absentia video blogger Uladzimir Tsyhanovich on charges of calling individuals to participate in an unauthorized mass event and sentenced him to 15 days of arrest. In a video Tsyhanovich reportedly urged supporters to show up at the state-run Belneftekhim headquarters to protest increased gas prices starting on February 25. On June 9, police detained Tsyhanovich to serve his sentence and on June 15, he was given an additional 15-day sentence for participating unauthorized mass event on May 31. On June 26, human rights groups reported that authorities charged Tsyhanovich with organizing or participating in activities that grossly violate public orders and are connected with resisting authorities’ orders. He remained in detention at year’s end on those charges.
On November 12, a court in Drahichyn fined a local resident 999 rubles ($410) for calling to assemble in the city center on October 15. Police detained the resident on the same day. He was released, but the charges remained pending the result of court hearings.
The government prohibits “extremist” information, which is defined as information materials–including printed, audio, visual, video materials, placards, posters, banners and other visuals–intended for public usage or distribution and seek the violent change of the constitutional order or the territorial integrity of the country; unconstitutional takeover of state powers; establishment of an illegal armed force; terrorist activities; inciting racial, ethnic, religious or other societal hatred; organizing mass riots; hooliganism and vandalism based on racial, ethnic, religious, or other societal hatred or discord; political and ideological hatred; promotion of supremacy of a group of residents based on their language, social, racial, ethnic, or religious background; and justification of Nazism, including the promotion, production, distribution, and displays of Nazi symbols.
On October 20, a Minsk district court recognized Telegram internet messenger channel NEXTA-Live, a platform used by pro-opposition Belarusians to organize protests, and its logo as extremist, alleging it promoted mass riots and disorder in addition to distributing other “extremist” materials (see Internet Freedom, below). In addition the government charged the channel’s founder, Stsyapan Putsila, and its former editor, Raman Pratasevich, with organizing mass riots, organizing a group activity grossly violating public order, and inciting hatred based on professional duties, in particular against law enforcement officers and public servants. Both individuals were outside Belarus but were put on the country’s wanted list. The government also prohibits content that promotes violence or war; contains information regarding illicit weapons, explosives, and drugs; involves trafficking in persons or pornography; or that may harm the national interests of the country.
The law does not provide penalties for displaying or keeping unregistered symbols, including opposition red and white flags, but it only allows registered symbols at authorized mass events. Although the “Pahonia” emblem is on a registry of the government’s historic and cultural symbols, the government expressed hostility toward protesters who carried red and white flags or the Pahonia symbol, and security forces detained demonstrators for doing so, as these symbols were generally identified with the opposition.
The government prohibits the spread of “fake news” on the internet but did not enforce the prohibition against regular citizens.
Freedom of Press and Media, Including Online Media: Government restrictions limited access to information. State-controlled media did not provide balanced coverage and overwhelmingly presented the official version of events. Appearances by opposition politicians on state media were rare and limited primarily to those required by law during the presidential election campaign period. Authorities warned, fined, detained, interrogated, and stripped accreditation from members of the independent domestic media.
On October 2, authorities cancelled the accreditation of all foreign press representatives as part of a process they claimed was an effort to update the accreditation process for foreign press. Prior to the cancellation, in August authorities had already begun cancelling foreign press accreditations, including those of the BBC, Radio Liberty, the Associated Press, the German ARD television channel, Deutsche Welle, the French Agence France-Presse news agency, Reuters, and Russian TV Rain. Likewise, the Ministry of Foreign Affairs did not grant accreditation to dozens of foreign correspondents who filed paperwork seeking to cover the August 9 presidential election. Some correspondents were reaccredited, with journalists from Deutsche Welle and BBC among the first, but a number of Belarusian-based freelance journalists were not.
Prior to the October 2 cancellation of foreign press accreditations, authorities refused to accredit some foreign media outlets, such as Polish-based Belsat Television and Radio Racyja, and routinely fined unaccredited freelance journalists working for these outlets. As of December 10, at least 17 journalists were fined in 30 cases for not having government accreditation or for cooperating with a foreign media outlet. Most of the fines in connection to accreditation or registration were levied on journalists working for Belsat Television.
Authorities deported some members of the foreign press. For example, on August 29, authorities deported two Moscow-based Associated Press correspondents as part of a series of actions that decreased the number of independent correspondents in the country.
By law, the government may close a publication–printed or online–after two warnings in one year for violating a range of restrictions on the press. Regulations also give authorities arbitrary power to prohibit or censor reporting. The Ministry of Information may suspend periodicals or newspapers for three months without a court ruling. The law also prohibits media from disseminating information on behalf of unregistered political parties, trade unions, and NGOs. On October 1, the Ministry of Information suspended through December 30, the registration of one of the most read independent online news portals, TUT.by, as “a media network publication” after issuing four warnings concerning individual articles it published, including one that detailed accounts of the irregularities observers saw on election day. On December 3, the Economic Court of Minsk ordered removal of its official media status effective in January 2021. The organization planned to appeal, but it could not maintain its status during the appeal process.
State-owned media dominated the information field and maintained the highest circulation through generous subsidies and preferences. There was no countrywide private television, and broadcast media space was dominated by state-owned and Russian stations. After a number of state television personnel resigned in protest over the allegations of presidential election fraud and subsequent police violence starting in August, Lukashenka requested assistance from the Russian state media organization RT. Starting August 17, Russian state-media organizations largely controlled and managed state-run channels, ensuring pro-Lukashenka and pro-Russian viewpoints continued to dominate the press while authorities suppressed domestic independent voices and pressured the state journalists who had resigned. After August 17, representatives of Russian state-media organizations generally faced less pressure from authorities, when RT began supporting and controlling Belarusian domestic state media.
Violence and Harassment: Authorities continued to harass and detain local and foreign journalists routinely, in particularly those operating as freelancers or working for foreign outlets without accreditation. Security forces continually hampered efforts of independent domestic and foreign journalists to cover pre- and postelection demonstrations and protests in Minsk and across the country and at times used violence against journalists and brought false allegations against them. As of November the independent Belarusian Association of Journalists reported it had recorded at least 500 cases of violence and harassment against local and foreign journalists since the start of the year, which included detentions, beatings, attacks, fines, and short-term jail sentences. These cases were reportedly in connection to journalists’ alleged participation in unauthorized mass events, livestreaming demonstrations, or working without accreditation for foreign media. On October 12, the Belarusian Association of Journalists released a statement noting that the situation for journalists in the country had gone “from grave to catastrophic” due to violence and other forms of pressure on journalists.
In one example of government pressure, on June 20, police detained two journalists of the independent Hantsavitski Chas newspaper, Alyaksandr Pazniak and Syarhey Bahrou, during a live stream in Hantsavichy. At the local police department, Pazniak was reportedly beaten and threatened. Authorities charged the two with resisting police and participating in unauthorized mass events. On June 22, a local court sentenced Bahrou to 15 days of arrest and fined Pazniak 810 rubles ($332).
There were reports that security forces deliberately targeted members of the press for violence during demonstrations. For example, on August 10, security officers were reported to have targeted and dispersed a group of correspondents covering postelection protests who were clearly marked as press and wearing corresponding vests and badges. Officers fired rubber bullets, injuring independent newspaper Nasha Niva journalist Natallya Lubneuskaya, who was hospitalized for more than a month.
There were reports that some journalists were seriously abused during detention. For example, according to Human Rights Watch, on August 10, an unaccredited 33-year-old journalist with the Poland-based television station Belsat, Vitaliy Dubikov was on his way to a work assignment in Minsk when two police officers stopped him and searched his belongings. Upon finding a camera and microphone with a Belsat logo, they forced him into a tiny compartment in a police van and took him to a Minsk police precinct, where riot police beat him and other detainees with truncheons, ordered them to the ground, and tied their hands behind their backs. Dubikov and other detainees spent the night outdoors, first flat on the ground then kneeling against a wall. In the morning he was crammed into a police van with other detainees and held there for several hours without food, water, or ventilation. On August 14, Dubikov was released without charges.
Security officials also confiscated or deliberately broke journalists’ video and audio equipment. For example, according to press reports, on August 11, security forces approached Associated Press photographer Syarhey Hryts and several colleagues while they were covering police dispersing a demonstration. According to Hryts, riot police, who were not wearing any identifying symbols, swarmed them, seized the memory sticks from their equipment, and smashed his camera.
The government reportedly prosecuted journalists in retaliation for the content of their reporting. For example, according to the Committee to Protect Journalists, on March 25, officers of the State Control Committee detained Syarhey Satsuk, chief editor of the Yezhednevnik news website, after searching his offices and seizing documents. Satsuk had heavily criticized the government’s response to the COVID-19 pandemic and corruption in the health-care system. He was charged with accepting a bribe, which Reporters without Borders called retaliation for an editorial casting doubt on the official COVID-19 statistics and criticizing an order issued by Lukashenka to “deal with” media outlets that are “sowing panic” regarding the epidemic. On April 4, he was released on his own recognizance; the government investigation continued as of November.
Censorship or Content Restrictions: The threat of government retaliation led the vast majority of independent publications to exercise self-censorship and avoid reporting on certain topics or criticizing the government. The government tightly and directly controlled the content of state-owned broadcast and print media. Television channels are required to broadcast at least 30 percent local content. Local independent television stations operated in some areas and were under government pressure to forgo reporting on national and sensitive topics or risk censorship. Authorities extensively censored the internet (see Internet Freedom, below).
The government penalized those who published items counter to government guidelines (see Freedom of Speech, above). Some private retail chains also refused to continue selling copies of independent newspapers due to government pressure, and state-run and private printing houses refused to print them, forcing editors to procure printing services abroad.
The government reportedly failed to reply to requests for information, and some outlets were believed to have held back coverage to avoid punishment for publishing incorrect information.
Independent media outlets, including newspapers and internet news websites faced discriminatory publishing and distribution policies, including limited access to government officials and press briefings, controls on the size of press runs of newspapers, and inflated costs for printing. For example, after popular opposition newspaper Narodnaya Volya and the nonstate daily newspaper Komsomolskaya Pravda (the local branch of the mass-market Russian tabloid) extensively covered violence and beatings of protesters in the days after the election, authorities began censoring further daily editions by blocking printing through two state-run distribution systems, the retail kiosk network Belsayuzdruk and the postal subscription service.
The government controlled printing presses in the country. According to the Committee to Protect Journalists (CPJ), a few days after the protests began, the state publishing house began to refuse to print independent newspapers, citing an array of “technical problems,” including lack of materials and broken equipment, which observers believed were pretexts for the refusals. The CPJ noted that, on the same day that an independent newspaper was denied the ability to print an edition with a white-red-white flag on the cover (the symbol of anti-Lukashenka protests), a state-controlled newspaper was able to print an edition featuring an interview with a pro-Lukashenka singer.
Authorities warned businesses not to advertise in newspapers that criticized the government. As a result independent media outlets operated under severe budgetary constraints.
Libel/Slander Laws: Libel and slander are criminal offenses. The law provides large fines and prison sentences of up to four years for conviction of defaming or insulting the president. Penalties for defamation of character make no distinction between private and public persons. A public figure who is criticized for poor performance while in office may sue both the journalist and the media outlet that disseminated the critical report for defamation.
On September 23, officers of the Internal Security Department of the Ministry of Internal Affairs detained the chief editor of the independent newspaper Nasha Niva, Yahor Martsinovich, searched his apartment, and confiscated computer equipment. Authorities released Martsinovich after detaining him for 72 hours, but he remained charged with libel against Deputy Internal Affairs Minister Alyaksandr Barsukou in connection to an interview the newspaper published in which Barsukou was accused of beating detainees inside holding facilities.
National Security: Authorities frequently cited national security to arrest or punish critics of the government or deter criticism of government policies or officials. For example, on September 9, authorities detained lawyer Maksim Znak, a member of the presidium of the Coordination Council. He was charged with “calling for actions aimed at harming national security.” Other members of the Coordination Council were also charged with similar offenses. The case was widely believed to be retaliation for Znak’s political activism.
Internet Freedom
The government monitored internet communications without appropriate legal authority. According to Freedom House’s 2019 Freedom on the Net Report, all telecommunications operators are required to install surveillance equipment, making it possible for the government to monitor traffic in real time and obtain related metadata and data, such as users’ browsing history, including domain names and internet protocol addresses visited, without judicial oversight. All internet service providers must retain information about their customers’ browsing history for one year. Companies were also required to preserve identifying data regarding their customers’ devices and internet activities for at least five years and to turn over this information at the government’s request.
The government monitored email and social media. While individuals, groups, and publications were generally able to engage in the expression of views via the internet, including by email, all who did so risked possible legal and personal repercussions and at times were believed to practice self-censorship. Opposition activists claimed their emails and other web-based communications were likely monitored.
Registered news websites and any internet information sources were subject to the same regulations as print media. Websites may apply to register as news outlets, but registration requires the site to have an office located in nonresidential premises and a chief editor who is a citizen with at least five years of experience in managerial media positions. Websites that choose not to apply for registration may continue to operate but without the status of a media outlet. Their correspondents may not receive accreditation from state agencies, and they may not cover mass events or have the journalistic right to protect sources of information.
Authorities filtered and blocked internet traffic. From August 9 to August 12, internet access in the country was severely restricted for approximately 61 hours. Only intermittent text messages and voice calls worked for most individuals. While authorities blamed foreign cyberattacks for the disruptions, independent experts attributed the disruptions to the government. Starting in August, there were repeated internet disruptions and complete internet shutdowns, usually coinciding with major protests and police actions to disperse them. Private internet service providers notified customers that the shutdowns were requested by the government on national security grounds. Telecommunications companies reported that authorities ordered them to restrict mobile internet data severely on the days when large-scale demonstrations occurred.
Authorities restricted content online. Online news providers must remove content and publish corrections if ordered to do so by authorities and must adhere to a range of government prohibitions on free speech (see also Freedom of Speech). Authorities may block access to sites that fail to obey government orders, including because of a single violation of distributing prohibited information, without a prosecutor or court’s mandate. If blocked, a network publication loses its media registration. Owners of a website or a network publication have a month to appeal government decisions to limit access to their sites or to deny restoring access to them in court. On August 21, the Ministry of Information reported on that it had blocked access to more than 70 internet sites on August 9, including major independent news portals run by Euroradio, Radio Liberty, and the human rights NGO Vyasna. While most internet sites began working again by mid-August, many remained blocked for an extended period of time. Some were operational again by mid-November. In August, Lukashenka called independent media “part of the hybrid warfare against Belarus.”
There were also efforts to restrict or block social media outlets online. On October 20, a Minsk district court ruled the Telegram channel NEXTA Live and its NEXTA logo were “extremist” and subsequently restricted access to information resources using its name. According to state-run media outlet BelTA’s announcement, the decision was made in response to the finding of “extremist activities” on the Telegram channel, including calls for “organization and public appeals to stage mass riots.” NEXTA, an encrypted channel, was a leading source of information on events in the country and published suggestions for protest routes and meeting points.
Authorities punished individuals for expressing their political views online. For example, on June 25, security forces raided the home of Ihar Losik, the administrator of the popular opposition Telegram channel Belarus of the Brain. He was charged with “actions that gravely violate public order,” which carries up to three years in prison if convicted, and as of November, remained in pretrial detention. Observers believed the charges to be in retaliation for his moderation of the opposition Telegram channel.
Owners of internet sites may also be held liable for users’ comments that carry any prohibited information, and these sites may be blocked. The law also mandates the creation of a database of news websites and identification of all commentators by personal data and cell phone numbers. If a news website receives two or more formal warnings from authorities, it may be removed from the database and lose its right to distribute information.
By law, the telecommunications monopoly Beltelekom and other organizations authorized by the government have the exclusive right to maintain internet domains.
Authorities attempted to restrict online anonymity. A presidential edict required registration of service providers and internet websites and required the collection of information on users who used public internet. It required service providers to store data on individuals’ internet use for a year and provide data to law enforcement agencies upon request. Conviction for violations of the edict was punishable by prison sentences, although no such violations were prosecuted. These government efforts, however, spurred the use of encrypted messenger programs, such as Telegram, that circumvented restrictions.
There were reports of politically motivated cyberattacks. Government webpages were attacked after the August 9 presidential election, including the Ministry of Internal Affairs website.
The government restricted academic freedom and cultural events.
Educational institutions were required to teach an official state ideology that combined reverence for the achievements of the former Soviet Union and of Belarus under the leadership of Alyaksandr Lukashenka. Government-mandated textbooks contained a heavily propagandized version of history and other subjects. Authorities obligated all schools, including private institutions, to follow state directives to inculcate the official ideology and prohibited schools from employing opposition members as principals.
The minister of education has the right to appoint and dismiss the heads of private educational institutions. For example, on August 31, the minister of culture dismissed the head of the Institute of Culture and Arts for purportedly failing to prevent students from protesting. The minister of health care replaced the heads of medical schools in Hrodna, Homyel, and Minsk after a number of doctors, medical professors, and students organized a series of protests in August.
The government restricted artistic presentations or other cultural activities. For example, in September authorities cancelled all shows at the local drama theater in Hrodna, citing the rise in COVID-19 cases, and dismissed at least two leading actors after the troupe stopped a show as a protest against the September 20 detentions of their colleagues at a local demonstration. Observers believed that the cancellation of the shows was in retaliation for the troupe’s actions, since the government did not require all theatres to cancel their shows during the COVID-19 pandemic.
The constitution provides for freedom of peaceful assembly, but the government severely restricted this right and employed a variety of means to discourage demonstrations, disperse them, minimize their effect, and punish participants. The law provides for freedom of association, but the government restricted it and selectively enforced laws and regulations to restrict the operation of independent associations that might criticize the government.
Only registered political parties, trade unions, and NGOs could request permission to hold a demonstration of more than 1,000 persons. Authorities usually denied requests by independent and opposition groups as well as those of self-organized citizens’ groups.
The law penalizes participation in unauthorized gatherings, the announcement of an intention to hold a mass event before securing official authorization, training protesters, financing public demonstrations, or soliciting foreign assistance “to the detriment” of the country. Convictions of some violations are punishable by sentences of up to three years’ imprisonment.
Persons with criminal records for crimes related to violating peace and order, statehood and governance, public security, safety, and public morals may not act as mass event organizers. Individuals who were fined for participating in unauthorized mass events also may not organize mass events for a period of one year from the imposition of the fine.
The law requires organizers to notify authorities of a mass event planned at a designated location no later than 10 days before the date of the event. Authorities must inform organizers of their denial no later than five days before the event. By law denials may be issued for one of two reasons, the event conflicts with one organized by a different individual or group, or the notification does not comply with regulations. Organizers of mass events outside designated locations must apply at least 15 days in advance for permission, and authorities are required to respond no later than five days prior to the scheduled event. This practice was not in line with international standards according to the OSCE Moscow Mechanism Report. Authorities generally granted permits for opposition demonstrations only if they were held at designated venues far from city centers. The OSCE Moscow Mechanism report noted that authorities had not demonstrated the need for administrative arrests or fines in connection with spontaneous demonstrations, which the United Nations considered necessary in a democratic society and proportionate to considerations such as national security or public safety.
The law includes a system of reimbursements for police, medical, and cleaning services that organizers of mass events must pay to hold an event. Authorities continued to cover costs associated with events that were officially sponsored at the local and national level. If an application for holding a mass event is approved, organizers must sign contacts for such services two days ahead of the event and reimburse all costs within 10 days. Organizers complained about high costs of such contracts. For example, police services for an event with more than 1,000 participants at a specially designated venue cost approximately 7,290 rubles ($2,990); at a nondesignated venue, the price is 1.5 times higher.
Authorities often formulated pretexts to deny permits for public demonstrations. For example, on July 30, opposition presidential candidate Svyatlana Tsikhanouskaya’s rally in Minsk drew 63,000 participants, making it the largest campaign rally since the country’s independence. Tsikhanouskaya was subsequently blocked from holding additional campaign rallies by local Minsk authorities. On August 2, authorities announced that state events would take place every evening at every permitted campaign rally location between August 2 and August 8, despite the fact that Tsikhanouskaya had submitted an application in mid-July to hold rallies at locations in Minsk on August 5 and August 8.
Police detained and jailed opposition members who attempted to organize political events or rallies. For example, on October 27, a Minsk district court sentenced Zmitser Dashkevich, an opposition and civil society activist and former leader of the Malady Front opposition youth group, to 15 days’ imprisonment after being detained at an October 25 protest. Dashkevich was a key organizer of the Night of Assassinated Poets, an annual opposition commemorative event held October 29 at the Stalinist mass-killings site at Kurapaty to honor more than a hundred Belarusian poets, writers, and public figures killed in 1937.
During the year local authorities countrywide delayed answering or rejected applications for permission to stage various demonstrations. For example, during the year local authorities in Brest denied dozens of applications from a local group of residents who protested the construction and operations of a car battery plant. Police detained and fined several of them for violating the Law on Mass Events and holding rallies without government approval.
Authorities often used intimidation to discourage persons from participating in unauthorized demonstrations. Authorities videotaped political demonstrations and conducted identity checks as a form of intimidation, raising the threat that participants could be punished at a later date.
Between August and December, police detained more than 30,000 persons for participating in unsanctioned demonstrations. Police filed civil charges for participating in unauthorized mass events against the vast majority of individuals detained during protests. Such charges typically resulted in fines, short-term jail sentences of 10 to 15 days, or both. Police also opened at least 900 criminal cases against peaceful protesters and journalists between August 9 and December. In June and July, plainclothes and uniformed security officials also arbitrarily detained demonstrators who peacefully stood in lines along roads in many cities, with particular focus paid to individuals wearing opposition symbols or flying the white-red-white opposition-affiliated flag. Nondemonstrators were also detained by police. Other than during the mass detentions on August 9-11, the majority of individuals who were detained before and after the election were registered by police and released the same or next day, although authorities had the ability to apply short-term jail sentences at later dates.
Authorities detained a number of protest leaders, opposition members, and activists and jailed them for initial short-term sentences, then applied additional charges from earlier detentions to keep them jailed for longer periods of time. For example, after his May 6 arrest for participating in an unauthorized 2019 mass event, on May 29, Syarhey Tsikhanouski was detained again in Hrodna while participating in a signature-gathering event for his wife’s candidacy. On June 8, Tsikhanouski and six other detainees were charged with “disturbing public order” and “obstructing elections.” On June 16, a criminal case was opened against him for allegedly interfering in the election process and hindering the work of the Central Election Commission. On July 30, authorities announced additional criminal charges against Tsikhanouski, alleging “preparation for mass riots” and an investigation into charges of incitement of violence against police. As of December, Tsikhanouski remained in prison while investigations into these criminal charges proceeded (see also sections 1.d. and 3).
Security forces physically and psychologically abused individuals while breaking up events, while individuals were in detention vehicles, and once protesters were in detention facilities (see section 1.c.). Authorities used water cannons, stun grenades, rubber bullets, pepper spray, and batons to break up demonstrations.
On October 12, Deputy Minister of Internal Affairs Henadz Kazakevich stated that law enforcement bodies would use “special equipment and lethal weapons if need be” to “guarantee the law in the country.” Authorities used live ammunition in a few isolated instances, which led to the death of two protesters (see section 1.a.).
Human rights groups reported authorities sought to mark or tag protesters who had opposition symbols, chanted pro-opposition slogans, or resisted arrest. Water in water cannons was also reportedly dyed to allow identification of protesters later. Authorities reportedly singled out marked individuals for higher levels of physical and psychological abuse in detention facilities.
Plainclothes officers detained individuals with opposition symbols or who had been identified as protest participants or police claimed were protest leaders. When faced with large crowds at unauthorized mass events, plainclothes officers detained, and sometimes beat, suspected rally participants at random along the periphery of events and forced many into unmarked vehicles. From May to December, masked plainclothes police officers often did not announce themselves or present documentation.
In some cases courts sentenced participants in peaceful protests to long prison terms under criminal charges, in particular when authorities claimed demonstrators had engaged in violence. From August 9-11, isolated instances of demonstrators throwing rocks, firecrackers, or Molotov cocktails were filmed by media. Rock throwing also reportedly occurred during protests September 23 after Lukashenka’s inauguration ceremony. The Ministry of Internal Affairs reported at least 10 instances of motorists hitting police from August 10-12. After August 11, the vast majority of demonstrations were peaceful and instances of violence on the part of demonstrators appeared to follow police use of force or violent detentions, especially by masked plainclothes officers. From June through November, isolated fist fights between security officers and demonstrators or attempts by demonstrators to resist arrest occurred in various cities, generally following security officer attempts to arbitrarily detain protesters or disperse peaceful crowds.
For example, on September 29, the Maladzechna Regional Court convicted and sentenced local residents Paval Piaskou and Uladzislau Eustsyahneyeu to up to three years and three months in a low-security prison. Authorities charged them with resisting riot police when on June 19 they attempted to prevent police from detaining a protester.
Since early May the Investigative Committee of Belarus initiated at least 900 criminal cases against individuals who were detained during protests on charges including participation in mass disturbances or riots, causing harm to national security, resistance, and violence or threat of violence against an official of the Ministry of Internal Affairs, hooliganism, incitement to hostility or hatred, and organization of or participation in actions violating public order. For example, investigators charged at least 231 individuals for allegedly organizing or participating in actions violating public order after detaining them at a protest on November 1. According to the report, this indicated a return to government criminalization of peaceful protests.
Participants in demonstrations faced retaliation at state-run places of education or employment. According to a Ministry of Education directive, educational institutions may expel students who engage in antigovernment or unsanctioned political activity and must ensure the proper ideological education of students. School officials, however, often cited poor academic performance or absence from classes as the official reason for expulsions. For example, in April administrators expelled a fourth-year student at Minsk State Linguistic University for allegedly not attending classes. The student claimed she was in a two-week quarantine for possible COVID-19 exposure. The student was a member of the executive board of the opposition-affiliated Union of Belarusian Students. From March 20 to March 23, she protested alongside other students near the university, handed out free medical masks, and chanted, “Ha-ha, I’ll die here!” a criticism of authorities’ COVID-19 response. The student claimed the university administration’s decision to expel her was a politically motivated. From October to December, more than 140 students were reportedly expelled due to their political views.
All NGOs, political parties, and trade unions must receive Ministry of Justice approval to be registered. A government commission reviews and approves all registration applications; it based its decisions largely on political and ideological compatibility with official views and practices.
Actual registration procedures required applicants to provide the number and names of founders along with a physical address in a nonresidential building for an office–a difficult burden in view of the tight financial straits of most NGOs–as well as individual property owners’ concerns that renting space to NGOs would invite government harassment. Individuals listed as members were more likely to face government pressure if the NGO fell afoul of authorities. Unregistered organizations that were unable to rent or afford office space reportedly attempted to use residential addresses, which authorities could then use as a reason to deny registration or claim the organizations were operating illegally. In 2019 authorities repealed the law criminalizing activities conducted on behalf of unregistered groups which had subjected convicted group members to penalties ranging from fines to two years’ imprisonment. The punishment was replaced with administrative fines.
The law on public associations prohibits NGOs from keeping funds for local activities at foreign financial institutions. The law also prohibits NGOs from facilitating provision of any support or benefits from foreign states to civil servants based on their political or religious views or ethnicity.
On August 27, a presidential decree on foreign aid entered into force. The decree provides that only registered NGOs may legally accept foreign grants and technical aid and only for a limited set of approved activities. NGOs must receive approval from the Interdepartmental Commission on Foreign Grant Aid before they may accept funds or register grants that fall outside of a list of approved aid categories. Authorities further divided the aid usage into tax-exempt categories and taxable categories, that latter of which would require a registration fee equal to 0.5 percent of the taxable aid. The decree also introduced penalties for the usage of unauthorized or undeclared aid by primary or secondary aid beneficiaries and allows authorities to terminate aid funding.
Authorities may close an NGO after issuing only one warning that it violated the law. The most common pretexts prompting a warning or closure were failure to obtain a legal address and technical discrepancies in application documents. The law allows authorities to close an NGO for accepting what it considered illegal forms of foreign assistance and permits the Ministry of Justice to monitor any NGO activity and to review all NGO documents. NGOs also must submit detailed reports annually to the ministry regarding their activities, office locations, officers, and total number of members.
The government continued to deny registration to some NGOs and political parties on a variety of pretexts, including “technical” problems with applications. Authorities frequently harassed and intimidated founding members of organizations to force them to abandon their membership and thus deprive their groups of the number of petitioners necessary for registration. Many groups had been denied registration on multiple occasions.
Authorities harassed, intimidated, and imprisoned members of the Coordination Council formed by opposition leader Svyatlana Tsikhanouskaya to work toward a peaceful resolution of the political crisis. At its formation on August 18, the group had approximately 70 members, seven of which were elected to form a presidium, and later grew to thousands of members. Within a month all but one of the members of the council’s presidium had been forced to flee the country or were in prison.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation, but the government at times restricted the right of citizens, former political prisoners in particular, to foreign travel. Following the presidential election, the government increased restrictions on the ability of Belarusians to return home from abroad.
In-country Movement: Passports serve as a form of identity, and authorities required them for permanent housing, work, and hotel registration. Police continued to harass selectively individuals who lived at a location other than their legal place of residence as indicated by mandatory stamps in their passports.
The law also requires persons who travel to areas within 15 miles of the border (aside from authorized crossing points) to obtain an entrance pass.
Foreign Travel: The government’s database of persons banned from traveling abroad contained the names of individuals who possessed state secrets, faced criminal prosecution or civil suits, or had outstanding financial obligations. Authorities informed some persons by letter that their names were in the database; others learned only at border crossings. The Ministry of Internal Affairs and security agencies, border and customs services, and financial investigation departments have a right to place persons on “preventive” surveillance lists.
The Ministry of Internal Affairs is also required to track citizens working abroad, and employment agencies must report individuals who do not return from abroad as scheduled.
The leader of the Roman Catholic Church in the country, Archbishop Tadeusz Kondrusiewicz, was barred from re-entering the country in late August as he returned from church business in Poland. The archbishop had spoken out against police violence and prayed in front of a detention center in Minsk after unsuccessfully trying to visit arrested peaceful protesters. Authorities claimed they placed the archbishop on a nonentry list and revoked his passport while they probed allegations he maintained multiple citizenships. The archbishop reportedly only maintained Belarusian citizenship. By law citizenship may not be revoked if a citizen only has Belarusian citizenship and has no claim to another citizenship. Entry may not legally be denied to Belarusian citizens. In late December the archbishop was allowed to reenter the country.
On October 29, authorities abruptly closed the border with Poland and Lithuania, restricting entry into the country. On November 1, authorities temporarily closed all land borders to regular travelers, ostensibly to curtail rising COVID-19 infections. Lukashenka previewed the move in a September 17 speech, in which he did not mention COVID-19 but threatened to close the country’s Western borders because of what he purportedly saw as hostile actions from neighboring democratic governments, in particular Poland and Lithuania. On November 5, authorities further tightened restrictions, primarily against foreigners, but in some cases authorities restricted Belarusian citizens from entering the country, which observers stated was counter to the constitution. In early December the government imposed exit restrictions on citizens seeking to leave by land, reportedly to limit the spread of COVID-19 in the country; NGOs and activists claimed that these closures restricted options for those seeking to leave the country. On December 20, these measures went into effect and restricted the frequency of departures and the categories for persons who could depart. Authorities kept airports open to international travel during this period, although limited availability and high prices imposed costs and restricted options for those seeking to leave the country.
Exile: The law does not allow forced exile, but sources asserted that security forces continued to threaten some opposition members with bodily harm or prosecution if they did not leave the country, particularly after the August 9 election. Some others were in self-imposed exile or were driven to the border by authorities and forced to cross.
In July presidential hopeful Valery Tsapkala fled the country with his children, reportedly fearing arrest after other presidential candidates were detained in May and June. His wife, Veranika Tsapkala, participated in Svyatlana Tsikhanouskaya’s presidential campaign and in August also fled due to government pressure and fear of arrest.
After the August 9 presidential election, authorities forced opposition candidate Svyatlana Tsikhanouskaya into exile. Authorities reportedly threatened “her children would grow up as orphans.” On May 29, her husband was detained by authorities and as of December remained in detention. Authorities also detained and threatened an associate of Tsikhanouskaya, Volha Kavalkova, who accepted exile in September after authorities threatened her with a long prison term if she did not leave the country. On September 8, two additional members of the opposition’s Coordination Council, Executive Secretary Ivan Krautsou and Spokesperson Anton Radnyankou, were forced into exile. Security forces abducted Krautsou and Radnyankou and drove them to the border with Ukraine, where they were forced to cross the border into Ukraine.
Many university students who were expelled or believed they were under the threat of expulsion for their political activities opted for self-imposed exile and continued their studies abroad.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Refoulement: There were reports that the government expelled or returned asylum seekers or refugees to countries where they were likely to face abuse. For example, on June 29, the Supreme Court rejected the appeal of a Turkish citizen of Kurdish nationality, Hicri Mamas, who had been denied international protection in Belarus and expelled. Turkey sought Mamas’ extradition on charges of “infringement of the unity and territorial integrity of the state.” Multiple human rights organizations believed Mamas faced a significant risk of torture if he returned to Turkey.
Access to Asylum: The law provides for granting asylum or refugee status and complementary and temporary protection to foreign citizens and stateless persons, with some exceptions. The government has established a process for determining refugee status and a system for providing protection to refugees. The law provides for protection against refoulement granted to foreigners who are denied refugee status or temporary protection but are unable to return to their countries of origin.
All foreigners except Russians have the right to apply for asylum. According to the terms of the Union Treaty with Russia, Russians citizens may settle and obtain residence permits in the country. The government made an exception for one Russian citizen who sought asylum for religious reasons.
Freedom of Movement: Asylum seekers have freedom of movement within the country but must reside in the region where they filed their applications for refugee status and in a place known to authorities while their applications are being considered, including during appeals. Authorities reportedly often encouraged asylum seekers to settle in rural areas; however, the majority settled in cities and towns. Change of residence was possible with a notification to authorities. Authorities issue registered asylum seekers certificates that serve as documents to confirm their status as asylum seekers and identity and protect them from expulsion. In accordance with the law, they also must register with local authorities at their place of residence.
Access to Basic Services: Adults who are seeking asylum have to pay for higher education as well as for nonemergency medical services while minors receive education and medical services free of charge. Free legal assistance, housing, and language training are not available to either asylum seekers or refugees. Once asylum seekers obtain asylum, they are treated as residents.
Durable Solutions: Naturalization of refugees was possible after seven years of permanent residence, as in the case of other categories of foreign residents.
Temporary Protection: Although the government may provide temporary protection (for up to one year) to individuals who may not qualify as refugees, it did not do so during the year.
As of July 1, the Ministry of Internal Affairs and UNHCR listed 6,300 stateless persons. According to authorities, 98 percent of these individuals had permanent residence permits.
Permanently resident stateless persons were treated comparably to citizens in terms of access to employment, with the exception of a limited number of positions in the public sector and law enforcement bodies that were available only to citizens. There were reports that stateless persons occasionally faced discrimination in employment, since authorities often encouraged them to settle in rural areas where the range of employment opportunities was limited. According to UNHCR, stateless persons could freely change their region of residence.
There is a path to citizenship for the stateless population. The main requirement is at least seven years’ permanent residence. Authorities have a procedure for expedited naturalization but mostly for individuals born or permanently residing in the country prior to the collapse of the Soviet Union, ethnic Belarusians, their spouses, and descendants. If a child is born into a family of stateless persons permanently residing in the country, the child is entitled to Belarusian citizenship.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
There were a number of active domestic human rights NGOs, although authorities were often hostile to their efforts, restricted their activities, selectively cooperated with them, and were not responsive to their views.
Prominent human rights NGOs–such as the Belarusian Helsinki Committee, the Office for the Rights of Persons with Disabilities, and the Center for Legal Transformations–operated as registered entities. The government refused to register some other NGOs, placing them at risk of fines. Some unregistered NGOs, including Vyasna and Legal Assistance to the Population, continued to operate.
Authorities at times harassed both registered and unregistered human rights organizations. They subjected them to inspections and threats of deregistration and reportedly monitored their correspondence and telephone conversations. Beginning in August, human rights activists were also arrested during the government’s violent crackdown. For example, on September 17, Vyasna human rights activist and volunteer coordinator Marfa Rabkova was detained and later charged with criminal activity for the “training or other preparation of persons to participate in riots, or funding such activities.” Vyasna asserted that Rabkova’s detention and charges were politically motivated in response to her efforts to train short-term election observers for the Human Rights Defenders for Free Elections volunteer initiative and her work in documenting severe abuses of detainees. As of December, Rabkova remained in detention along with two other Vyasna volunteers, Andrei Chapiuk and Ksenia Syramalot. Vyasna considered all three individuals to be political prisoners.
The government largely ignored reports issued by human rights NGOs and rarely met with unregistered groups. State-run media rarely reported on human rights NGOs and their activities.
During the year the Belarusian Helsinki Committee’s bank accounts remained blocked due to long-standing tax arrears related to foreign funding the organization received in the early 2000s, on which the government places restrictions, but the government allowed the committee to operate without other interference.
Authorities may close an NGO after issuing only one warning that it violated the law, including the law on mass events. The law allows authorities to close an NGO for accepting what it considered illegal forms of foreign assistance and permits the Justice Ministry to monitor NGO activities and review their documents. NGOs must also submit detailed annual reports to the ministry regarding their activities, office locations, and total number of members.
Authorities were generally reluctant to engage on human rights problems with international human rights NGOs or other human rights officials, and international NGO representatives often had difficulty gaining admission to the country in their official capacity. Authorities routinely ignored local and international groups’ recommendations on improving human rights in the country, as well as requests to stop harassing the human rights community.
The United Nations or Other International Bodies: In 2018 the UN Human Rights Council appointed Anais Marin as the special rapporteur on the situation of human rights in the country. The government continued to speak against “the politicized and senseless” mandate of the rapporteur, refused to recognize the mandate, and denied Marin entry to the country. On September 17, a total of 17 OSCE participating states invoked the “Moscow Mechanism” against the country to look into reports of serious human rights abuses, including election fraud and substantial interference with freedom of expression and the right of peaceful assembly. The country did not cooperate with the mechanism’s expert mission or allow it access to the country.
Government Human Rights Bodies: The country does not have an ombudsman or other national human rights institution. A standing commission on human rights in the lower chamber of the National Assembly was ineffective.
Crimea
Read A Section: Crimea
Ukraine
In February 2014 Russian forces entered Ukraine’s Crimean Peninsula and occupied it militarily. In March 2014 Russia announced the peninsula had become part of the Russian Federation following a sham referendum that violated Ukraine’s constitution. The UN General Assembly’s Resolution 68/262 on the “Territorial Integrity of Ukraine” of March 27, 2014, and Resolution 75/192 on the “Situation of Human Rights in the Autonomous Republic of Crimea and the City of Sevastopol (Ukraine)”of December 28, 2020, called on states and international organizations not to recognize any change in Crimea’s status and affirmed the commitment of the United Nations to recognize Crimea as part of Ukraine. In April 2014 Ukraine’s legislature (Verkhovna Rada) adopted a law attributing responsibility for human rights violations in Crimea to the Russian Federation as the occupying state. The United States does not recognize the attempted annexation of Crimea by the Russian Federation. Russian law has been applied in Crimea since the Russian occupation and purported “annexation” of the peninsula. For detailed information on the laws and practices of the Russian Federation, see the Country Report on Human Rights for Russia.
EXECUTIVE SUMMARY
A local occupation authority installed by the Russian government and led by Sergey Aksyonov as “prime minister” of the “state council of the republic of Crimea” administers occupied Crimea. The “state council” is responsible for day-to-day administration and other functions of governing. In 2016 Russia’s nationwide parliamentary elections included seats allocated for purportedly annexed Crimea, a move widely condemned by the international community and that contravened the Ukrainian constitution.
Russian government agencies, including the Ministry of Internal Affairs, the Federal Security Service (FSB), the Federal Investigative Committee, and the Office of the Prosecutor General, applied and enforced Russian law in Crimea as if it were a part of the Russian Federation. The FSB also conducted security, counterintelligence, and counterterrorism activities and combatted organized crime and corruption. A “national police force” operated under the aegis of the Russian Ministry of Internal Affairs. Russian authorities maintained control over Russian military and security forces deployed in Crimea. Members of the security forces committed numerous abuses.
Significant human rights issues included: forced disappearances; torture and cases of cruel, inhuman, or degrading treatment or punishment by Russia or Russia-led “authorities,” including punitive psychiatric incarceration; harsh and life-threatening prison conditions and transfer of prisoners to Russia; arbitrary arrest or detention; political prisoners or detainees; serious problems with the independence of the occupation judiciary; pervasive arbitrary or unlawful interference with privacy; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, or unjustified arrests or prosecutions against journalists, censorship, and website blocking; substantial interference with the freedom of peaceful assembly and freedom of association, including on the Crimean Tatar Mejlis; severe restrictions of religious freedom; serious restrictions on movement; inability of citizens to change their government peacefully through free and fair elections; restrictions on political participation; serious acts of corruption; lack of investigation of and accountability for violence against women; crimes involving violence or threats of violence targeting members of national/racial/ethnic minority groups, or indigenous people, including Crimean Tatars and ethnic Ukrainians; and crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons.
Occupation authorities took few steps to investigate or prosecute officials or individuals who committed human rights abuses, creating an atmosphere of impunity and lawlessness.
Section 2. Respect for Civil Liberties, Including:
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures the Russian government applied and enforced in occupied Crimea.
Occupation authorities significantly restricted the exercise of freedom of expression and subjected dissenting voices including the press to harassment and prosecution. Occupation authorities’ reported failure to investigate or prosecute attacks on human rights defenders and peaceful protesters led to de facto restrictions on the exercise of freedoms of peaceful assembly and association.
Freedom of Speech: The HRMMU noted occupation authorities placed “excessive limitations on the freedoms of opinion and expression.” On July 31, occupation authorities began enforcing a law that prohibited the unauthorized dissemination of information damaging to the FSB’s reputation without the FSB’s approval. Enforcement of this law in Crimea deprived Crimean residents of the opportunity to publicly criticize and disseminate information about reportedly unlawful actions of FSB officers and alleged violations or abuses of human rights.
Individuals could not publicly criticize the Russian occupation without fear of reprisal. Human rights groups reported the FSB engaged in widespread surveillance of social media, telephones, and electronic communication and routinely summoned individuals for “discussions” for voicing or posting opposition to the occupation. These unlawfully obtained recordings were often used against those who were arbitrarily arrested in closed trials.
Occupation authorities often deemed expressions of dissent “extremism” and prosecuted individuals for them. For example, according to press reports, on January 18, the FSB placed a 34-year entry ban on Taras Ibrahimov, a Ukrainian journalist who covered politically motivated lawsuits and human rights violations in Crimea. Occupation authorities officially informed Ibrahimov of the ban but did not provide a justification.
Occupation authorities harassed and fined individuals for the display of Ukrainian or Crimean Tatar symbols, which were banned as “extremist.” For example, on March 9, police dispersed a small group of women who began singing the Ukrainian national anthem during an authorized ceremony next to a monument to Ukrainian poet Taras Shevchenko in Simferopol. Police told the women their actions constituted an “act of provocation.”
Occupation authorities deemed expressions of support for Ukrainian sovereignty over the peninsula to be equivalent to undermining Russian territorial integrity. For example, on May 22, the Investigative Committee of the Russian Federation charged in absentia Crimean Tatar television channel ATR deputy director Ayder Muzhdabaev with violating a Russian law against “public calls for committing terrorist activities.” The charges were purportedly due to his support for Ukraine’s territorial integrity, which he routinely expressed on the daily talk show that he cohosted.
There were multiple reports that occupation authorities detained and prosecuted individuals seeking to film raids on homes or court proceedings. For example, according to press reports, journalist Amet Suleimanov was among those arrested on “terrorism” charges in the FSB’s March 11 raid on multiple Crimean Tatars’ homes in Bakhchisaray district. Occupation authorities first detained Suleimanov in 2017 for filming security forces during a raid on the home of a fellow member of Crimean Solidarity. Occupation authorities have detained and released him multiple times since 2017, citing vague “terrorism” concerns. As of October Suleimanov was under house arrest.
During the year occupation authorities prosecuted individuals for the content of social media posts. For example, on May 28 a “district court” in occupied Crimea fined the acting chairman of the Alushta Muslim community, Ruslan Emirvaliev, for a social media post made in 2016 containing an image of a boy pointing at a banner displaying the words of the Islamic shahada, or statement of faith, in Arabic script. Court documents characterized these words as “an inscription in an unknown language, of an unknown nature and content.”
Freedom of Press and Media, Including Online Media: Independent print and broadcast media could not operate freely. Most independent media outlets were forced to close in 2015 after occupation authorities refused to register them. According to the Crimean Human Rights Group, after the occupation began, many local journalists left Crimea or abandoned their profession. With no independent media outlets left in Crimea and professional journalists facing serious risks for reporting from the peninsula, civic activists were a major source of information on developments in Crimea.
Violence and Harassment: There were numerous cases of security forces or police harassing activists and detaining journalists in connection with their civic or professional activities. For example, on November 3, occupation authorities detained two journalists of the Russia-based Grani.ru website near a Russia-controlled military court building in Simferopol on administrative charges related to public order. The journalists had come to the military court building to report on the sentencing of three Crimean Tatars by a military court in Rostov-on-Don, which was due to be delivered on the same day. Occupation authorities suggested the reporters had been involved in protests in support of the defendants, although local media reported the crowds of protesters had already dispersed when the journalists were arrested.
Censorship or Content Restrictions: Following Russia’s occupation of Crimea, journalists resorted to self-censorship to continue reporting and broadcasting.
There were reports occupation authorities sought to restrict access to or remove internet content about Crimea they disliked. As of September Russia-led authorities blocked 30 websites in Crimea, including the websites of the Crimean Tatar Mejlis (a representative body that Russia deems extremist), Jehovah’s Witnesses, Hizb ut-Tahrir, the Ministry of Integration of the Temporarily Occupied Territories of Ukraine, and several independent Ukrainian news outlets, among others. Censorship of independent internet sites was widespread (see Internet Freedom).
Occupation authorities banned most Ukrainian and Crimean Tatar-language broadcasts, replacing the content with Russian programming. On June 22, the Crimean Human Rights Group reported that occupation authorities were continuing to block Ukrainian FM radio stations in northern Crimea by broadcasting their stations on the same wavelength. The signal of Ukrainian FM radio stations was heard in only five of the area’s 19 settlements.
Human rights groups reported occupation authorities continued to forbid songs by Ukrainian singers from playing on Crimean radio stations.
National Security: Authorities cited laws protecting national security to justify retaliation against opponents of Russia’s occupation.
The Russian Federal Financial Monitoring Service included prominent critics of the occupation on its list of extremists and terrorists. Inclusion on the list prevented individuals from holding bank accounts, using notary services, and conducting other financial transactions.
Authorities frequently used the threat of “extremism,” “terrorism,” or other purported national security grounds to justify harassment or prosecution of individuals in retaliation for expressing opposition to the occupation. For example, on May 25, the Russia-controlled “supreme court” in occupied Crimea began hearing the in absentia trial of Lenur Isliamov, the owner of the Crimean Tatar television channel ATR. In 2015 occupation authorities charged Isliamov with “organizing an illegal armed group, committing sabotage, [and] public calls for extremist activities.” In 2015 Isliamov led a group of volunteers near the administrative border in blocking the transport of commercial goods to and from occupied Crimea. The Kharkiv Human Rights Protection Group called the act an “essentially peaceful civic blockade of Crimea,” and the Ukrainian government subsequently approved the formal registration of Isliamov’s organization.
Internet Freedom
Russian occupation authorities restricted free expression on the internet (see section 2.a. of the Country Reports on Human Rights for Russia), by imposing repressive Russian Federation laws on Crimea. Security services routinely monitored and controlled internet activity to suppress dissenting opinions. According to media accounts, occupation authorities interrogated and harassed residents of Crimea for online postings with pro-Ukrainian opinions (see Censorship or Content Restrictions, above).
Occupation authorities engaged in a widespread campaign to suppress the Crimean Tatar and Ukrainian languages (see section 6, National/Racial/Ethnic Minorities).
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures that the Russian government applied and enforced in occupied Crimea.
According to the June UN secretary-general’s special report, “public events initiated by perceived supporters of Ukrainian territorial integrity or critics of policies of the Russian Federation in Crimea were reportedly prevented or prohibited by occupation authorities.”
Human rights monitors reported that occupation authorities routinely denied permission to hold assemblies based on political beliefs, in particular to opponents of the occupation or those seeking to protest the actions of the occupation authorities. Those who gathered without permission were regularly charged with administrative offenses. Expansive rules about what type of gatherings required permits and selective enforcement of the rules made it difficult for protesters to avoid such offenses. For example, according to a local news website, on January 19, police shut down a small women-led rally in Kerch against the possible closure of the Taigan Safari Park, which faced mismanagement-related litigation in Russia-based courts. Police and representatives of the Kerch city council told the rally’s participants that holding a public event unauthorized by the city council was illegal. The participants complied in ending the rally, and several of them began disseminating leaflets to passers-by. An hour later, police detained several of the women and took them to the police station. Police did not register the arrests.
Occupation authorities brought charges for “unauthorized assemblies” against single-person protests, even though preauthorization is not required for individual protests. For example, according to the Crimean Human Rights Group, on June 8, police charged activist Serhiy Akimov with an administrative offense for holding a one-person protest in Simferopol in front of the Crimean “parliament” building in support of Russian politician Nikolay Platoshkin, who was under house arrest in Moscow.
There were reports that authorities used a ban on “unauthorized missionary activity” to restrict public gatherings of members of religious minorities. For example, on April 1, the “prosecutor” of Alushta opened administrative proceedings against Yusuf Ashirov, the imam of the local Islamic community, for “illegal missionary activity.” The prosecutor did not explain how Ashirov’s performance of Friday prayers, a traditional rite for Muslims, violated the law.
A “regulation” limits the places where public events may be held to 366 listed locations, which, as the HRMMU noted, restricted the ability to assemble to a shrinking number of “specially designated spaces,” a move that appeared “designed to dissuade” peaceful assembly.
There were reports occupation authorities charged and fined individuals for allegedly violating public assembly rules in retaliation for gathering to witness security force raids on homes.
See the Country Reports on Human Rights for Russia for a description of the relevant Russian laws and procedures that the Russian government applied and enforced in occupied Crimea.
Occupation authorities broadly restricted the exercise of freedom of association for individuals who opposed the occupation. For example, there were numerous reports of authorities taking steps to harass, intimidate, arrest, and imprison members of the human rights group Crimean Solidarity, an unregistered movement of friends and family of victims of repression by occupation authorities (see section 1.d.). During the year the Crimean Human Rights Group documented multiple cases in which police visited the homes of Crimean Solidarity activists to threaten them or warn them not to engage in “extremist” activities. For example, on May 6, Seyran Menseitov, a member of the Crimean Solidarity movement, received a letter from the Yevpatoriya “prosecutor’s office,” which warned him against participating in gatherings related to the May 18 “Day of Remembrance for the victims of the Crimean Tatar Genocide,” as they might constitute “extremist” activities. At least 10 other Crimean Tatar activists and journalists received similar “preventive warnings” in advance of the May 18 holiday.
According to human rights groups, Russian security services routinely monitored prayers at mosques for any mention that Crimea remained part of Ukraine. Russian security forces also monitored mosques for anti-Russia sentiment and as a means of recruiting police informants, whose secret testimony was used in trials of alleged Hizb ut-Tahrir members.
The Mejlis of the Crimean Tatar People remained banned for purported “extremism” despite a decision by the International Court of Justice holding that occupation authorities must “refrain from maintaining or imposing limitations on the ability of the Crimean Tatar community to conserve its representative institutions, including the Mejlis.” Following the 2016 ban on the Crimean Tatar Mejlis as an “extremist organization,” occupation authorities banned gatherings by Mejlis members and prosecuted individuals for discussing the Mejlis on social media.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
Occupation authorities imposed restrictions on freedom of movement.
In-country Movement: Occupation authorities maintained a state “border” at the administrative boundary between mainland Ukraine and Crimea. According to the HRMMU, the boundary and the absence of public transportation between Crimea and mainland Ukraine continued to undermine freedom of movement to and from the peninsula, affecting mainly the elderly and individuals with limited mobility. The government simplified crossing the administrative boundary for children in a decree that came into force on February 9. Children younger than 16 were allowed to cross the administrative boundary between mainland Ukraine and Crimea both ways if accompanied by one parent. Notarized permission of the second parent was no longer required. Children ages 14-16 could cross the administrative line both ways unaccompanied if they studied at an educational institution located in mainland Ukraine and resided or were registered in Crimea.
There were reports occupation authorities selectively detained and at times abused persons attempting to enter or leave Crimea. According to human rights groups, occupation authorities routinely detained adult men at the administrative boundary for additional questioning, threatened to seize passports and documents, seized telephones and memory cards, and questioned them for hours.
On March 14, Ukrainian authorities restricted crossing of the administrative boundary as a COVID-19 preventative measure. Under the restrictions, only individuals registered as residents of government-controlled territory could cross into mainland Ukraine, and only individuals registered in Crimea could cross into the occupied peninsula. Public backlash to the measures led the government to expand authorized crossings four days later, allowing for crossings for humanitarian reasons, such as family reunification, cases of serious illness, and the death of a close relative. On June 15, the State Border Guard Service rescinded the residency requirements and resumed normal operations of checkpoints along the administrative boundary, while still requiring self-isolation for persons leaving occupied Crimea. On August 1, the service rescinded the self-isolation requirement but temporarily closed the crossing points again from August 8 to 30.
On March 18, Russian occupation authorities banned Ukrainian citizens from entering occupied Crimea, citing COVID-19 prevention as justification. The number of administrative boundary crossings dropped to nearly 1 percent of historical levels as a result of these restrictions. For instance, from April to May, the State Border Guard Service registered 4,000 crossings of the administrative boundary, compared with 344,000 crossings during the same period in 2019.
On April 3, Russian occupation authorities imposed upon Ukrainians in Crimea a measure banning those they considered Russian citizens from leaving the territory of what they considered the Russian Federation. Occupation authorities justified the action by asserting that many Ukrainians in Crimea had Russian passports, many of which were issued without being requested. For example, on April 5, FSB officials at the administrative boundary denied the request of a Ukrainian citizen seeking cancer treatment in Kyiv to exit occupied Crimea, citing her alleged Russian citizenship. Similarly, on April 17, Soviet dissident and marathon swimmer Oleh Sofianyk presented a Ukrainian passport to Russian officials at the administrative boundary in order to cross into mainland Ukraine. The officials refused his request to exit occupied Crimea, citing his alleged Russian citizenship. On April 27, Sofianyk attempted a second time to exit Crimea, but authorities again refused his request. Sofianyk managed to leave the peninsula on June 2.
In other cases, occupation authorities issued entry bans to Crimean Tatars attempting to cross the administrative boundary. For example, on May 23, the FSB detained 61-year-old human rights defender Diliaver Memetov when he attempted to pass through an administrative boundary checkpoint for a planned trip to mainland Ukraine. Occupation authorities took Memetov to a police station, where he claims police tore out pages from his passport. Upon his release three hours later, Memetov attempted to cross again, but was denied entry and fined a substantial amount for presenting a damaged passport.
Occupation authorities launched criminal cases against numerous high-profile Crimean Tatar leaders, including Member of Parliament Mustafa Jemilev; the chairman of the Crimean Tatar Mejlis, Refat Chubarov; the director general of the ATR television channel, Lenur Isliamov; and ATR deputy director Aider Muzhdabayev.
According to the HRMMU, Ukrainian law restricts access to Crimea to three designated crossing points and imposes penalties, including long-term entry bans, for noncompliance. Crimean residents lacking Ukrainian passports, who only possessed Russian-issued Crimean travel documents not recognized by Ukrainian authorities, often faced difficulties when crossing into mainland Ukraine.
Citizenship: Russian occupation authorities required all residents of Crimea to be Russian citizens. Those who refused Russian citizenship could be subjected to arbitrary expulsion. According to the Crimean Human Rights Group, during the six years of Russia’s occupation, approximately 2,000 Ukrainians were prosecuted for not having Russian documents, and approximately 530 persons were ordered to be “deported.”
According to the HRMMU, in 2019 Crimean “courts” ordered “deportation” and forcible transfer of 109 Ukrainian citizens whose residence rights in Crimea were not recognized.
Residents of Crimea who chose not to adopt Russian citizenship were considered foreigners but in some cases could obtain a residency permit. Persons without Russian citizenship holding a residency permit were deprived of key rights and could not own agricultural land, vote or run for office, register a religious congregation, or register a vehicle. Authorities denied those who refused Russian citizenship access to “government” employment, education, and health care as well as the ability to open bank accounts and buy insurance, among other limitations.
According to the Crimean Human Rights Group, Russian authorities prosecuted private employers who continued to employ Ukrainians. Fines could be imposed on employers for every recorded case of employing a Ukrainian citizen without a labor license. Fines in such cases amounted to several million dollars.
In some cases authorities compelled Crimean residents to surrender their Ukrainian passports, complicating international travel, because many countries did not recognize “passports” issued by Russian occupation authorities.
Approximately 47,000 residents of Crimea registered as IDPs on the mainland, according to the Ministry of Social Policy. The Mejlis and local NGOs, such as Crimea SOS, believed the actual number could be as high as 100,000, as most IDPs remained unregistered. Many individuals fled due to fear that occupation authorities would target them for abuse because of their work as political activists or journalists. Muslims, Greek Catholics, and Evangelical Christians who left Crimea said they feared discrimination due to their religious beliefs.
Crimean Tatars, who made up the largest number of IDPs, said they left because of pressure on their community, including an increasing number of arbitrary searches of their homes, surveillance, and discrimination. In addition, many professionals left Crimea because Russian occupation authorities required them to apply for Russian professional licenses and adopt Russian procedures in their work.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Most independent human rights organizations ceased activities in Crimea following Russia’s occupation. Occupation authorities refused to cooperate with independent human rights NGOs, ignored their views, and harassed human rights monitors and threatened them with fines and imprisonment.
Russia continued to deny access to the peninsula to international human rights monitors from the OSCE and the United Nations.
Czech Republic
Executive Summary
The Czech Republic is a multiparty parliamentary democracy. Legislative authority is vested in a bicameral parliament, consisting of a Chamber of Deputies (Poslanecka snemovna) and a Senate (Senat). The president is head of state and appoints a prime minister from the majority party or coalition. Voters re-elected President Milos Zeman to a second five-year term in 2018 and held elections for seats in the Chamber of Deputies in 2017. The most recent elections for one-third of the seats in the Senate were held in two rounds on October 2-3 and October 9-10. Observers considered the elections free and fair.
The national police report to the Ministry of Interior and are responsible for enforcing the law and maintaining public order, including protecting the border and enforcing immigration law. The General Inspection of Security Forces reports to the Office of the Prime Minister and is responsible for investigating allegations of misconduct involving police, customs officials, fire fighters, and the prison service. General Inspection of Security Forces inspectors investigated allegations of criminal misconduct and carried out “integrity tests,” or sting operations, to catch violators in action. The Ministry of Defense oversees the Armed Forces of the Czech Republic. Civilian authorities maintained effective control over the security forces. Members of the security forces committed some abuses.
Significant human rights issues included: crimes involving violence or threats of violence against members of the Romani community and some nongovernmental organization representatives, and the lack of accountability for violence against women.
The government took steps to prosecute and punish officials who committed abuses in the security services and elsewhere in the government.
Section 2. Respect for Civil Liberties, Including:
The law provides for freedom of expression, including for the press, and the government generally respected this right. An independent press, an effective judiciary, and a functioning democratic political system combined to promote freedom of expression. The law provides for some limitations to this freedom, including in cases of hate speech, Holocaust denial, and denial of Communist-era crimes.
Freedom of Speech: The law prohibits speech that incites hatred based on race, religion, class, nationality, or other group affiliation. It also limits the denial of the Holocaust and Communist-era crimes. Individuals who are found guilty can serve up to three years in prison. The law is also applied to online, print, and broadcast media.
Appellate courts in two separate cases confirmed convictions of two men who posted online comments praising the 2019 fatal terrorist attack at a mosque in Christchurch, New Zealand. One man received a 30-month suspended sentence with a four-year probationary period. The other man received a three-year suspended sentence with a five-year probationary period.
The ombudsperson conducted a survey of 2016-19 case law concerning hate speech. The results indicated an increase in online hate speech and resort to courts, with one-third of the country’s courts encountering hate speech cases. Some 60 percent of cases involved attacks on groups of individuals based on nationality, ethnicity, skin color, religion, or sexual orientation, and the remaining cases involved hate speech against a specific person or a group. Roma and Muslims were the victims in 49 percent and 23 percent of decisions, respectively. Men committed 94 percent of underlying incidents, and 83 percent took place on Facebook. More than 90 percent of perpetrators were convicted in trial court proceedings. The most frequent punishment was a suspended sentence averaging 10 months or a fine.
Freedom of Press and Media, Including Online Media: Independent media were active and expressed a wide variety of views. President Zeman, his spokesperson, and parties on the far right and left publicly alleged bias in both public and private media outlets. The Freedom and Direct Democracy Party and the Communist Party openly sought to appoint politically polarizing figures to public media supervisory boards, raising concerns they were attempting to violate the political neutrality of these institutions. Parliament appointed six new members (out of 15) to the Czech Television Council. Observers raised concerns over the impartiality of some of the new members based on their public remarks skeptical of the need for independent media.
The law prohibits elected officials from controlling media properties while in office. Prime Minister Babis, who owned two prominent newspapers and other media outlets, placed the ownership of his media assets in a trust fund in 2017. Observers, however, maintained that this measure did not insulate media from the influence of the current government. In 2018 Transparency International (TI) lodged an administrative complaint arguing that Babis still controlled media assets. The regional government office reviewing the administrative complaint rejected TI’s argument. The supreme public prosecutor declined TI’s request to review the decision.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports the government monitored private online communications without appropriate legal authority.
The law prohibits, among others, speech that denigrates a nation, race, ethnic, or other group of persons; incites hatred toward members of a group or advocates the restriction of their civil rights; and publicly denies, questions, endorses, or vindicates genocide.
There were no government restrictions on academic freedom or cultural events.
In June the Supreme Administrative Court upheld a lower court’s rulings on the limits of President Zeman’s role in appointing professors to Charles University. By refusing to appoint two professors in 2015 and 2018, the court ruled that Zeman had overstepped his constitutional authority. Zeman has so far not complied with the ruling, which requires him to act on the nominations without further delay.
The constitution and law provide for the freedoms of peaceful assembly and association, and the government generally respected these rights.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
From March to May, the government imposed a state of emergency due to the COVID-19 pandemic, with restrictions on freedom of movement inside the country and travel abroad. The government lifted the restrictions on travel abroad at the end of April and incrementally eased restrictions on internal movement as the pandemic eased.
Foreign nationals who were physically present in the country during the spring state of emergency were exempt from enforcement related to their immigration or residency status and were allowed to remain in the country up to 60 days after the expiration of the state of emergency.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations to provide protection and assistance to refugees, asylum seekers, stateless persons, or other persons of concern.
Abuse of Migrants, Refugees, and Stateless Persons: Acts of physical intimidation and vandalism remained serious concerns. NGOs focusing on migration issues reported continued telephone and email threats (see section 6, Other Societal Violence and Discrimination).
NGOs reported that some shelters in the country declined protections to migrants as a result of restrictions to address the pandemic. In one case a Syrian woman and her minor children were unable to gain access to a shelter for domestic violence survivors to escape an abusive husband or father due to COVID-19 restrictions. An NGO provided the woman and the children with housing and assistance.
The ombudsperson visited detention centers for asylum seekers in the second quarter of the year and reported “significant restrictions on rights.” Specifically, it noted that the measures imposed to prevent the spread of COVID-19 were excessive and “created an environment where individuals were treated as potential sources of infection rather than people.”
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has an established system for providing protection to refugees and other specifically endangered foreign nationals.
Under the law the Ministry of Interior should decide on asylum cases within six months if the applicant has submitted all required documents. According to the ministry, during the first eight months of the year the average length of asylum procedures was 79 days. The length of asylum procedures in 90 percent of cases met all legal requirements. In the remaining cases, asylum applicants received information about new deadlines for completing the asylum process in compliance with the law. Observers criticized the length and substance of some decisions.
The European Court of Justice ruled in April that the Czech Republic failed to fulfill obligations under the European Commission’s (EC’s) 2015 temporary mechanism for the relocation of applicants for international protection (EU Relocation Scheme). The government has maintained a strong stance against mandatory quotas.
In 2018 the Ministry of Interior granted asylum to eight Chinese Christians who applied for asylum in 2016 but rejected 70 applications by other Chinese Christians. According to ministry officials, the rejected applicants were not able to prove their claims of persecution or that their lives were in danger as practicing Christians. Most of the rejected applicants appealed the ministry’s decisions in court, and some cases were returned to the ministry for review. In November 2019, the Supreme Administrative Court stated that persecution does not have to be personal but may relate to a group and remanded the refused asylum applications to the ministry. In the meantime the ministry granted applications by two of the Chinese Christians for permanent residence and indicated it would accept similar applications for adjustment of status.
Safe Country of Origin/Transit: The country generally adheres to the Dublin III Regulation, which calls for authorities to return asylum seekers to the first EU country they entered. The Ministry of Interior accepted asylum applications from individuals arriving from or through countries deemed to be safe, as defined by law. Authorities reviewed all cases individually, but usually did not grant international protection to these applicants. There are 24 countries on the list of safe countries.
Freedom of Movement: The length of detention for illegal migrants and rejected asylum seekers was shortened due to implementing a voluntary return system. By law, migrants facing deportation may be detained for up to 180 days. If there are children accompanying the adults, detention can last no more than 90 days with no possibility of further extension. Vulnerable persons, including families, cannot be detained if they apply for international protection.
As of September there were 150 migrants in detention facilities in the country. Fourteen migrants were in a detention facility specifically designed for vulnerable groups, single women without children, and families with children. There were no forced or voluntary returns of families with minors during the year. The Ministry of Interior reported there were no displaced unaccompanied children in the country during the year.
Durable Solutions: The government generally rejected requests within the EU Relocation Scheme to accept designated numbers of refugees and asylum seekers, including a request by the Greek government to accept 40 unaccompanied children younger than age 14 from Greek refugee camps. The Ministry of Interior based its decision on alleged security concerns.
A national integration program managed by the government in close cooperation with UNHCR and NGOs continued. Under the State Integration Program, beneficiaries of international protection are entitled to temporary accommodation, social services, Czech language training, and assistance with finding employment and permanent housing. Children are entitled to school education. As of July the government provided state funding for integration centers that were previously dependent on EU funding and introduced new integration measures, effective January 2021, to provide mandatory adaptation and integration courses for foreigners.
The Ministry of Interior started its own assisted voluntary return program in 2017 and effectively used it to help 1,574 individuals return to their country of origin. As of September 1, approximately 467 individuals had been voluntarily returned to their countries of origin.
The Ministry of Interior reported 519 stateless persons in the country at the end of 2019. UNHCR, however, estimated there were 1,394 persons that fell under its statelessness mandate at the end of 2019. The ministry reported five stateless persons applied for international protection and that four were granted asylum or subsidiary protection in 2019. The country did not have a legal definition of statelessness or a statelessness determination procedure. Stateless persons who do not possess a permanent residency permit were not entitled to receive an identity document. The law allows stateless persons to obtain citizenship after meeting certain criteria.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A variety of domestic and international human rights groups generally operated without governmental restriction, investigating and publishing their findings on human rights cases. Government officials were often cooperative and responsive to their views, although some politicians disparaged NGOs in public remarks.
Government Human Rights Bodies: The Office of the Government has a commissioner for human rights as well as several advisory and working-level bodies related to human rights, including the Government Council for Human Rights, the Council for Roma Minority Affairs, the Council for National Minorities, and the Board for Persons with Disabilities. The Governmental Council for Coordination of the Fight against Corruption was placed under the Ministry of Justice, and the Agency for Social Inclusion was placed under the Ministry of Regional Development.
The ombudsperson (public defender of rights) operated without government or party interference and had adequate resources. The ombudsperson’s office issued quarterly and annual reports to the government on its activities in addition to reports and recommendations on topics of special concern.
Human rights observers generally regarded the office of the ombudsperson as effective. The new ombudsperson elected in March, however, was widely criticized by NGOs, the Romani community, and some politicians who contended the ombudsperson had publicly downplayed the extent of discrimination faced by Roma and other minorities. The ombudsperson also stated that the protection of human rights was not among the functions of his office. Many observers called for the establishment of an independent institute for human rights. In addition to the public defender of rights, the country has ombudspersons for security forces and for education.
Georgia
Executive Summary
Georgia’s constitution provides for an executive branch that reports to the prime minister, a unicameral parliament, and a separate judiciary. The government is accountable to parliament. The president is the head of state and commander in chief. Under the constitution that came into force after December 2018, future presidents are not elected by popular vote, but by members of parliament. The Organization for Security and Cooperation in Europe deployed a limited number of observers for the October 31 parliamentary elections due to COVID-19; in a preliminary assessment, the observers stated the first round of the elections was competitive and, overall, fundamental freedoms were respected, but “pervasive allegations of pressure on voters and blurring of the line between the ruling party and the state reduced public confidence in some aspects of the process.”
The Ministry of Internal Affairs and the State Security Service of Georgia have primary responsibility for law enforcement and the maintenance of public order. The ministry is the primary law enforcement organization and includes the national police force, the border security force, and the Georgian Coast Guard. The State Security Service of Georgia is the internal intelligence service responsible for counterintelligence, counterterrorism, and anticorruption efforts. There were indications that at times civilian authorities did not maintain effective control of domestic security forces. Members of the security forces allegedly committed some abuses.
Significant human rights issues included: serious problems with the independence of the judiciary along with detentions, investigations and prosecutions widely considered to be politically motivated; unlawful interference with privacy; limited respect for freedom of peaceful assembly and association; and crimes involving violence or threats targeting lesbian, gay, bisexual, transgender, and intersex persons.
The government took steps to investigate some officials for human rights abuses, but impunity remained a problem, including a lack of accountability for the inappropriate police force used against journalists and protesters during June 2019 demonstrations and the 2017 abduction and rendition from Georgia of Azerbaijani journalist and activist Afgan Mukhtarli.
Russian-occupied regions of Abkhazia and South Ossetia remained outside central-government control and de facto authorities were supported by Russian forces. The 2008 ceasefire remained in effect, but Russian guards restricted the movement of local populations. Significant human rights issues in the regions included: unlawful killing, including in South Ossetia; unlawful detentions; restrictions on movement, especially of ethnic Georgians; restrictions on voting or otherwise participating in the political process; and restrictions on the ability of ethnic Georgians to own property or register businesses. While there was little official information on the human rights and humanitarian situation in South Ossetia, de facto authorities refused to permit most ethnic Georgians driven out by the 2008 conflict to return to their homes in South Ossetia. De facto authorities did not allow most international organizations regular access to South Ossetia to provide humanitarian assistance. Russian “borderization” of the administrative boundary lines increased, further restricting movement and separating residents from their communities and livelihoods. Russian and de facto authorities in both regions committed abuses with impunity.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of expression, including for the press, and citizens generally were free to exercise this right, although there were allegations the government at times did not adequately safeguard that freedom. During the year journalists, NGOs, and the international community raised serious concerns regarding the environment for media pluralism. In addition to raising such concerns, the Public Defender’s Office noted in its April parliamentary report covering 2019 that the country continued to lack proper statistics on offenses committed against journalists.
Freedom of Speech: NGOs accused the justice minister of attempting to restrict freedom of speech by suspending notary Bachana Shengelia from office on June 19 for comments he posted on Facebook regarding the controversial 2018 death of his mother, school principal Ia Kerzaia (see the 2019 Country Reports on Human Rights for Georgia, section 3). GYLA described the suspension as a restriction on freedom of expression and submitted a case on Shengelia’s behalf to the Constitutional Court on July 6.
Freedom of Press and Media, Including Online Media: Independent media were very active and expressed a wide variety of views. NGOs continued to express concern regarding the close relationship between the heads of the Georgian Public Broadcaster and Georgian National Communications Commission (GNCC) and the ruling party, the public broadcaster’s editorial bias in favor of the ruling party, decreased media pluralism, and a number of criminal prosecutions against owners of media outlets that appeared politically motivated.
In June parliament appointed Bondo Mdzinarishivli as a member of the nine-member Georgian Public Broadcaster Board of Trustees. Many media watchers expressed concern about Mdzinarishvili’s appointment, as he was known for his homophobic rhetoric at TV Obiektivi.
Some media outlets, watchdog groups, and NGOs continued to express concern regarding decreased media pluralism and continuing political influence in media. Concerns also persisted regarding government interference with some media outlets. Persistent allegations of political pressure on public broadcasters remained. During the year civil society groups alleged the ruling party continued to attempt to gain undue influence over Adjara Public Broadcaster following the controversial dismissal of Natia Kapanadze, the former director of Adjara Television, in April 2019. Kapanadze appealed the decision in court but lost. After several attempts, in November 2019 the Adjara Public Broadcaster Advisory Council elected a new director, Giorgi Kokhreidze, who fired and harassed dozens of employees who were vocally critical of the management.
On February 2, Natia Zoidze, deputy director of the Georgian Public Broadcaster, resigned as a result of what Reporters without Borders termed “political pressure.” Approximately one-third of the station’s employees (100) founded an alternative trade union to protect their rights. Solidarity rallies were held in several cities, including Batumi, Kutaisi, and Tbilisi, in support of Adjara Public Broadcaster’s employees and editorial policy. In March the public defender expressed concern regarding the possible negative effect the developments might have on freedom of expression, as did Reporters without Borders; Harlem Desir, the OSCE representative on freedom of the media; and 33 local NGOs. Former employees of Adjara Public Broadcaster and their respective trade unions filed several lawsuits and applied to the Prosecutor’s Office alleging harassment, interference with journalistic activities, and unlawful termination by Giorgi Kokhreidze.
Concerns continued regarding decreased media pluralism and an increase in the concentration of media outlets in favor of the ruling party following the July 2019 ECHR ruling in favor of a former owner of Rustavi 2, Kibar Khalvashi. Whereas the previous owner had been affiliated with the opposition United National Movement (UNM) party, Khalvashi was affiliated with the ruling party. During the year some journalists who had been fired due to changes of management and staff sought to defend their labor rights in court. Many media watchers expressed concern and called upon international watchdog groups to monitor thoroughly developments around the station. As of December, Rustavi 2’s reporting critical of the government had softened, particularly in the pre-election period. Rustavi 2’s former general director, Nika Gvaramia, and many journalists who formerly worked for Rustavi 2 moved to media outlet Mtavari Arkhi, which was established in September 2019 and was aligned with the opposition UNM party and one of the harshest critics of the ruling party. Other journalists who had worked at Rustavi 2 joined Formula TV, launched in August 2019, or TV Pirveli.
The Public Defender’s Office, some media watchers, NGOs, and opposition parties expressed suspicion that a number of criminal prosecutions against critical media outlets or their owners were politically motivated. On July 9, for example, the public defender stated that multiple criminal cases against owners of independent television companies raised questions about “attempts to persecute independent and critical media in the country.” On August 4, nine NGOs questioned the legality of the July 30 Tbilisi City Court criminal conviction of Giorgi Rurua, a shareholder of Mtavari Arkhi, and four-year prison sentence on charges related to the illegal purchase, storage, and carrying of firearms and ammunition. They also stated they saw reason to suspect the case was politically motivated. Several rights groups and opposition parties attributed the criminal proceedings against Rurua, and the verdict against him, to his activism during the June 2019 protest rallies (see Section 2.b., Freedom of Assembly) and his acquisition of a share in the opposition television station.
On December 1, Mtavari Arkhi’s general director Nika Gvaramia was notified a court case against him would resume on December 7. The opposition perceived this as the ruling party’s retribution for Mtavari Arkhi’s favorable coverage of the UNM. The case involved allegations that Nika Gvaramia exchanged advertising for two vehicles from Porsche Center Tbilisi. In summer 2019 Gvaramia was charged with abuse of power, misappropriation of property, and commercial bribery. The public defender stated that holding a company director civilly liable for the company’s decision should apply only in exceptional circumstances and that criminal liability should be even rarer. Gvaramia and a number of media advocacy groups disputed the charges, claiming they were politically motivated. Earlier in the year, Gvaramia claimed to have been physically assaulted and his family surveilled. His trial date remained postponed at year’s end.
In early January journalists from a business program at Maestro, a member of Imedi Media Holding, alleged censorship and political interference from Imedi TV’s director shortly before the program was shut down in March. The Georgian Charter of Journalistic Ethics (GCJE) described the case as a violation of the charter’s principle providing noninterference with journalists’ work.
Media rights groups alleged the GNCC sought to restrict freedom of the broadcast media through controversial amendments passed by parliament to the electronic communication law. The amendments, which were adopted on July 17, allow the GNCC to appoint special “media managers” to telecommunications companies–which include a number of broadcasters that operate as electronic communication companies through multiplexes–to enforce GNCC decisions. Local telecommunication companies also criticized the amendments, as did Reporters without Borders, which characterized the amendments as a government attempt to control radio stations and television channels.
Passage of the July amendments occurred in the context of concerns the GNCC sought to restrict freedom of expression through its online platform, Media Critic, created in December 2019. The platform was designed to examine and guide media content, and many media watchers voiced concern that the GNCC had overstepped its operational mandate. Mediachecker, a self-regulatory media monitoring platform, asserted Media Critic’s main activity was to criticize independent media outlets.
On November 1, the OSCE/ODIHR election observation mission reported that during the parliamentary election campaign the diverse and pluralistic media were highly polarized, and there was little analytical reporting and policy-based discussion, detracting from the voters’ ability to make a fully informed choice. The November 9 monitoring report on parliamentary elections by the GCJE stated the Georgian Public Broadcaster’s newscasts dedicated the largest portion of the time to the ruling party and that the government enjoyed the highest indicators of positive coverage.
By law media outlets are obligated to disclose information concerning their owners.
Violence and Harassment: There were attacks on journalists during the October election campaign allegedly by political party representatives. The GCJE, in a statement released in November, complained of verbal and physical abuse against media on Election Day by unknown assailants. On one occasion at a voting precinct, a journalist from online Publika.ge was assaulted and injured and his camera was broken. A criminal investigation was underway. In addition, a TV Pirveli journalist was hit in the face, and an On.ge reporter’s camera was damaged.
The GCJE also reported disproportionate use of force by law enforcement officials at a rally near the Central Election Commission. According to media reports, police injured four journalists and damaged their equipment. The GCJE alleged police intentionally targeted the media representatives with water cannons.
Throughout the year the Prosecutor General’s Office repeatedly claimed it continued to investigate attacks on journalists by law enforcement officers during the June 2019 protests in which several journalists were injured. Some journalists and NGOs claimed these injuries occurred as a result of the deliberate targeting of journalists. For example, GYLA stated law enforcement officers “deliberately fired rubber bullets” at media representatives, despite their identification badges. According to the Charter of Journalistic Ethics, 39 journalists were among the 240 injured, and GYLA and TI Georgia asserted they should be recognized as victims. The Prosecutor General’s Office questioned several journalists as witnesses. As of year’s end, the Prosecutor General’s investigation continued.
On June 12, the State Security Service of Georgia arrested a Russian citizen suspected in an alleged plot to kill Giorgi Gabunia, a Mtavari Arkhi journalist who in July 2019 insulted President Putin on a live show. The station’s general director and local media said the head of the Chechen Republic, Ramzan Kadyrov, ordered the killing. The latter denied his involvement. The Media Advocacy Coalition and Reporters without Borders urged the government to investigate the incident in a timely manner. On November 27, Gabunia received victim status. As of year’s end, the investigation continued.
There were some reports of harassment against media. For example, NGOs considered the State Security Service of Georgia’s investigation of Mtavari Arkhi for a report it broadcast to constitute harassment. On June 20, a number of media observers announced they considered the investigation gross interference in the editorial independence of the media, creating a risk of self-censorship. TI Georgia and the Media Advocacy Coalition advised the government to use the GCJE or a self-regulatory body operating at the television channel instead of opening a criminal investigation. The investigation was opened under the charge of discrediting the government, inflaming mistrust toward the authorities, which is punishable under the criminal code.
On June 24, the general secretary of the ruling party, Mayor Kakha Kaladze, posted to Facebook a photograph depicting three opposition-leaning media outlets (Mtavari Arkhi, Formula TV, and TV Pirveli) as generators of lies. The page referred to “Mtavari (main) Lie,” “Formula of the Lie,” and “Pirveli (first) Lie.” The post advertised a new initiative from the mayor of Tbilisi’s office, “Truth Punch,” a Facebook live series that was intended to combat disinformation in the media. On June 25, the Media Advocacy Coalition along with 11 member rights groups characterized the mayor’s post as an attempt “to use his political power to intensify attacks on media.” The mayor’s office took down the Truth Punch platform after two live streams, attributing the move to the summer season and criticism by media experts.
On October 21, a few days before parliamentary elections, Avtandil Tsereteli, father of the TV Pirveli owner, stated his life was threatened by some unknown persons if he did not change the station’s editorial policy.
Some watchdog groups, such as TI Georgia, expressed concern that law enforcement bodies summoned journalists for questioning and asked them to identify their sources. The law allows journalists to maintain the anonymity of their sources and not to be compelled to testify as a witness.
Nongovernmental Impact: Media observers, NGO representatives, and opposition politicians alleged Georgian Dream party chair and former prime minister Bidzina Ivanishvili continued to exert a powerful influence over the government and judiciary, including in government actions against the owner of TV Pirveli and the general director of Mtavari Arkhi.
On May 5, Facebook removed a network of pages, groups, and accounts linked to news agency Espersona, a media organization owned by a former Georgian Dream public relations consultant, claiming these were “fake news” pages. At the same time, Facebook took down a set of assets connected to the UNM party. Both parties denied any connection to the pages in question.
While there was a relatively greater diversity of media in Abkhazia than in South Ossetia, media in both Russian-occupied regions remained restricted by Russian and de facto authorities.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, but concerns remained regarding unauthorized surveillance. Insufficient information was available regarding general internet freedom in Abkhazia and South Ossetia.
In February a number of governments criticized Russia for launching disruptive cyberattacks in Georgia in October 2019. The cyberattacks directly affected the population, several thousand government and privately run websites, and interrupted the broadcast of at least two major television stations. In October, according to the Georgian Public Broadcaster website, a “cyberattack” caused it to stop broadcasting in the early evening on election day. It resumed broadcasting shortly after polls closed.
On August 25, the Board of Appeals held a hearing on terminating the authorization of the Shota Rustaveli School-Lyceum. The board upheld a March decision citing numerous academic, managerial, and facility violations. The school’s representative appealed, highlighting ethnic Azeri children who would be deprived of education and the disproportional nature of the decision compared to similar cases. In March government education officials had terminated the authorization of the school, which was alleged to be affiliated with exiled Turkish Islamic scholar and cleric Fethullah Gulen, without giving the school time to redress shortcomings. The school’s authorization had been valid until 2023. A monitoring team from the Education Ministry’s National Center for Education Quality Development, however, visited the school in February and in March released a report asserting the school did not meet one of three standards required by law. The Authorization Board of General Education Institutions used the report as grounds immediately to terminate the school’s authorization without allowing school representatives to respond to and resolve the cited shortcomings. The board had given other schools a deadline for resolving deficiencies rather than issuing an immediate revocation of authorization. According to civil.ge, the school was the third alleged Gulen-affiliated educational institution closed by the Ministry of Education since 2017.
The constitution and law provide for the freedoms of peaceful assembly and association; government respect for those rights was uneven.
The constitution and law generally provide for freedom of assembly. Human rights organizations expressed concern, however, regarding provisions in the law, including the requirement that political parties and other organizations give five days’ notice to local authorities to assemble in a public area, thereby precluding spontaneous demonstrations. The Public Defender’s Office and NGOs reported that police sometimes restricted, or ineffectively managed, freedom of assembly.
To combat the COVID-19 pandemic, the government instituted a state of emergency from March 21 through May 22. In the context of this state of emergency, on March 21, the president issued a decree restricting freedom of assembly. On May 22, parliament passed amendments to the Law on Public Health giving the government power to restrict movement and gatherings, and to implement other measures without a state of emergency to prevent the spread of COVID-19 until July 15. On July 14, parliament extended the amendments until the end of the year. On December 29, parliament extended the amendments to the Law on Public Health for six months, allowing the government to restrict rights without declaring a state of emergency and parliamentary oversight until July 1, 2021. There were no significant reports that the government abused its powers under the state of emergency.
While a number of protests took place during the year, there were reports that police restricted freedom of assembly at times. For example, the public defender and NGOs criticized police use of water cannons to disperse protesters outside of the Central Election Commission on November 8, after protesters tried to breach a metal fence around the commission. The public defender and the Georgian Democracy Initiative characterized this use of force as disproportionate. GYLA called it illegitimate and cited film footage showing that in some cases water cannons were directly targeted against peaceful protesters, resulting in injuries.
There were reports police continued to employ the administrative offenses code to restrict freedom of assembly. For example, in its December 10 report, Georgian Democracy Initiative stated authorities engaged in arbitrary administrative detention at a November 28 rally. In its June 19 report, GYLA stated police used the code to engage in the mass arrest of protesters in June 2019. The association described this as “unjustifiably restricting the right to peaceful assembly and demonstration.”
During the year the Public Defender’s Office and NGOs continued to report on the police response to the June 2019 protests outside parliament and the lack of accountability for police abuses. The protests proceeded peacefully until some protesters attempted to force their way into the parliament building. Police then used rubber bullets, tear gas, and water cannons without warning to break up the protests, injuring more than 200 persons, according to the Public Defender’s Office.
In its annual report on 2019 released in April, and on June 20, the Public Defender’s Office stated the force used in dispersing the rally could not be considered proportionate. The office also highlighted police failure to warn the protesters as required by law and give them adequate time to leave the area prior to the use of force and special equipment, such as rubber bullets. There also were widespread accusations by NGOs that police used disproportionate and excessive force. In a June report, GYLA concluded the events of June 2019 remained uninvestigated by authorities and accused the Internal Affairs Ministry of having used “mostly illegal and disproportionate force” to disperse protesters and “excessive and unnecessary force” against individuals in police custody. The association reported that police subjected some individuals to mistreatment during and after their detention.
Following the events of June 2019, the Special Tasks Department of the Ministry of Internal Affairs abandoned the use of rubber bullets in its less-lethal munitions arsenal.
In connection with the June 2019 events, the Prosecutor General’s Office filed charges against one Internal Affairs Ministry Special Tasks Department officer for intentionally targeting nonviolent protesters and two criminal police officers for abuse of power–one officer was accused of beating a prisoner while arresting him, and another of beating a protester held in a detention facility. The Tbilisi City Court was trying the three cases separately. The three defendants were charged with exceeding authority by using violence or weapons, a crime punishable by five to eight years of imprisonment and deprivation of the right to hold public office for up to three years. All three defendants were released on bail, and their trials continued as of year’s end.
In a special March 31 interim report, the Public Defender’s Office stated the prosecutor’s investigation of law enforcement actions in dispersing the protests was “still far from establishing the truth.” The office particularly faulted the Prosecutor General’s Office for the investigation’s lack of timeliness and thoroughness, including failing to provide a systemic legal analysis of events, failing to objectively or fully assess the responsibility of senior officials, and not fully implementing the Public Defender Office’s recommendations.
Three law enforcement officials were prosecuted in connection with the June 2019 events. As of June authorities had charged 17 activists with engaging in violence during the protests. Noting a substantially higher number of activists than police officers were injured, GYLA and the Human Rights Center raised concerns regarding the impartiality of the Prosecutor’s Office and termed the disparity in prosecutions “selective” in their June reports.
In its June 24 report, the Human Rights Center highlighted problems in the prosecution of a number of criminal cases against activists, including Morris Machalikashvili (also see section 1.e.). Machalikashvili, a nephew of Malkhaz Machalikashvili (see section 1.a.), was arrested following the June 20 protests and charged with “participation in group acts of violence against government officers.” He was previously detained in July 2019. Although investigators published video purporting to show Morris pushing police officers, the Human Rights Center reported the video did not show him engaging in violence against police. Malkhaz Machalikashvili and the Human Rights Center claimed Morris was only trying to exit the crowd and alleged the government was using Morris’ arrest to pressure Malkhaz Machalikashvili to drop his campaign for an investigation into his son’s death. On February 6, the court approved a plea agreement with Morris Machalikashvili that provided for a two-year conditional sentence.
The public defender reported violence against lesbian, gay, bisexual, transgender, and intersex (LGBTI) individuals, whether in the family or in public spaces, was a serious problem to which the government had not appropriately responded. As an example, she cited the government’s failure to take adequate measures to prevent homophobic groups from violently restricting the freedom of assembly of peaceful LGBTI activists in 2019. In October the Public Defender’s Office held a meeting with members of Tbilisi Pride and governmental offices to discuss the numerous vandalism attacks on Tbilisi Pride’s office over the summer. Civil society representatives at the meeting claimed police were not doing enough to prevent the attacks from happening and not investigating persons they believed were directing these attacks.
There were reports that some government representatives and supporters of the ruling party pressured political opposition figures and supporters (see sections 1.d. and 1.e.).
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation of citizens, but de facto authorities and Russian occupying forces limited this freedom in Abkhazia and South Ossetia.
In-country Movement: There were substantial impediments to internal movement due to a lack of access to the Russian-occupied regions of Abkhazia and South Ossetia. The majority of the approximately 290,000 internally displaced persons (IDPs) from Abkhazia and South Ossetia wished to return to their areas of origin but lacked adequate security provisions and political, human, economic, and movement protections absent a political resolution to the conflicts.
Foreigners were restricted from moving in and out of Russian-occupied South Ossetia but could access Russian-occupied Abkhazia with approval from the de facto authorities. The law prohibits entry into and exit from the Russian-occupied regions through the territory of neighboring states (i.e., Russia). There were reports in 2018 that Russia prohibited citizens of Commonwealth of Independent States countries from entering Abkhazia except from Russia, which violated Georgian law. These citizens, however, were at times able to enter from Tbilisi-administered territory if they were staff members of international organizations or if there was a request from an international organization such as the United Nations.
Russia and de facto Abkhaz authorities limited international organizations’ ability to operate in Abkhazia. Russia and de facto South Ossetian authorities limited access of international organizations, including humanitarian organizations, to South Ossetia. Before COVID-19, the cochairs of the Geneva International Discussions (GID)–representing the United Nations, the OSCE, and the EU–visited South Ossetia and Abkhazia approximately quarterly prior to most rounds of the GID. The ICRC office in Tskhinvali was the only international organization represented in South Ossetia.
De facto authorities and Russian forces in the Russian-occupied territories also restricted the movement of the local population across the administrative boundary lines. Although they showed some flexibility for travel for medical care, pension services, religious services, and education, in several instances during the year, de facto authorities hindered access to medical care in Tbilisi-administered territory for residents in the occupied territories. On July 7, media outlets reported the death of Akhalgori resident Gela Gariev at the Tskhinvali hospital after several failed attempts to cross the South Ossetia administrative boundary line to receive medical treatment in Tbilisi-administered territory. By year’s end 16 persons reportedly died in occupied South Ossetia due to inability to cross into Tbilisi-administered territory to receive higher quality medical care. The last person was Onise Gatenashvili, who died on November 14 during ICRC-administered medical evacuation to Tbilisi-administered territory. The reason of death was determined to be delayed treatment.
In September 2019 de facto South Ossetian authorities closed all but one checkpoint along the South Ossetia administrative boundary line, claiming it was necessary for “national security.” The GID cochairs and other international actors expressed concern that prolonged crossing closures would undermine livelihoods; prevent local residents from getting the pensions, food, and medicine they needed; and potentially cause a new wave of displacement. As of year’s end, all crossing points remained closed.
Since 2017, when de facto authorities closed two of the four remaining Abkhazia administrative boundary line crossing points, crossings stayed open only at the Enguri Bridge and Saberio-Pakhulani. On March 14, asserting preventive measures were needed to avoid the spread of COVID-19, de facto authorities closed the Enguri and Saberio-Pakhulani crossing points as well. According to reliable sources, the closures particularly affected ethnic Georgian Gali residents, who became practically unable to collect their pensions and allowances or to receive scheduled (nonemergency) medical treatment in Tbilisi-administered territory. The Gali clinics were also said to be largely ignored by de facto Abkhaz authorities in terms of receiving international humanitarian medical assistance.
As of December, however, de facto Abkhaz authorities briefly opened the Enguri crossing point seven times during the year to allow the return of residents who received medical treatment in Tbilisi-administered territory. Also, starting in mid-October, the Office of the UN High Commissioner for Refugees (UNHCR) facilitated Georgian-Abkhaz cooperation to establish a “humanitarian corridor” at the Enguri crossing point, which enabled ethnic Georgian residents of Abkhazia to access life-saving medicines and pensions from the government.
Regarding travel documents, residents of Abkhazia who had Georgian citizenship could not use their Georgian passports to cross the Abkhazia administrative boundary line to or from Tbilisi-administered territory. Since 2018 de facto authorities prohibited older Soviet-era passports, used by thousands of ethnic Georgians living in Abkhazia for crossing, threatening the livelihood of many residents. De facto authorities claimed residents without valid crossing documents were allowed to apply for residence permits (reserved for “foreign” residents) that would enable them to cross but would strip them of voting, property, and other rights. During the year only holders of new Abkhaz “passports,” permanent residence permits, and temporary identification documents known as Form No. 9 were allowed to cross. Form No. 9 identification was given to any resident who applied for a residence permit and was valid until that person received the permit or for six months maximum. There were still some residents of Abkhazia without valid documentation.
Georgian passport holders not resident in Abkhazia could cross a checkpoint if they possessed invitation letters cleared by the de facto state security services allowing them to enter Abkhazia. The latter did not consistently provide permission to cross and limited movement to specific areas. Crossing permits issued by de facto South Ossetian authorities were the only document that allowed movement across the South Ossetia administrative boundary line to or from Tbilisi-administered territory.
De facto Abkhaz authorities prohibited Georgian Orthodox Church clergy from entering the occupied territory.
Villagers who approached the administrative boundary lines or crossings risked detention by members of the Russian Federal Border Service (referred to hereinafter as “Russian guards”). Russian guards along the Abkhazia administrative boundary line typically enforced the boundary-crossing rules imposed by de facto authorities through detentions and fines. Along the South Ossetia administrative boundary line, Russian guards frequently transferred individuals to de facto authorities. The State Security Service of Georgia reported detentions by de facto authorities typically lasted two to three days until the detainee paid “fines” set by the de facto “court,” although some sentences for “violations of the state border” carried considerably longer terms.
As of December 31, the EU Monitoring Mission (EUMM) was aware of eight individuals detained along the administrative boundary line with Abkhazia and 56 detained along the administrative boundary line with South Ossetia. There were credible reports based on local sources that on several occasions de facto security actors or Russian guards crossed into Tbilisi-administered territory to detain an individual. Most often, the arrested individuals were accused of violating the “state border.” According to EUMM, many detainees were obliged to sign documents in Russian that they did not understand.
De facto authorities continued to expand and reinforce fencing and other physical barriers along the administrative boundary line between Tbilisi-administered territory and South Ossetia. This expansion of the Russian “borderization” policy further restricted movement, creating physical barriers and obstructing access to agricultural land, water supplies, and cemeteries.
In an illustrative example of the effects of the Russian “borderization” policy, as a result of barbed wire installed by Russian guards in 2012, the house of 80-year-old Data Vanishvili was on the occupied South Ossetian side, while his plot of land, which he had been tilling all his life, remained on Tbilisi-administered territory. Since then Datishvili has been unable to go to Tbilisi-administered territory to collect his Georgian pension or go in the direction of Tskhinvali to buy foodstuffs and other essential goods, since he refused to relinquish his Georgian passport. On April 17, the de facto regime detained Datishvili’s grandson, Malkhaz Kurtaev, and his wife, Tatia Adikashvili, who were staying with him, reportedly after a short trip to Tbilisi-administered territory. De facto authorities released both shortly afterwards.
According to UNHCR, as of December there were approximately 290,000 IDPs from the 1992-93 and 2008 conflicts. UNHCR estimated 240,000 persons were IDPs, with the remaining 50,000 in “IDP-like” situations in need of protection and humanitarian assistance. This number included individuals who returned to Russian-occupied Abkhazia and South Ossetia as well as those displaced in the 2008 conflict, who subsequently were relocated or obtained housing or cash compensation. Governmental responsibilities for IDPs are divided among the Ministries of Internally Displaced Persons from the Occupied Territories, Labor, Health, and Social Affairs; the State Ministry for Reconciliation and Civic Equality; and the Ministry of Regional Development and Infrastructure. As of year’s end, a long-planned IDP social allowance reform to change the assistance from status-based to needs-based had not been implemented.
Most persons displaced in 2008 received formal IDP status in accordance with national legislation, although some individuals who were not displaced by the 2008 conflict and lived close to the administrative boundary line were officially described as being in an “IDP-like situation.” The government provided monthly allowances to persons recognized as IDPs, promoted their socioeconomic integration, and sought to create conditions for their return in safety and dignity.
Despite their 1994 agreement with Georgia, Russia, and UNHCR that called for the safe, secure, and voluntary return of IDPs who fled during the 1992-93 war, de facto Abkhaz authorities continued to prevent the return of those displaced by the war. Between 45,000 and 60,000 IDPs had returned since that time to the Gali, Ochamchire, and Tkvarcheli regions of eastern Abkhazia, but de facto Abkhaz authorities refused to allow the return of IDPs to other regions. De facto authorities prevented IDPs living elsewhere in the country from reclaiming homes in Abkhazia based on a “law” that expropriated all “abandoned property” from the 1992-93 war. IDPs who returned and managed to obtain Abkhaz “passports” were allowed to buy and sell property.
Ethnic Georgians living in Russian-occupied Abkhazia lacked fundamental rights and confronted onerous registration requirements that threatened their continued status. De facto authorities continued to pressure ethnic Georgians to acquire a “foreign residency permit” that allows the holder to cross the administrative boundary line and remain in Abkhazia for a period of five years. An applicant must, however, accept the status of an alien (i.e., a Georgian living as a foreigner in Abkhazia), may not purchase property, may not transfer residency rights of property to children born in de facto controlled territory, may not vote, and must accept a lack of other basic rights. In 2019 de facto Abkhaz authorities required additional permits and threatened to discontinue administrative boundary line crossing with a Form No. 9 administrative pass. During the year, before the pandemic closures, Form No. 9 was reportedly allowed sporadically for crossing after new de facto president Aslan Bzhania came to power.
Since 2015 UNHCR reported a widening documentation gap in Russian-occupied Abkhazia, noting fewer residents of Gali district held valid documents due to the expiration and nonrenewal of documentation by de facto authorities there. The solution offered by de facto authorities, i.e., to issue permanent residence permits, did not provide the full scope of rights and was not welcomed by the majority of Gali district residents who did not wish to declare themselves foreigners living in their ancestral land.
The government cooperated with UNHCR and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Refoulement: In 2019 UNHCR learned of a few cases of asylum seekers who were denied access to the territory (and consequently the asylum procedure) at the border and whose return may have amounted to indirect refoulement. During 2019, but also in 2020, the penalization for irregular entry for individuals accepted into the asylum procedures remained a problem.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. The Public Defender’s Office and NGOs, however, alleged executive and judicial authorities made politically motivated decisions in response to asylum requests by some Turkish citizens and a number of Azerbaijani citizens, although they reported the situation had improved since 2018. UNHCR reported concerns regarding applications from citizens of Afghanistan, Eritrea, Iran, Iraq, Syria, Yemen being rejected automatically on national security grounds, without a thorough examination on a case-by-case basis of the threat posed by the individual applicants. Rejected asylum seekers from those countries were rarely deported, nor were they detained, which brought into question whether they posed a security threat.
The law distinguishes among three types of protection: refugee status (as per the 1951 Refugee Convention), protected humanitarian status (complementary protection), and temporary protection. In July 2018 the Ministry of Internally Displaced Persons from the Occupied Territories, Refugees, and Accommodation was dismantled and its asylum portfolio transferred to the Ministry of Internal Affairs.
In 2019 the number of asylum seekers increased. By December 2019 the overall recognition rate increased to 16 percent, compared with 14.5 percent in 2018. The overall recognition rate, however, dropped to 3 percent in the first half of the year.
The overall protection situation became more complicated for persons in need of asylum or refugee status. Gaps remained between asylum seekers’ access to the country’s territory and the fairness and efficiency of the refugee status determination procedures, the provision of assistance by national authorities, including free legal aid at the administrative stage of the asylum procedure, the need to adjust the reception capacities to the needs of asylum seekers, and effectively engaging the judiciary in the substantive review of asylum decisions.
UNHCR raised concerns regarding the trend since the end of 2019 of the government not issuing or not extending identification cards for newly registered asylum seekers or asylum seekers already in process and not extending residence documents for recognized refugees and humanitarian status holders, for reasons not provided to them, as required by law. The lack of identification hindered the access of asylum seekers to all the rights provided by law, leaving them vulnerable to deportation or refoulement.
Employment: Persons under international protection have legal access to the labor market. Foreigners, including persons under international protection, may register in the Worknet state program for vocational training and skills development. The program, however, is available only in the Georgian language.
Access to Basic Services: The government provided limited assistance to persons with protected status. The government supported an integration center to provide structured integration programs for such persons and a reception center that had adequate services for asylum seekers and capacity for approximately 150 persons.
The law enables refugees to receive a temporary residence permit during the entirety of their asylum procedure as well as documentation necessary to open a bank account and register a business or property. Refugees receive a renewable temporary residence permit for three years, while protected humanitarian status holders receive a permit for one year, renewable upon a positive assessment of the need for continued protection. Access to education remained a problem due to the language barrier, notwithstanding the government’s provision of Georgian language classes.
Durable Solutions: The government offered a path to naturalization for refugees residing on its territory that includes required language and history tests. Authorities purportedly denied naturalization to some applicants based on national security concerns.
Temporary Protection: The law on the legal status of aliens and stateless persons provides avenues for temporary stay permits for those individuals who were rejected for international protection but cannot be returned to their countries of origin due to the reasons stated in the law. The Ministry of Internal Affairs may grant temporary stay permits to individuals who meet the criteria for refugee status or humanitarian protection but who were rejected on national security grounds.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Domestic and international human rights groups in most instances operated without government restriction, investigating and publishing their findings on human rights cases. Government officials were somewhat responsive to their views.
The United Nations or Other International Bodies: While there was little official information on the human rights situation in the Russian-occupied regions of South Ossetia and Abkhazia due to limited access, allegations of abuse persisted. De facto authorities in the occupied territories continued to deny unimpeded access to the United Nations and other international bodies.
Government Human Rights Bodies: NGOs viewed the Public Defender’s Office, which has a mandate to monitor human rights and investigate allegations of abuse and discrimination, as the most objective of the government’s human rights bodies. The constitution limits the public defender to one six-year term in office.
The Public Defender’s Office lacks authority to initiate prosecutions or other legal actions, but it may recommend action, and the government must respond. While the office generally operated without government interference and was considered effective, the office reported government offices at times responded partially or not at all to inquiries and recommendations, despite a requirement to respond to information requests within 10 days and initiate follow-up action within 20 days.
The Public Defender’s Office retains the right to make nonbinding recommendations to law enforcement agencies to investigate individual human rights cases. The office must submit an annual report on the human rights situation for the calendar year but may also make periodic reports. The office may not report allegations of torture unless the victim gives clear consent or a monitor from the office witnessed the torture.
By law the Prosecutor General’s Office is responsible for the protection of human rights and fundamental freedoms. The human rights unit of the office monitors government prosecutions overall and supervises compliance with national and international human rights obligations and standards. The unit reviews statistical and analytical activities related to the Prosecutor General’s Office or the justice system at large, and it is responsible for examining and responding to recommendations of national and international institutions involving human rights.
The Prosecutor General’s Office is required to investigate high-profile cases and other criminal offenses. The office may take control of any investigation if it determines that doing so is in the best interest of justice (e.g., in cases of conflict of interest and police abuse cases). In certain politically sensitive cases investigated by the office–including the case of Azerbaijani journalist Afgan Mukhtarli and instances of political violence–impunity remained a problem. During the year local NGOs expressed alarm regarding what they considered politically motivated investigations and prosecutions (see section 1.e.).
In the Ministry of Internal Affairs, the Human Rights Department is in charge of ensuring prompt response and quality of investigations of domestic violence, hate crime, violence against women, human trafficking, crimes committed by or toward minors, and crimes based on discrimination. The ministry’s General Inspection Department investigates cases of human rights abuses by police officers. The human rights unit of the Prosecutor General’s Office has a mandate to monitor and investigate allegations of abuse and discrimination. The Prosecutor General’s Office continued training prosecutors on proper standards for prosecuting cases of alleged mistreatment by public officials.
The effectiveness of government mechanisms to investigate and punish abuse by law enforcement officials and security forces was limited, and domestic and international concern regarding impunity remained high. As of November the Investigative Department of the State Inspector’s Service had commenced 256 criminal investigations; four of 256 cases investigated by the State Inspector’s Service were prosecuted, and convictions were obtained in three cases.
The Incident Prevention and Response Mechanism (IPRM), which was designed to cover Abkhazia and South Ossetia and includes security actors from the government, Russia, and de facto authorities of the Russian-occupied regions, considered human rights abuses reported in the occupied territories and along the administrative boundary line. Due to a dispute regarding agenda items, however, IPRM meetings in Gali (Abkhazia) had been suspended since 2018. Regular IPRM meetings in Ergneti (South Ossetia) had also been suspended, although IPRM meetings took place in Ergneti on July 30 and September 24. In August 2019 South Ossetian participants walked out of an IPRM meeting in Ergneti. De facto authorities in the occupied territories did not grant representatives of the Public Defender’s Office access. The government fully supported and participated actively in IPRM meetings.
Hungary
Executive Summary
Hungary is a multiparty parliamentary democracy. The unicameral National Assembly (parliament) exercises legislative authority. It elects the president (the head of state) every five years. The president appoints a prime minister from the majority party or coalition in parliament following national elections every four years. In parliamentary elections in 2018, the Fidesz-Christian Democratic People’s Party alliance led by Fidesz party leader Viktor Orban won a two-thirds majority in parliament. The Organization for Security and Cooperation in Europe election observation mission found that “fundamental rights and freedoms were respected overall, but exercised in an adverse climate.” Specifically, it characterized certain elements of the election as “at odds with the organization’s commitments” and noted, “The widespread government information campaign was largely indistinguishable from Fidesz campaigning, giving it a clear advantage.” Orban has been prime minister since 2010.
The National Police Headquarters, under the direction of the minister of interior, is responsible for maintaining order nationwide. The Counterterrorism Center is responsible for protecting the president and the prime minister and for preventing, uncovering, and detecting terrorist acts; it is directly subordinate to the minister of interior. The Hungarian Defense Forces are subordinate to the Ministry of Defense and are responsible for external security as well as aspects of domestic security and disaster response. Since 2015, under a declared state of emergency prompted by mass migration, defense forces may assist law enforcement forces in border protection and handling mass migration situations. The state of emergency was renewed in September for another six months. On April 29, the government amended a decree passed under the coronavirus state of emergency law that allows the minister of interior to involve police and the military to participate in the protection of medical resources and permits the military during the state of emergency to take part in street patrols and in monitoring compliance with security measures. Civilian authorities maintained effective control over the security forces. There were no reports that members of the security forces committed abuses.
Significant human rights issues included: criminal penalties for spreading a “falsehood” or “distorted truth” or libel (although court decisions limited the impact of the latter); exposure of asylum seekers to risk of refoulement; allegations of corrupt use of state power to grant privileges to certain economic actors; reports of political intimidation of and legal restrictions on civil society organizations, including criminal and financial penalties for migration-related work of nongovernmental organizations; and threats of violence by extremists targeting Roma and lesbian, gay, bisexual, transgender, and intersex persons.
The government took some steps to identify, investigate, prosecute, and punish officials who committed human rights abuses. Impunity for human rights abuses was not widespread.
Section 2. Respect for Civil Liberties, Including:
The constitution provides for freedom of expression, including for members of the press, and media were active and expressed a wide range of views. There were some formal restrictions on content related to “hate speech.”
On March 30, as part of the government’s legislative package declaring a state of emergency due to COVID-19, parliament permanently amended the criminal code to increase the penalty for spreading a “falsehood” or “distorted truth” (“scaremongering”) that could obstruct or prevent successful protection under a special legal order to imprisonment of up to five years (see section 3 for more on the state of emergency). Government officials asserted that the legislation sought to discourage the spread of harmful “fake news” that could hinder attempts to keep the pandemic under control. Domestic and international observers spoke out against the legislation and raised concerns about its potential effects on media freedom. On March 27, the Office of the UN High Commissioner for Human Rights (OHCHR) expressed concerns that the amendments could negatively affect the work of journalists and have a potentially chilling effect on freedom of expression. On March 26, Reporters without Borders (RSF) stated that the law granted the government a tool to threaten journalists and intimidate them into self-censorship. On April 21, RSF also noted that before the legislation was submitted, “progovernment media organizations” had called for the arrest of journalists critical of the government.
On June 25, the Constitutional Court ruled that the 2018 government decree classifying the nonprofit Central European Press and Media Foundation (KESMA)–which experts estimated controls between 80 and 90 percent of all commercial Hungarian media outlets and is managed by Fidesz party allies–as being of “national strategic importance” was constitutional. The Competition Authority and the Media Council cannot scrutinize transactions categorized as of national strategic significance. Government-linked media mounted mostly ad hominem attacks against the owner of the country’s largest independent media group. A law granting members of parliament the right to enter the offices of public buildings was repealed in 2019, and they now require prior notification or permission; experts viewed this as a response to opposition members of parliament having attempted to enter government and state-run media facilities as a form of protest. The European Commission reported that KESMA represented an “increased risk to media pluralism.”
During the COVID-19 pandemic, the government set up an Operative Board to manage and communicate government action. Operative Board members answered press questions submitted in writing and in advance at daily press briefings. Independent and government-critical media repeatedly complained that their questions were rarely answered.
Freedom of Speech: Criminal law provides that any person who publicly incites hatred against any national, ethnic, racial, religious, or certain other designated groups of the population may be prosecuted and convicted of a felony punishable by imprisonment for up to three years. The constitution includes hate speech provisions to “protect the dignity of the Hungarian nation or of any national, ethnic, racial, or religious community.” The law prohibits the public denial of, expression of doubt about, or minimization of the Holocaust, genocide, and other crimes of the National Socialist (Nazi) and communist regimes; such crimes are punishable by up to three years in prison. The law also prohibits as a misdemeanor the wearing, exhibiting, or promoting of the swastika, the logo of the Nazi SS, the symbols of the Arrow Cross, the hammer and sickle, or the five-pointed red star in a way that harms human dignity or the memory of the victims of dictatorships. Judicial remedies exist for damage to individuals and communities that results from hate speech; however, NGOs representing the lesbian, gay, bisexual, transgender, and intersex (LGBTI) community reported that police officers continued to resist classifying incidents as hate speech and were unfamiliar with police hate crime protocols (see section 6). The media law also prohibits media content intended to incite hatred or violence against specific minority or majority communities and their members. The law includes the provision that media content must not have the potential to instigate an act of terrorism.
On May 12, police went to the home of a man from Borsod County with a search warrant based on suspicion of COVID-19 “scaremongering” because of his April 28 social media post. The man had questioned the government’s decision to lift curfew restrictions the day after a peak of the pandemic and appealed to “our dear dictator, our dear leader.” Police published photos and videos of the arrest, which was widely reported. Police released him that afternoon after questioning and told him he would not be charged since no crime had been committed.
On May 13, police also carried out a home raid and detained Janos Csoka-Szucs, a member of the opposition Momentum party in the town of Gyula, for a comment he made in a closed Facebook group on April 20. Csoka-Szucs had shared a post from an independent member of parliament about a protest against the government’s decision to discharge patients from hospitals to make room for potential COVID-19 cases. Police claimed his post “jeopardized the effectiveness of the defense in an emergency.” He was released after four hours of questioning, but police seized his computer and mobile phone. NGOs and opposition parties claimed the arrest was an attempt to suppress free speech and intimidate opponents of the government.
A law approved in 2018 imposed a 25 percent tax on civil entities that aid or promote illegal immigration, including groups that support media campaigns deemed to aid or promote immigration. Several NGOs sharply criticized the law, noting that it penalizes the public expression of opinions different from that of the government (see also section 5). According to press reports, no entity had paid any tax in 2019 under the law, and no known tax office investigation or audit had been conducted to that effect.
On September 21, the independent news outlet Telex reported that, in a June 2 letter, the Ministry of Foreign Affairs and Trade deputy state secretary for development of European affairs, Jozsef Magyar, asked the country’s EU-based embassies to report the professional visits of Hungarian journalists to those countries. According to the report, the letter asked the embassies to report when the visit(s) took place, which Hungarian outlets took part, and the organizations or local press outlets with which they met. In response to Telex’s query as to the purpose of gathering such information, the ministry stated: “To fulfill its mandate, [the ministry] is doing everything against foreign interference in Hungarian domestic affairs. Experience has shown that Soros organizations tend to be behind such attacks.”
On September 29, the Prosecutor General’s Office indicted the president of the Momentum party, Andras Fekete-Gyor, and another member of the party on the charge of assaulting law enforcement personnel during the 2018 protests against the government’s changes to the labor code, which critics dubbed the “slave law” (see section 7). Fekete-Gyor declared he was innocent of the charges, which he described as politically motivated, and opposition Democratic Coalition party released a statement of support, arguing that the government was attempting to use the justice system to stifle freedom of expression.
Freedom of Press and Media, Including Online Media: Independent media were active and expressed a wide variety of views without formal restriction. Media consolidation resulted in further expansion of government-friendly enterprises and reduction in other media voices. Some new independent media outlets were founded, one of them by reporters from a formerly independent outlet. Radio Free Europe/Radio Liberty (RFE/RL) relaunched its Hungarian service on September 8.
In February the beverage company Hell Energy Drink brought a lawsuit against the monthly magazine Forbes Hungary after it published a list of the richest Hungarians. Forbes was forced to recall the issue from newsstands because the privately owned family beverage company argued that the magazine had breached their privacy under the EU’s General Data Protection Regulation (GDPR). In October the company also obtained a court order barring the publication of parts of an article in the weekly Magyar Narancs, which noted that companies connected to the family had received large amounts in state and EU grants and subsidized loans in previous years, citing again GDPR regulations.
On March 31, government-aligned media mogul Miklos Vaszily purchased 50 percent of Indamedia, the advertising sales company that generated virtually all revenues for the independent news site Index, at the time the country’s most visited online news outlet. With ad revenues decreasing due to the COVID-19 pandemic, a newly appointed adviser proposed a reorganization plan that would have stripped part of the editorial board’s control. In June, Index’s editor in chief, Szabolcs Dull, publicly opposed the proposal, warning that the outlet was under increasing political pressure. In response, Laszlo Bodolai, chairman of the board of Index’s parent foundation, fired Dull on July 22. Bodolai asserted that Dull’s actions had endangered Index’s economic viability while denying that the outlet’s independence was at risk. Index journalists publicly called Dull’s dismissal “unacceptable” and an open attempt at pressure, which would lead to “the end of independent reporting.” On July 24, more than 70 journalists–the majority of Index’s staff–resigned in protest. On November 23, Indamedia announced it had purchased all of Index’s shares. As of November the website was still operating under the same name but with different staff and with far fewer investigative stories.
Some progovernment outlets relied almost completely on government advertising for their revenues. According to Freedom House, “while private, opposition-aligned media outlets exist, national, regional, and local media are increasingly dominated by progovernment outlets, which are frequently used to smear political opponents and highlight false accusations. Government advertising and sponsorships favored progovernment outlets, leaving independent and critical outlets in a financially precarious position.” The European Commission stated that advertising directed at progovernment outlets permitted the government to exert indirect control over media.
The government and government-linked entities often excluded independent and opposition media from their events and press conferences.
The National Media and Info-Communications Authority (NMHH), subordinate to parliament, is the central state administrative body for regulating media. The authority of the NMHH includes overseeing the operation of broadcast and media markets as well as “contributing to the execution of the government’s policy in the areas of frequency management and telecommunications.” The NMHH president serves as the chair of the five-member Media Council, the decision-making body of the NMHH that supervises broadcast, cable, online, and print media content and spectrum management. The NMHH consists exclusively of persons named by the governing parties. Some experts criticized the NMHH’s frequency awarding practices for allegedly penalizing radio stations that are critical of the government. In December 2019 the NMHH declined to extend the frequency license of a prominent Budapest community radio station, citing previous minor violations of the media law for which the station had already been fined. The station continued to operate online throughout the year. The Capital City Court of Law ruled in July that a September 2019 Media Council resolution that exonerated a public television station from accusations of unlawful bias violated the media law. The court ordered the Media Council to conduct new proceedings into the case. In September the NMHH announced it would not renew the frequency license for Klubradio, set to expire in February 2021, due to minor national content violations. Klubradio had previously broadcast news critical of the government.
The state news agency, MTI, which offers its services free of charge, is mandated by law to provide balanced, objective, nonpartisan coverage. Media watchdogs and independent outlets criticized the state media for concealing facts and opinions unfavorable to the government. Because MTI’s news services are free, its news products are broadcast widely by national and local outlets. Opposition politicians complained that they were rarely able to appear on state-run broadcasts or were given significantly less time to articulate their positions.
A November independent press report described a concerted effort by state-run media to promote the political agenda of Fidesz ahead of the 2019 European Parliament elections. The report included audio recordings from officials at state media conglomerate MTVA from March and April 2019, in which MTVA chief editor Balazs Bende and news director Zsolt Nemeth were heard directing MTVA employees to promote the government agenda in advance of the elections. Bende made repeated threats that employees were to get on board with the directive or “get out.” According to the independent press report, the Media Council stated it had “received a complaint which was being investigated.”
The speaker of parliament, Laszlo Kover, continued to ban parliamentary access for various individuals–primarily journalists–for alleged violations of parliamentary rules. On May 26, the ECHR ruled that the bans Kover imposed on journalists working for independent and government-critical media in the spring of 2016 unlawfully restricted the work of media and violated the rights of the reporters. Kover issued a statement declaring that the ruling did not mandate his office to change the existing rules governing press work.
Violence and Harassment: There were no reports of violence against journalists or of physical or legal harassment. Nevertheless, government officials and government-aligned media continued to refer to some independent journalists as “Soros agents” or “Soros mercenaries” and independent media as the “Soros media,” or in one instance as the “Soros blog.” In 2018 an investigative reporter for an independent news website was admonished in a summary procedure before a district court in Budapest for alleged abuse of personally identifiable information by using publicly available information in an article on a Hungarian person who criticized Sweden’s migration policy. The reporter demanded a full trial. In September 2019 another court notified the reporter of its nonbinding resolution exonerating him, since the person in question was a public figure who must tolerate in-depth scrutiny in the public interest. The prosecutors appealed the court ruling, and the Capital City Appeal Court remanded the case to the original court for a new trial in February. The case remained pending as of November.
In November 2019 an extreme right-wing website published an anti-Semitic drawing of a journalist from an independent outlet, which was then shared by a mainstream progovernment outlet. A few days later, anti-Semitic and anti-Israeli posters appeared in downtown Budapest with the photographs of two reporters who at that time worked for the country’s most widely read news site. The posters suggested the two journalists were foreign agents. The Action and Protection Foundation and the mayor of the district where the posters appeared filed police reports, citing hate speech, against unknown perpetrators. In March the chief of the Budapest police told a press outlet that no proceedings had been launched as there was no indication of a public crime, and no private prosecution had been initiated.
On multiple occasions, government-aligned outlets criticized nongovernment-aligned, independent, and international journalists by name for their reporting. The outlets, many of which belong to the Fidesz-affiliated media conglomerate KESMA (see above), accused these journalists, among other accusations, of being “Soros agents” and, on at least one occasion, reported comments calling for a journalist to be prosecuted under the “scaremongering” provision of the COVID-19 state of emergency law. Some publications included details about the journalists’ backgrounds, where they reside, and photographs of them. Some journalists and commentators were specifically named on multiple occasions, including by a government representative in a press briefing.
For example, an April 16 article in a KESMA-held media outlet published the names of two international journalists, claiming that the “sole purpose of their article was to denigrate the Hungarian government” and included pictures of the journalists. On April 9, the host of a KESMA-held news channel identified by name one of the journalists who resides in Budapest as a native of another country. In an April 16 press conference, the head of the Prime Minister’s Office, Gergely Gulyas, singled out one of the international reporters for criticism over his reporting. An April 6 article in the KESMA-held Magyar Nemzet quoted a constitutional lawyer who said an article the journalist published on COVID-19 in Hungary qualified as the “spread of horror” and therefore a crime under the scaremongering provision of the emergency law. The lawyer also suggested that a Hungarian news portal that reported on the article should be liable under the law, and both comments were later reported on a KESMA-held news channel. Journalists targeted in this manner by media and government officials reported receiving threats to their safety from individuals.
Censorship or Content Restrictions: The law provides content regulations and standards for journalistic rights, ethics, and norms that are applicable to all media, including news portals and online publications. It prohibits inciting hatred against nations; communities; ethnic, linguistic, or other minorities; majority groups; and churches or religious groups. It provides for maintaining the confidentiality of sources with respect to procedures conducted by courts or authorities.
The law mandates that every media service provider that delivers news to the public must report in a balanced manner, and that public service media providers should pursue balanced, accurate, detailed, objective, and responsible news and information services. These requirements were widely disregarded, including by public media. Public television station M1 and its news website, hirado.hu, launched a segment monitoring “fake news” related to the COVID-19 pandemic. The independent media watchdog Mertek Media Monitor noted in a June 16 analysis that the featured reports were “a mix of items published on actual fake news sites and of articles published by independent and government-critical media that obviously do not seem like fake news at all; in fact, the series even included as alleged fake news statements by opposition politicians.”
The Media Council may impose fines for violations of content regulations, including on media services that violate prohibitions on inciting hatred or violating human dignity or regulations governing the protection of minors. The Council may impose fines of up to 200 million forints ($666,000), depending on the nature of the infringement, type of media service, and audience size. It may also suspend the right to broadcast for up to one week. Defendants may appeal Media Council decisions but must appeal separately to prevent the implementation of fines while the parties litigate the substantive appeal.
As of August 24, the Media Council had issued 86 resolutions concerning various alleged violations of the media law, of which 57 imposed fines totaling some 23.14 million forints ($77,800) on 46 media service providers.
Libel/Slander Laws: Journalists reporting on an event may be judged criminally responsible for making or reporting false statements. Both individuals and media outlets may be sued for libel for their published statements or for publicizing libelous statements made by others. Plaintiffs may litigate in both civil and criminal courts.
Public officials and other public figures continued to use libel and defamation laws in response to criticism from citizens and journalists. Opposition politicians and government-critical private individuals sued government-allied media outlets in several high-profile cases. Courts tended to pass verdicts that protected private individuals from libel or slander by government-affiliated media and their reporters.
Internet Freedom
The government did not restrict or disrupt access to the internet and generally did not censor online content. There were no substantiated reports that the government monitored private online communications without appropriate legal authority.
In cooperation with internet service providers, the NMHH maintained a nonpublic database to store and cooperate in the implementation of court rulings and tax authority resolutions to block websites that violate the law, including content-related legislation.
In 2017 an amendment to the higher education law required universities from non-EU countries to have a physical presence in their country of origin, operate under an intergovernmental agreement between Hungary and the country of accreditation, and ensure that the university’s name in Hungarian reflects an exact translation of the name in the country of origin. The U.S.-accredited Central European University (CEU) established a presence at Bard College in New York in 2018, and the government and the State of New York negotiated an intergovernmental agreement. The government argued, however, that CEU had not sufficiently complied with the provisions of the law and declined to sign the draft agreement to bring CEU into compliance with the law. In 2018 CEU announced it would move its U.S.-accredited programs to Vienna and did so in 2019. In July 2019 CEU was accredited as an Austrian private university under the name of Central European University, and in November 2019 it officially opened its campus in Vienna. The European Commission launched an infringement procedure against Hungary over the matter in 2017. The Constitutional Court suspended the case until the European Court of Justice (ECJ) makes its decision.
The ECJ ruled on October 6 that the amendment violated EU law and contradicted the EU Charter of Fundamental Rights relating to academic freedom. The ECJ also found the law violated the international General Agreement on Trade in Services and World Trade Organization regulations. The ruling stated that the condition of an international treaty between Hungary and the third country constituted a “means of arbitrary discrimination because of the decisive nature of the political will of the Hungarian authorities.” The CEU rector, Michael Ignatieff, described the ruling as a legal and moral vindication but underscored that CEU’s move to Vienna was final, adding that the ruling “lifts the whole burden of Lex CEU off our backs and restores our freedom.”
In 2019 parliament passed a law that gave the government control, through a newly established organization, over the funding of 15 research institutes previously funded and managed by the Hungarian Academy of Sciences. The law received domestic and international criticism as infringing upon the principles of academic freedom and the self-governance of scientific institutions. In July the research institutes received a one-day deadline to submit their “research plan descriptions,” which renewed concerns over the evaluation process of research funding.
Under legislation passed by parliament on May 19, the government assigned private foundations the right to operate six public universities starting August 1. Following the model introduced at Corvinus University in 2019, the Veterinary University, the University of Miskolc, the Moholy-Nagy University of Arts, Neumann Janos University, the University of Sopron, and Szechenyi Istvan University began operating under new structures financed by foundations and in some cases with government officials as members of the board.
On July 3, parliament adopted a law that transferred the ownership of the University of Theater and Film Arts to a foundation as of September 1. The government disregarded the university’s proposal on the composition of the foundation board, instead appointing National Theater director Attila Vidnyanszky as the head of the foundation. The university senate asserted that Vidnyanszky “consistently and deliberately sought to destroy the reputation of the university for years, while the other members of the board have no significant experience in higher education.” Several instructors announced their resignations following the announcement. The university’s students, staff, artists and the public held several demonstrations against the law, and students barricaded themselves inside university buildings, demanding university autonomy. Students ended the blockade due to the government announcement of a ban on assemblies on November 10 as part of measures to prevent the spread of COVID-19.
In an exceptional procedure on March 24 during the COVID-19 pandemic, parliament passed an amendment to the act on culture that removed state-funded Budapest theaters from the control of the municipal government and placed them under central government control. The central government also gained the right to appoint theater leadership. Referring to an allegation of sexual harassment at a Budapest theater at the end of 2019, the government argued that if it provided all funds for the operation of the theaters then it should also be entitled to make personnel and financial decisions, adding that it could no longer support the operation of theaters that did not allow inspection into their affairs. The cabinet introduced the amendment without any professional consultations. In April the central government and the municipality of Budapest concluded an agreement on the operation of Budapest theaters. Under the agreement the municipality of Budapest will finance four theaters without government funding, with the right to decide on the appointment of their directors.
The constitution and law provide for the freedom of peaceful assembly, and the government generally respected this right. The constitution and law provide for freedom of association, and the government generally respected this right, with some exceptions.
The constitution includes a provision on the protection of privacy, which stipulates that freedom of expression and the exercise of the right to assembly shall not harm others’ private and family life and their homes, potentially restricting protests in public spaces near politicians’ homes and protests in other public spaces that have apartments nearby. The law also permits the government to regulate public demonstrations, including holding organizers liable for damages caused by their events, and to ban protests in advance. Under the law authorities may ban or dissolve gatherings that unnecessarily and disproportionately harm the dignity of the nation or other national, ethnic, or religious communities. The law also criminalizes the nonviolent disturbance or impediment of a demonstration.
The criminal code provides that harassment of “official persons” (including members of parliament, judges, and prosecutors) when they are not performing public duties is a crime punishable by up to three years’ imprisonment.
During the first wave of the COVID-19 pandemic, the government introduced restrictions on indoor and outdoor public gatherings and events. In May police fined drivers who participated in a protest against the government’s decision to release patients from hospitals due to COVID-19 by honking their car horns. Police considered the May 28 protest of far-right groups against “Gypsy crime” as falling outside the scope of the law on assembly (see also section 6 on ethnic minorities). During the second wave of the COVID-19 pandemic, the government put a blanket ban on assemblies in public spaces and imposed fines for violations of up to 500,000 forints ($1,670) for participants of banned protests.
On May 26, the ECHR ruled that police interfered with a private individual’s right to peaceful assembly by unjustifiably dismissing his notification of intent to hold a demonstration in front of the president’s residence in 2013. Police argued that TEK had closed the area in question, rendering it no longer a public space available for demonstrations for the requested period. Subsequent court scrutiny removed the legal basis of the ban but only at a time when the reason for the demonstration had already become obsolete. The ECHR ordered the state to pay the private individual 2,600 euros ($3,100) as compensation for nonpecuniary damage.
On June 18, the ECJ ruled that the country’s 2017 law requiring NGOs that receive foreign funding to register and label themselves as “foreign-funded organizations” violated EU law (see section 5).
A 2011 law on religion deregistered more than 300 religious groups and organizations that had previously held incorporated church status; most were required to reapply for registration. The government had not approved any applications for incorporated church status since it amended the law in 2012, but it approved many applications for a lesser status of religious organizations. In 2019 an amendment to the law entered into force creating four different statuses for religious organizations. Observers noted that while the amendment provides a simpler procedure for religious entities to gain an intermediate-level status, it only restores some of the rights those religious groups could exercise before 2011.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
The government cooperated with and provided the Office of the UN High Commissioner for Refugees (UNHCR) access to refugees and asylum seekers, with the exception of those held in detention under the aliens policing procedure.
Abuse of Migrants, Refugees, and Stateless Persons: Human rights advocates and UNHCR criticized the government’s treatment of migrants and asylum seekers, including its pushbacks of migrants and asylum seekers to the Serbian side of the Serbia-Hungary border fence, even if they had not entered Hungary through Serbia.
Domestic human rights NGOs reported that their attorneys had difficulties in maintaining contact with foreigners kept in aliens-policing or asylum-detention facilities.
Refoulement: The CPT report published in March noted there were no legal remedies offering effective protection against forced removal or refoulement, including chain refoulement. Human rights advocates reported that 11,101 pushbacks to Serbia took place in 2019, according to official police statistics.
Access to Asylum: The law provides for asylum and establishes a procedure for asylum seekers outside the country to apply for it, but UNHCR stated on June 29 that the new law (see below) “further undermines the effective access to territory and asylum for those fleeing wars and persecution which had been already seriously constrained before.” UNHCR called on the government to bring its asylum system into conformity with international refugee and human rights law.
Following the ECJ’s May 14 ruling that classified the government’s holding of asylum seekers in two transit zones on the Hungary-Serbia border as unlawful detention, the government announced on May 21 the closure of the transit zones and introduced a new asylum system in a government decree as of May 27. Based on the new legislation, asylum seekers arriving at Hungary’s border were subsequently turned away and directed to submit a statement of intent to request asylum at the Hungarian embassies in Belgrade or Kyiv. The asylum authority had 60 days to examine the statement of intent and make a proposal to the embassy whether to issue the asylum seeker a special single-entry travel permit to enter Hungary. In case the permit is issued, the asylum seeker travels on their own to Hungary within 30 days and, upon arrival, immediately avail themselves to the border guards who present them to the asylum authority within 24 hours. Those not granted the special one-time entry permit at one of the embassies cannot request asylum in Hungary. The decree was later included as part of the bill ending the state of emergency that entered into force on June 18. On June 29, UNHCR expressed concern that the law exposes asylum seekers to the risk of refoulement. All third-country nationals found anywhere in the country without already having a right to stay (e.g., a valid visa or residence permit) are “escorted” to the other side of the border fence. As of November the asylum authority had not approved any submitted statements of intent.
On October 30, the European Commission opened an infringement procedure due to the new asylum rules, which it considers to be unlawful as they preclude persons who are in the country’s territory, including at the border, from applying for international protection.
On December 17, the ECJ ruled that restricting access to the international protection procedure, detaining asylum applicants for that protection procedure in transit zones, and moving third-country nationals who were illegally present to the Hungary-Serbia border area without observing the safeguards in a return procedure were in breach of EU law.
On June 21, the Hungarian Helsinki Committee reported that between 2017 and the closure of the transit zones in May, thousands of adults and children were detained unlawfully for extensive periods of time, up to almost two years. Authorities deprived 34 individuals of food in 24 cases for one to eight days. In each case the Hungarian Helsinki Committee had to request interim measures from the ECHR to stop the deprivation of food.
On March 1, Prime Minister Orban’s domestic security adviser Gyorgy Bakondi announced the indefinite suspension of the admission of new asylum seekers due to COVID-19. On March 8, the government extended the “crisis situation due to mass migration”–first introduced in 2015 and renewed since every six months–until September 7 due to COVID-19 and the security risk posed by the situation at the border between Turkey and Greece. On September 1, the government extended the “crisis situation” for a further six months. On August 6, Surgeon General Cecilia Muller stated that uncontrolled migration posed an “extreme danger” to the country because most “illegal migrants” came from countries with a high number of COVID-19 cases and may be infected with other diseases no longer common in the country.
Safe Country of Origin/Transit: The government maintained lists of “safe countries of origin” and “safe third countries.” Both lists included Serbia, Bosnia and Herzegovina, and Kosovo. UNHCR repeatedly objected to the government’s designation of Serbia as a safe third country on the grounds that it does not have effective asylum procedures. In 2018 parliament modified the constitution to state that persons arriving in the country “through a country where he or she was not exposed to persecution or a direct risk of persecution should not be entitled to asylum.” Parliament also amended the asylum law and restricted the right to asylum to only those persons who arrived in Hungary directly from a place where their life or freedom were at risk.
On March 19, the ECJ ruled that national legislation, which stipulated that an asylum application by an asylum seeker arriving in an EU member state through a safe transit country was inadmissible, breached EU law. The court ruled that EU member states were obliged to assess the asylum seekers’ “connection” to the transit country when determining the admissibility of their application; merely transiting through the country was not sufficient to provide the basis of such connection. The case concerned a Syrian Kurd’s asylum application that the immigration authority deemed inadmissible because the applicant had transited Serbia, which the government considers a safe transit country.
Freedom of Movement: Following the closure of the transit zones, the new asylum provisions prescribe the automatic “placement of the applicant in a closed facility” for four weeks following the registration of their asylum request, without any available remedy to challenge the placement. After four weeks the applicant can either be placed in an open facility or in detention, with a legal remedy available against that detention decision. The law permits the detention of rejected asylum seekers under an aliens policing procedure for a maximum of 12 months, or for six months under asylum detention in certain cases of pending asylum applications. Immigration detention generally took place in immigration detention centers.
In May authorities expelled 15 Iranian students who had allegedly broken COVID-19 quarantine restrictions while being examined at a Budapest hospital. The expulsions came after national political leaders claimed that foreigners, particularly Iranians, were spreading the disease. On July 15, media reported that the decisions were under review.
Access to Basic Services: The National Directorate-General for Aliens Policing (asylum authority) has 60 days to make a proposal to the Hungarian embassy in Belgrade or Kyiv on whether to grant an asylum seeker a one-time entry permit. During this time the asylum seeker is not entitled to accommodation or any support services and does not enjoy any protection.
Human rights advocates reported that, from the closure of transit zones at the end of May until the end of August, no formal education was provided in either the Vamosszabadi or Balassagyarmat refugee reception centers on the Hungary-Slovakia border, where the government moved nearly all of the asylum seekers previously kept in the transit zones. In Balassagyarmat social workers were present in adequate numbers, but psychosocial assistance was not available on a regular basis on site, while a psychologist was contacted on demand. A similar situation was reported in Vamosszabadi.
The law limits benefits and assistance to persons given international protection on the grounds they should not have more advantages than citizens. Authorities do not provide housing allowances, educational allowances, or monthly cash allowances to asylum seekers, refugees, or beneficiaries of subsidiary protection.
In 2019 the European Commission referred Hungary to the ECJ, stating the legislation that criminalizes providing assistance to asylum seekers who were not subject to persecution in their home country or who had already transited a safe country curtailed the asylum seekers’ right to communicate with and be assisted by national, international, and nongovernmental organizations. The case remained pending as of November.
Durable Solutions: Refugees are allowed to naturalize, but according to civil society organizations, the applications of refugees and stateless persons were approved at a lower rate than those of other naturalization seekers. The Hungarian Helsinki Committee criticized the procedural framework for naturalization, noting decisions were not explained to applicants and no appeal of rejections were allowed. There were no reported cases of onward refugee resettlement from the country to other states.
Temporary Protection: The law provides for a specific temporary protection status for situations of mass influx, but organizations working on the problem reported that it was not used in practice. Under the law all forms of international protection (refugee status, subsidiary protection, tolerated stay, stateless status, etc.) are temporary by nature, with periodic review of the entitlement to protection.
In 2019 the ECJ ruled that judges may grant international protection status to asylum seekers if an administrative body has overruled their decision without establishing new elements in the case. A 2015 regulation had stripped the courts of the right to overrule immigration authorities on asylum applications.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Domestic and international human rights groups operated with some government restrictions affecting their funding. Government officials were generally uncooperative and unresponsive to their views.
On June 18, the ECJ ruled that the country’s 2017 law requiring NGOs that receive foreign funding to register and label themselves as “foreign-funded organizations” violated EU law. The ECJ declared that the legislation unduly restricted free movement of capital and interfered with fundamental rights, including protection of personal data and freedom of association, respect for private life, as well as citizens’ right to participate in public life. Reacting to the ECJ ruling, an umbrella organization for the affected NGOs, the Civilization Coalition, wrote, “The decision is particularly important for all of Hungarian society, because the government has for years been trying to undermine NGOs working for the common good.” Justice Minister Judit Varga stated the government was committed to ensuring the transparency of NGOs. Despite the ruling, in September a government-established public foundation rejected an EU grant application from a human rights NGO over alleged noncompliance with the law. The law had not been repealed as of November.
At the beginning of the year, several government officials and progovernment media alleged that NGOs and their attorneys were profiting from “prison business” when, representing inmates, they sued the state for compensation due to poor prison conditions (also see section 1.c., Prison and Detention Center Conditions). Speaking about the Gyongyospata school segregation lawsuit (see section 6, Members of Minority Groups) and referring to human rights groups as “Soros organizations,” the officials also claimed such NGOs should not be able in future to “use Roma families as a tool to launch fundraising campaigns, disturb social peace, and reward those who do not go to school.”
On December 21, Norway’s Foreign Ministry announced the signing of an agreement with Hungary on the disbursement framework for 214.6 million euros ($262 million) in grants from the Norwegian government to support NGOs, climate protection projects, renewable energy, and other development projects. The government initially insisted on determining which NGOs would receive money designated for civil society but reached a compromise whereby a company acceptable to both parties would be chosen to determine the allocation of grant funds to NGOs. Norway stressed that the company’s independence from governmental influence remained a precondition to the agreement. Norway, Iceland, and Liechtenstein suspended payment to Hungary in 2014 after the government insisted on playing a bigger role in disbursing funds to NGOs in the country, and the government’s audit office raided the offices of one of the NGOs responsible for managing the grants, in what civil society organizations described as a politically motivated investigation that did not result in any charges.
In October, NGOs reported that authorities had closed the investigation into the October 2019 attack on the Aurora NGO center, during which approximately 50 members from the neo-Nazi Legio Hungaria group vandalized the center and burned the pride flag that was hanging outside, without filing any charges (see section 6).
On November 17, the Budapest Capital Regional Court ruled that police had failed in their duty when they did not take immediate action against a group of far-right extremists who had forced their way into an LGBTI event at the Aurora Center in September 2019, chanting homophobic slurs and physically harassing the event participants for three hours, forcing organizers to cancel it (see section 6).
In November 2019 Amnesty International and Human Rights Watch released statements regarding a media report that the state media conglomerate MTVA banned its staff from covering human rights organizations’ reports, which they described as an attempt to undermine media freedom and further restrict NGOs’ work in the country.
Government Human Rights Bodies: The constitution and law establish a unified system for the office of the commissioner for fundamental rights (ombudsperson). The ombudperson has two deputies, one responsible for the rights of national minorities and one for the interests of “future generations” (environmental protection). The ombudsperson is nominated by the president and elected by a two-thirds majority of parliament. The ombudsperson is solely accountable to parliament and has the authority to initiate proceedings to defend the rights of citizens from abuse by authorities and entities providing public services. The constitution provides that the ombudsperson may request that the Constitutional Court review laws. The ombudsperson is also responsible for collecting electronically submitted reports of public benefit, e.g., whistleblower reports on public corruption, and operates the national preventive mechanism against torture. Ombudsperson recommendations are not binding. During the international re-accreditation process of the ombudsperson’s office as a “national human rights institution,” the October 2019 report by the Global Alliance of National Human Rights Institutions (GANHRI) noted that the office “did not demonstrate adequate efforts in all human rights issues, nor has it spoken out in a manner that promoted and protected all human rights.” During the year GANHRI decided to defer the review of the ombudsperson’s office for one year. On December 1, parliament voted to transfer the mandate and tasks of the Equal Treatment Authority to the ombudsperson as of January 1, 2021 (see section 6).
Kazakhstan
Executive Summary
The Republic of Kazakhstan’s government and constitution concentrate power in the presidency. Kassym-Jomart Tokayev became president after June 2019 elections that were marked, according to an observation mission by the Organization for Security and Cooperation in Europe’s Office for Democratic Institutions and Human Rights, by election day violations, including ballot stuffing and falsification of vote counts; restrictions on the freedoms of assembly, expression, and association; and “scant respect for democratic standards” overall. Former president Nursultan Nazarbayev enjoys broad, lifetime legal authority over a range of government functions. The executive branch controls the legislature and the judiciary, as well as regional and local governments. Changes or amendments to the constitution require presidential consent. On August 12, in the country’s only national election during the year, the legislatures of oblasts and cities of national significance chose 17 of 49 senators for parliament’s upper house in an indirect election tightly controlled by local governors working in coordination with the presidential administration.
The Ministry of Internal Affairs supervises the national police force, which has primary responsibility for internal security. The Committee for National Security also oversees internal and border security, as well as national security, antiterrorism efforts, and the investigation and interdiction of illegal or unregistered groups, such as extremist groups, military groups, political parties, religious groups, and trade unions. The committee reports directly to the president, and its chairman sits on the Security Council, chaired by former president Nazarbayev. Civilian authorities maintained effective control over the security forces. Security forces committed abuses.
Significant human rights issues included: unlawful or arbitrary killing by or on behalf of the government; torture by and on behalf of the government; political prisoners; problems with the independence of the judiciary; restrictions on free expression, the press, and the internet; interference with the rights of peaceful assembly and freedom of association; restrictions on political participation; corruption; trafficking in persons; and restrictions on workers’ freedom of association.
The government selectively prosecuted officials who committed abuses, especially in high-profile corruption cases. Nonetheless, corruption remained widespread, and impunity existed for many in positions of authority as well as for those connected to law enforcement entities.
Section 2. Respect for Civil Liberties, Including:
While the constitution provides for freedom of speech and of the press, the government limited freedom of expression and exerted influence on media through a variety of means, including detention, imprisonment, criminal and administrative charges, law, harassment, licensing regulations, and internet restrictions.
After her 2019 visit to the country, the UN special rapporteur on the promotion and protection of human rights and fundamental freedoms while countering terrorism, Fionualla Ni Aolain, expressed deep concern at the use of counterterrorism and extremism laws to target, marginalize, and criminalize the work of civil society. “Nonviolent criticism of State policies can effectively constitute a criminal offense,” she wrote, “as the provisions on extremism and terrorism have been applied to criminalize the peaceful exercise of freedom of expression and of thought, which is incompatible with a society governed by rule of law and abiding by human rights principles and obligations.”
Media activists raised concerns about the wide use of the legal provision imposing liability for dissemination of false information. They highlighted its use to pressure or silence journalists and civil society activists during the COVID-19 pandemic.
On April 17, authorities arrested and charged activist Alnur Ilyashev for dissemination of false information during a state of emergency. Police stated that Ilyashev’s posts on Facebook critical of the Nur Otan Party and its leader, First President Nazarbayev, contained false information and presented a danger to public order. On June 22, after holding Ilyashev in a pretrial detention facility for more than two months, the Medeu district court in Almaty found him guilty and sentenced him to three years of probation. The court also imposed on Ilyashev a five-year ban on public activity, 100 hours per year of compulsory work during his probation, and a fine of approximately 54, 000 tenge ($130). On September 15, Iliyashev appealed the court ruling but lost the case.
Freedom of Speech: The government limited individual ability to criticize the country’s leadership, and regional leaders attempted to limit criticism of their actions in local media. The law prohibits insulting the first president, the sitting president, or their families, with penalties up to five years’ imprisonment, and penalizes “intentionally spreading false information” with fines of up to 12.63 million tenge ($32,800) and imprisonment for up to five years.
On February 6, the Mangistau regional court of appeals upheld the Munailinski district court’s verdict and sentence of local activist, blogger, and vocal political critic Zhambyl Kobeisinov to six months of incarceration for libel. The case was initiated by the local police chief, who sued Kobeisinov and his wife for defaming him on Kobeisinov’s YouTube channel.
On April 13, the KNB in Karaganda arrested Arman Hasenov on charges of insulting First President Nazarbayev with the posting of a video in which he criticized Nazarbayev. On April 30, the Kazybek Bi district court in Karaganda convicted Hasenov and sentenced him to three years of probation, 100 hours a year of compulsory labor, and an administrative fine of 41,670 tenge ($100).
Almat Zhumagulov and Kenzhebek Abishev were sentenced in 2018 to eight and seven years’ imprisonment, respectively, for advocating terrorism. Supporters and human rights advocates called the case against them politically motivated and asserted that the video of masked figures calling for jihad that served as the primary evidence for their convictions was fabricated by the government. Zhumagulov was a supporter of the banned DCK opposition organization. Abishev, who denied any connection to the DCK, was an advocate for land reform and other political matters. On April 29, a court in Kapshagay granted Kenzhebek Abishev’s request of early release by replacing the remaining time of his sentence with probation. Prosecutors challenged this decision, and on July 8, the Almaty regional court of appeals overturned the Kapshagay court’s decision to release Abishev. The Almaty regional court also upheld on November 24 a Kapshagay district court decision of October 5 to deny a subsequent request by Abishev for early release. Separately, on July 1, the Kapshagay city court declined Almat Zhumagulov’s request for early release.
Freedom of Press and Media, Including Online Media: Independent media were severely limited. Many privately owned newspapers and television stations received government subsidies. The lack of transparency in media ownership and the dependence of many outlets on government contracts for media coverage are significant problems.
Companies allegedly controlled by members of First President Nazarbayev’s family or associates owned many of the broadcast media outlets that the government did not control outright. According to media observers, the government wholly or partly owned most of the nationwide television broadcasters. Regional governments owned several frequencies, and the Ministry of Information and Social Development distributed those frequencies to independent broadcasters via a tender system.
All media are required to register with the Ministry of Information and Social Development, although websites are exempt from this requirement. The law limits the broadcast of foreign-produced programming to 50 percent of a locally based station’s weekly broadcast time. This provision burdened smaller, less-developed regional television stations that lacked resources to create programs, although the government did not sanction any media outlet under this provision. Foreign media broadcasting does not have to meet this requirement.
Violence and Harassment: Independent journalists and those working in opposition media or covering stories related to corruption and rallies or demonstrations reported harassment and intimidation by government officials and private actors.
On March 16, 101TV.kz YouTube channel journalist Botagoz Omarova went to the Eurasia Building Company in Karaganda to submit a formal information request for the investigative journalism report she was preparing on the company’s reportedly poor performance. While waiting for a representative to receive her letter, Omarova was attacked by a guard, who dragged her out of the building, assaulted her, and seized her smartphone. Police are reviewing her complaint.
On April 11, KTK TV reporter Beken Alirakhimov and cameraman Manas Sharipov were detained by police on the premises of the Atyrau regional hospital. They were recording interviews with a group of doctors and nurses who spoke about difficulties they faced during the COVID-19 emergency situation. The journalists were taken to a police station where they were forced to submit a written statement explaining the incident. They then were placed under quarantine because they had contacted doctors who could potentially have been infected.
Human rights activists criticized the country’s chief health officer Aizhan Yesmagambetova’s July decision to ban taking photos and videos in hospitals. Yesmagambetova explained the restrictions were necessary to protect the privacy of patients and to protect medical workers from unwarranted pressure. Media watchdog Adil Soz stated that by law the chief health officer does not have the power to restrict media freedom. On social media, activists said the ban was intended to restrict information about a general lack of personal protective equipment and other health-care supplies. In its analytical report entitled, Freedom of Speech in Conditions of the Emergency Situation and Quarantine, Adil Soz stated that “the freedom of expression, of obtaining and dissemination of information was unreasonably restricted” during the emergency situation, and the constitutional guarantees of those rights were violated. Authorities did not provide full and accurate information about the rationale and adequacy of the quarantine restrictions.
Censorship or Content Restrictions: The law enables the government to restrict media content through amendments that prohibit undermining state security or advocating class, social, race, national, or religious discord. Owners, editors, distributors, and journalists may be held civilly and criminally responsible for content unless it came from an official source.
Journalists and media outlets exercised self-censorship to avoid pressure by the government. The law provides for additional measures and restrictions during “social emergencies,” defined as “an emergency on a certain territory caused by contradictions and conflicts in social relations that may cause or have caused loss of life, personal injury, significant property damage, or violation of conditions of the population.” In these situations the government may censor media sources by requiring them to provide their print, audio, and video information to authorities 24 hours before issuance or broadcasting for approval. Political parties and public associations may be suspended or closed should they obstruct the efforts of security forces. Regulations also allow the government to restrict or ban copying equipment, broadcasting equipment, and audio and video recording devices and to seize temporarily sound-enhancing equipment.
In May Irina Volkova, a reporter of the government-controlled Zvezda Priirtyshia newspaper in Pavlodar, requested information from the regional education department as part of her work on an article she was writing for a part-time job at another newspaper. The reporter requested information about the local boarding school for children with mental disabilities. The managers of Zvezda Priirtyshia pressured her to check all her requests with her supervisor and not to pose controversial questions. She was told that the restrictions also applied to her work for other media outlets.
By law internet resources, including social media, are classified as forms of mass media and governed by the same rules and regulations. Authorities continued to charge bloggers and social media users with criminal violations due to their online posts.
On May 15, the Petropavlovsk city court convicted blogger Azamat Baikenov for participation in the banned DCK. The prosecutors presented Baikenov’s posts in social media and messengers as evidence of Baikenov’s participation in the DCK based on the conclusions of experts who were contracted by investigators. These contracted experts found that Baikenov’s posts “formed Kazakhstani citizens’ negative attitude to the authorities and encouraged them to take actions aimed at changing the government.” The defendant argued that he was not an extremist and not a single fact of his affiliation with the DCK or propaganda of its ideas was proved. He also criticized the judge for not examining materials objectively and for merely supporting the prosecutor. The judge sentenced Baikenov to one year of probation and payment of an administrative fine of 27,000 tenge ($65).
On April 6, Bagdat Baktybayev, an activist in Zhambyl province, was sentenced to 10-days administrative arrest for violation of public order during the emergency situation. According to the court verdict, Baktybayev was found guilty for livestreaming long lines of individuals at the local post office where they were submitting documents for a social allowance that the government paid to those who lost incomes because of the COVID-19 lockdown. He made loud comments, audible on the livestream, expressing dissatisfaction with how the government worked.
Libel/Slander Laws: On June 27, the president signed amendments into legislation that removed liability for libel from the law. Human rights activists and observers welcomed the decriminalization of libel but remained concerned that the law continues to impose serious punishment for libel. Several articles in the law remained that could also be applied against individuals insulting officials. These included the following: “Public insult or other infringement on the honor and dignity of the First President,” “Infringement on the honor and dignity of the President,” “Infringement on the honor and dignity of a Member of Parliament,” “Insulting a representative of authority,” “Libel in regard to a judge, juror, investigator, expert, court bailiff,” and “Dissemination of knowingly false information.”
During the COVID-19 pandemic, there were multiple complaints that authorities used the legal provision on the spreading of false information to put pressure on journalists and civil society activists.
The law includes penalties for conviction of defamatory remarks made in mass media or “information-communication networks,” including heavy fines and prison terms. Journalists and human rights activists feared these provisions would strengthen the government’s ability to restrict investigative journalism.
National Security: The law criminalizes the release of information regarding the health, finances, or private life of the first president, as well as economic information, such as data on mineral reserves or government debts to foreign creditors. To avoid possible legal problems, media outlets often practiced self-censorship regarding the president and his family.
The law prohibits “influencing public and individual consciousness to the detriment of national security through deliberate distortion and spreading of unreliable information.” Legal experts noted the term “unreliable information” was overly broad. The law also requires owners of communication networks and service providers to obey the orders of authorities in case of terrorist attacks or to suppress mass riots.
The law prohibits publication of any statement that promotes or glorifies “extremism” or “incites discord,” terms that international legal experts noted the government did not clearly define. As part of the president’s reform agenda, the government in June enacted amendments to the criminal code’s Article 174, “Incitement of Social, Ethnic, Tribal, Racial and Religious Discord.” Many observers criticized those amendments as insignificant. The term “incitement” was replaced with “inflaming,” and new types of punishment for violation of article 174 were added. Some amendments were made in the law on money laundering and financing of terrorism to mitigate punishment for persons who were convicted under article 174. These included changes that made more convicts eligible to be removed from the list of those who were designated as terrorists or as supporting terrorism. Another provision in the amendment was the ability for former convicts to seek access to limited banking operations for themselves and their family members. Provisions were also included to allow former convicts to have access to more types of previously proscribed income, such as annual leave compensation and travel expenses.
The government subjected to intimidation media outlets that criticized the president, the first president, and their families; such intimidation included law enforcement actions and civil suits. Although these actions continued to have a chilling effect on media outlets, some criticism of government policies continued. Incidents of local government pressure on media continued.
Internet Freedom
The government exercised comprehensive control over online content. Observers reported the government blocked or slowed access to opposition websites. Many observers believed the government added progovernment postings and opinions in internet chat rooms. The government regulated the country’s internet providers, including majority state-owned Kazakh Telecom. Nevertheless, websites carried a wide variety of views, including viewpoints critical of the government.
Media law prohibits citizens from leaving anonymous comments on media outlet websites, which must register all online commenters and make the registration information available to law enforcement agencies on request. As a result most online media outlets chose to shut down public comment platforms.
The Ministry of Digital Development, Innovations, and Aerospace Industry controlled the registration of .kz internet domains. Authorities may suspend or revoke registration for locating servers outside the country. Observers criticized the registration process as unduly restrictive and vulnerable to abuse.
The government implemented regulations on internet access that mandate surveillance cameras in all internet cafes, require visitors to present identification to use the internet, demand internet cafes keep a log of visited websites, and authorize law enforcement officials to access the names and internet histories of users.
In several cases the government denied it was behind the blocking of websites. Bloggers reported anecdotally their sites were periodically blocked, as did the publishers of independent news sites.
The cabinet has the power to suspend access to the internet and other means of communication without a court order. By law and a cabinet decree, the Prosecutor General’s Office, the KNB, and the ministries of Defense, Internal Affairs, and Emergency Situations are authorized to suspend communication networks and communication means in emergency situations or when there is a risk of an emergency situation.
Observers continued to rate the country as a “not free” country that practices disruption of mobile internet connections and throttles access to social media. During protest actions access to internet was often blocked to eliminate the potential to livestream and share live updates from the events. Authorities also blocked access to some independent websites.
On May 16, authorities blocked kuresker.org, which reported on the repression of activists and abuse of prisoners’ rights. Kuresker.org is not included in the government’s official list of websites that are blocked based on court decisions. In response to requests for an explanation of the blocking of kuresker.org, authorities denied involvement.
The website panorama.pub was blocked on July 3 after it posted a news story (which appeared to be satire because the website is satirical) that the country was developing a COVID-19 antitoxin serum derived from antibodies extracted from First President Nazarbayev’s blood, claiming that he had recovered from the disease. The Ministry of Information and Social Development rebuffed the news as fake and warned about liability for the dissemination of false information. The ministry stated that relevant agencies were examining the post and taking measures to stop its further dissemination.
International observers remained concerned about authorities’ pressure on journalists and bloggers. In April Jeanne Cavelier, the head of Reporters Without Borders’ Eastern Europe and Central Asia desk, said the government was harassing journalists and bloggers who strayed from the official line on the COVID-19 pandemic, on the pretext of forestalling panic, and that this exploitation of the state of emergency harmed press freedom in the country.
Government surveillance of the internet was prevalent. According to Freedom House’s report, “the government centralizes internet infrastructure in a way that facilitates control of content and surveillance.” Authorities, both national and local, monitored internet traffic and online communications. The report stated, “activists using social media were occasionally intercepted or punished, sometimes preemptively, by authorities who had prior knowledge of their planned activities.”
On February 13, the Almaty city court rejected the appeal of Aset Abishev, who was sentenced in 2018 to four years’ imprisonment for supporting an extremist organization on the basis of Facebook posts he wrote or shared in support of the banned DCK opposition movement. Media reported that Abishev told the court he did not believe it was a crime to express opinions critical of the government. He said, “If the desire for teachers to receive a decent salary or for children to study and be fed for free in schools is extremism, then I am guilty. But I have not committed any illegal or violent actions.” On June 5, the Kapshagay city court declined Abishev’s request for early release on probation.
The government generally did not restrict academic freedom, although general restrictions, such as the prohibition on infringing on the dignity and honor of the first president, president, and their families, also applied to academics. Many academics practiced self-censorship.
The law provides for limited freedom of assembly, but there were significant restrictions on this right. On May 25, President Tokayev signed the law on peaceful assembly in the country. The government praised it as a step forward in the liberalization of the country’s legislation. Opponents criticized it as restrictive and falling short of international standards for the freedom of peaceful assembly. Serious restrictions remained. Organizers must submit advance notification to the local government and wait for its response. The law states all gatherings except single-person pickets may only be held in areas designated by authorities, spontaneous gatherings are banned, and foreigners and stateless persons are denied the right to peaceful assembly.
Two opposition groups–the Democratic Party and the DCK–made separate calls to their supporters to rally on June 6. Despite authorities’ warnings against mass gatherings during the pandemic and police blocking roads that led to the venues of rallies, protesters in several cities demanded release of political prisoners, debt forgiveness, a ban on the sale of land to foreigners, and freedom of peaceful assembly. Police stated that 53 protesters were detained, seven of whom were punished by administrative fines, one protester was given a reprimand, and the rest were released after receiving an explanation of the law. Activists claimed that hundreds of protesters were detained by police, with some placed in jail and fined the day of the protest and others arrested afterwards.
On September 13, large peaceful protests were held in six cities after Democratic Party leaders prenotified local authorities in 12 cities of the planned protests. Protesters were allowed to gather and were only observed by police in most cities. Party leaders said that small groups of supporters were reportedly held in administrative detention before and then released just after the protests in some cities.
On September 25, the DCK organized small protests that were met by an energetic law enforcement response. Video on social media showed peaceful DCK protesters being arrested and carried away physically by large units of security forces. Social media posts and news sources indicated at least 43 persons were detained temporarily in connection with the September 25 event.
The law provides for limited freedom of association, but there were significant restrictions on this right. Any public organization set up by citizens, including religious groups, must be registered with the Ministry of Justice, as well as with the local departments of justice in every region in which the organization conducts activities. The law requires public or religious associations to define their specific activities, and any association that acts outside the scope of its charter may be warned, fined, suspended, or ultimately banned. Participation in unregistered public organizations may result in administrative or criminal penalties, such as fines, imprisonment, the closure of an organization, or suspension of its activities.
NGOs reported some difficulty in registering public associations. According to government information, these difficulties were due to discrepancies in the submitted documents (see section 5, Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights).
Membership organizations other than religious groups, which are covered under separate legislation, must have at least 10 members to register at the local level and must have branches in more than one-half the country’s regions for national registration (see sections 3, Political Parties and Political Participation, and 7.a., Freedom of Association and the Right to Collective Bargaining).
By law all “nongovernment organizations, subsidiaries, and representative offices of foreign and international noncommercial organizations” are required to provide information on “their activities, including information regarding the founders, assets, sources of their funds and what they are spent on….” An “authorized body” may initiate a “verification” of the information submitted based on information received in mass media reports, complaints from individuals and entities, or other subjective sources. Untimely or inaccurate information contained in the report, discovered during verification, is an administrative offense and may carry fines up to 63,125 tenge ($164) or suspension for three months if the violation is not rectified or is repeated within one year. In extreme cases criminal penalties are possible, which may lead to a large fine, suspension, or closure of the organization.
The law prohibits illegal interference by members of public associations in the activities of the government, with a fine of up to 404,000 tenge ($1,050) or imprisonment for up to 40 days. If committed by the leader of the organization, the fine may be up to 505,000 tenge ($1,310) or imprisonment for no more than 50 days. The law did not clearly define “illegal interference.”
By law a public association, along with its leaders and members, may face fines for performing activities outside its charter. The law was not clear regarding the delineation between actions an NGO member may take in his or her private capacity versus as part of an organization.
The law establishes broad reporting requirements concerning the receipt and expenditure of foreign funds or assets; it also requires labeling all publications produced with support from foreign funds. The law also sets out administrative and criminal penalties for noncompliance with these requirements and potential restrictions on the conduct of meetings, protests, and similar activities organized with foreign funds.
In November a group of 13 NGOs that receive foreign funds reported heightened scrutiny by tax authorities, which some of the NGOs stated was likely motivated by the NGOs’ planned activities around parliamentary elections on January 10, 2021. The NGOs reportedly received notifications from tax authorities about discrepancies in their 2017-18 foreign grants reports, which the NGOs claimed were typographical errors and minor technical inaccuracies. The penalties the tax authorities proposed, administrative fines of 555,600 tenge ($1,300) and suspension of activities, were not commensurate with the alleged errors. None of the NGOs was accused of evading taxes, inappropriate spending of funds, or other unlawful tax-related actions.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation. Despite some regulatory restrictions, the government generally respected these rights.
In-country Movement: The government required foreigners who remained in the country for more than five days to register with migration police. Foreigners entering the country had to register at certain border posts or airports where they entered. Some foreigners experienced problems traveling in regions outside their registration area. The government’s Concept on Improving Migration Policy report covers internal migration, repatriation of ethnic Kazakh returnees, and external labor migration. In 2017 the government amended the rules for migrants entering the country so that migrants from Eurasian Economic Union countries may stay up to 90 days. There is a registration exemption for families of legal migrant workers for a 30-day period after the worker starts employment. The government has broad authority to deport those who violate the regulations.
Since 2011 the government has not reported the number of foreigners deported for gross violation of visitor rules. Individuals facing deportation may request asylum if they fear persecution in their home country. The government required persons who were suspects in criminal investigations to sign statements they would not leave their city of residence.
Authorities required foreigners to obtain prior permission to travel to certain border areas adjoining China and cities in close proximity to military installations. The government continued to declare particular areas closed to foreigners due to their proximity to military bases and the space launch center at Baikonur.
A state of emergency was declared by the president from March 16 to May 11 in order to slow the spread of COVID-19. The government set stringent restrictions on the freedom of movement. Movement within cities and towns was restricted, and checkpoints were established to control the flow of traffic into and out of cities, where most of the early virus cases occurred. Special permission was granted to essential workers to pass the checkpoints. Many measures were implemented with short notice. All flights were stopped initially, and then were gradually allowed to resume, as the state of emergency ended and restrictions were gradually eased. Citizens’ mobility within cities was also restricted and required advance permission, but information about who had been granted permission was often incomplete, which initially limited mobility even for those with permission.
During the most stringent lockdown period, individuals were allowed to leave home only to go to grocery stores or pharmacies within 1.2 miles of their homes. All playgrounds were shut down. Children could not be outdoors without parents, and parks were closed. In localized cases authorities locked down whole apartment buildings if one tenant tested positive for COVID-19. In several extreme cases, local authorities welded shut entrance doors to the buildings. Police cordons surrounded the buildings. Residents were required to remain in their homes, often without sufficient food and other essential supplies. Human Rights Commissioner Elvira Azimova spoke up against locks put on apartment buildings. She stated that she believed it was enough to put fences and police cordons around buildings. Subsequent government responses to COVID-19 outbreaks in specific regions were less severe, but the government continued to employ time-limited travel restrictions and roadblocks to limit the spread of COVID-19.
The COVID-19 pandemic also had severe impacts on labor migrants. During the state of emergency period, many lost jobs or were forced to take unpaid leave. As a result, many could not afford housing, health services, or food. Migrants remained ineligible to seek government support, and they could not return to their home countries because air flights and railways stopped and borders were closed. Human rights activists reported that courts continued to issue rulings on deportation of migrants who did not have the relevant work permissions.
In May the government adopted a resolution to allow through January 5, 2021, the exit, without administrative penalties, of foreign citizens with expired or expiring identification documents or permits (visas, registration cards, work or residence permits). The government, with the assistance of local NGOs, negotiated with neighboring governments for the return of migrant laborers to their home countries. Migration Service Centers in all regions provided services for migrant laborers at one-stop express windows. As of November, according to government statistics, 149,217 foreign citizens had returned home from the country (including 30,801 Russian citizens), and the government had legalized the status of 146,970 foreign citizens (of whom 94,405 received temporary work permits, 1,966 received authorization for family reunion, 872 to study, 148 to receive medical care, and 6,501 for visa extensions).
Foreign Travel: The government did not require exit visas for temporary travel of citizens, yet there were certain instances in which the government could deny exit from the country, including in the case of travelers subject to pending criminal or civil proceedings or having unfulfilled prison sentences or unpaid taxes, fines, alimony, or utility bills, or compulsory military duty. Travelers who presented false documentation during the exit process could be denied the right to exit, and authorities controlled travel by active-duty military personnel. The law requires persons who had access to state secrets to obtain permission from their employing government agency for temporary exit from the country.
Exile: The law does not prohibit forced exile if authorized by an appropriate government agency or through a court ruling.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to internally displaced persons, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Abuse of Migrants, Refugees, and Stateless Persons: There were 510 recognized refugees in the country as of July. Both the number of refugee applications and the approval rate by the government declined considerably compared with prior years.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. UNHCR legal partners may appeal to the government and intervene on behalf of individuals facing deportation. The law, several implementing regulations, and bylaws regulate the granting of asylum and refugee status.
The Refugee Status Determination outlines procedures and access to government services, including the right to be legally registered and issued official documents. The Department of Migration Service of the Ministry of Internal Affairs conducts status determination procedures. Any individual located within the country who seeks asylum in the country has access to the asylum procedure. According to UNHCR, the refugee system falls short of the international standard regarding access to asylum procedures and access to the country’s territory. Authorities remained reluctant to accept asylum applications at the border from persons who lacked valid identity documents, citing security concerns. A person who crossed the border illegally may be prosecuted in criminal court, and subsequently may be viewed as a person with criminal potential, a negative factor in the asylum decision.
On August 17, authorities extradited Uzbek opposition activist Hurram Berdiyev to Uzbekistan, which had listed him as wanted for human trafficking in 2013. Activists alleged that the charges were fabricated and Berdiyev was persecuted for his opposition political activity as a member of the opposition Erk party. In February, following the request of Uzbek colleagues, police in Sairam arrested Berdiyev. When he was in custody, Berdiyev’s lawyers helped him apply for refugee status, but the government denied his application.
In October the government granted asylum to the following four ethnic Kazakhs who had fled China: Kaster Musakhan, Murager Alimuly, Malik Bashagar, and Kaisha Khan. On January 21, the Zaisan city court in East Kazakhstan province had sentenced both Musakhan and Alimuly to one year of imprisonment for illegally crossing into the country from China. Credited with time served in pretrial detention, Musakhan and Alimuly had been released from prison on June 22, pending the completion of their asylum application process.
A legislative framework does not exist to manage the movement of asylum seekers between the country’s borders and authorities in other areas. There are no reception facilities for asylum seekers. The government does not provide accommodation, allowances, or any social benefits to asylum seekers. The law does not provide for differentiated procedures for persons with specific needs, such as separated children and persons with disabilities. Asylum seekers and refugees with specific needs are not entitled to financial assistance. There are no guidelines for handling sensitive cases, including lesbian, gay, bisexual, transgender, and intersex (LGBTI) cases.
Employment: Refugees faced difficulties in gaining employment and social assistance from the government. By law refugees have the right to work but may not engage in individual entrepreneurship. Refugees faced difficulties in accessing the labor market due to local employers’ lack of awareness of refugee rights, with the result that most refugees worked on the informal economy.
Access to Basic Services: All refugees recognized by the government receive a refugee certificate that allows them to stay in the country legally. The majority of refugees have been residing in the country for many years. Their status as “temporarily residing aliens” hinders their access to the full range of rights stipulated in the 1951 Convention and the law. Refugee status lasts for one year and is subject to annual renewal. In 2018 it became possible for refugees to apply for permanent residency if they have a valid passport. Some refugees received permanent residency in 2018 and 2019, and they are eligible to become Kazakhstani citizens after five years of residency. The law also lacked provisions on treatment of asylum seekers and refugees with specific needs. Refugees have access to education and health care on the same basis as citizens, but they have no access to social benefits or allowances.
UNHCR reported cordial relations with the government in assisting refugees and asylum seekers.
The government was generally tolerant in its treatment of local refugee populations.
Consistent with the Minsk Convention on Migration within the Commonwealth of Independent States (CIS), the government did not recognize Chechens as refugees. Chechens are eligible for temporary legal resident status for up to 180 days, as are any other CIS citizens. This temporary registration is renewable, but local migration officials may exercise discretion over the renewal process.
The government has an agreement with China not to tolerate the presence of ethnic separatists from one country on the territory of the other.
The constitution and law provide avenues to deal with those considered stateless, and the government generally took seriously its obligation to ease the burden of statelessness within the country. The country contributes to statelessness because application for Kazakhstani citizenship requires renunciation of citizenship of the country of origin, with no stipulation that Kazakhstani citizenship would be granted. As of July 1, a total of 7,757 persons were officially registered by the government as stateless, according to UNHCR. The majority of individuals residing in the country with undetermined nationality, with de facto statelessness, or at heightened risk of statelessness, are primarily those who have no identity documents, have invalid identity documents from a neighboring CIS country, or are holders of Soviet-era passports. These individuals typically resided in remote areas without obtaining official documentation.
The law allows the government to deprive individuals of citizenship if convicted of a range of grave terrorism and extremism-related crimes, including for “harming the interest of the state.” According to UNHCR and the government, no one has been deprived of citizenship under this law. Instead, during the year the government repatriated hundreds of citizens who joined international terrorist organizations and their families, prosecuting the fighters in criminal court and providing social services to family members.
According to UNHCR, the law provides a range of rights to persons recognized by the government as stateless. The legal status of officially registered stateless persons is documented, and they are considered as having permanent residency, which is granted for 10 years in the form of a stateless person certificate. According to the law, after five years of residence in the country, stateless persons are eligible to apply for citizenship. Children born in the country to officially recognized stateless persons who have a permanent place of residence are recognized as nationals. A legal procedure exists for ethnic Kazakhs; those with immediate relatives in the country; and citizens of Ukraine, Belarus, Russia, and Kyrgyzstan, with which the country has agreements. The law gives the government six months to consider an application for citizenship. Some applicants complained that, due to the lengthy bureaucratic process, obtaining citizenship often took years. In summary the law does not provide a simplified naturalization procedure for stateless persons. Existing legislation prevents children of parents without identity documents from obtaining birth certificates, which hindered their access to education, free health care, and freedom of movement.
Persons whose citizenship applications are rejected or whose status as stateless persons has been revoked may appeal the decision, but such appeals involved a lengthy process.
Officially recognized stateless persons have access to free medical assistance on the level provided to other foreigners, but it is limited to emergency medical care and to treatment of 21 contagious diseases on a list approved by the Ministry of Health Care and Social Development. Officially recognized stateless persons have a right to employment, although not with the government. They may face challenges when concluding labor contracts, since potential employers may not understand or be aware of this legal right.
UNHCR reported that stateless persons without identity documents may not legally work, which led to the growth of illegal labor migration, corruption, and abuse of authority among employers. Children accompanying stateless parents were also considered stateless.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A number of domestic and international human rights groups operated with some freedom to investigate and publish their findings on human rights cases, although some restrictions on human rights NGO activities remained. International and local human rights groups reported the government monitored NGO activities on sensitive topics and practiced harassment, including police visits to and surveillance of NGO offices, personnel, and family members. Government officials often were uncooperative or nonresponsive to questions about their views.
In recent years the government refused three applications from Atajurt, an advocacy organization for the rights of ethnic Kazakhs in China, to register. Each time, the stated basis for refusal was errors in Atajurt’s paperwork. The government continued to pressure Atajurt leader Serikzhan Bilash, and on August 18, the court in Almaty found him guilty of participation in an unregistered organization and punished him with an administrative fine of 138,900 tenge ($330). Bilash denied the charges and called them unreasonable and unlawful. Bilash previously had signed a plea agreement in 2019 that banned him from political activism in connection with his criminal case for incitement of discord. In December international media reported that Bilash fled the country in September and was living in Turkey.
The International Legal Initiative, Kazakhstan International Bureau for Human Rights and Rule of Law, Kadyr Kassiyet, the Legal Media Center, and Foundation on Parliamentary Development were among the most visibly active human rights NGOs. Some NGOs faced occasional difficulties in acquiring office space and technical facilities. Government leaders participated–and regularly included NGOs–in roundtables and other public events on democracy and human rights.
The United Nations or Other International Bodies: The government invited UN special rapporteurs to visit the country and meet with NGOs dealing with human rights. The government generally did not prevent other international NGOs and multilateral institutions dealing with human rights from visiting the country and meeting with local human rights groups and government officials. National security laws prohibit foreigners, international organizations, NGOs, and other nonprofit organizations from engaging in political activities. The government prohibited international organizations from funding unregistered entities.
Government Human Rights Bodies: The Presidential Commission on Human Rights is a consultative and advisory body that includes top officials and members of the public appointed by the president. The commission reviews and investigates complaints, issues recommendations, and monitors fulfillment of international human rights conventions. The commission does not have legal authority to remedy human rights violations or implement its recommendations.
The Commissioner on Human Rights (Ombudsman) is elected by the Senate upon the president’s recommendation for a five-year term. The ombudsman reviews and investigates complaints about violations of human rights by officials and organizations. The ombudsman issues recommendations and publishes reports on human rights, and also serves as the chair of the Coordinating Council of the National Preventive Mechanism against Torture.
The ombudsman did not have the authority to investigate complaints concerning decisions of the president, heads of government agencies, parliament, cabinet, Constitutional Council, Prosecutor General’s Office, CEC, or courts, although s/he may investigate complaints against individuals. The Ombudsman’s Office has the authority to appeal to the president, cabinet, or parliament to resolve citizens’ complaints; cooperate with international human rights organizations and NGOs; meet with government officials concerning human rights abuses; visit certain facilities, such as military units and prisons; and publicize in media the results of investigations. The Ombudsman’s Office also published an annual human rights report. During the year the office occasionally briefed media and issued reports on complaints it had investigated.
Domestic human rights observers indicated that the Ombudsman’s Office and the human rights commission were unable to stop human rights abuses or punish perpetrators. The commission and ombudsman avoided addressing underlying structural problems that led to human rights abuses, although they advanced human rights by publicizing statistics and individual cases and aided citizens with less controversial social problems and issues involving lower-level elements of the bureaucracy.
Kyrgyzstan
Executive Summary
The Kyrgyz Republic has a parliamentary form of government designed to limit presidential power and enhance the role of parliament and the prime minister. October 2 parliamentary elections were marred by accusations of vote buying and voter intimidation; opposition parties protested the results. After two nights of violence, the Central Election Commission annulled the elections and parliament approved an interim government led by Sadyr Japarov. On October 15, President Jeenbekov resigned and Japarov became acting president. A new presidential election was scheduled for January 10, 2021 along with a referendum on whether the country should transfer to a presidential system or government or keep its parliamentary system.
The investigation of general and local crimes falls under the authority of the Ministry of Internal Affairs, while certain crimes such as terrorism and corruption fall under the authority of the State Committee on National Security, which also controls the presidential security service. The Prosecutor General’s Office prosecutes both local and national crimes. Law enforcement falls under the authority of the Ministry of Interior, which falls under presidential jurisdiction. Civilian authorities at times did not maintain effective control over the security forces.
Significant human rights issues included: use of torture by law enforcement and security services; harsh and life-threatening prison conditions; arbitrary arrest; political prisoners; problems with the independence of the judiciary; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, unjustified arrests or prosecutions against journalists, censorship, and site blocking; refoulement of refugees to a country where they would face a threat to their life or freedom; significant acts of corruption; lack of investigation of and accountability for violence against women; trafficking in persons; crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, and intersex persons and impunity for gender based violence; significant restrictions on workers’ freedom of association; and the existence of the worst forms of child labor.
While the government took steps to investigate and prosecute or punish officials known to have committed human rights abuses, especially those involved in corrupt activities, official impunity remained a problem.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of expression, including for the press, and the government generally respected this right. NGO leaders and media rights advocates acknowledged a more relaxed press environment under the Jeenbekov administration, noting a clear drop in libel lawsuits against independent media outlets and the withdrawal of existing cases launched under the previous administration. Self-censorship continued to be prevalent, and pressure reportedly existed from editors and political figures to bias reporting.
Freedom of Speech: Multiple civil society groups noted an increase in the application of provisions of law on the “incitement of interethnic, racial, religious, and interregional hatred.” Observers stated in some cases authorities broadly interpreted these provisions to sanction speech, which tended to affect ethnic minorities and human rights defenders. Civil society organizations called the process to confirm such violations of law as arbitrary, politicized, and unprofessional.
Freedom of Press and Media, Including Online Media: Some journalists reported intimidation related to coverage of sensitive topics, such as interethnic relations, “religious extremism,” or the rise of nationalism. This was particularly salient against Uzbek-language media outlets.
Security services and oligarchs attempted to prevent independent media from operating freely in the country. The government continued its tight controls over news content on state television.
On March 21, the government declared a state of emergency for one month due to the spread of COVID-19 in the country. The Media Policy Institute (MPI) reported the restrictions introduced in the state of emergency hampered the ability of journalists to report on the effects of COVID-19. MPI noted that the Commandant of Bishkek, the office in charge of the COVID-19 response in the capital, initially refused to accredit journalists to permit them to travel to report on the epidemic. Additionally, MPI reported that only state media was able to report from medical centers, despite the Commandant’s claim that journalists would not receive accreditation due to health and safety reasons. Law enforcement also warned that anyone publishing “false” information about the epidemic could be charged with a crime.
Violence and Harassment: Journalists, especially those who are ethnic Uzbeks, reported harassment by police and continuing pressure by local and national authorities to avoid reporting on sensitive issues, including ethnic conflicts, corruption, and political figures. Media members also reported that nonstate actors, particularly politically well connected and wealthy individuals, harassed them for reporting on those individuals’ alleged corruption and other kinds of wrongdoing. Journalists sometimes practiced self-censorship to avoid reprisals for their reporting.
In a 2019 investigation, local Radio Free Europe/Radio Liberty (RFE/RL)-affiliate Azattyk, online Kloop media, and the Organized Crime and Corruption Reporting Project (OCCRP) published an expose that implicated former deputy customs head Raimbek Matraimov in a multimillion-dollar corruption scheme. In the aftermath of the report, RFE/RL relocated some of their journalists to Prague amid serious threats to their lives and families, for fear of political reprisal. On April 10, former Osh customs officer Emilbek Kimsanov released a video showing purported text messages from Matraimov offering to pay Kimsanov for the return of Ali Toktokunov, one of the journalists who broke the corruption scandal, to the country “dead or alive.”
On January 9, two men assaulted Bolot Temirov, the founder of Factcheck.kg, a local investigative reporting website, after publishing an investigation into former deputy customs head Raimbek Matraimov detailing how the Matraimov family spent far more than their reported income would suggest. After the assault, Temirov stated that the attackers only stole his phone, which caused him to believe the attack was motivated by intimidation.
In June unknown assailants firebombed the Talas office of a small independent television channel, 3 Kanal. No one was injured in the attack; however, the head of the broadcaster estimated that the damage totaled approximately $15,000.
On October 5, during protests against parliamentary elections, there were multiple reported cases of violence against press. During a live broadcast, police fired a rubber bullet directly at a correspondent for Nastoyashchee Vremya, a Voice of America affiliate, and during a live recording, police seized a phone from a 24.kg reporter. On October 6, while a journalist from independent media outlet Kaktus broadcast live from a hotel hosting a meeting by some members of parliament, supporters of Sadyr Japarov reportedly attacked the reporter, surrounding her and demanding she stop filming. On October 10, 20-30 individuals tried to force their way into the Sputnik.kg office, demanding that the outlet send a reporter to cover a pro-Japarov protest occurring in the city. The mob allegedly threatened the editorial staff, saying Sputnik.kg had 30 minutes to begin broadcasting, otherwise they would break down the door and attack the office.
Censorship or Content Restrictions: Journalists and NGO leaders alleged some news outlets instructed their reporters not to report critically on certain politicians or government officials. The sources also reported some news outlets received requests from government offices to report in a particular way or to ignore specific news stories.
NGO leaders and media sources reported state-owned broadcasters remained under pressure to transmit stories promoting government policies and initiatives and develop narratives critical of NGOs, opposition figures, and civil society activists.
In April local media reported that private citizens who criticized the government’s response to COVID-19 were coerced by government officials into recanting their reports and publicly apologizing to the government. The GKNB, the agency publishing videos of the apologies, denied they had pressured anyone to apologize and claimed the videos were submitted voluntarily. A doctor who posted a message on Twitter about the poor quality of personal protective equipment for medical workers claimed he was forced to apologize and later deleted his Twitter account.
Libel/Slander Laws: While slander and libel are not criminal offenses, civil lawsuits can result in defendants paying compensation for moral harm, which the law does not limit in size. Observers stated courts arbitrarily ruled on the amount of compensation and that failure to pay compensation could serve as a basis for criminal prosecution.
In the first half of the year, press reported that, despite some improvements in press freedom, attacks on media continued through the use of libel laws. In January former deputy customs head Raimbek Matraimov, along with his brother MP Iskander Matraimov, sued Kloop, Azattyk Radio, and 24.kg in response to the publication of an investigative series on a multimillion-dollar corruption scheme centered on Raimbek Matraimov. Initially, the judge in the case froze the assets of all of the media organizations but later reversed the decision. The Matraimovs dropped their suit against 24.kg after a retraction published on their website.
On August 19, Jalalabad police summoned AKIpress reporter Bekmamat Abdumalik uulu, purportedly in connection to a libel case. Abdumalik uulu asserted he was questioned in relation to a blog post critical of the government. A Ministry of Interior spokesperson claimed they had received a formal complaint that accused the journalist of disseminating “false rumors harmful to reputation and honor.” The Media Policy Institute, a press advocacy organization, issued a statement that noted libel laws are matters for civil litigation, and the police therefore illegally questioned Abdumalik uulu.
Internet Freedom
The government generally allowed access to the internet, including social media sites. There were no public credible reports the government monitored private online communications without appropriate legal authority. The Civic Initiative on Internet Policy reported on 371 internet resources that are blocked by the government, including archive.org, soundcloud.com, and numerous links to Facebook and YouTube. The Civic Initiative for Internet Policy noted there were some sites the government blocked without a court order, including Change.org, which was blocked after a petition appeared calling for the impeachment of the president.
NGOs reported that security services have shifted to online monitoring of social media accounts, and media reported that the government targeted bloggers and social media users for critical internet posts. On July 15, the GKNB interrogated comedian Nazgul Alymkulova over satirical posts about the president and the government. Two days later, police detained Argen Baktybek uulu, an administrator of the Facebook group Memestan, over posts critical of the government. Baktybek was detained due to “the dissemination of information that demeans the authorities.” On July 28, the GKNB interrogated Eldiyar Zholdoshev after he posted a video online that criticized the government’s response to COVID-19 and called President Jeenbekov the worst president in the history of the country. The GKNB claimed that Zholdoshev had violated the law against incitement of racial, ethnic, religious, or interregional hatred.
Members of the lesbian, gay, bisexual, transgender, and intersex (LGBTI) community reported that authorities regularly monitored chatrooms and dating sites in an effort to punish and extort those who were seeking homosexual sex through online venues.
There were no government restrictions on academic freedom. Institutions providing advanced religious education must follow strict reporting policies, but they reported no restrictions on academic freedom.
The law provides for the freedoms of peaceful assembly and association, and the government generally respected these rights.
The constitution provides for this right, although it limited peaceful assembly in Bishkek and Talas, with local governments refusing to issue permits for peaceful marches. Organizers and participants are responsible for notifying authorities of planned assemblies, but the constitution prohibits authorities from banning or restricting peaceful assemblies, even in the absence of prior notification. Local authorities, however, have the right to demand an end to a public action and, in the event of noncompliance, are empowered to take measures to end assemblies.
Throughout the COVID-19 pandemic, the government reportedly used public health concerns as a pretext for preventing peaceful protests. On March 5, during preparation for the annual Women’s March, a district court ruled that the event would not be allowed to proceed due to concerns about COVID-19. On March 6, the court reversed its decision, and allowed the march to take place. During the march, ultranationalists attacked the demonstrators, in some cases physically assaulting women marchers. The police allowed the attack to continue with impunity, and arrested the peaceful marchers. After the arrests, multiple human rights NGOs reported lawyers were denied access to their clients. After several hours, the police released the detainees, and the Prosecutor General’s Office declined to press charges. On March 10, members of Kyrk Choro (Forty Knights), the ultranationalist group that attacked the march, were fined for their part in the violence.
The law provides for freedom of association, although the government increased harassment of NGOs. NGOs are required to have at least three members and all other organizations at least 10 members. The Ministry of Justice did not refuse to register any domestic NGOs. The law prohibits foreign-funded political parties and NGOs, including their representative offices and branches, from pursuing political goals.
During the first half of the year, targeted harassment of NGOs and their workers by the government and ultranationalist groups increased significantly. These attacks appear to have centered on NGOs opposing proposed legislation to increase the requirements for the registration of NGOs. NGOs reported harassment from government security agencies, including unannounced visits to NGO offices, and threats. Additionally, ultranationalist groups repeatedly threatened NGOs. During one public meeting on the potential effects of the proposed legislation, a group of ultranationalists assaulted the security staff, gained entrance to the meeting, and publicly threatened to burn down the office of an NGO. Under pressure from civil society groups, parliament decided to delay consideration of the proposed law.
The government continued to maintain bans on 21 “religiously oriented” groups it considered to be extremist, including al-Qa’ida, the Taliban, the East Turkestan Islamic Movement, the Kurdish People’s Congress, the Organization for the Liberation of Eastern Turkistan, Hizb ut-Tahrir, the Union of Islamic Jihad, the Islamic Movement of Uzbekistan, the Unification (Mun San Men) Church, Takfir Jihadist, Jaysh al-Mahdi, Jund al-Khilafah, Ansarullah At-Takfir Val Hidjra, Akromiya, ISIS, Djabhat An Nusra, Katibat al-Imam al-Buhari, Jannat Oshiqlari, Jamaat al-Tawhid wal-Jihad, and Yakyn Incar. Authorities also continued the ban on all materials or activities connected to A. A. Tihomirov, also known as Said Buryatsky.
Numerous human rights activists reported continued arrests and prosecution of persons accused of possessing and distributing Hizb ut-Tahrir literature (see section 1.d.). Most arrests of alleged Hizb ut-Tahrir members occurred in the southern part of the country and involved ethnic Uzbeks.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
Foreign Travel: The law prohibits travel abroad by citizens who have or had access to information classified as state secrets until the information is declassified.
Citizenship: The law on combating terrorism and extremism revokes the citizenship of anyone convicted of terrorist and extremist activities. The government did not use the law during the year.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other organizations to provide some protection and assistance to refugees, asylum seekers, stateless persons, and other persons of concern. In April the State Migration Service reported there were 193 refugees in the country, including 87 from Afghanistan.
Refoulement: In August the GKNB arrested Bobomorud Abdullayev, an Uzbek journalist who alleged he was tortured in Uzbekistan for his work. According to the GKNB, the government of Uzbekistan requested his arrest. Despite his request for asylum, the GKNB allegedly refused to permit Abdullayev access to his lawyers, the UN Office of the High Commissioner on Human Rights, or the UNHCR. Despite calls from civil society not to extradite Abdullayev, the government handed over Abdullayev to Uzbek authorities on August 22, without an extradition hearing as required by law. On August 28, Abdullayev’s lawyers alleged that the GKNB tortured Abdullayev during his detention.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. The law on refugees includes nondiscrimination provisions covering persons who UNHCR did not grant refugee status to when they left their country of origin and extends the validity of documents until a final decision on status is determined by a court. Despite local law the government has ignored asylum requests from asylum seekers likely to be tortured upon their return to their home country.
Employment: The government grants legal permission to work to individuals UNHCR has determined are refugees and to whom the government has granted official residency status in the country. Not all refugees qualify for residency status according to the government. Individuals who UNHCR has determined are refugees, but to whom the government has not conferred legal residency, are not legally permitted to work, access medical services, or receive identity documents. Therefore, they are susceptible to exploitation by employers paying substandard wages, not providing benefits, and not complying with labor regulations. They could not file grievances with authorities.
Access to Basic Services: The government deemed individuals whom UNHCR determined ineligible for refugee status, as well as asylum seekers who lacked official status, as ineligible to receive state-sponsored social benefits. Refugees with official status in the country have access to basic services.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Numerous domestic and international human rights organizations operated actively in the country, although government officials at times were uncooperative and unresponsive to their views.
Government actions at times appeared to impede the ability of NGOs to operate freely.
The United Nations or Other International Bodies: The government permitted visits by representatives of the United Nations and other organizations in connection with the investigation of abuses or monitoring of human rights problems in the country, including those of the OSCE, ICRC, Norwegian Helsinki Committee, and International Organization for Migration. The government provided international bodies largely unfettered access to civil society activists, detention facilities and detainees, and government officials.
Government Human Rights Bodies: The Office of the Ombudsman acts as an independent advocate for human rights on behalf of private citizens and NGOs and has the authority to recommend cases for court review. Observers noted the atmosphere of impunity surrounding the security forces and their ability to act independently against citizens, factors that limited the number and type of complaints submitted to the Ombudsman’s Office.
Although the Ombudsman’s Office exists in part to receive complaints of human rights abuses and pass the complaints to relevant agencies for investigation, both domestic and international observers questioned the office’s efficiency and political independence.
Latvia
Executive Summary
The Republic of Latvia is a multiparty parliamentary democracy. A unicameral parliament (Saeima) exercises legislative authority. Observers considered the elections in 2018 for the 100-seat parliament to be free and fair.
The State Police and municipal police forces share responsibility for maintaining internal security. The State Border Guard, the armed forces, the Defense Intelligence and Security Service, the Constitution Protection Bureau, the State Security Service, and the National Guard are responsible for external security but also have some domestic security responsibilities. The State Police, State Security Service, and State Border Guards are subordinate to the Ministry of Interior. Municipal police are under local government control. The armed forces, the Defense Intelligence and Security Service, Constitution Protection Bureau, and National Guard are subordinate to the Ministry of Defense. Civilian authorities maintained effective control over the security forces. Members of the security forces committed some abuses.
There were no reports of significant human rights abuses.
The government had mechanisms in place to identify and punish officials who may commit human rights abuses.
Section 2. Respect for Civil Liberties, Including:
The constitution and the law provide for freedom of expression, including for the press, and the government generally respected this right. An independent press and judiciary, and a functioning democratic political system combined to promote freedom of expression, including for the press. The government legally restricts racial and ethnic incitement, denial, or glorification of crimes against humanity, and certain war crimes.
Freedom of Speech: Although the law generally provides for freedom of speech, it criminalizes incitement to racial or ethnic hatred and the spreading of false information about the financial system. The law forbids glorifying or denying genocide, crimes against humanity, and war crimes against the country perpetrated by the Soviet Union or Nazi Germany. Violation of these provisions can lead to a five-year prison sentence, community service, or a fine. There are also restrictions on speech deemed a threat to national security. The law criminalizes nonviolent acts committed against the state or that challenge its “independence, sovereignty, territorial integrity, or authority.”
As of October the State Security Service initiated two criminal cases against individuals for inciting national, ethnic, or racial hatred.
Press and Media Freedom, Including Online Media: Independent media were active and expressed a wide variety of views with few restrictions. The law requires that 65 percent of all television broadcast time in national and regional electronic media be in Latvian or be dubbed or subtitled. Extensive Russian-language programming was also available in all national and local media. Restrictions on speech that incites racial hatred, spreads false information about the financial system, or glorifies or denies genocide, crimes against humanity, or crimes against the country by the Soviet Union or Nazi Germany also apply to print and broadcast media, the publication of books, and online newspapers and journals.
Electronic media are legally required to present news and current affairs programs with due accuracy and impartiality. All companies, including media and other publishers, are required to disclose their ownership, and this data is publicly available. Electronic mass media are required to disclose their ultimate beneficiaries and report any changes to the media regulator. NGOs stated that opaque ownership of many of the largest media outlets posed a threat to media independence and transparency.
The Latvian Journalists Association expressed concern about local newspapers’ independence and viability. Some municipalities provided funding to local newspapers in exchange for editorial control, or even published their own newspapers to drive independent competitors out of business.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports that the government monitored private online communications without appropriate legal authority. Internet speech was subject to the same restrictions as other forms of speech and the media.
There were no government restrictions on academic freedom or cultural events.
The constitution and law provide for the freedoms of peaceful assembly and association, and the government generally respected these rights.
The constitution and the law provide for freedom of peaceful assembly. The government generally respected this right, but there are some restrictions. Organizers of demonstrations typically must notify authorities 10 days in advance. Authorities can approve demonstrations within 24 hours if longer advance notice is “reasonably impossible.” Officials may deny or modify permits to prevent public disorder. Due to the COVID-19 pandemic, the government introduced several temporary assembly restrictions which changed in proportion to the assessed risks.
The constitution and the law provide for freedom of association, and the government generally respected this right. The law prohibits the registration of communist, Nazi, or other organizations that contravene the constitution or advocate the violent overthrow of the government.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
COVID-19 travel restrictions were primarily limited to self-isolation requirements based on published EU infection data and adjusted for infection levels. The government supported repatriation travel of the country’s residents, with self-isolation requirements, and facilitated repatriation of foreign citizens as requested by other countries.
The government cooperated with the Office of the UN High Commissioner for Refugees and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system to provide protection to refugees. During the year the government granted refugee status to three persons in 67 applications.
Safe Country of Origin/Transit: The country adheres to the EU’s Dublin III Regulation, which permits authorities to return asylum seekers to their country of first entry into the EU if they arrive from other EU member states, except in cases involving family reunification or other humanitarian considerations. The government made an exception to this policy to participate in the EU’s efforts to address high levels of migration into Europe.
Durable Solutions: The government funded integration projects through the Ministry of Culture and local NGOs. Some observers expressed concern that Latvian language education programs did not have sufficient training capacity. Refugee benefits fell well below the country’s poverty line.
Temporary Protection: The law allows for the granting of temporary protection for individuals not found to qualify for refugee status but who were nonetheless determined to be in need of international protection. In the first eight months of the year, the government provided no temporary protection status to any individual who did not qualify as a refugee.
The Office of the UN High Commissioner for Refugees (UNHCR) reported 216,851 stateless persons resident in the country at the end of 2019. This number included 216,682 persons the government considered “noncitizens.” The government recognized as stateless only those persons with no claim to foreign citizenship or noncitizen resident status. Persons categorized by authorities as stateless may pursue citizenship through naturalization after obtaining a permanent residence permit and lawfully residing in the country for five years.
UNHCR included most of the country’s noncitizen population in the stateless category, but as of 2018 also considered them persons to whom the 1954 Convention relating to the Status of Stateless Persons does not apply. The government preferred to designate this population as noncitizen residents, since they were eligible to naturalize under the law. Noncitizen residents, mostly persons of Slavic origin who moved to the country during the Soviet occupation and their descendants, did not automatically become citizens when the country regained independence in 1991. They have permanent residency status, equal protection in the country and consular protection abroad, the right to leave and return to the country, and the right to all government social benefits. They also have employment rights, except in some government and private-sector positions related to the legal system, law enforcement, and national security. Noncitizens may not vote in local or national elections and may not organize a political party without the participation of at least an equal number of citizens.
Noncitizen residents may seek naturalization in the country. From January to September, authorities received 410 new naturalization applications; 535 prior applicants received their citizenship by September, and 42 failed to pass the language exam but can reapply. In public surveys of noncitizen residents, the majority of respondents who did not seek naturalization reported that, in addition to language barriers, their reasons for not doing so included political objections to the requirement, lack of accessible Latvian language training or anticipated exemption from the language requirement upon reaching the age of 65, and their understanding that Latvian citizenship was not necessary for them to travel to Russia and EU-member states.
A subset of these noncitizen permanent residents hold citizenship in a different country, such as Russia, although the exact number and percentage were unknown, and dual citizenship for noncitizen permanent residents above the age of 25 is not legal. This subgroup while living in Latvia may not only travel in the Schengen area like other noncitizen permanent residents but may also travel visa-free to and from Russia.
Noncitizen resident children born in the country after January 1, 2020, are considered Latvian citizens.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases. Government officials often cooperated with NGOs and responded to their views and inquiries.
Government Human Rights Bodies: The Office of the Ombudsman is responsible for monitoring the government’s performance on human rights. The ombudsman received some cooperation from the agencies it monitored and operated without direct government or political interference. The office encountered difficulties resolving problems that required state budget funding or changes in the law, but effectively addressed complex social-economic issues in the Constitutional Court. In a March 2019 report, the Council of Europe’s European Commission against Racism and Intolerance (ECRI) observed that the ombudsman’s mandate does not include providing independent assistance to victims of racism and racial discrimination. The ombudsman cannot enforce its recommendations or levy fines, although it may apply to the Constitutional Court to initiate proceedings against a public institution that has failed to address a source of discrimination. The ombudsman can also file a complaint in an administrative court if it is in the public interest or bring a case to the civil courts if the problem concerns a violation of equal treatment, ECRI stated. As required by law, the Office of the Ombudsman published an annual report describing its activities and making recommendations to the government.
A standing parliamentary committee on human rights and public affairs met weekly when parliament was in session. It considered initiatives related to human rights.
Lithuania
Executive Summary
The Republic of Lithuania is a constitutional, multiparty, parliamentary democracy. Legislative authority resides in a unicameral parliament (Seimas), and executive authority resides in the Office of the President. Observers evaluated the presidential elections and European Parliamentary elections in May 2019 and the national parliamentary elections on October 11 and October 25 as generally free and fair.
Police and the State Border Guard Service are subordinate to the Ministry of the Interior. The Special Investigative Service, the main anticorruption agency, reports to the president and parliament. Civilian authorities maintained effective control over police, the State Border Guards Service, the army, and the Special Investigative Service. Members of the security forces committed some abuses.
Significant human rights issues included harsh and life-threatening prison conditions.
The government had mechanisms in place to identify and punish officials who may commit human rights abuses.
Section 2. Respect for Civil Liberties, Including:
The constitution provides for freedom of expression, including for the press, and the government generally respected this right. An independent press, an effective judiciary, and a functioning democratic political system combined to promote freedom of expression, including for the press.
Freedom of Speech: The constitutional definition of freedom of expression does not permit slander; disinformation; or incitement to violence, discrimination, or national, racial, religious, or social hatred. Inciting hatred against a group of persons is punishable by imprisonment for up to two years. Inciting violence against a group of persons is punishable by imprisonment for up to three years.
It is a crime to deny or “grossly to trivialize” Soviet or Nazi German crimes against the country or its citizens, or to deny genocide, crimes against humanity, or war crimes.
Freedom of Press and Media, Including Online Media: Independent media were active and expressed a wide variety of views. They are subject to the same laws that prohibit hate speech and criminalize speech that grossly trivializes international and war crimes.
It is illegal to publish material that is “detrimental to minors’ bodies or thought processes” or that promotes the sexual abuse and harassment of minors, sexual relations among minors, or “sexual relations.” Human rights observers continued to criticize this law. Lesbian, gay, bisexual, transgender, and intersex (LGBTI) groups claimed it served as a rationale for limiting LGBTI awareness-raising efforts and that agencies overseeing publishing and broadcast media took prejudicial action against the coverage of stories with LGBTI themes.
Censorship or Content Restrictions: The Radio and Television Commission of Lithuania (LRTK) may impose a 72-hour suspension on television programs that posed a threat to public and national security. The LRTK may impose this suspension without a court order on television programs from countries both inside and outside the EU, the European Economic Area, and from European states that ratified the Council of Europe’s Convention on Transfrontier Television.
On July 8, the government banned five Russian RT television channels in the country. It argued it was implementing the EU’s sanctions against Dmitriy Kiselyov, RT’s general director.
Libel/Slander Laws: The law makes insulting or defaming the president of the country in mass media a crime punishable by a fine. Authorities did not invoke it during the year.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports that the government monitored private online communications without appropriate legal authority.
There were no government restrictions on academic freedom or cultural events.
The government generally respected the freedoms of peaceful assembly and association, with the exception of some organizations associated with the Soviet period.
Although the law provides for this freedom and the government generally respected it, the government continued to ban the Communist Party and other organizations associated with the Soviet period.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees.
Safe Country of Origin/Transit: In compliance with the EU’s Dublin III Regulation, authorities barred asylum seekers arriving from safe countries of origin or transit and returned them to such countries without reviewing the substantive merits of their applications. The government’s participation in the EU’s efforts to address high levels of migration into Europe was an exception to this policy.
Employment: Refugee employment opportunities were primarily concentrated in construction, hospitality (restaurants), manufacturing, and housekeeping. Highly skilled positions required Lithuanian, English, or Russian language skills. The lack of language skills, job search assistance, education, and qualifications were major barriers to the employment of refugees.
Access to Basic Services: Refugees said that language barriers prevented them from accessing health and psychological consulting services.
Durable Solutions: As of July 31, a total of 89 asylum seekers and two displaced persons lived at the Refugee Integration Center. During this period 402 persons (231 asylum seekers) participated in integration programs in municipalities.
Temporary Protection: The government may grant “temporary protection” to groups of persons. Authorities may also grant “subsidiary protection” to individuals who may not qualify as refugees, and in 2019 the authorities extended temporary protection to 13 persons.
According to UNHCR as of 2019, there were 2,904 stateless persons in the country. The law permits persons born on the territory or legally residing there for 10 years and who are not citizens of any other country to apply for citizenship. Applicants must possess an unlimited residence permit, knowledge of the Lithuanian language and constitution, and the ability to support themselves.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases. Government officials were generally cooperative and responsive to their views.
Government Human Rights Bodies: The Office of the Parliamentary Ombudsman has three mandates: to investigate complaints about abuse of office or other violations of human rights involving public administration; to implement the national prevention of torture mechanism under the UN’s Optional Protocol to the Convention against Torture; and to serve as an accredited national human rights institution. In the last capacity, the parliamentary ombudsman is responsible for reporting on and monitoring human rights problems, cooperating with international and domestic human rights organizations, and promoting human rights awareness and education.
The equal opportunities ombudsman operates an independent public institution with responsibility for implementing and enforcing rights under the law.
A children’s rights ombudsman is responsible for overseeing observance of children’s rights and their legal interests. It may initiate investigations of possible violations of such rights, either upon receipt of a complaint or on its own initiative.
Parliament’s human rights committee prepares and reviews draft laws and other legal acts related to civil rights and presents recommendations to government institutions and other organizations about problems related to the protection of civil rights. It also receives reports from the Office of the Parliamentary Ombudsman.
Moldova
Executive Summary
Note: Except where otherwise noted, all references in this report exclude the secessionist region of Transnistria.
The Republic of Moldova is a parliamentary democracy with competitive multiparty elections. The constitution provides for executive and legislative branches as well as an independent judiciary and a clear separation of powers. The president serves as the head of state and the prime minister serves as the head of government, appointed by the president with parliament’s support. Legislative authority is vested in the unicameral parliament. Presidential elections were held on November 1, and a run off on November 15, in which former prime minister Maia Sandu defeated the incumbent president, Igor Dodon, with 57.7 percent of the vote, making her the country’s first female president. Organization for Security and Cooperation in Europe election observers noted in their preliminary findings that fundamental freedoms of assembly and expression were respected, but divisive campaigning and polarizing media coverage hindered voters’ access to quality information. Local and international election observers noted other irregularities, including allegations of illegal mass transportation and vote-buying of voters from the Transnistria region. Parliamentary elections in February 2019 met most Organization for Security and Cooperation in Europe, Council of Europe, and other international commitments, although observers noted allegations of vote buying and misuse of administrative resources.
The national police force reports to the Ministry of Internal Affairs and is the primary law enforcement body, responsible for internal security, public order, traffic, and criminal investigations. The agencies under the ministry are the General Police Inspectorate, Border Police, the Emergency Situations Inspectorate, Carabinieri (a quasi-militarized gendarmerie responsible for protecting public buildings, maintaining public order, and other national security functions), the Bureau for Migration and Asylum, the Internal Protection and Anticorruption Service, and the Material Reserves Agency. Civilian authorities maintained effective control over the security forces. Members of the security forces committed some abuses.
Significant human rights issues included: torture by government employees; harsh and life-threatening prison conditions; serious problems with the independence of the judiciary; arbitrary or unlawful interference with privacy; criminal libel laws; serious acts of corruption; lack of investigation of and accountability for violence against women; crimes involving violence or threats of violence targeting persons with disabilities, members of national, racial, and ethnic minority groups; crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons; and the worst forms of child labor.
While authorities investigated reports of human rights abuses, they rarely prosecuted and punished officials accused of human rights violations or corruption. Impunity remained a major problem.
Significant human rights issues in separatist-controlled Transnistria included: forced disappearance by “authorities”; torture and cases of cruel, inhuman, or degrading treatment or punishment by “authorities”; harsh and life-threatening prison conditions; arbitrary arrest or detention; political prisoners or detainees; serious problems with the independence of the “judiciary;” arbitrary or unlawful interference with privacy; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, or unjustified arrests or prosecutions against journalists, censorship, site blocking, the existence of criminal libel laws, and overly restrictive “laws” on nongovernmental organizations; substantial interference with the freedom of peaceful assembly and freedom of association; serious restrictions on freedom of movement; inability of citizens to change their government peacefully through free and fair elections; restrictions on political participation; serious acts of corruption; lack of investigation of and accountability for violence against women; crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons; existence or use of laws criminalizing consensual same-sex sexual conduct between adults; existence of the worst forms of child labor.
Section 2. Respect for Civil Liberties, Including:
The law provides for freedom of expression and allows individuals to criticize the government or to discuss matters of general public interest. Restrictions apply only in cases when such discussion poses a threat to national security, territorial integrity, public order, or safety. Nonetheless, there were allegations that authorities did not always respect freedom of expression for the press. Journalists were subjected to harassment, intimidation, and frequent lawsuits. Concentration of ownership of major media outlets in the hands of a few political figures, and oligarchs further limited the independence of the press.
Freedom of Speech: In Transnistria a 2020-2026 Strategy for Combating Extremism was approved on March 20 that provides “authorities” new repressive tools to silence dissent and further repress freedom of expression, complementing the existing 2007 “law” on fighting extremism activities. There were at least five individuals facing charges pursuant to the “antiextremism” law for publicly criticizing the de facto “authorities” during the year.
Larisa Calic, a writer from Transnistria, was charged with extremism after she published a book about violent hazing and corruption in the Transnistrian “army.” Calic fled Transnistria and was in hiding. Alexandr Samonii, a member of the Tiraspol “city council” for the opposition Communist Party, has been under investigation since June 2 for extremism based on social media postings in which he criticized the ruling regime in Transnistria. Samonii reportedly fled Transnistria and remained in hiding. Individuals such as Oleg Horjan, Tatiana Belova, and Serghei Mirovici (see section 1.e., Political Prisoners and Detainees) were sentenced to prison for criticizing “authorities” by “insulting a public official,” an act which is prohibited under the region’s “criminal code.”
Freedom of Press and Media, Including Online Media: According to media, NGOs, and international monitors, independent media were active and expressed a plurality of views but were often marginalized by larger outlets owned or controlled by a few politicians and oligarchs. Large media outlets pressured smaller outlets, including by colluding to prevent advertisers from buying advertising space from those smaller outlets, which brought several to the brink of closing. Prominent journalists left key outlets acquired by oligarchs. Internal and external propaganda and manipulation, concentration of ownership of mass media in the hands of some politicians and oligarchs, unfair competition within the television advertising market, and limited independence of the broadcasting regulatory authority, the Audiovisual Council (CCA), were among the major problems that restricted independent media space.
Oligarchs closely supervised content and maintained editorial control over reporting from outlets they owned or controlled. Russian news channels rebroadcast in the country continued to disseminate propaganda and presented distorted information about regional and international events.
Media outlets supportive of President Dodon and the Party of Socialists of the Republic of Moldova expanded their dominance in the media market, replacing former Democratic Party of Moldova leader Vlad Plahotniuc as having the largest media holdings.
On March 24, during the state of emergency that was declared in response to the COVID-19 pandemic, the CCA issued a ruling blocking media outlets from criticizing the government’s response to the pandemic or reporting information that contradicted the government or World Health Organization’s official statements. The CCA cancelled the order on March 26 after public outcry from NGOs, opposition parties, and diplomatic missions.
On July 9, parliament approved the appointment of three new CCA members; opposition parliamentarians claimed the selection process was not transparent or inclusive.
Independent media NGOs and watchdogs accused the CCA and the public broadcaster, Teleradio Moldova, of progovernment bias. The NGOs also noted the government discriminated against media outlets that were not affiliated with President Dodon or the Socialist Party by refusing them access to senior officials for interviews.
On October 26, the CCA penalized TV8 with a 7,000 lei (approximately $400) fine for “not ensuring impartiality” during the talk show “Natalia Morari’s Politics.” The CCA ruled that the show failed to uphold impartiality and balance of opinion when one of the guests on the talk show, lawyer Ștefan Gligor, said there were risks of election fraud in the upcoming November 1 presidential election. The CCA stated that TV8 failed to give airtime to the opposing view. TV8 representatives stated that the channel ensured balance of opinion throughout the show and did not limit the right to freedom of expression. TV8 characterized the CCA’s action as an attempt to silence media discussion of possible electoral fraud and “an attack on freedom of expression.” On October 31, the Chisinau Court of Appeal struck down the CCA fine and ruled that TV8 did not violate the requirement for balance of opinion. On November 1, the Supreme Court of Justice affirmed the Court of Appeal ruling cancelling the fine.
Media freedom in separatist-controlled Transnistria remained a concern despite the local “authorities’” declarations that they would promote competition and media freedom. During the year, Freedom House again assessed the Transnistrian region’s media as “not free.” Transnistrian television channels and radio stations are regulated by the “state media service” and “state telecommunications service.” The “state media service” oversees “state-run” media and “state” policy in the information sector.
Two organizations controlled the Transnistrian mass media market: the “Public Agency for Telecommunication,” which controlled official news information agencies, newspapers, and one of the two most popular television channels; and Sheriff Holding, a business conglomerate with considerable influence in the Transnistrian “Supreme Soviet.”
Violence and Harassment: There were reports of government and political leaders obstructing freedom of the press by restricting the media’s ability to cover events. Journalists were subjected to harassment, intimidation, and frequent lawsuits. Female journalists, in particular, were subjected to intimidation.
On May 20, the Nordnews.md portal team was denied access to the headquarters of the Drochia district council where President Dodon met representatives of local public authorities. Employees of the State Protection and Guard Service (SPPS) also prohibited filming of the presidential motorcade.
On May 18, journalist Natalia Cebotari was fined 2,400 lei (approximately $140) by police for alleged defamation for her coverage of abusive and unhealthy work conditions at a textile factory in the town of Ceadir-Lunga that had also violated COVID-19 safety guidelines. She was charged only after the factory manager filed a complaint with local police. The media community condemned the move as interference with media freedom.
There were also reports of government officials initiating lawsuits against media outlets for their investigative reporting into corruption allegations and the officials’ personal assets.
In January, Deputy Prosecutor General Ruslan Popov filed a defamation lawsuit against the Center for Independent Journalism in response to two investigative reports implicating him in corruption.
In May the Ziarul de Garda newspaper was targeted in a defamation lawsuit by President Igor Dodon in response to an investigation revealing his wealth and assets. The second hearing was scheduled for September, but did not take place due to Dodon’s refusal to attend. The hearing was postponed to November.
Censorship or Content Restriction: In many cases, journalists practiced self-censorship to avoid conflicts with the sponsors or owners of their media outlets, many of whom are politicians or oligarchs connected to political parties.
Journalists voiced concern that a personal data protection law restricted journalists’ access to information. In addition investigating journalists complained of problems accessing websites of legal entities. Journalists also noted that a March 18 decision by the Emergency Situation Commission’s to extend the deadline for authorities to respond to public information requests from 15 days to 45 days during the state of emergency, undermined the public’s right to access to information.
In Transnistria journalists similarly practiced self-censorship and avoided criticizing separatists’ goal of independence or their “foreign policy” to avoid “official” reprisals.
Libel/Slander Laws: Libel and slander are punishable by a fine, community service, being barred from holding certain public offices for a period of months, or a combination of these punishments. Defamation is not a crime, but individuals and organizations can be sued civilly for defamation. Some newspapers practiced self-censorship and avoided controversial issues due to concerns that government officials and other public figures could use slander or defamation accusations to retaliate against critical news reports (see the Natalia Cebotari case under Violence and Harassment, above).
As modified in March 2019, the “law” in Transnistria criminalizes public insults of the region’s “leader,” which may be punished by a fine or up to five years in prison.
On April 7, Transnistrian “law enforcement” arrested Irina Vasilachi, a civic activist and opposition politician, after she accused Igor Nebeigolova, a close ally of former Transnistrian “leader” Igor Smirnov, of corruption and criminal activity on her YouTube channel, where she posted videos criticizing the Transnistrian leadership and its associates. Vasilachi was found guilty of slander and fined the equivalent of $170. Irina Vasilachi fled the region for Chisinau with her children on December 20, fearing arrest in a criminal case opened against her in Transnistria on accusations of using force against Transnistrian law enforcement officials on April 7. Tatiana Belova and Serghei Mirovici were similarly arrested and received three-year prison sentences for “insulting” the Transnistrian “leader” online (see also section 1.e., Political Prisoners and Detainees).
Internet Freedom
The government did restrict or disrupt access to the internet or censor online content, but there were no credible reports that the government monitored private online communications without appropriate legal authority.
On March 20, the country’s national intelligence agency, the Information and Security Service, blocked 52 online news portals for the duration of the 60-day state of emergency period, claiming that the sites were spreading “fake news” about the COVID-19 pandemic.
In Transnistria the agency on telecommunication services ordered the second largest internet service provider (ISP), Linkservice in Transnistria, operating in Bender/Tighina, to cease operations on January 12 due to violations of the region’s ISP “regulations.” On April 28, an “appeals court” allowed Linkservice to continue its operations throughout the COVID-19 state of emergency in the region. Internet users and civil society in Transnistria suggested that the region’s largest ISP, Sheriff-controlled Inderdnestrcom, was trying to eliminate its competitors in the ISP market in Transnistria.
The National Extraordinary Public Health Commission restricted public gatherings and cultural events during a state of emergency and public health state of emergency imposed due to the COVID-19 pandemic. There were no other government restrictions on academic freedom or cultural events outside of quarantine restrictions.
In Transnistria Latin-script schools continued to be the subject of a dispute between the government and separatist “authorities” in Transnistria. COVID-19 quarantine measures imposed by “authorities” obstructed the free movement of Latin-script schools’ staffs and students across the administrative line from March until September 1. Teachers could not cross the line to receive their salaries from the government. Starting September 1, Latin-script school students and staffs were once again allowed to cross the administrative line with proper identification.
The government limited freedoms of peaceful assembly and association; authorities imposed additional restrictions during the state of emergency declared in response to the COVID-19 pandemic.
The law provides for freedom of assembly. While the government usually respected this right, there were several exceptions.
On July 16, a group of veterans from the 1992 Transnistria conflict protested the government’s failure to improve veterans’ services. Police prevented protesters from erecting tents outside the parliament building, leading to clashes between law enforcement and the protesters. Civil society and opposition claimed riot police violently dispersed the protesters and disproportionately used crowd-dispersing methods, such as batons, Tasers, and tear gas. Several protesters were arrested for allegedly assaulting police, and an opposition member of parliament claimed to have witnessed police beating a protester. Human rights NGOs condemned police actions against the protesters, calling them “disproportionate and unjustified.”
The government also banned public gatherings during the COVID-19 state of emergency, but allowed small-scale gatherings of up to 50 persons during the subsequent public health state of emergency, provided that participants respected social distance. “Authorities” in Transnistria continued to restrict freedom of assembly and generally refused permits for public protests.
“Authorities” in Transnistria continued to restrict freedom of assembly and generally refused permits for public protests.
Ghenadie Ciorba, a civil society activist and opponent of the Transnistrian regime, was charged with extremism for organizing a July 2 protest on the Ribnita-Rezina Bridge against travel restrictions imposed by the Transnistrian “authorities” under the pretext of combating the COVID-19 pandemic. He remained in pretrial detention at year’s end. Nine other protesters received administrative fines.
The constitution provides for freedom of association and states that citizens are free to form parties and other social and political organizations, and the government generally respected this right. The law prohibits organizations “engaged in fighting against political pluralism, the principles of the rule of law, or the sovereignty and independence or territorial integrity” of the country.
In Transnistria separatist “authorities” severely restricted freedom of association, granting it only to persons they recognized as “citizens” of the region. All activities had to be coordinated with local “authorities”; groups that did not comply faced criminal charges and harassment by “security forces.” “Authorities” strictly prohibited organizations favoring reintegration with the rest of the country and prosecuted several individuals for organizing or leading an extremist group–charges that carry a penalty of up to 10 years’ imprisonment.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation and the government generally respected these rights, with some exceptions. Due to the COVID-19 pandemic, the government restricted foreign travel and closed or partially closed international borders with neighboring countries.
In Transnistria “authorities” continued to restrict travel to and from the region and imposed additional travel restrictions during the year, citing concerns regarding the COVID-19 pandemic.
In-country movement: Transnistrian “authorities” continued to impose restrictions on travel to and from the region and installed 37 (later reduced to 11) illegal checkpoints in the Nistru Valley Security Zone without Joint Control Commission authorization on the pretext of responding to the COVID-19 pandemic. Movements through separatist checkpoints were subject to prior approval from the Transnistrian “COVID-19 crisis center,” headed by the Transnistrian “minister of interior,” Ruslan Mova. The Moldovan government, Moldovan human rights NGOs, and Transnistria residents condemned the movement restrictions as abusive and a human rights violation.
Foreign Travel: Although citizens generally may depart from and return to the country freely, there were some limitations on emigration and COVID-19-related travel restrictions. The law requires individuals to settle before emigrating all outstanding financial obligations with other persons or legal entities. The government did not strictly enforce this requirement. The law also provides that close relatives who are financially dependent on a potential emigrant must concur before the prospective emigrant may depart the country. Authorities did not enforce this law.
Due to the COVID-19 pandemic, the country’s borders with Ukraine and Romania remained closed or partially closed for most of the year. Moldovan citizens and permanent residents, accredited diplomats, and those with preapproved travel were permitted to enter the country during the state of emergency and there were no restrictions on departing the country.
The law does not define the concept of internally displaced persons (IDPs), and authorities do not report any official data on IDPs as such.
Nevertheless NGOs such as Promo-LEX and a 2004 Norwegian Refugee Council report estimated that approximately 130,000 persons were displaced by the 1992 conflict in Transnistria, with approximately 51,000 of them residing in government-controlled territory. IDPs may include victims of forced displacement by the Transnistrian “authorities,” former combatants, and persons who left the separatist-controlled region for political reasons.
Transnistrian “authorities” denied Moldovan veterans of the 1992 Transnistria conflict access to the region. The Moldovan Reintegration Policy Bureau noted three cases during the year in which separatist “authorities” issued three-year expulsion orders for veterans whose permanent domicile was located in separatist-controlled territory.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
Refoulement: On July 15, the Buiucani branch of the Chisinau Court found former Security and Information Service director Vasile Botnari guilty of the illegal deportation of seven Turkish teachers (the verdict was sealed until September). The teachers had been forcibly returned to Turkey in 2018, where they were imprisoned. The court ordered Botnari pay a fine of 88,000 lei ($5,300) and he was given a five-year ban on holding public office. Botnari was also ordered to reimburse the state 125,000 euros ($150,000) for damages to the teachers’ families as a result of a 2019 ECHR ruling that their human rights had been violated. Botnari was also ordered to pay the 348,432 lei ($21,000) cost of renting the plane used for the deportation. Prosecutors initially requested a three-year prison sentence for Botnari but did not appeal the court’s July 15 ruling. Opposition parties criticized the judiciary for the unusually lenient sentence and called on prosecutors to reopen the investigation. Prosecutions against the former deputy head of the intelligence service and the head of the Bureau for Migration and Asylum were dropped during the year.
Access to Asylum: The law provides for granting asylum or refugee status, and the government has established a system for providing protection to refugees. The process for obtaining formal refugee status was slow, but conducted in line with international and European standards. Authorities issued refugees identity cards valid indefinitely; beneficiaries of humanitarian protection received identification documents valid for three years; and asylum seekers received temporary identification cards. UNHCR provided refugees financial support. A temporary accommodation center administered by the Bureau of Migration and Asylum was available for asylum seekers. During the COVID-19 pandemic, the government halted deportations of asylum seekers but did not formally extend their visas. The law does not allow unemployed asylum seekers to purchase state health insurance, but asylum seekers still had access to health care during the COVID-19 pandemic.
Safe Country of Origin/Transit: The country has a policy of presumptive denial of asylum seekers from Ukraine displaced by the armed conflict in eastern Ukraine. The country had previously accepted Ukrainian asylum seekers but determined that Ukraine’s process for protecting and resettling internally displaced persons was sufficient. The majority of displaced Ukrainians preferred to transit Moldova, then seek asylum in the EU.
Temporary Protection: The government also provided humanitarian protection to individuals who may not qualify as refugees and provided it to approximately 246 persons registered in the national asylum system as of July.
According to UNHCR, there were 1,899 persons registered as stateless in the country, 73 percent of whom resided in Transnistria. According to immigration law experts, the majority of stateless persons fell into one of two categories: 1) former citizens of the Soviet Union residing in Moldova who are ineligible for Moldovan citizenship and do not hold another country’s citizenship; and 2) Moldovan citizens who renounced their citizenship in order to acquire another citizenship and have not notified Moldovan authorities of any subsequent acquisition of citizenship. Experts assessed that most persons in the second category, especially Transnistria residents, are not actually stateless and have mostly acquired Russian citizenship or another nationality. There were 7,956 Moldovan citizens who did not possess any valid documentation of Moldovan citizenship but who did have Soviet passports endorsed by the Moldovan Public Services Agency, which serve as a prima facie proof of citizenship. There were an additional 1,547 persons of indeterminate citizenship status.
Stateless persons and refugees may gain citizenship through naturalization. The law allows a refugee or stateless person who has resided legally in the country for eight years to seek citizenship. The family reunion process for naturalized refugees was burdensome. The government issued residence permits for a period of up to one year to stateless persons temporarily residing in the country at a cost ranging from approximately 400 to 1,280 lei ($23.40 to $75) depending on the speed of service, with higher prices for expedited processing. Trafficking victims received residence permits free of charge.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A variety of domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases. Government officials were somewhat cooperative and responsive to their views.
Authorities in Chisinau did not have full access to or control over the Transnistrian region. According to local and international experts, authorities in Transnistria continued to monitor and restrict activities of human rights NGOs. There were credible reports that no human rights NGO in the region investigated serious human rights violations due to fear of repression and harassment from authorities.
Government Human Rights Bodies: There are three human rights bodies in the country: The Office of the People’s Ombudsman, the Agency for Interethnic Relations, and the Council for the Prevention of Discrimination and Ensuring Equality (Equality Council). The People’s Ombudsman and the Equality Council are independent institutions that report to parliament, while the Agency for Interethnic Relations is part of the government. All three institutions were fully operational and active in reporting on human rights issues during the year.
The law provides for the independence of the people’s ombudsman from political influence and appointment to a seven-year, nonrenewable term. The Office of the People’s Ombudsman may initiate an investigation based on complaints or on its own authority. Although the Office of the People’s Ombudsman lacked the power to enforce decisions, it acted as a monitor of human rights conditions, including in prisons and other places of detention. A separate ombudsman for children’s rights operates under the same framework within the Office of the People’s Ombudsman.
The Equality Council is responsible for reviewing complaints of discrimination and making recommendations, but lacks enforcement powers.
The Agency for Interethnic Relations oversees and implements state policies in the area of interethnic relations and the use of languages in the country.
Parliament also has a separate standing committee for human rights and interethnic relations, but the committee’s powers and areas of oversight were narrowed during the year.
Poland
Executive Summary
Poland is a republic with a multiparty democracy. The bicameral parliament consists of an upper house (Senate) and a powerful lower house (Sejm). The president and the Council of Ministers headed by the prime minister share executive power. Incumbent President Duda was re-elected to a second five-year term after a second round of voting July 12. The Organization for Security and Cooperation in Europe conducted election observation. It found the presidential election was administered professionally despite legal uncertainty during the electoral process due to the outbreak of the COVID-19 pandemic and the rescheduling of the election to a later date. It also noted the public broadcaster “failed to ensure balanced and impartial coverage, and rather served as a campaign tool for the incumbent.” The government continued to implement judiciary-related measures that drew strong criticism from the European Commission, some legal experts, nongovernmental organizations, and international organizations.
The police force is a national law enforcement body with regional and municipal units overseen by the Ministry of Interior and Administration. The Border Guard is responsible for border security and combating irregular migration; it reports to the Ministry of Interior and Administration. The Internal Security Agency has responsibility for investigating and combating organized crime, terrorist threats, and proliferation of weapons of mass destruction. The Central Anticorruption Bureau is responsible for combating government, business, and financial corruption and may investigate any matter involving public funds. The prime minister appoints and supervises the heads and deputy heads of both offices, which also report to parliament. Civilian authorities maintained effective control over the security forces. Some members of law enforcement entities committed abuses.
Significant human rights issues included: criminal defamation penalties; violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons; and crimes involving violence or threats of violence targeting members of ethnic minorities.
The government took steps to investigate, prosecute, and punish officials who committed human rights abuses. There were no reports of security force impunity.
Section 2. Respect for Civil Liberties, Including:
The constitution provides for freedom of speech and press, and the government generally respected these rights.
Freedom of Speech: The law prohibits hate speech, including the dissemination of anti-Semitic literature, the public promotion of fascist, communist, or other totalitarian systems, and the intentional offense of religious feelings.
Violence and Harassment: On February 3, the Warsaw regional court sentenced Michal Majewski, a Wprost weekly reporter, to a fine for protection of sources of information. The conviction refers to a 2014 incident, when Internal Security Agency officers tried to seize forcefully a laptop of one of the journalists who revealed a wiretapping scandal involving leading politicians. The Center for Monitoring Freedom of Speech at the Association of Polish Journalists criticized the conviction as a clear violation of freedom of speech. The ruling was subject to appeal.
On November 11, some police officers used violent crowd control measures against several journalists who were covering violent clashes between police and groups of hooligans during the annual Independence March that took place in Warsaw. Police shot one photojournalist in the face with a rubber bullet and used batons and a stun grenade against other journalists. After the incidents the government announced investigations into the police actions. On December 2, police officially apologized for the incidents and announced training for police officers.
Censorship or Content Restrictions: The constitution prohibits censorship of the press or social communication. Nevertheless, laws regulating broadcasting and media prohibit, under penalty of fines, license revocation, or other authorized sanctions, the promotion of activities endangering health or safety, or the promotion of views contrary to law, morality, or the common good. The law also requires that all broadcasts “respect the religious feelings of the audiences and, in particular, respect the Christian system of values.”
Critics alleged persistent progovernment bias in state television news broadcasts.
Libel/Slander Laws: Defamation by print and broadcast journalists is a criminal offense and includes publicly insulting or slandering the president, members of parliament, government ministers and other public officials, the Polish nation, foreign heads of state and ambassadors, private entities and persons, as well as insult or destruction of the national emblem, the flag, other state symbols, and monuments. Defamation outside media is punishable by a fine and community service. The courts rarely applied maximum penalties, and persons convicted of defamation generally faced fines or imprisonment of less than one year. The maximum sentence for insulting the president is three years’ imprisonment.
On August 5, police charged three persons with desecrating monuments and offending religious sentiment by placing rainbow flags on several monuments around Warsaw, including an historic religious statue standing in front of a Roman Catholic Church associated with Warsaw’s occupation. If convicted the three may face a fine for insulting the monuments and up to two years in prison for offending religious sentiment.
The Helsinki Foundation for Human Rights and the Association of Polish Journalists reported that journalists convicted of defamation had never received the maximum penalty. According to the Helsinki Foundation, however, the criminal defamation law may have a chilling effect on journalists, especially in local media, since local authorities may use the law against journalists. Media owners, particularly of small local independent newspapers, were aware that potentially large fines could threaten the financial survival of their publications. According to the Helsinki Foundation, there was a considerable increase in the number of convictions under the criminal defamation law over the last several years. The foundation observed that those seeking to protect their reputations were more likely to pursue criminal defamation charges than civil litigation. This may negatively affect the operation of local media outlets, which the foundation stated were often the only source of accountability for local officials. According to Ministry of Justice statistics for 2018, the most recent data available, courts convicted one person of insulting the president and three persons for insulting constitutional organs of the government. In 2018 the courts fined two persons for public defamation through media using the public prosecution procedure, when a private person presses criminal charges against another person. In 2018 there were 116 convictions for criminal defamation through media using the private prosecution procedure.
On September 2, the Supreme Court struck down a Lodz District Court judgment from February 2019 against investigative reporter Wojciech Biedron on charges of public insult of a judge for inaccurately reporting that a court had initiated disciplinary proceedings against the judge. The September 2 decision resulted from a complaint filed with the Supreme Court by the prosecutor general in September 2019. The case was sent back to the district court for a retrial.
Nongovernmental Impact: On July 7, unknown perpetrators vandalized the offices of the magazine Fakty Social Dialogue. The perpetrators wrote “Fakty TVN go away” on the office walls, apparently mistaking the magazine’s offices for those of private television station TVN’s flagship news program Fakty, which had broadcast criticism of the government. The magazine’s equipment and server room were destroyed, and hard drives from laptops and computers were stolen. The editor in chief of the magazine claimed the vandalism was the result of a campaign by the governing party against “opposition media.”
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports that the government monitored private online communications or email without appropriate legal authority. The law authorizes the (ABW) to block websites without a prior court order in cases relating to combating, preventing, and prosecuting terrorist crimes; shut down telecommunications networks when there is a terrorist threat; and conduct surveillance of foreign nationals for up to three months without a court order. During the year there were no reports by media or NGO sources that the ABW blocked websites.
The law against defamation applies to the internet as well.
There were no reports of government restrictions on academic freedom or cultural events.
The constitution provides for the freedoms of peaceful assembly and association, and the government generally respected these rights. The law permits restrictions on public assemblies in situations of elevated terrorist threats. During the year there were no cases of the prohibition of a public assembly due to an elevated terrorist threat.
Due to the COVID-19 pandemic, on March 13, the government limited public assemblies to a maximum of 50 persons. From March 31 to May 29, due to a declared “state of epidemic,” the government introduced a total ban on public assemblies. From May 30 to October 16, public assemblies of up to 150 participants were allowed, except for so-called spontaneous gatherings organized without prior notification to local authorities. On October 17, new regulations entered into force that allowed public assemblies of up to 10 participants in regions of the country with the highest numbers of COVID-19 infections and 25 participants in the remaining parts of the country. On October 24, public assemblies were limited to five participants nationwide. In a speech to the Senate on November 27, the ombudsperson expressed concerns that police were increasingly using excessive means of direct coercion against demonstrators over the course of the pandemic and urged the Senate to work on a bill “to make the police more oriented towards observing human rights.”
On May 16, police detained more than 380 persons following a protest by entrepreneurs in Warsaw against government policy towards businesses during the COVID-19 pandemic. Police used tear gas to disperse the protest. The government punished 220 persons for violating social distancing restrictions, and five were charged with more serious crimes, including assaulting police officers.
On October 27, following several days of large public demonstrations against an October 22 Constitutional Court ruling restricting abortion, Law and Justice Party Chairman and Deputy Prime Minister Jaroslaw Kaczynski released a video statement claiming protest organizers and protesters themselves were committing a “serious crime” by protesting during a period of heightened COVID-19 infections in the country. He said authorities had an “obligation to oppose such events.”
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to internally displaced persons, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern.
In addition to guarded centers for foreigners, the government operated 10 open centers for asylum seekers with an aggregate capacity of approximately 1,900 persons in the Warsaw, Bialystok, and Lublin areas.
Abuse of Migrants, Refugees, and Stateless Persons: Some incidents of gender-based violence in the centers for asylum seekers occurred, but UNHCR reported that local response teams involving doctors, psychologists, police, and social workers addressed these cases. UNHCR reported no major or persistent problems with abuse in the centers.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees.
On July 23, the European Court of Human Rights ruled against the country, stating it violated the European Convention on Human Rights by not accepting a group of asylum seekers from Russia and not allowing them to file applications for international protection. The case originated in 2017 when several Russian asylum seekers of Chechen origin attempted to enter the country via Belarus but were repeatedly returned to Belarus. The Polish Border Guard refused to accept their applications for international protection even though some had documents that proved they were victims of torture and persecution. On July 24, the Warsaw branch of UNHCR appealed to the government to follow international law and allow asylum seekers to apply for international protection in the country.
Safe Country of Origin/Transit: The EU’s Dublin III Regulation, to which the country is subject, recognizes all EU countries as safe countries of origin and transit. The regulation also authorizes the governments of EU member states to return asylum seekers to the countries where they first entered the EU. The law permits denial of refugee status based on safe country of origin or safe country of transit but includes provisions that allow authorities to consider the protection needs of individuals in exceptional cases.
Freedom of Movement: Authorities placed some asylum seekers in guarded centers for foreigners while they awaited deportation or decisions on their asylum applications. Border guards may place an individual in a guarded center only by court order. The law prohibits the placement of unaccompanied minors younger than 15 in guarded centers. Border guards typically sought to confine foreigners who attempted to cross the border illegally, lacked identity documents, or committed a crime during their stay in the country.
Employment: Asylum seekers are not allowed to work during the first six months of the asylum procedure. If the asylum procedure lasts longer than six months, they may work until the asylum decision is final.
Access to Basic Services: Asylum seekers faced language and cultural barriers and had limited access to higher education. Children in centers for asylum seekers had free access to public education, in addition to other educational activities organized in the center, but those placed with relatives in guarded centers for foreigners did not.
Temporary Protection: The government also provided temporary protection to some individuals who did not qualify as refugees. Between August 18 and November 12, according to Ministry of Interior and Administration statistics, 1,050 Belarusian citizens entered the country under special procedures, including “humanitarian visas,” refugee status, and special permissions from the Border Guard’s chief commander. In addition, 330 Belarusians entered the country under the Ministry of Development program Poland. Business Harbor, which facilitates business activity for Belarusians who want to relocate their business to Poland.
The law affords the opportunity for stateless persons to obtain nationality. A 2019 UNHCR report noted, however, that the government’s lack of a formal procedure of identifying stateless persons led to protection gaps and exposed stateless persons to many negative consequences, including detention.
The 2019 UNHCR report noted several problems resulting from stateless status, including the inability to undertake legal employment or to access social welfare and health care. Stateless persons often lack identity documents, which limits their ability to perform many legal actions, such as opening a bank account or entering into a marriage. According to UNHCR, such problems made this group particularly vulnerable to poverty and marginalization.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A number of domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases.
Government Human Rights Bodies: The law entrusts the ombudsperson and the government plenipotentiary for equal treatment with the task of “implementing the principle of equal treatment.”
In cooperation with NGOs, the ombudsperson processes complaints, conducts investigations, institutes and participates in court proceedings, undertakes studies, provides other public bodies with advice, proposes legislative initiatives, and conducts public information campaigns. The ombudsperson has no authority to mediate disputes between private entities, even in cases of racial discrimination. The ombudsperson presents an annual report to the Sejm on the state of human rights and civic freedom in the country.
The government plenipotentiary for equal treatment has a mandate to counter discrimination and promote equal opportunity for all. The plenipotentiary implements the government’s equal treatment policy, develops and evaluates draft acts, analyzes and evaluates legal solutions, and monitors the situation within the scope of application of the principle of equal treatment. In March the plenipotentiary’s position moved to the Ministry of Family and Social Policy. The plenipotentiary also serves as a deputy minister. As such, it does not have the same institutional independence as the ombudsperson and does not have a separate budget.
Both chambers of parliament have committees on human rights and the rule of law. The committees serve a primarily legislative function and consist of representatives from multiple political parties.
Russia
Executive Summary
The Russian Federation has a highly centralized, authoritarian political system dominated by President Vladimir Putin. The bicameral Federal Assembly consists of a directly elected lower house (State Duma) and an appointed upper house (Federation Council), both of which lack independence from the executive. The 2016 State Duma elections and the 2018 presidential election were marked by accusations of government interference and manipulation of the electoral process, including the exclusion of meaningful opposition candidates. On July 1, a national vote held on constitutional amendments did not meet internationally recognized electoral standards.
The Ministry of Internal Affairs, the Federal Security Service, the Investigative Committee, the Office of the Prosecutor General, and the National Guard are responsible for law enforcement. The Federal Security Service is responsible for state security, counterintelligence, and counterterrorism, as well as for fighting organized crime and corruption. The national police force, under the Ministry of Internal Affairs, is responsible for combating all crime. The National Guard assists the Federal Security Service’s Border Guard Service in securing borders, administers gun control, combats terrorism and organized crime, protects public order, and guards important state facilities. The National Guard also participates in armed defense of the country’s territory in coordination with Ministry of Defense forces. Except in rare cases, security forces generally report to civilian authorities. National-level civilian authorities have, at best, limited control over security forces in the Republic of Chechnya, which are accountable only to the head of Chechnya, Ramzan Kadyrov. Members of the Russian security forces committed numerous human rights abuses.
The country’s occupation and purported annexation of Ukraine’s Crimean Peninsula continued to affect the human rights situation there significantly and negatively. The Russian government continued to arm, train, lead, and fight alongside Russia-led separatist forces in eastern Ukraine. Credible observers attributed thousands of civilian deaths and injuries, as well as numerous abuses, to Russian-led forces in Ukraine’s Donbas region (see the Country Reports on Human Rights Practices for Ukraine). Authorities also conducted politically motivated arrests, detentions, and trials of Ukrainian citizens in Russia, many of whom claimed to have been tortured.
Significant human rights issues included: extrajudicial killings and attempted extrajudicial killings, including of lesbian, gay, bisexual, transgender, and intersex persons in Chechnya by local government authorities; enforced disappearances; pervasive torture by government law enforcement officers that sometimes resulted in death and occasionally involved sexual violence or punitive psychiatric incarceration; harsh and life-threatening conditions in prisons; arbitrary arrest and detention; political and religious prisoners and detainees; politically motivated reprisals against individuals located outside the country; severe arbitrary interference with privacy; severe suppression of freedom of expression and media, including the use of “antiextremism” and other laws to prosecute peaceful dissent and religious minorities; violence against journalists; blocking and filtering of internet content and banning of online anonymity; severe suppression of the right of peaceful assembly; severe suppression of freedom of association, including overly restrictive laws on “foreign agents” and “undesirable foreign organizations”; severe restrictions of religious freedom; refoulement of refugees; inability of citizens to change their government peacefully through free and fair elections; severe limits on participation in the political process, including restrictions on opposition candidates’ ability to seek public office and conduct political campaigns, and on the ability of civil society to monitor election processes; widespread corruption at all levels and in all branches of government; lack of investigation of and accountability for violence against women; coerced abortion and forced sterilization; trafficking in persons; and crimes involving violence or threats of violence against persons with disabilities, members of ethnic minorities, and lesbian, gay, bisexual, transgender, and intersex persons.
The government failed to take adequate steps to identify, investigate, prosecute, or punish most officials who committed abuses, resulting in a climate of impunity.
Section 2. Respect for Civil Liberties, Including:
While the constitution provides for freedom of expression, including for the press, the government increasingly restricted this right. Regional and local authorities used procedural violations and restrictive or vague legislation to detain, harass, or prosecute persons who criticized the government or institutions it favored. The government exercised editorial control over media, creating a media landscape in which most citizens were exposed to predominantly government-approved narratives. Significant government pressure on independent media constrained coverage of numerous topics, especially of Belarus, LGBTI persons, the environment, elections, COVID-19, criticism of local or federal leadership, as well as secessionism or federalism. The government used direct ownership or ownership by large private companies with government links to control or influence major national media and regional media outlets, especially television. Censorship and self-censorship in television and print media and on the internet was widespread, particularly regarding points of view critical of the government or its policies. The government’s failure to investigate or prosecute attacks on human rights defenders and peaceful protesters further stifled freedom of assembly and association.
Freedom of Speech: Authorities continued to misuse the country’s expansive definition of extremism, under which citizens may be punished for certain types of peaceful protests, affiliation with certain religious denominations, and even certain social media posts, as a tool to stifle dissent. As of August the Ministry of Justice had expanded its list of extremist materials to include 5,080 books, videos, websites, social media pages, musical compositions, and other items, an increase of approximately 80 items from 2019. According to the prosecutor general, authorities prosecuted 585 extremism cases in 2019, the majority of which included charges of “extremism” levied against individuals for exercising free speech on social media and elsewhere.
On March 27, the State Duma passed legislation criminalizing the dissemination of false “socially significant information” online, in mass media, or during protests or public events. This law in effect toughened a March 2019 law that prohibited the dissemination of “incorrect socially meaningful information, distributed under the guise of correct information, which creates the threat of damage to the lives and health of citizens or property, the threat of mass disruption of public order and public security, or the threat of the creation of an impediment to the functioning of life support facilities, transport infrastructure, banking, energy, industry, or communications.” Authorities used the law to target human rights defenders and civil society activists in criminal investigations, most recently by accusing them of spreading unreliable information related to the COVID-19 pandemic.
On June 15, Agora International Human Right Group published a report showing that over the course of 450 days, authorities initiated approximately 200 cases against the dissemination of “unreliable socially significant information.” A total of 33 of the cases were filed between April 3 and June 9 and involved criminal complaints that mainly targeted activists, journalists, bloggers, and legislators.
In early May prosecutors opened a criminal investigation into the activities of Grigoriy Vinter, the head of the Vologda chapter of the NGO For Human Rights, after posts criticizing authorities for transporting prisoners who showed COVID-19 symptoms were published on a social media page that he administered. Vinter had previously faced similar politically motivated investigations for his human rights advocacy.
By law authorities may close any organization a court determines to be extremist, including media outlets and websites. Roskomnadzor, the country’s media oversight agency, routinely issued warnings to newspapers and internet outlets it suspected of publishing extremist materials. Three warnings in one year sufficed to initiate a closure lawsuit.
During the year authorities invoked a 2013 law prohibiting the distribution of “propaganda on nontraditional sexual relations” to minors to punish the exercise of free speech by LGBTI persons and their supporters. For example, Russian media reported that on July 10, LGBTI artist and activist Yuliya Tsvetkova was fined by a local court in the Russian Far East for social media posts and drawings depicting same-sex couples with their children, rainbow-colored cats, and matryoshka dolls holding hands. Tsvetkova was also under investigation for spreading pornography among minors for her body-positive projects in 2019. On September 22, her case was returned to the Investigative Committee for Khabarovsk Kray for further investigation in what experts believe was an attempt to prolong the trial.
Authorities investigated individuals for speech allegedly violating a law that prohibits “offending the feelings of religious believers.” For example, at the end of January, popular stand-up comic Aleksandr Dolgopolov left the country after police opened an investigation into one of his performances from 2019. Media reported that an audience member complained that Dolgopolov had insulted his religious feelings, possibly with a joke about Jesus and his mother Mary. In March, Dolgopolov announced that he had returned to Russia; the status of the investigation was unclear.
During the year authorities prosecuted individuals for speech that allegedly violated the law prohibiting the “rehabilitation of Nazism.” On August 8, media reported that the Investigative Committee opened a case against Voronezh resident Aleksandr Khoroshiltsev for posting a photo of Adolf Hitler on the website of the Immortal Regiment, the name given to the yearly procession of individuals with portraits of relatives who fought in World War II. Authorities told journalists that posts such as Khoroshiltsev’s were aimed at rehabilitating the Nazi regime.
The law bans the display of Nazi symbols and the symbols of groups placed on the government’s list of “extremist” organizations. There was no official register or list of banned symbols. On May 15, a district court in Kemerovo sentenced Vladislav Koretskiy, an 18-year-old student, to 10 days incarceration for publishing social media posts in 2016 and 2017 containing images of swastikas.
The law prohibits showing “disrespect” online for the state, authorities, the public, flag, or constitution. For example, on March 3, a district court in Tomsk fined activist Sergey Chaykovskiy, the executive director of the National Bureau for the Development of Democracy, for an Instagram post that showed a speech by Nancy Pelosi accusing Putin of interfering in the conflict in Ukraine. Chaykovskiy captioned the post “Vladimir Putin will answer for his crimes in Ukraine” and was found guilty of disrespecting authorities online.
During the year authorities enforced a law prohibiting the “propaganda of narcotics” to prosecute or threaten to block independent outlets. For example, in January the Supreme Court upheld lower court orders to block the distribution of an article by independent journalists chronicling the story of a heroin user. Free speech advocates expressed concern that the law allowed the government to ban any nonfiction article on drug use it deemed inappropriate.
During the year authorities used a law banning cooperation with “undesirable foreign organizations” to restrict free expression. For example, in March authorities opened an administrative case against the Andrey Rylkov Foundation for publishing a text from the Open Russia movement on its website. Prosecutors accused the foundation, which aids drug addicts and advocates for changes to laws on narcotics, of cooperating with an “undesirable foreign organization.”
Government-controlled media frequently used derogatory terms such as “traitor,” “foreign agent,” and “fifth column” to describe individuals expressing views critical of or different from government policy, leading to a societal climate intolerant of dissent.
Freedom of Press and Media, Including Online Media: The government continued to restrict press and media freedom. More than 80 percent of country’s mass media was funded by the government or progovernment actors. Government-friendly oligarchs owned most other outlets, which are permitted to determine what they publish within formal or informal boundaries set by the government. In the regions each governor also controlled regional media through direct or indirect funding or through affiliated structures. The federal government or progovernment individuals completely or partially owned all so-called federal television channels, the only stations with nationwide reach. The 29 most-watched stations together commanded 86 percent of television viewership; all were owned at least in part by the federal or local governments or by progovernment individuals. Government-owned media outlets often received preferential benefits, such as rent-free occupancy of government-owned buildings, and a preferential tax rate. On a regional level, state-owned and progovernment television channels received subsidies from the Ministry of Finance for broadcasting in cities with a population of less than 100,000 and on the creation and production of content. At many government-owned or -controlled outlets, the state increasingly dictated editorial policy. While the law restricts foreign ownership of media outlets to no more than 20 percent, another provision of the ambiguously worded law apparently bans foreign ownership entirely. The government used these provisions to consolidate ownership of independent outlets under progovernment oligarchs and to exert pressure on outlets that retained foreign backers. In its annual report on freedom of the press, Freedom House rated the country “not free.”
By law the Ministry of Justice is required to maintain a list of media outlets that are designated “foreign agents.” As of August there were 11 outlets listed. The decision to designate media outlets as foreign agents may be made outside of court by other government bodies, including law enforcement agencies.
The law allows authorities to label individuals (both Russian and foreign citizens) as “foreign agents” if they disseminate foreign media to an unspecified number of persons and receive funding from abroad. Human rights defenders expressed concern that this legislation would be used to further restrict the activities of or selectively punish journalists, bloggers, and social media users. Individuals labeled a “foreign agent” are required to register with the Ministry of Justice, and those living abroad also must create and register a legal entity inside the country in order to publish materials inside the country. All information published by the “foreign agent” individual must be marked as having been produced by a “foreign agent.” Fines for noncompliance with the law range from 10,000 to five million rubles ($133 to $66,500).
A parliamentary commission investigated alleged foreign interference into Russian domestic affairs. After the September 13 regional elections, the commission reported that “foreign agent” NGOs tried to discredit the election and undermine the confidence of Russians in the democratic procedures. According to the commission, the interference tactics were diverse and included disinformation on social networks and round-the-clock hacker attacks on the servers of the Russian Central Election Commission.
Violence and Harassment: Journalists continued to be subjected to arrest, imprisonment, physical attack, harassment, and intimidation as a result of their reporting. According to the Glasnost Defense Foundation, as of December incidents of violence and harassment against journalists included one killing, 42 attacks, 97 detentions by law enforcement officers, 46 prosecutions, 27 threats, and six politically motivated firings. Journalists and bloggers who uncovered government malfeasance or who criticized the government often faced harassment, either in the form of direct threats to their physical safety or threats to their livelihood, frequently through legal prosecution.
There were reports of attacks on journalists by government officials and police. For example, according to press reports, on June 30, a police officer severely injured David Frenkel, a journalist with the independent MediaZona outlet, as he was reporting on the nationwide vote on constitutional amendments in St. Petersburg. Frenkel was at a polling station investigating alleged violations of voting procedure. The head of the local voting commission requested that police remove Frenkel from the premises for purportedly interrupting the polling station’s work. A video widely circulated on social media showed the police officer tackling Frenkel, breaking his collarbone in the process. Frenkel was charged with three administrative offenses for allegedly interfering with the election commission’s work, ignoring police orders, and violating COVID-19 restrictions. Frenkel was eventually fined a nominal sum for the violations. His fines were upheld on appeal. Frenkel filed a lawsuit against the police officer involved; a preliminary investigation of the officer’s actions was reportedly launched but found no grounds for the opening of a case.
There were reports of police briefly detaining journalists to interfere with or punish them for their reporting. For example, on May 5, OVD-Info reported that police detained journalist Sergey Poznyakov as he was traveling to the editorial office of the newspaper Communists of Russia, where he worked as a correspondent. Police claimed they detained him because he did not show his documents, although Poznyakov asserted that he did. Police allegedly blocked the entrance to the newspaper’s office for five days, possibly in retaliation for its staff releasing red balloons, a symbolic gesture to communism, during a May Day celebration.
There were reports of police framing journalists for serious crimes to interfere with or punish them for their reporting. For example, Ivan Safronov, a former national security journalist for major national daily newspapers Kommersant and Vedomosti, was arrested by the FSB and charged with treason in July. Safronov was working as an aide to the head of the Russian space agency, Roscosmos, at the time of his arrest. The charges alleged Safronov was recruited by Czech intelligence agents in 2012 to pass sensitive Russian military information to another foreign government. Observers speculated the charges might be related to a 2017 Kommersant article coauthored by Safronov, detailing the potential sale of Russian military aircraft to Egypt. Safronov also provoked a strong reaction from the government for a 2019 article in Kommersant speculating on a shakeup of the leadership in the Federation Council. Safronov was subsequently fired from Kommersant, according to some accounts, due to government pressure on the publisher. Safronov’s supporters noted the treason charges complicated his defense in that independent examination of the evidence would likely be impossible. If convicted, Safronov faces up to 20 years in prison. As of December Safronov remained in custody.
There were reports of police raids on the offices of independent media outlets that observers believed were designed to punish or pressure the outlets. For example, in July police raided the offices and private homes of the opposition organization MBK Media and its associated human rights foundation, Open Russia. These raids were ostensibly connected to the continuing investigation of the Russian groups’ founder, Mikhail Khodorkovskiy, for alleged tax violations in 2003. Independent journalists believed the raids were actually tied to planned protests against recent constitutional amendments. MBK Media representatives pointed out that many of the staff members were only children in 2003, emphasizing their view that the raids were intended to interfere with their work.
In another example, in January Leonid Krivenkov, a retired cameraman for a major Russian state television broadcaster, was severely beaten by two unknown assailants. The attack came several weeks after Krivenkov gave multiple interviews detailing political censorship and corruption at the broadcaster. Krivenkov alleged the two men disparaged him for not respecting his homeland as they beat him. He was treated for a broken nose and severe bruising.
On October 15, journalist Sergey Plotnikov was abducted and beaten by unidentified persons in Khabarovsk, where he had been reporting on continuing protests in the city. He was reportedly handcuffed, driven into the forest outside the city, and threatened by shooting live rounds of ammunition into the ground near his feet. Plotnikov sustained a wound on his temple and was released the following morning.
Journalists reported threats in connection with their reporting. On April 13, Chechnya head Kadyrov posted a video statement on social media condemning Novaya Gazeta over an article alleging that local authorities’ response to COVID-19 was abusive. Kadyrov made death threats against the newspaper, stating that Russian authorities needed to stop Novaya Gazeta journalists before Chechen authorities would be forced to “commit a crime.” The article’s author, Yelena Milashina, had previously suffered an attack in Chechnya in February after she was ambushed and beaten by unknown assailants at her hotel. Kremlin spokesperson Dmitriy Peskov dismissed Kadyrov’s statement by saying that there was nothing out of the ordinary in Kadyrov’s reaction to Milashina’s reporting. On September 29, a Moscow court fined Novaya Gazeta for disseminating “fake” information in the article.
There was no progress during the year in establishing accountability in a number of high-profile killings of journalists, including the 2004 killing of Paul Klebnikov, the 2006 killing of Anna Politkovskaya, and the 2009 killing of Natalia Estemirova.
Censorship or Content Restrictions: The government directly and indirectly censored media, much of which occurred online (also see section 2.a., Internet Freedom and Academic Freedom and Cultural Events).
There were reports that the government retaliated against those who produced or published content it disliked. For example, the founder and editor of the independent news site Koza.Press, Irina Murakhtayeva (known professionally as Irina Slavina), was subjected to various forms of harassment and substantial fines by law enforcement in recent years. On October 1, law enforcement officers forcibly entered her Nizhny Novgorod apartment, ostensibly with a search warrant related to the civil society organization Open Russia. On October 2, Murakhtayeva committed suicide by self-immolation outside a regional Ministry of Internal Affairs building, writing on Facebook, “For my death, please blame the Russian Federation.”
There were reports that the government placed restrictions on printing presses to prevent them from printing materials for the political opposition. For example, on June 23, the Ministry of Internal Affairs’ center for combating extremism searched a printing house in St. Petersburg. Authorities detained three activists who ordered leaflets that opposed proposed constitutional amendments and criticized President Putin. The activists were charged under an article on production or distribution of campaign materials in violation of the law during elections and referenda.
Self-censorship in independent media was also reportedly widespread.
Libel/Slander Laws: Officials at all levels used their authority to restrict the work of and to retaliate against journalists and bloggers who criticized them, including taking legal action for alleged slander or libel, which are criminal offenses. For example, on June 15, the Investigative Committee opened a criminal libel case against anticorruption crusader, opposition activist, and prominent blogger Aleksey Navalny after he used social media to criticize a WWII veteran’s participation in a propaganda video supporting President Putin’s constitutional amendments package. Navalny faced penalties ranging from a substantial monetary fine to 240 hours of community service if convicted.
National Security: Authorities cited laws against terrorism or protecting national security to arrest or punish critics of the government or deter criticism of government policies or officials. For example, on September 9, Russian military historian Andrey Zhukov was convicted of high treason and sentenced to 12.5 years in prison. Zhukov was arrested in 2018 on allegations linked to “the history of the Russian Armed Forces and his vigorous activity online.” According to Zhukov’s colleagues, his interests included the formation, reassignment, and deployment of the country’s military units from World War I to the present. Before his arrest, Zhukov was also researching participants in World War II, their relatives, and their military awards.
There were reports that authorities charged journalists with terrorism offenses in retaliation for their reporting. For example, in June 2019 security services in Dagestan arrested Abdulmumin Gadzhiyev, a journalist and head of the religious affairs section of the independent newspaper Chernovik. Chernovik had long reported threats, politically motivated prosecutions, and other pressure for its work uncovering corruption and wrongdoing by local officials. In 2012 the newspaper’s editor in chief fled the country after receiving death threats, and its founder was shot 14 times outside the newspaper’s office in 2011, a crime that remained unsolved. Authorities charged Gadzhiyev and 10 codefendants with “taking part in the activities of a terrorist organization” and “organizing the financing of a terrorist organization” for purportedly diverting charitable donations to support the Islamic State in Syria. Conviction on the charges may result in up to 20 years’ imprisonment. Human rights defenders emphasized the charges were entirely based on a confession by a suspect who subsequently maintained that it was false and coerced, that Gadzhiyev had written critically of the Islamic State, and that there were other contradictions in the state’s case. They maintained that the case against him was fabricated. Gadzhiyev has remained in detention awaiting trial after a court repeatedly extended his pretrial detention. In April additional charges were filed against Gadzhiyev in Dagestan accusing him of participating in an extremist organization. The charges carry up to an additional 10 years in prison if Gadzhiyev is convicted. Memorial declared him to be a political prisoner.
There were reports that critics of the government’s counterterrorism policies were themselves charged with “justifying terrorism.” For example, on July 6, Pskov-based Radio Free Europe/Radio Liberty contributor Svetlana Prokopyeva was convicted of “justifying terrorism” and fined in relation to a 2018 radio piece that delved into the motivations of a teenage suicide bomber who had attacked a regional FSB office. In the piece Prokopyeva discussed whether the country’s repressive political environment might have influenced the attack. Prosecutors sought a six-year prison sentence for Prokopyeva, who was ultimately required only to pay a fine and was able to avoid incarceration. As she had been charged under antiterrorism laws, however, Prokopyeva was placed on a government list of “terrorists and extremists,” barring her from foreign travel as a result.
Internet Freedom
The government monitored all internet communications (see also section 1.f.).
The law requires internet providers to install equipment to route web traffic through servers in the country. The government continued to employ its longstanding use of the System for Operative Investigative Activities, which requires internet service providers (ISPs) to install, at their own expense, a device that routes all customer traffic to an FSB terminal. The system enables police to track private email communications, identify internet users, and monitor their internet activity. Internet advocates asserted the measure allows for surveillance by intelligence agencies and enables state authorities to control information and block content. The law also envisions the creation of an independent domain name system (DNS) for the country, separate from the global DNS. In July the Account Chamber announced that the proposed plan to create an independent DNS did not meet its deadline, citing COVID-19 related delays.
The law requires domestic and foreign businesses to store citizens’ personal data on servers located in the country. Companies that ignore this requirement risk being fined, blocked, or both. The law provides that companies refusing to localize Russian users’ data may be subject to penalties ranging from 5,000 rubles ($66) to six million rubles ($78,700), with fines of up to 18 million rubles ($236,000) for repeat offenses. In 2016 Roskomnadzor blocked access to the foreign-based professional networking website LinkedIn for failure to comply with the law; the service remained unavailable in the country without a virtual private network (VPN) service. In February a Moscow district court fined Twitter and Facebook 4.7 million rubles ($62,800) each for refusing to store the data of Russian users on servers located inside Russia. The two companies were also reportedly at risk of further fines for noncompliance with this requirement.
Telecommunications companies are required to store user data and make it available to law enforcement bodies. Companies are required to store users’ voice records for six months, and electronic correspondence (audio, images, and video) for three months.
Observers believed that the country’s security services were able to intercept and decode encrypted messages on at least some messaging platforms. The law requires telecommunications providers to provide authorities with “backdoors” around encryption technologies. Companies are fined up to six million rubles ($79,300) if they refuse to provide the FSB with decryption keys that would allow them to read users’ correspondence. The government blocked access to content and otherwise censored the internet. Roskomnadzor maintained a federal blacklist of internet sites and required ISPs to block access to web pages that the agency deemed offensive or illegal, including information that was already prohibited, such as items on the Federal List of Extremist Materials. The law gives the prosecutor general and Roskomnadzor authority to demand that ISPs block websites that promote extremist information and “mass public events that are conducted in violation of appropriate procedures.” According to the internet freedom NGO Roskomsvoboda, as of September a total of five million websites were unjustly blocked in the country. On August 10, a Moscow court fined Google for repeatedly failing to filter contents prohibited in Russia.
The law requires owners of internet search engines (news aggregators) with more than one million daily users to be accountable for the truthfulness of “publicly important” information before its dissemination. Authorities may demand that content deemed in violation be removed and impose heavy fines for refusal.
A law on the “right to be forgotten” allows individuals in the country to request that search-engine companies block search results that contain information about them. According to Freedom House’s 2020 Freedom on the Net report, the law was “routinely applied to require search engines to delete links to websites that contain personal information about an individual if it is no longer considered relevant.”
There was a growing trend of social media users being prosecuted for the political, religious, or other ideological content of posts, shares, and “likes,” which resulted in fines or prison sentences (see section 2.a., Freedom of Expression, Including for the Press).
The government prohibited online anonymity. The law requires commercial VPN services and internet anonymizers to block access to websites and internet content prohibited in the country. The law also authorizes law enforcement agencies, including the Ministry of Internal Affairs and FSB, to identify VPN services that do not comply with the ban by Roskomnadzor. By law Roskomnadzor may also block sites that provide instructions on how to circumvent government blocking. When the law came into force in 2017, Roskomnadzor announced that the majority of commercial VPNs and anonymizers used in the country had registered and intended to comply with the law, although most foreign-based VPNs had not. In March, Roskomnadzor announced the launch of an automated system for checking proxies, VPNs, and search engines for compliance with the requirements for blocking access to prohibited sites.
The law prohibits companies registered as “organizers of information dissemination,” including online messaging applications, from allowing anonymous users. Messaging applications and platforms that fail to comply with the requirements to restrict anonymous accounts may be blocked. In June 2019 authorities demanded that dating app Tinder provide messages and photos exchanged by users of the service.
There were reports of politically motivated cyberattacks. In March the Digital Revolution hackers group announced that the FSB had purchased the Fronton program, which allows for cyberattacks to crash servers and hack smart devices. On May 5, a political activist in St. Petersburg, Denis Mikhailov, reported a spam attack on the anniversary of an anti-Putin protest. Mikhailov noted that he received several hundred telephone calls from unknown numbers on that day.
The government took further steps during the year to restrict academic freedom and cultural events.
There were reports that the government censored textbooks, curricula, and other school materials. For example, in January the state university Higher School of Economics (HSE) published amendments to its student rules and labor regulations. These changes limited the rights of students to make political statements on behalf of student groups, effectively prohibiting activities by students or faculty deemed “socially divisive” by university administrators. Student newspapers also lost their status as student groups at the university, eliminating their school funding. The policy changes were seen as a direct response to a number of high-profile student political protests and the appearance of an opposition leader on a student talk show in 2019.
There were reports that the government sanctioned academic personnel for their teachings, writing, research, or political views. In August the HSE decided not to renew the contracts of five lecturers due to the “reorganization” of the university. Among the lecturers was Kirill Martynov, a political correspondent for the independent Novaya Gazeta newspaper. Martynov claimed the official explanation for HSE’s failure to renew his contract was dubious, suggesting that it was related to his journalistic work. The university also failed to renew the contract of world-renowned sociologist Ella Paneyakh. Media outlets reported that HSE administrators asked their faculty members not to criticize Russian authorities while publicly identifying with the university.
During the year authorities in Chechnya retaliated against artists for alleged lack of compliance with local traditions. In July Chechnya head Kadyrov announced that singers who appear in public (including at weddings) must have their lyrics approved by the Chechen Ministry of Culture and a special commission that checks them for compliance with “the Chechen mentality.”
In June a Moscow court convicted well-known theater director Kirill Serebrennikov of embezzlement and sentenced him to a fine, three years of probation, and a three-year ban on leading a state-funded cultural institution in Russia. Serebrennikov had been on trial since 2018 for embezzlement of state funds to stage a Shakespeare play that the government alleged he never produced. According to media outlets, however, the play had been staged more than 15 times, and observers believed the charges were politically motivated, citing Serebrennikov’s participation in antigovernment protests and criticism of government policies. The prosecution was widely seen by observers as a warning to the artistic community as a whole.
There were reports that authorities failed to protect performers and audiences from threats and physical attacks during cultural events they opposed. For example, on January 30, The Economist magazine reported that teatr.doc, an experimental theater company based in Moscow, was attacked by an ultraconservative group during a play that explored LGBTI themes. The agitators allegedly entered the theater, stopped the play, and shouted homophobic slurs. Police were called in and a fight broke out, but no charges were brought. On another occasion, bomb threats were called in to the theater, forcing the performance to stop and providing authorities an opportunity to check audience members’ documents.
There were reports that authorities forced the cancellation of concerts of musicians who had been critical of the government. In most cases the FSB or other security forces visited the music venues and “highly recommended” cancelation of the concerts, which the owners and managers understood as a veiled threat against the venue if they did not comply. For example, on January 28, Novaya Gazeta reported that the Prosecutor’s Office in the Kaluga region warned the organizers of a concert by the ska-punk band Distemper that the band’s lyrics contained “propaganda of radical anarchist views” and reminded them that they faced criminal liability for “incitement to extremist activity.” As a result the organizers decided to cancel the concert.
The government restricted freedoms of peaceful assembly and association.
The law provides for freedom of assembly, but local authorities restricted this right. The law requires organizers of public meetings, demonstrations, or marches by more than one person to notify the government, although authorities maintained that protest organizers must receive government permission, not just provide notification. Failure to obtain official permission to hold a protest resulted in the demonstration being viewed as unlawful by law enforcement officials, who routinely dispersed such protests. While some public demonstrations took place, on many occasions local officials selectively denied groups permission to assemble or offered alternate venues that were inconveniently or remotely located. Many public demonstrations were restricted or banned due to COVID-19 measures. Each region enforced its own restrictions. As of September, Moscow and St. Petersburg had banned all mass events.
Although they do not require official approval, authorities restricted single-person pickets and required that there be at least 164 feet separating protesters from each other. In 2017 the Constitutional Court decreed that police officers may stop a single-person picket to protect the health and safety of the picketer. In July the Ministry of Internal Affairs announced that single-person pickets are considered mass events and violate the COVID-19-related ban on mass gatherings.
The law requires that “motor rallies” and “tent city” gatherings in public places receive official permission. It requires gatherings that would interfere with pedestrian or vehicle traffic to receive official agreement 10 days prior to the event; those that do not affect traffic require three days’ notice. The law prohibits “mass rioting,” which includes teaching and learning about the organization of and participation in “mass riots.” The law allows authorities to prohibit nighttime demonstrations and meetings and levy fines for violating protest regulations and rules on holding public events.
The law provides heavy penalties for engaging in unsanctioned protests and other violations of public assembly law. Protesters convicted of multiple violations within six months may be fined substantially or imprisoned for up to five years. The law prohibits “involving a minor in participation in an unsanctioned gathering,” which is punishable by fines, 100 hours of community service, or arrest for up to 15 days.
Arrests or detentions for organizing or taking part in unsanctioned protests were common. The July 9 arrest of Khabarovsk Kray governor Sergey Furgal sparked more than four months of continuous protests in the region, with solidarity protests occurring in other Russian Far East cities including Vladivostok, Birobidzhan, and on Sakhalin Island. None of the protests was sanctioned by authorities. According to official Khabarovsk Kray statistics, between July 11 and September 6, a total of 4,126 citations were issued for drivers participating in motor rallies that “interfered” with the flow of traffic, 173 citations were issued for participation in an unsanctioned meeting, and 22 individuals were detained. Among those detained and fined was Father Andrey, an Orthodox priest who did not chant slogans or hold placards. He received the largest fine during the series of protests and was detained for three days.
In another example, on April 20, authorities detained at least 69 protesters in North Ossetia’s capital, Vladikavkaz, who opposed the government’s policy imposing self-isolation due to public-health concerns. The 2,000-person protest demanded economic support during the pandemic.
Police often broke up protests that were not officially sanctioned, at times using disproportionate force. For example, on July 19, police officers reportedly severely beat Academy of Science biochemist Anton Rasin, who was participating in a march in Vladivostok in solidarity with the Khabarovsk protests. Rasin claimed officers beat him when he asked plainclothes officers to produce their identification. On July 20, he was convicted and sentenced to five days in jail by the court for failure to obey law enforcement directions.
Authorities regularly detained single-person picketers. For example, on April 26, police detained Andrey Boyarshinov in Kazan while standing in a single-person picket to protest the demolition of a prerevolutionary building. Police claimed that Boyarshinov was in violation of a self-isolation order in connection with the COVID-19 pandemic.
The constitution provides for freedom of association, but the government did not respect it. Public organizations must register their bylaws and the names of their leaders with the Ministry of Justice. The finances of registered organizations are subject to investigation by tax authorities, and foreign grants must be registered.
The government continued to use the “foreign agents” law, which requires NGOs that receive foreign funding and engage in “political activity” to register as “foreign agents,” to harass, stigmatize, and, in some cases, halt their operation, although fewer organizations were registered than in previous years. As of December the Ministry of Justice’s registry of organizations designated as “foreign agents” included 75 NGOs. NGOs designated as “foreign agents” are banned by law from observing elections and face other restrictions on their activity.
For the purposes of implementing the foreign agents law, the government considered “political activities” to include: organizing public events, rallies, demonstrations, marches, and pickets; organizing and conducting public debates, discussions, or presentations; participating in election activities aimed at influencing the result, including election observation and forming commissions; public calls to influence local and state government bodies, including calling for changes to legislation; disseminating opinions and decisions of state bodies by technology; and attempting to shape public political views, including public opinion polls or other sociological research.
To be delisted, an NGO must submit an application to the Ministry of Justice proving that it did not receive any foreign funding or engage in any political activity within the previous 12 months. If the NGO received any foreign funding, it must have returned the money within three months. The ministry would then initiate an unscheduled inspection of the NGO to determine whether it qualified for removal from the list.
The law on “foreign agents” requires that NGOs identify themselves as “foreign agents” in all of their public materials. Authorities fined NGOs for failing to disclose their “foreign agent” status on websites or printed materials. For example, as of August the human rights NGO Memorial was fined at least 24 times for purported violations of the “foreign agents” law. The fines totaled more than five million rubles ($66,500). On December 3, the Prosecutor General’s Office (PGO) initiated a search of Memorial’s Moscow headquarters to verify compliance with the “foreign agents” law. Media reported that the PGO’s “verification” would continue through December 29 and involve requests to review hundreds of documents, in what Memorial characterized as an effort to harass the NGO and hinder its work.
Organizations the government listed as “foreign agents” reported experiencing the social effects of stigmatization, such as being targeted by vandals and online criticism, in addition to losing partners and funding sources and being subjected to smear campaigns in the state-controlled press. At the same time, the “foreign agent” label did not necessarily exclude organizations from receiving state-sponsored support. As of September 2019, four NGOs labeled as “foreign agents” had received presidential grants for “socially oriented projects.”
The law requires the Ministry of Justice to maintain a list of “undesirable foreign organizations.” The list expanded during the year to 31 organizations, since the Ministry of Justice added the European Endowment for Democracy, the Jamestown Foundation, Project Harmony, Inc., seven organizations associated with Falun Gong, the Prague Civil Society Center, and the Association of Schools of Political Studies of the Council of Europe. By law a foreign organization may be found “undesirable” if it is deemed “dangerous to the foundations of the constitutional order of the Russian Federation, its national security, and defense.” Authorities have not clarified what specific threats the “undesirable” NGOs posed to the country. Any foreign organization deemed “undesirable” must cease its activities. Any money or assets found by authorities may be seized, and any citizens found guilty of continuing to work with the organization in contravention of the law may face up to seven years in prison.
Authorities imposed criminal penalties for purported violations of the law on “undesirable foreign organizations.” On October 2, a Krasnodar court convicted and sentenced Yana Antonova, a pediatric surgeon and a former coordinator of Open Russia in Krasnodar, to 240 hours of forced labor for “participating” in activities of “undesirable foreign organization.” Open Russia was declared an “undesirable foreign organization” in 2017. Authorities opened a criminal case against Antonova in March 2019 for reposting articles on her social media accounts and for conducting a single-person picket.
NGOs engaged in political activities or activities that purportedly “pose a threat to the country” or that received support from U.S. citizens or organizations are subject to suspension under the 2012 “Dima Yakovlev” law, which also prohibits NGOs from having members with dual Russian-U.S. citizenship.
Authorities continued to misuse the country’s expansive definition of extremism to stifle freedom of association. In 2017 the Supreme Court criminalized the activity of members of Jehovah’s Witnesses, prohibiting all activity of Jehovah’s Witnesses’ legal entities throughout the country and effectively banning their worship. The parent organization of the Jehovah’s Witnesses and its regional branches were placed on the Justice Ministry’s list of “extremist” groups, and members were subject to imprisonment, detention, house arrest, or criminal investigation participating in the activities of a “banned extremist organization” (see the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/).
There were reports civil society activists were beaten or attacked in retaliation for their professional activities and that in most cases law enforcement officials did not adequately investigate the incidents. For example, media outlets reported that on August 13 in St. Petersburg, Aleksandr Shurshev, a lawyer at the local office of Aleksey Navalny’s team, was beaten for the fourth time in a year. According to Shurshev, police did not respond to any of his reports of attacks.
In multiple cases, authorities arbitrarily arrested and prosecuted civil society activists in political retaliation for their work (see section 1.e.).
There were reports authorities targeted NGOs and activists representing the LGBTI community for retaliation (see section 6, Acts of Violence, Criminalization, and Other Abuses Based on Sexual Orientation and Gender Identity).
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of internal movement, foreign travel, emigration, and repatriation, but in some cases authorities restricted these rights.
In-country Movement: Although the law gives citizens the right to choose their place of residence, adult citizens must carry government-issued internal passports while traveling domestically and must register with local authorities after arriving at a different location. To have their files transferred, persons with official refugee or asylum status must notify the Ministry of Internal Affairs in advance of relocating to a district other than the one that originally granted them status. Authorities often refused to provide government services to individuals without internal passports or proper registration, and many regional governments continued to restrict this right through residential registration rules.
Authorities imposed in-country travel restrictions on individuals facing prosecution for political purposes.
Foreign Travel: The law provides for freedom to travel abroad, but the government restricted this right for certain groups. The law stipulates, for example, that a person who violates a court decision does not have a right to leave the country. A court may also prohibit a person from leaving the country for failure to satisfy debts; if the individual is suspected, accused, or convicted of a crime; or if the individual had access to classified material. The law allows for the temporary restriction of the right to leave the country for citizens with outstanding debts. According to press reports citing statistics from the Federal Bailiff Service, approximately 10 million Russians were unable to leave the country because of debts in 2019.
Since 2014 the government restricted the foreign travel of millions of its employees, prescribing which countries they are and are not allowed to visit. The restriction applies to employees of agencies including the Prosecutor General’s Office, the Ministry of Internal Affairs, the Ministry of Defense, the Federal Prison Service, the Federal Drug Control Service, the Federal Bailiff Service, the General Administration for Migration Issues (GAMI), and the Ministry of Emergency Situations.
Citizenship: There were reports that the government revoked citizenship on an arbitrary or discriminatory basis. For example, in April the Internal Affairs Ministry stripped the citizenship of Feliks Makhammadiyev and Konstantin Bazhenov, two members of Jehovah’s Witnesses convicted of “extremism” on the basis of their religious beliefs. Makhammadiyev was left stateless as a result. As of November Makhammadiyev was still serving a three-year prison term. In another case Yevgeniy Kim, who served more than three years in a Russian prison for conviction of “extremism,” was rendered stateless in January 2019 when Sverdlovsk region authorities canceled a 2005 decision to grant him citizenship after he had given up his Uzbek citizenship. Since his release in April 2019, Kim has been held in a migration detention center awaiting deportation to Uzbekistan, where authorities continued to refuse to accept him since he no longer held citizenship there.
The Internal Displacement Monitoring Center (IDMC) estimated the country was home to 5,300 internally displaced persons (IDPs) as of December 2019. Of the 5,300 IDPs, the IDMC asserted that 1,800 were due to conflict and violence.
According to the government’s official statistics, the number of “forced” migrants, which per government definition includes refugees, asylum seekers, and IDPs, decreased from 9,485 in 2019 to 5,323 in June, of whom 1,085 were IDPs. The government indicated that the majority of forced migrants came from former Soviet republics, namely Georgia, Kazakhstan, and Uzbekistan.
Reliable information on whether the government promoted the safe, voluntary, dignified return, resettlement, or local integration of IDPs was not available. According to Svetlana Gannushkina from the independent NGOs Civic Assistance Committee and Memorial, most IDPs in the country were displaced by the Ossetian-Ingush conflict of 1992 and the Chechen wars in the mid-1990s and early 2000s. The Ossetian-Ingush conflict displaced Ingush people from the territory of North Ossetia-Alania, and the Chechen wars displaced Chechens. The government provided minimal financial support for housing to those who are registered as IDPs, but the Civic Assistance Committee criticized the government’s strict rules to qualify and the long line to wait for housing support.
The UN High Commissioner for Refugees (UNHCR) reported it had a working relationship with the government on asylum, refugee, and stateless persons problems. The Civic Assistance Committee reported, however, that the government failed to provide protection and assistance to IDPs, refugees, returning refugees, asylum seekers, stateless persons, or other persons of concern.
Abuse of Migrants, Refugees, and Stateless Persons: NGOs reported that police detained, fined, and threatened with deportation migrants, refugees, and stateless persons.
The government considered Ukrainian asylum seekers to be separate from asylum seekers from other countries, such as Afghanistan, Georgia, Syria, Sudan, and Yemen. In some cases temporary asylum holders who received refugee status from third countries were not granted exit visas or allowed to depart the country.
In March the country closed its borders in response to the COVID-19 pandemic, trapping many migrants within the country. Many lost their jobs during that time and faced erratic and ad hoc repatriation measures. Lacking information and fearing the reintroduction of more stringent in-country travel restrictions, many found themselves on the street or stuck in makeshift camps near a transport hub until the country gradually opened up the borders after several months. For example, on September 21, Human Rights Watch reported on a temporary tent camp in the Samara region that housed approximately 4,500 Uzbek migrants who were waiting for a train to take them back to their country. Many had been there for months, living in extremely cramped, substandard conditions with no certainty of when they would be able to leave the country safely. On September 24, the department of the All-Russian Congress of Uzbekistanis in the Samara region announced that these migrants were granted permission to leave the country by October 3.
Refoulement: The concept of nonrefoulement is not explicitly stated in the law. The government provided some protection against the expulsion or return of persons to countries where their lives or freedom would be threatened on account of their race, religion, nationality, membership in a particular social group, or political opinion. The responsible agency, GAMI, did not maintain a presence at airports or other border points and did not adequately publicize that asylum seekers may request access to the agency. Asylum seekers had to rely on the goodwill of border guards and airline personnel to call immigration officials. Otherwise they faced immediate deportation to neighboring countries or return to their countries of origin, including in some cases to countries where they may have had reasonable grounds to fear persecution. While there were no statistics available on the number of persons subjected to such actions, in May the Civic Assistance Committee reported “the scale of expulsion of refugees must be considerable.”
Human rights groups continued to allege that authorities made improper use of international agreements that permit them to detain, and possibly repatriate, persons with outstanding arrest warrants from other former Soviet states. This system, enforced by informal ties among senior law enforcement officials of the countries concerned, permitted authorities to detain individuals for up to one month while the Prosecutor General’s Office investigated the nature of the warrants. International organizations reported six cases of refoulement of asylum seekers in 2018, and NGOs cited cases in which officials detained persons (most commonly from Central Asia) and returned them clandestinely to their country of origin.
In an example of clandestine repatriation, on September 1, Shobuddin Badalov, an activist from the Group 24 movement that is banned in Tajikistan, reportedly disappeared in Nizhny Novgorod. His lawyer and associates believed he was kidnapped and extradited without judicial process to Tajikistan. Badalov had been granted temporary asylum status in 2019. On October 3, the Ministry of Internal Affairs stated that Badalov had voluntarily flown from Moscow’s Domodedovo International Airport to Dushanbe on September 1. On November 3, the government of Tajikistan confirmed Badalov’s detention in Tajikistan.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. NGOs reported applicants commonly paid informal “facilitation fees” of approximately 33,000 rubles ($440) to GAMI adjudicators to have their application reviewed. Applicants who did not speak Russian often had to pay for a private interpreter. Human rights organizations noted that nearly all newly arrived asylum seekers in large cities, particularly Moscow and St. Petersburg, were forced to apply in other regions, allegedly due to full quotas. NGOs also noted difficulty in applying for asylum due to long queues and lack of clear application procedures. GAMI approved only a small percentage of applications for refugee status and temporary asylum, except for Ukrainians whose applications had a much higher chance of approval.
Human rights organizations noted the government’s issuance of refugee and temporary asylum status decreased steadily over the previous few years, pointing to the government’s systematic and arbitrary refusal to grant asylums. NGOs also reported that authorities encouraged applicants to return to their countries of origin.
Authorities reportedly also had blanket authority to grant temporary asylum to Syrians, but local migration experts noted a decrease in the number of Syrians afforded temporary asylum, suggesting that GAMI had not renewed the temporary asylum of hundreds of Syrians and, in some cases, encouraged applicants to return to Syria.
Employment: Employers frequently refused to hire applicants who lacked residential registration. UNHCR reported that employers frequently were not familiar with laws permitting employment for refugees without work permits and refused to hire them. NGOs reported that refugees and migrants were vulnerable to exploitation in the form of forced labor because of the lack of proper documents and insufficient Russian language skills.
Access to Basic Services: By law successful temporary asylum seekers and persons whose applications were being processed have the right to work, to receive medical care, and to attend school. NGOs reported authorities provided some services to Ukrainian asylum seekers, but there were instances in which applicants from other countries were denied the same service, including access to medical care and food banks.
While federal law provides for education for all children, regional authorities occasionally denied access to schools to children of temporary asylum and refugee applicants who lacked residential registration or who did not speak Russian. The Civic Assistance Committee reported that approximately one-third of the children of refugees were enrolled in schools. When parents encountered difficulties enrolling their children in school, authorities generally cooperated with UNHCR to resolve the problem.
Temporary Protection: The government also provided temporary protection to individuals who may not qualify as refugees. As of January 1, some 41,946 persons, 96 percent of whom were citizens of Ukraine, held a certificate of temporary asylum in Russia. A person who does not satisfy the criteria for refugee status, but who for humanitarian reasons could not be expelled or deported, may receive temporary asylum after submitting a separate application. There were reports, however, of authorities not upholding the principle of temporary protection.
According to the 2010 population census, the country was home to 178,000 self-declared stateless persons. Official statistics did not differentiate between stateless persons and other categories of persons seeking assistance. Law, policy, and procedures allow stateless persons and their children born in the country to gain nationality. The Civic Assistance Committee noted that most stateless persons in the country were elderly, ill, or single former Soviet Union passport holders who missed the opportunity to claim Russian citizenship after the Soviet Union broke up. The NGO reported various bureaucratic hurdles as obstacles to obtaining legal status in the country.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A variety of domestic and international human rights groups operating in the country investigated and published their findings on human rights cases. Government officials were rarely cooperative or responsive to their concerns. Official harassment of independent NGOs continued and, in many instances, intensified, particularly of groups that focused on monitoring elections, engaging in environmental activism, exposing corruption, and addressing human rights abuses. NGO activities and international humanitarian assistance in the North Caucasus were severely restricted, especially in Chechnya, which closed its borders in April, purportedly to limit the spread of COVID-19. Some officials, including High Commissioner for Human Rights Tatyana Moskalkova and her regional representatives, regularly interacted and cooperated with NGOs.
Authorities continued to use a variety of laws to harass, stigmatize, and in some cases halt the operation of domestic and foreign human rights NGOs (see section 2.b., Freedom of Association).
Officials often displayed hostility toward the activities of human rights organizations and suggested their work was unpatriotic and detrimental to national security. For example, Mikhail Degtyaryov, who was appointed interim governor of Khabarovsk Kray in July, warned against believing news reports about him, asserting that negative stories reveal “the hand of the West” and “it’s not for nothing that there are so many suspicious NGOs in Russia.”
Authorities continued to apply a number of indirect tactics to suppress or close domestic NGOs, including the application of various laws and harassment in the form of prosecution, investigations, fines, and raids (see sections 1.e. and 2.b.).
Authorities generally refused to cooperate with NGOs that were critical of government activities or listed as a foreign agent. International human rights NGOs had almost no presence east of the Ural Mountains or in the North Caucasus. A few local NGOs addressed human rights problems in these regions but often chose not to work on politically sensitive topics to avoid retaliation by local authorities. One NGO in this region reported that the organization’s employees sometimes had to resort to working in an individual capacity rather than as representatives of the organization.
The United Nations or Other International Bodies: Authorities refused to cooperate with the OSCE Moscow Mechanism rapporteur investigating human rights abuses in Chechnya in 2018 and did not permit him to visit the country. Two years after the release of the rapporteur’s report, the government still had not provided the OSCE a substantive response to the report or taken action to address the report’s recommendations.
Government Human Rights Bodies: Some government institutions continued to promote human rights and intervened in selected abuse complaints, despite widespread doubt as to these institutions’ effectiveness.
Many observers did not consider the 168-member Civic Chamber, composed of government-appointed members from civil society organizations, to be an effective check on the government.
The Presidential Council for Civil Society and Human Rights (HRC) is an advisory body to the president tasked with monitoring systemic problems in legislation and individual human rights cases, developing proposals to submit to the president and government, and monitoring their implementation. The president appoints some council members by decree, and not all members operated independently. In October 2019 President Putin overhauled the HRC, dismissing several well respected human rights defenders from the council and appointing Valeriy Fadeyev, a senior member of the ruling United Russia party, as its head. Experts noted that Fadeyev worked closely with government authorities and often echoed their assessment of well-known human rights cases. In a July 8 interview with Kommersant, Fadeyev stated he did not believe there were more than 300 political prisoners in the country and that organizations such as Memorial needed to be “more careful” with their lists.
High Commissioner for Human Rights Tatyana Moskalkova was viewed as a figure with very limited autonomy. The country had regional ombudspersons in all regions with responsibilities similar to Moskalkova’s. Their effectiveness varied significantly, and local authorities often undermined their independence.
Slovakia
Executive Summary
The Slovak Republic is a multiparty parliamentary democracy led by a prime minister and a 150-member parliament (Narodna Rada or National Council). Prime Minister Igor Matovic heads a four-party coalition that secured a majority of seats in parliament following free and fair parliamentary elections on February 29. In 2019 voters elected Zuzana Caputova to a five-year term as president and head of state in free and fair elections.
The national police force has sole responsibility for internal and border security and reports to the Ministry of Interior. A special anticorruption police department, special prosecution unit, and specialized criminal court address corruption cases. The Bureau of Border and Alien Police, under the authority of the Ministry of Interior, is responsible for external security, including border control and preventing illegal migration, human smuggling, and trafficking in persons, and conducts investigations of related criminal activities. The Bureau of Border and Alien Police also exercises limited powers in asylum proceedings. Civilian authorities maintained effective control over security forces.
Significant human rights issues included: high-level corruption; violence and threats of violence against Roma and members of other ethnic and racial minorities, including violence by security forces; and violence and threats of violence targeting lesbian, gay, bisexual, transgender, and intersex persons.
The government investigated reports of abuses by members of the security forces and other government institutions, although some observers questioned the thoroughness of these investigations. Some officials engaged in corrupt practices with impunity.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of expression, including for the press, and the government generally respected these rights.
Freedom of Speech: The law prohibits the defamation of nationalities and race, punishable by up to three years in prison, and denial of the Holocaust and crimes committed by the fascist and communist regimes, which carry a prison sentence of six months to three years.
Freedom of Press and Media, Including Online Media: The prohibitions against defamation of nationalities and denial of the Holocaust and crimes committed by the fascist and communist regimes also applied to the print and broadcast media, the publication of books, and online newspapers and journals. According to media organizations, criminal libel provisions restrict freedom of expression, including freedom of media. In one instance criminal court proceedings were pending against a journalist who was sentenced for libel after he published a 2015 article concerning alleged corruption by former speaker of parliament Jaroslav Paska involving his health-care business.
In June 2019 a Bratislava district court issued a preliminary measure ordering former presidential candidate Martin Dano to withdraw his online videos targeting investigative journalist and anticorruption NGO director Zuzana Petkova. The court ruled Dano’s videos incited hatred and defamed Petkova and other investigative journalists. Petkova informed media outlets that Dano had not complied with the court decision. Appeal proceedings were pending. In December 2019 an investigator pressed charges against Dano and his YouTube partner, Rudolf Vasky, for hooliganism after they allegedly incited violence against several political, judicial, and media personalities. In January a Bratislava district court issued a similar ruling against Dano and ordered him to remove his online videos targeting a journalist. Criminal proceedings were pending.
The majority of media are privately owned or funded from private sources. Radio and Television Slovakia and the TASR news agency received state funding for specific programming. Observers expressed concern, however, about the increasing consolidation of media ownership and its potential long-term threat to press freedom. NGOs reported most of the country’s private media outlets, including television stations and print publications, are controlled by relatively few financial conglomerates or wealthy individuals.
Violence and Harassment: In 2018 investigative journalist Jan Kuciak and his fiancee, Martina Kusnirova, were murdered in their home. Kuciak regularly reported on allegations of high-level corruption and documented tax-fraud schemes. In 2019 authorities arrested and indicted four suspects in the case, including businessman Marian Kocner, who was charged with ordering the murder. In January the Specialized Criminal Court sentenced Zoltan Andrusko and in April sentenced Miroslav Marcek to prison sentences of 20 and 23 years, respectively, for their involvement in the murders. In September the Specialized Criminal Court acquitted both Marian Kocner and indicted collaborator Alena Zsuzsova of ordering the murder, citing a lack of evidence. The prosecutor appealed the acquittals to the Supreme Court. The court sentenced Tomas Szabo to 25 years in prison as an accessory to the murder.
Nationwide public protests in 2018 following the killings prompted the resignation of then interior minister Robert Kalinak, then prime minister Robert Fico, and then police president Tibor Gaspar. Since the resignations, Fico on multiple occasions accused media outlets and NGOs of using the killings to foment a “coup.”
The investigation into the Kuciak murder led to allegations that Kocner and his collaborators conducted surveillance of selected investigative journalists, allegedly with the assistance of law enforcement. According to media reports, the investigation revealed that police representatives illegally accessed government databases to collect information on journalists and their family members. Information collected through surveillance and from state databases was allegedly used to intimidate individual journalists. In June a court took into custody the former chief of the Financial Intelligence Unit, Pavol Vorobjov, who was accused of unlawfully accessing police databases. Investigations into the surveillance and intimidation cases involving unlawfully collected personal data of 140 individuals, including 28 journalists, were pending (see section 4, Corruption).
Libel/Slander Laws: Libel and slander are treated as criminal offenses. Media organizations criticized a criminal libel provision in the criminal code as restricting freedom of expression.
Financial elites targeted the press in several civil defamation lawsuits, which often required the press to pay large sums of money in penalties or legal costs. The International Press Institute Slovakia and other observers expressed concern this financial risk and the administrative burden of constantly contesting lawsuits could lead to media self-censorship.
Internet Freedom
The government did not restrict or disrupt access to the internet or censor online content, and there were no credible reports the government monitored private online communications without appropriate legal authority. Police, however, monitored websites containing hate speech and attempted to arrest or fine the authors.
There were no government restrictions on academic freedom or cultural events.
The constitution and law provide for freedoms of peaceful assembly and association, and the government generally respected these rights.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and the law provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
In March the government introduced sweeping restrictions on the freedom of movement in response to the COVID-19 pandemic, including closing borders for all but exempted foreign nationals, imposing a mandatory 14-day isolation period for all citizens arriving from abroad in government-run quarantine centers, and sealing off entire marginalized Romani settlements under quarantine for COVID-19. Human rights activists and the ombudsperson questioned whether the extraordinary measures and restrictions introduced to contain the spread of COVID-19, particularly the 14-day quarantine of arrivals from abroad in state-run facilities, were proportionate, had a valid legal basis, or violated the constitution. As of September the Constitutional Court continued to review the legality of the government measures after several citizens lodged official complaints, citing violations of their fundamental rights and freedoms.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has an established system for providing some protection to refugees. Some organizations criticized the Migration Office for applying a restrictive asylum policy and granting asylum only in a very limited number of cases. During the year, for example, the government had received 249 asylum applications and granted asylum to 10 individuals. The government granted asylum to nine individuals in 2019.
NGOs reported asylum seekers had only limited access to qualified, independent legal advice. The contract for legal assistance to asylum seekers did not cover asylum seekers in detention, so these persons could access free legal assistance only in the second, appellate-level hearing on their asylum application process. Migration Office staff allegedly endeavored to provide legal advice to some asylum applicants, even though they were also interviewing the asylum seekers and adjudicating their asylum applications.
There was no independent monitoring by local NGOs of access to asylum procedures on the country’s borders and only limited monitoring of access to asylum by the Office of the UN High Commissioner for Refugees (UNHCR).
Safe Country of Origin/Transit: The country denied asylum to applicants from a safe country of origin or transit. The law requires authorities to ensure the well-being of individual asylum seekers is not threatened if deported to a non-EU “safe country.” Some observers criticized the Bureau of Border and Alien Police for lacking the information necessary to determine whether a country would be safe for persons facing deportation there.
Freedom of Movement: NGOs reported that the Bureau of Border and Alien Police unnecessarily detained migrants on badly founded or arbitrary detention orders, including asylum seekers who police believed made false asylum claims, and that police failed adequately to use alternatives to detention, such as supervised release or financial bonds. NGOs reported it was routine practice to issue detention orders and place asylum seekers with children in the immigration detention center in Secovce, where they often faced degrading treatment.
Access to Basic Services: NGOs reported schools generally did not make use of available government support for language and integration assistance for foreign students.
The human rights organization Marginal stated that integration of approved asylum seekers in the country was hampered by the absence of a comprehensive government-funded and -operated integration program. These services had to be provided by NGOs and funded through a patchwork of domestic and international sources.
Human rights organizations reported that asylum seekers placed in immigration detention did not have adequate access to quality health care, contributing to the spread of contagious diseases in detention facilities.
Durable Solutions: The Migration Office accommodated refugees processed at the UNHCR emergency transit center in Humenne for permanent resettlement to a third country. The refugees were moved to Slovakia from other countries due to security and humanitarian concerns. The center was able to accommodate up to 250 refugees at a time but operated at near zero occupancy throughout the year.
Temporary Protection: The government provided temporary “subsidiary protection” to individuals who might not qualify as refugees but could not return to their home countries and during the year granted it to 21 persons. Subsidiary protection is initially granted for one year, with possible extensions. NGOs asserted this approach created uncertainty regarding the individual’s status in the country and significantly hindered their employment and overall integration prospects. There were reports persons granted subsidiary protection had only limited access to health care. The Ministry of Interior issued health coverage documentation directly to persons with subsidiary protection without clear explanation of benefits.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A variety of domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases.
Throughout the year member of parliament (MP) and chair of the opposition Smer-SD Party, Robert Fico, continued to claim that countrywide public protests in 2018 that led to the resignation of his cabinet when he was prime minister were financed and organized from abroad as part of a “coup” against his government.
Several members of parliament from both the coalition and opposition criticized the ombudsperson’s attempts to raise awareness of lesbian, gay, bisexual, transgender, and intersex (LGBTI) issues. In May parliament refused to recognize formally the ombudsperson’s annual report, with several coalition and opposition MPs criticizing the ombudsperson on the floor of parliament for her outspoken defense of the rights of LGBTI persons.
Government Human Rights Bodies: The justice minister headed the Government Council on Human Rights and National Minorities, an advisory body including government officials and civil society representatives.
Maria Patakyova headed the Office of the Public Defender of Rights (ombudsperson) and submitted an annual report on human rights problems to the parliament. Human rights activists credited Patakyova with raising the profile of fundamental rights problems in the country, despite criticism, obstruction, and a lack of interest from politicians.
Parliament has a 12-member Human Rights and National Minorities Committee that held regular sessions during the year. The committee remained without a chairperson due to disputes between the opposition and coalition. NGOs consistently criticized the committee for failing to address serious human rights issues. Committee members included far-right People’s Party-Our Slovakia (LSNS) MP Milan Mazurek who participated in a 2015 attack against a Saudi family during antirefugee demonstrations, denied the legitimacy of the Holocaust, and praised Hitler on social media. He also made defamatory statements against the Romani minority and Muslim refugees, for which he was convicted and fined, causing him to lose his parliamentary mandate in the previous term.
The Slovak National Center for Human Rights acts as the country’s national human rights institution and as the dedicated equality body but was criticized for inactivity by NGOs and members of the Government Council on Human Rights and National Minorities. Between December 2019 and September 2020, the institution remained without an officially appointed director after the management board failed on multiple occasions to elect new leadership. On September 25, the board elected new director Silvia Porubanova, a sociologist and expert on gender equality.
Tajikistan
Executive Summary
Tajikistan is an authoritarian state dominated politically by President Emomali Rahmon and his supporters since 1992. The constitution provides for a multiparty political system, but the government has historically obstructed political pluralism and continued to do so during the year. Constitutional amendments approved in a 2016 national referendum outlawed religious-affiliated political parties and abolished presidential term limits for the “leader of the nation,” a title that has only been held by the incumbent, allowing President Rahmon to further solidify his rule. Rustam Emomali, the 33-year-old mayor of the capital, Dushanbe, and eldest son of President Rahmon, became speaker of the Majlisi Milli, the upper house of parliament, on April 17, placing him next in line for succession. The March 1 parliamentary elections lacked pluralism and genuine choice, according to international observers, many of whom called the process deeply flawed. The October 11 presidential election reelected President Rahmon for a new seven-year term but lacked pluralism or genuine choice and did not meet international standards.
The Ministry of Internal Affairs, Drug Control Agency, Agency on State Financial Control and the Fight against Corruption (Anticorruption Agency), State Committee for National Security, State Tax Committee, and Customs Service share civilian law enforcement responsibilities. The Ministry of Internal Affairs is primarily responsible for public order and manages the police. The Drug Control Agency, Anticorruption Agency, and State Tax Committee have mandates to investigate specific crimes and report to the president. The State Committee for National Security is responsible for intelligence gathering, controls the Border Service, and investigates cases linked to alleged extremist political or religious activity, trafficking in persons, and politically sensitive cases. All law enforcement agencies report directly to the president, and the Customs Service also reports directly to the president. Agency responsibilities overlap significantly, and law enforcement organizations defer to the State Committee for National Security. Nonlaw enforcement authorities only partially maintained effective control over the security forces. Members of the security forces committed numerous abuses.
Significant human rights issues included: kidnapping and forced repatriation of the country’s citizens in foreign countries, only to reappear in custody in the country; forced disappearances; torture and abuse of detainees by security forces; harsh and life-threatening prison conditions; arbitrary detention; political prisoners; arbitrary or unlawful interference with privacy; significant problems with the independence of the judiciary; censorship, blocking of internet sites, and criminal libel; substantial interference with the rights of peaceful assembly and freedom of association, such as arrest of peaceful protesters and overly restrictive nongovernmental organization laws; severe restrictions of religious freedom; significant restrictions on freedom of movement; restrictions on political participation, including through the prevention of free or fair elections; significant acts of corruption and nepotism; violence against lesbian, gay, bisexual, transgender, and intersex persons; and forced labor.
There were very few prosecutions of government officials for human rights abuses. Officials in the security services and elsewhere in the government mostly acted with impunity.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of speech, including for the press, but the government restricted these rights.
Freedom of Speech: Authorities continued to curb freedom of speech through detentions, prosecutions, the threat of heavy fines, the passage of strict and overreaching slander legislation, and the forced closure of media outlets.
In 2016 parliament amended the criminal code, originally passed in 2007, which provides for criminal responsibility for public insult or slander, including on the internet, against the president. The amendment also criminalizes such speech against the “leader of the nation.” Such an offense in both instances can carry an imprisonment term of up to five years.
In January and February, independent and private television and radio stations received two directives signed by Tojiddin Karimzoda, the head of the State Inspectorate for Television and Radio Broadcasting of the State Radio and Television of Tajikistan. The first, dated January 31, required private television and radio stations to submit their broadcasting schedule to the State Inspectorate on a weekly basis. The second, dated February 4, contained recommendations to promote issues “related to state policy.” Both directives stated that, if the recommendations are ignored, “punishment” would occur. When questioned, Karimzoda denied the recommendations represented inappropriate interference in the editorial freedom of private television and radio.
On July 4, President Rahmon signed into law amendments to the code of administrative offenses that impose fines and criminal penalties on individuals who disseminate “inaccurate” COVID-19 information, spread infectious diseases, or fail to wear protective masks in public. Prior to the amendments, the Ministry of Health had complained publicly about independent, factual reporting on COVID-19 in the country, claiming that such reporting mischaracterized the situation and would lead to panic. The president signed the law, approved by parliament on June 10, despite multiple appeals from media watchdogs and civil society organizations that argued the new law would undermine freedom of expression and critical media coverage of the COVID-19 pandemic. Following passage of the law, news sites began reporting less frequently on suspected deaths from COVID-19. An independent website that maintained an unofficial list of COVID-19 deaths based on reporting from surviving family members stopped posting regular updates, allegedly because families had become concerned about government reprisals for sharing information about deaths due to COVID-19. When COVID-19-like illnesses were officially reported as pneumonia by authorities, local news outlets typically refrained from questioning the diagnosis.
Freedom of Press and Media, Including Online Media: Independent media faced significant and repeated government threats. Although some media published political commentary and investigatory material critical of the government, journalists observed that authorities considered certain topics off limits, including, among other matters, questions regarding financial improprieties of those close to the president or content regarding banned groups such as IRPT and Group 24.
Several independent television and radio stations were available in a small portion of the country, but the government controlled most broadcasting transmission facilities. A decree issued by the government, Guidelines for the Preparation of Television and Radio Programs, stipulates that the government through a state broadcast committee has the right to “regulate and control the content of all television and radio networks regardless of their type of ownership.”
The Ministry of Foreign Affairs did not renew the accreditation for RFE/RL’s Russian-language Current Time correspondent Anushervon Aripov after it expired on August 1. According to Radio Ozodi’s local bureau director, Muhammadvafo Rahmatov, the ministry expressed dissatisfaction over two articles published on RFE/RL’s website, claiming biased reporting by its correspondents and Aripov. In one of the articles, Aripov criticized President Rahmon’s campaigning methods during the 2013 presidential election. As of September 1, a total of 13 Radio Ozodi and Current Time employees were without accreditation. Of this group, the Foreign Affairs Ministry informed seven journalists that their accreditation was forthcoming, and they could therefore continue their work in the country. The other six, including Aripov, did not have permission to work as journalists for RFE/RL and another three journalists hired by RFE/RL had not been accredited as of October. In addition, three employees that Radio Ozodi planned to hire in summer 2019 never received accreditation and eventually pursued other employment opportunities.
The Ministry of Foreign Affairs declined to renew the accreditation of the last three acting heads of Radio Ozodi’s Dushanbe branch and issued limited three-to-six month accreditations to all other employees whose accreditations were renewed after October 2019 (the standard length was 12 months). According to Radio Ozodi leadership, the ministry declined (in most cases) to offer specific explanations to Radio Ozodi for withholding or delaying accreditations to their staff. Public statements by the foreign minister and the country’s mission to the Organization for Security and Cooperation in Europe (OSCE) indicated the reason for withholding accreditations was the outlet’s publication of interviews and quotes from members of banned opposition groups, primarily the IRPT and Group 24.
Violence and Harassment: Journalists continued to face harassment and intimidation by government officials. Radio Ozodi reported that several of its contacts and family members of its staff were questioned by authorities about the activities of its journalists and in some cases had their telephones confiscated for examination. Journalists from the Prague-based independent news website Akhbor were also warned by local authorities not to report on certain topics. On November 13, Akhbor editor in chief Mirzo Salimpur announced the media outlet had to shut down due to legal problems brought on by the Tajik government.
Two unknown assailants physically assaulted Asia-Plus journalist Abdulloh Ghurbati on May 11 near Dushanbe’s Korvon Market. According to an Asia-Plus article, Ghurbati received several threatening telephone calls from unknown individuals prior to the attack. The report also alleged that Ghurbati, known for covering sensitive topics, had come under online attack from a government “troll farm,” allegedly created by the country’s security services to silence government critics online. Other media outlets reported that immediately after the incident, Ghurbati sought medical treatment at three Dushanbe hospitals, but the hospitals turned him away, claiming they were under a COVID-19 quarantine. He finally received treatment at a local burn center, and he reported the attack to police. Media also noted that Ghurbati had been covering issues related to the spread of COVID-19 in the country.
On May 29, unknown assailants assaulted Ghurbati again in the Khuroson District of the Khatlon Region as he was reporting on the victims of damage caused by heavy rains and a mudslide that took place earlier in the district. Ghurbati reported that one of his assailants claimed to be the head of the Jamoat (municipality). On May 30, the Ministry of Interior Affairs released a statement regarding the attack alleging that Ghurbati attempted forcibly to enter a tent where victims of the recent rains were residing in order to film family members, especially minors. The residents reportedly resisted Ghurbati by driving him away. The ministry also claimed he wanted to awaken in residents a sense of discontent with the state and government. Ghurbati disputed this version of events, reporting he was not allowed to approach the areas of residences before he was accosted. On June 2, a court in the Khuroson District fined three local residents who perpetrated the attack on Ghurbati for petty hooliganism in the amount of 580 somoni ($58).
On July 3, the prosecutor general’s office in Dushanbe summoned and questioned two relatives of exiled journalist Mirzo Salimpur, the founder and chief editor of Akhbor. Salimpur told the Committee for Protection of Journalists (CPJ) in a telephone interview that he believed his relatives were interrogated by the Prosecutor’s Office in an attempt to pressure him to stop publishing criticism of the administration prior to the country’s presidential elections. During the incident, a man who identified himself as an official with the Prosecutor General’s Office interrogated two of Salimpur’s sisters-in-law who lived in the town of Hissor for several hours to learn about Salimpur’s other relatives. Salimpur said that his sisters-in-law felt intimidated and threatened by the interrogations.
On April 16, the Shohmansur District Court of Dushanbe sentenced independent journalist Daler Sharifov to one year in prison for allegedly inciting national and religious hatred. The GKNB detained Sharifov on January 28 and held him in custody for two months while his case was investigated. Sharifov pleaded not guilty but had no plans to appeal the verdict, as he would likely finish his sentence before the appeals process would finish. The guilty verdict came after a two-day closed trial. Sharifov’s lawyer and parents were permitted to attend the trial, but journalists and human rights activists were denied entry, allegedly as a COVID-19 preventative measure. According to Sharifov’s lawyer, the state prosecutor demanded that the judge sentence the journalist to two years and four months in prison, but the court sentenced him to a shorter term, because it was his first offense and he had young children. In December the Prosecutor General’s Office rejected the Penitentiary Department’s recommendation to transfer Sharifov to a less restrictive colony settlement for “good behavior,” ostensibly based on a determination that Sharifov was “a danger to society.”
Censorship or Content Restrictions: Journalists regularly practiced self-censorship to avoid retribution from officials, according to media reports and journalists. Opposition politicians had limited or no access to state-run television. The government gave opposition parties minimal broadcast time to express their political views, while the president’s party had numerous opportunities to broadcast its messages.
Newspaper publishers reported the government exercised restrictions on the distribution of materials, requiring all newspapers and magazines with circulations exceeding 99 recipients to register with the Ministry of Culture. The government continued to control all major printing presses and the supply of newsprint. Independent community radio stations continued to experience registration and licensing delays that prevented them from broadcasting. The government restricted issuance of licenses to new stations, in part through an application process described as excessively complex. The National Committee on Television and Radio, a government organization that directly manages television and radio stations in the country, must approve and then provide licenses to new stations. The government continued to deny the BBC a renewal of its license to broadcast on FM radio.
Libel/Slander Laws: In 2012 the government repealed the law criminalizing libel and defamation and downgraded the offenses to civil violations, although the law retains controversial provisions that make publicly insulting the president an offense punishable by a fine or up to five years in jail.
Internet Freedom
Individuals and groups faced extensive government surveillance of internet activity, including emails, and often self-censored their views while posting on the internet. Authorities blocked some critical websites and news portals and used temporary blackouts of all internet services and messaging to suppress criticism. According to Human Rights Watch, authorities periodically cut access to mobile and messaging services when critical statements about the president, his family, or the government appeared online.
There were regular government restrictions on access to news websites, such as RFE/RL’s Radio Ozodi, Asia-Plus, and Akhbor. Independent and opposition news agencies and websites located outside the country have been blocked by the government for several years. The State Communications Service, the official communications regulator, routinely denied involvement in blocking these sites, but the government admitted to periodically implementing a law that allows interruption of internet content and telecommunications “in the interest of national security.” The government continued to implement a 2015 law enabling the GKNB to shut off internet and telecommunications during security operations.
In May, kvtj.com, a website created by a group of civil society activists to track those who died from COVID-19 and pneumonia, became inaccessible without a virtual private network. The website showed that the number of deaths due to COVID-19 was several times larger than that reported in official government statistics. Some of the website’s authors received warnings from the government about laws penalizing “false” or “misleading” information around COVID-19.
The law gives law enforcement bodies the right to track citizens using the internet, an ability they continue to exercise regularly. According to the law, security agencies can monitor internet traffic and have access to information about which internet sites citizens visit and the type of information they seek. In 2018 parliament further amended the criminal code to criminalize the use of the “like” or “share” function on social media regarding “terrorism” and “extremism-related” topics, with a penalty of up to 15 years in prison. Parliament also amended the law criminalizing public calls for the commission of terrorist crimes or publicly justifying terrorist activities, to include statements or calls made via the internet.
The Ministry of Education maintained a dress code that bans wearing the hijab in schools and government institutions. Authorities allowed women to wear a traditional version of the head covering–a scarf that covers hair but not the neck–to schools and universities. Some female students wore the hijab to and from school but removed it upon entering the school building. Parents and school officials appeared to accept this arrangement. The ministry also maintained its ban on beards for all teachers. Students with beards reported being removed from class, questioned, and asked to shave. A Ministry of Education decree obliges all female teachers, university students, and schoolchildren to wear traditional dress during the academic year.
Government authorities increased the urgency of their effort to dissuade citizens from wearing “foreign clothing,” primarily focused on the hijab, which covers the hair, ears, and neck. According to media reports, the government’s Committee on Women and Family Affairs, in cooperation with the Ministry of Internal Affairs, conducted informational campaigns, or “raids,” in public areas against women wearing the hijab, threatening those who refused to remove their hijab with a large fine and six months’ imprisonment. Addressing these media reports, the ministry denied that such measures existed and claimed the government was conducting a public campaign to promote national culture and clothing.
A Ministry of Education directive requires school administrators to inform students of the Law on Parental Responsibility, which bans all persons younger than 18 from participating in public religious activities, with the exception of funerals. The law provides that, with written parental consent, minors between the ages of seven and 18 may obtain a religious education during their free time from school and outside the state education curriculum and may worship as part of educational activities at religious institutions.
The government requires all persons studying religion abroad to register with the Committee on Religious Affairs (CRA), Ministry of Education, and Ministry of Foreign Affairs. The law provides criminal penalties for violating restrictions on sending citizens abroad for religious education, preaching and teaching religious doctrines, and establishing ties with religious groups abroad without CRA consent.
The Ministry of Education reportedly issued a regulation in 2018 requiring students and academic staff to request government permission before any education-related travel abroad. During the year the ministry issued an amendment to the regulation that requires students who wish to travel abroad for educational purposes to provide detailed personal information about close relatives but does not specify consequences for noncompliance. Civil society organizations requested the ministry to exclude the data requirement, as it allegedly violates the provisions of the law on personal data, but the ministry has not yet responded.
There were several reports throughout the year that academics writing on sensitive subjects regarding politics, religion, and history feared publishing or even submitting their articles for review because of possible government retribution.
The government limited freedoms of peaceful assembly and association through requirements to obtain permission from local governments and through frequent inspections by various government agencies.
The constitution provides the right to freedom of peaceful assembly, but the government required that individuals obtain permission from the government to stage public demonstrations. Individuals considering the staging of peaceful protests reportedly chose not to do so for fear of government reprisal.
Many female activists were subjected to anonymous harassment and attempts to denigrate them in social networks, including by falsely portraying them as sex workers, in retaliation for their participation in protests. In January the Vahdat police department refused to open a criminal case regarding the distribution of a video, which first appeared in September 2019, containing sexual scenes of activist D.M. with a man whose face on the video was erased. D.M. was among those who in April 2019 collected signatures requesting the president cancel the order to increase fees for mobile internet. The letter from the Investigative Department of Vahdat stated that no criminal case was opened due to the absence of evidence of a crime on the part of the man in the video.
On March 17, the GKNB detained and interrogated the former Dushanbe-based director of RFE/RL’s Tajik service Radio Ozodi, Nisso Rasulova. Observers believed the GKNB targeted Rasulova for attending a women’s empowerment event on March 13. The GKNB reportedly attempted, and failed, to prevent the event from taking place. After finding a venue and holding the event, several participants reported they were contacted, threatened, and blackmailed by GKNB agents.
On July 16, a Khatlon District Court sentenced 10 Khuroson residents to up to 10 days in prison for blocking a major highway on May 17 in a protest demanding government action in response to a mudslide. After heavy rain on May 14-16 caused extensive damage to critical infrastructure across the Khuroson region, dozens of residents took to the streets in protest. Police responded by dispersing the protestors with force. On May 18, the governor of Khatlon met with disaster victims, promising that government aid would be forthcoming, but also warning that “a tough response would follow any provocation.” As of October, in addition to the 10 convictions on July 16, six additional criminal cases against other protestors were still pending.
The constitution protects freedom of association, but the government restricted this right. In 2019 President Rahmon signed into law amendments to the Law on Public Associations (PAs) which require all PAs to post detailed financial reports on their websites and impose burdensome reporting requirements. As in the previous year, civil society organizations reported a noticeable increase in the number and intensity of registration and tax inspections by authorities.
On January 2, the president signed amendments to the code on administrative offenses. The penalty for managing the activities of unregistered, suspended, or prohibited public or religious associations increased fourfold, up to $1,200. Participation in the activities of such associations is now punishable by a penalty of up to $600, a sharp increase from the previous maximum penalty of $42. Individuals and organizations charged with funding the activities of illegal organizations also face fines.
The government continued to enforce the ban on activities held under the banner of the IRPT. As a result of a 2016 constitutional referendum, religious-affiliated political parties are banned.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The law provides for freedom of foreign travel, emigration, and repatriation, but the government imposed some restrictions. According to the constitution, restrictions on the rights and freedoms of a person and a citizen are allowed only for ensuring the rights and freedoms of others, public order, protecting the foundations of the constitutional order, state security, national defense, public morality, public health, and the territorial integrity of the republic.
The government rarely cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to internally displaced persons, or other persons.
In-country Movement: The government prohibits foreigners, except diplomats and international aid workers, from traveling within a 15-mile zone along the borders with Afghanistan and China in the Khatlon Region and the Gorno-Badakhsan Autonomous Oblast (GBAO) unless they obtain permission from the Ministry of Foreign Affairs. Officials did not always enforce the restrictions along the western border with Afghanistan, although the government continued to require travelers (including international workers and diplomats) to obtain special permits to visit the GBAO. The government also continued to enforce a policy barring Afghan refugees from residing in urban areas.
Foreign Travel: Individuals in some cases do not have the right to leave the country due to arbitrary and inconsistent restrictions. Civil society organizations asserted that a new regulation requiring the Ministry of Education’s approval for all students wishing to study abroad is a restriction of citizens’ rights to freedom of movement inside and outside the country and is a violation of the country’s international obligations under the International Covenant on Civil and Political Rights. In response, the ministry stated that the decree is necessary to better regulate international education programs, safeguard students, and better maintain education statistics.
At times border security guards placed arbitrary restrictions on citizens wishing to travel abroad. On February 21, border control officers refused to allow a citizen named Abdu Vohidov to cross into the Kyrgyz Republic because he lacked a certificate from the military department office stating he was not a conscript. Such a certificate is not required for travel abroad. The press center of the Border Guards office refused to respond to a media inquiry on the incident.
Refoulement: National security concerns continued to dominate decisions related to protection and human rights, which often heightened the risk of deportation of asylum seekers and refugees. During the year there were six refugee families (28 persons) whose status the government revoked and who continued to be at risk of penalty and subsequent deportation a law that prohibits refugees and asylum seekers from living in major urban areas, including Dushanbe. In June the government amended the law to exclude deportation. Despite the update to the law, the risk of refoulement remains.
Access to Asylum: The law provides for the access to asylum, and individuals may seek refugee status. The government has established a system for providing protection to refugees. The refugee status determination process, as well as judicial procedures, does not comply with international standards. The criminal code criminalizes asylum seekers who entered the country illegally, in contrast to the country’s Refugee Law, which states that illegal entry is not a crime. These conflicting legal codes mean asylum seekers run the risk of arrest and subsequent deportation without access to asylum procedures. According to law, in order to seek asylum legally, asylum seekers must enter the country legally with valid travel documents and a visa obtained in advance.
The government provides asylum seekers with temporary certification while processing asylum applications through the National Refugee Status Determination Commission and, upon granting refugee status, refugee identification cards as a proof of legal stay. Government-recognized refugees enjoy socioeconomic rights on par with local nationals and can legally reside in the country. Formal notifications of administrative and legal decisions provided little insight into the rationale for adjudications.
The government continued to place significant restrictions on asylum seekers and registered refugees, and officials continued to enforce a 2000 law prohibiting them from residing in the capital and all major cities in the country. Security officials regularly monitored refugee populations. Police subjected them to raids if they were believed to be residing in prohibited areas.
National law grants refugee status for as long as three years. Since 2009 the Department of Citizenship and Works with Refugees, under the Passport Registration Services within the Ministry of Internal Affairs, has had responsibility for refugee issues. Refugees must check in annually with authorities to verify their address, but this is not a reregistration of their status. According to government statistics, there was a significant increase in the number of newly arrived asylum seekers in the first half of the year. The country had approximately 5,000 registered refugees, 99 percent of whom were Afghans.
Freedom of Movement: According to Government Resolution 325, refugees are not permitted to live in major urban areas, including Dushanbe, which restricts their ability to find work and go to school.
Access to Basic Services: Refugees and asylum seekers shared unhindered access to social, education, and health services with Tajik citizens. Although UNHCR’s activities were mostly focused on advocacy and protection, it maintained a limited humanitarian component to render assistance to the most vulnerable families. Thus, UNHCR through its NGO partner Refugees, Children, and Vulnerable Citizens (RCVC) provided books, school uniforms, and some language classes to children from vulnerable families and assistance with medical expenses. When refugees and asylum seekers faced legal issues, UNHCR’s legal assistance partner assisted clients in obtaining judicial redress while providing training and awareness-raising sessions to local authorities to strengthen their understanding of refugee rights.
Durable Solutions: The law does not provide for expedited naturalization, leaving refugees on equal standing with nonrefugee foreigners when applying for citizenship. As a prerequisite, refugees should denounce their refugee status and apply for a temporary residence permit to be able to apply further for naturalization. To date no such precedent has been recorded.
The total population of stateless persons and persons with undetermined nationality identified and registered by UNHCR and its partners was 47,746 persons (14,430 men and 33,316 women). The government, UNHCR, and NGO partners continued to implement a project to identify and find solutions for stateless persons and persons with undetermined nationality–such as former USSR citizens–in three pilot provinces of the country (Khatlon, Sughd, and Districts of Republican Subordination). UNHCR, NGOs, and local authorities worked together to find solutions–including confirming nationalities and issuing citizenship and identification documents–for 42,695 persons, both adults and children, with the remaining 5,051 still needing assistance to resolve their situation.
In December 2019 the government adopted an Amnesty Law allowing stateless persons and foreign nationals illegally residing in the country in violation of the rule of stay (for former USSR citizens) to legalize and regularize their legal status. The Amnesty Law is valid until December 2022, at which time all persons falling under the scope of the law must submit their applications for legalization. UNHCR evaluated the law as a major step in combating statelessness in the country.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
Domestic human rights groups encountered increased difficulty monitoring and reporting on the general human rights situation. Domestic NGOs and journalists were careful to avoid public criticism of the president or other high-ranking officials and refrained from discussing issues connected to the banned IRPT. Human rights and civil society NGOs faced increasing pressure from the government. Authorities investigated a number of NGOs for alleged registration problems and administrative irregularities.
In June a Dushanbe court issued a two-month suspension of operations of the Zerkalo Center for Social Studies, the country’s leading independent pollster. The Ministry of Justice told reporters that the ministry initiated proceedings against the organization for its failure to correct “shortcomings” that violated its charter, in particular hiring new employees without necessary or correct documentation. The Zerkalo Center denied the charges and argued that it responded in a timely manner to a routine inspection by the ministry.
The United Nations or Other International Bodies: The government facilitated visits to prison facilities by high-ranking officials from the United Nations, the Organization for Security and Cooperation in Europe, and other international organizations but continued to deny access to the International Committee of the Red Cross.
Government Human Rights Bodies: The Office of the Human Rights Ombudsman made little effort to respond to complaints from the public. The ombudsman’s office met with NGOs to discuss specific human rights cases and general human rights problems in the country, but no government action resulted.
The government’s Office for Constitutional Guarantees of Citizens’ Rights continued to investigate and answer citizens’ complaints but staffing inadequacies and inconsistent cooperation from other governmental institutions hampered the office’s effectiveness.
Turkmenistan
Executive Summary
Turkmenistan is a secular democracy constitutionally, although President Gurbanguly Berdimuhamedov effectively controls the country along with a small inner circle. Berdimuhamedov became president in 2006 and was last re-elected in 2017. The Organization for Security and Cooperation in Europe’s Office of Democratic Institutions and Human Rights determined the election involved limited choice between competing political alternatives and found “serious irregularities.” On September 25, the People’s Council (Halk Maslahaty) approved amendments to the constitution to create a bicameral parliament, so that the Halk Maslahaty becomes the upper house and the Mejlis (Parliament) becomes the lower house. The change was scheduled to become effective after the March 28, 2021, parliamentary elections. If implemented, the Halk Maslahaty will consist of 56 members (eight representatives from each of the country’s five provinces and eight representatives directly appointed by the president), and the Mejlis will consist of 125 members.
The national police and the Ministry of National Security maintain internal security. The military and border security forces are responsible for external security. Civilian authorities maintained effective control over the security forces. In the past there were many examples of security forces committing human rights abuses.
Significant human rights issues included: reports of torture by police and prison officials; harsh and life-threatening prison conditions; arbitrary detention; political prisoners; politically motivated reprisal against individuals located outside the country; serious problems with the independence of the judiciary; arbitrary or unlawful interference with privacy; restrictions on free expression, the press, and the internet, including threats of violence and threats of unjustified arrests or prosecutions against journalists; censorship and site blocking; interference with the freedoms of peaceful assembly and freedom of association; restrictions of religious freedom; restrictions on freedom of movement; inability of citizens to change their government peacefully through free and fair elections; restrictions on political participation; corruption; lack of investigation of and accountability for violence against women; gender discrimination; trafficking in persons; the existence of laws criminalizing consensual same-sex sexual conduct between men; restrictions on workers’ freedom of association; and the existence of forced and child labor.
Officials in the security services and elsewhere in the government were known to act with impunity. There were no reported prosecutions of government officials for human rights abuses during the year, although in recent years some officials were arrested and imprisoned on charges of corruption.
Section 2. Respect for Civil Liberties, Including:
The constitution provides for freedom of expression, including for the press, but the government did not respect this right.
Freedom of Speech: The law characterizes any opposition to the government as treason. Citizens publicly criticizing the government or the regime face intimidation and possible arrest. The law requires political parties to allow representatives of the Central Election Committee and Ministry of Justice to monitor their meetings. The government warned critics against speaking with visiting journalists or other foreigners about human rights problems.
On June 19, Fergana.agency reported that local authorities arrested Ashgabat resident Murad Dushemov for his active participation in online opposition platforms. According to the news agency, on June 17, one police representative and three men in civil uniforms came to Dushemov’s apartment, confiscated his computer, and took Dushemov to the internal affairs department of Kopetdag district of Ashgabat. He was also told that if local authorities found “evidence of an opposition activity” on his computer, he would be sentenced to 15 years of imprisonment. Khydyrov stated that Dushemov was a member of the Telegram chat “activistdvt,” created by the new Democratic Movement of Turkmenistan, and administrators of the group banned Dushemov for inappropriate behavior. After that he became active on other opposition platforms.
On June 27, RFE/RL reported that authorities placed Murad Dushemov under house arrest. CT reported on September 7 that local authorities in Balkanabat, Balkan Province, arrested Pygamberdi Allaberdiyev, a lawyer for Nebitdag Oil of the Ministry of Oil and Gas of Turkmenistan, for “hooliganism.” CT claimed he was arrested for allegedly communicating with leaders of international protest movements against the government. He denied these charges. On September 30, he was sentenced to six years in prison on charges of hooliganism and intent to inflict moderate harm to health.
Freedom of Press and Media, Including Online Media: The government financed and controlled the publication of books and almost all other print media and online newspapers and journals. The quasi-independent weekly newspaper Rysgal continued to operate, although its stories were largely reprints from state media outlets or reflected the views of the state news agency. The government maintained restrictions on the importation of foreign newspapers.
The government controlled radio and domestic television, but satellite dishes providing access to foreign television programming were widespread throughout the country. Channels including BBC World News and the Turkmen-language version of RFE/RL were widely available through satellite dishes. Citizens also received international radio programs through satellite access.
The government continued its ban on subscriptions to foreign periodicals by nongovernmental entities, although copies of nonpolitical periodicals appeared occasionally in the bazaars. The government maintained a subscription service to Russian-language outlets for government workers, although these publications were not available for public use.
There was no independent oversight of media accreditation, no defined criteria for allocating press cards, no assured provision for receiving accreditation when space was available, and no protection against the withdrawal of accreditation for political reasons. The government required all foreign correspondents to apply for accreditation. It granted visas to journalists from outside the country only to cover specific events, such as international conferences and summit meetings, where it could monitor their activities.
Independent journalist Soltan Achilova, who previously worked for RFE/RL and began cooperating with Turkmen Initiative for Human Rights, repeatedly faced harassment. In March 2019 migration authorities stopped her at Ashgabat airport as she was departing for Georgia to participate in an international seminar and told her that she had been blacklisted for travel abroad. The migration services later confirmed the ban in writing, without providing any explanation for it. Following international attention to Achilova’s case, officials eventually lifted the travel ban.
Violence and Harassment: The government subjected journalists critical of its official policy to surveillance and harassment. There were reports law enforcement officials harassed and monitored citizen journalists who worked for foreign media outlets, including by monitoring their telephone conversations and restricting their travel abroad.
On June 25, CT reported the Ministry of National Security monitored the house of human rights activist Natalya Shabunts for two weeks. Reportedly, some stayed in the car and some near the house.
Censorship or Content Restrictions: The law prohibits censorship and provides for freedom to gather and disseminate information, but authorities did not implement the law. The government continued to censor newspapers and prohibit reporting of opposition political views or any criticism of the president. Domestic journalists and foreign news correspondents often engaged in self-censorship due to fear of government reprisal.
To regulate domestic printing and copying activities, the government required all publishers, printers, and photocopying establishments to register their equipment. The government did not allow the publication of works on topics that were out of favor with the government, including some works of fiction. The government must approve the importation, publishing, and dissemination of religious literature. The government prohibits unauthorized importation of the Quran and the Bible, although authorized imports of these and some other religious texts were approved occasionally, including during the year.
Internet Freedom
The government continued to monitor citizens’ email and internet activity. Reports indicated the Ministry of National Security controlled the main internet access gateway and that several servers belonging to internet protocol addresses registered to the Ministry of Communications operated software that allowed the government to record Voice over Internet Protocol conversations, turn on computer cameras and microphones, and log keystrokes. Authorities blocked access to websites they considered sensitive, including YouTube, Twitter, and Facebook, as well as to some VPN connections, including those of diplomatic missions and international businesses; it severely restricted internet access to other websites. VPNs, however, were widely used by the general population, with users often having to switch to new VPNs after a VPN was blocked. Qurium Media Foundation reported authorities blocked 133 of the most popular worldwide websites.
The government did not tolerate criticism of government policy or the president in academic circles and curtailed research in areas it considered politically sensitive, such as comparative law, history, ethnic relations, and theology.
The Ministry of Culture censored and monitored all public exhibitions, including music, art, and cultural events. The government strictly controlled the production of plays and performances in state theaters, and these were severely limited. Authorities also strictly controlled film screenings and limited viewings to approved films dubbed or subtitled in Turkmen and Russian, unless sponsored by a foreign embassy.
The government restricted freedoms of peaceful assembly and association.
The constitution and law provide for freedom of peaceful assembly, but the government restricted this right. During the year authorities neither granted the required permits for public meetings and demonstrations nor allowed unregistered organizations to hold demonstrations. Unregistered religious groups were not allowed to meet, according to the country’s religion law. Groups that defied the law and attempted to meet in private homes faced intimidation and scrutiny from security forces.
Although the constitution and law provide for freedom of association, the government restricted this right. The law requires all NGOs to register with the Ministry of Justice and all foreign assistance to be coordinated through the Ministry of Foreign Affairs. Unregistered NGO activity is punishable by a fine, short-term detention, and confiscation of property. The law requires all religious groups to register with the Ministry of Justice and sets out a schedule of fines for religious activity conducted by unregistered groups.
The government reported that, as of August 23, 2019, 122 NGOs were registered in the country, including four international NGOs. Of the registered NGOs, international organizations recognized only a few as independent. NGOs reported the government presented a number of administrative obstacles to NGOs that attempted to register. Authorities rejected some applications repeatedly on technical grounds. Some organizations awaiting registration found alternate ways to carry out activities, such as registering as businesses or subsidiaries of other registered groups, but others temporarily suspended or limited their activities. Although the law states there is a process for registering foreign assistance, NGOs had difficulty registering bilateral foreign assistance under the 2013 decree requiring such registration.
Observers noted a number of barriers to the formation and functioning of civil society. These included regulations that permit the Ministry of Justice to send representatives to association events and meetings and requirements that associations notify the government about their planned activities.
New amendments to the law on public associations were adopted on August 22. According to the new amendments, an international public association may be created if there are at least 50 founders, whereas previously the law stated the “international and national public association can be created if there are at least 50 and 400 members, respectively.” To create a national public association, it must have at least 50 founders, and the territorial and local public associations must have at least five founders. In addition a new requirement for state registration is “a statement signed by the members of the governing body of this public association indicating their last names, names, patronymics, date of birth, and place of residence.”
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law do not provide for full freedom of movement.
In-country Movement: The law requires internal passports and residency permits. Persons residing or working without residency permits face forcible removal to their place of registration. A requirement for a border permit remained in effect for all foreigners wishing to travel to border areas.
Government media reported that during the September 2 session of the State Security Council, the president signed a decree “on improving the passport system in Turkmenistan,” which is aimed at simplifying the registration and issuance of passports to citizens of the country, including their registration at the place of residence. The document charges the Ministry of Internal Affairs with the obligation to issue a passport to a citizen within seven working days, provide registration at the place of residence of citizens, and provide extract certificates, as well as preparation of passport books and other official related documents. The document prohibits ministries, agencies, municipalities, and other institutions, regardless of their organizational and legal form, from requiring various certificates from citizens, if the necessary information can be confirmed by presenting the passport of a Turkmen citizen.
Police continued a practice initiated in February 2019 of harassing female drivers. On numerous occasions police confiscated women’s licenses and cars for ostensibly minor reasons, such as lacking an item in the legally required first-aid kit.
Foreign Travel: The government continued to bar certain citizens from departing under its Law on Migration. The law states that citizens may be denied exit from the country “if their exit contravenes the interests of the national security of Turkmenistan.”
Prove They Are Alive! reported that any of the country’s law enforcement bodies can initiate a travel ban on a citizen and that travelers in various categories may be denied departure, including young men obliged to perform military service; persons facing criminal and civil charges or under probationary sentence; relatives of persons reportedly convicted and imprisoned for the 2002 alleged assassination or coup attempt; as well as journalists, civil society activists, and their family members. The group estimated that 20,000 individuals were subject to a travel ban based on political grounds.
Unless the Ministry of Foreign Affairs specifically approved a program in advance, the government routinely prevented citizens from travelling abroad for programs sponsored by foreign governments. Migration officials often stopped nonapproved travelers at the airport and prevented them from leaving.
The law provides for restrictions on travel by citizens who had access to state secrets, presented falsified personal information, committed a serious crime, were under surveillance, might become victims of trafficking, previously violated the law of the destination country, or whose travel contradicts the interests of national security. In some cases the law provides for time limits on the travel ban as well as fines for its infraction. Former public-sector employees who had access to state secrets were prevented from traveling abroad for five years after terminating their employment with the government. The law allows authorities to forbid recipients of presidential amnesties from traveling abroad for a period of up to two years.
Exile: The law provides for internal exile, requiring persons to reside in a certain area for a fixed term of two to five years.
In 2009 the government assumed responsibility from the UN High Commission for Refugees (UNHCR) for making refugee status determinations, but it has not granted refugee status since then. UNHCR had observer status at government-run refugee-status determination hearings.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees. No new asylum seekers have officially registered in the country since 2005.
UNHCR reported that as of October 2017, 22 UNHCR-mandate refugees resided in the country. Each of these had been individually recognized under UNHCR’s mandate between 1998 and 2002. Mandate refugees are required to renew UNHCR certificates with the government annually.
The country had a significant population of former Soviet Union citizens who became stateless due to the breakup of the Soviet Union. UNHCR’s last calculation in 2015 estimated there were 7,111 stateless persons or persons of undetermined nationality in the country. The number of stateless persons who were also refugees was not available. In recent years the government usually granted more than one thousand otherwise stateless individuals citizenship annually.
Citizenship is derived primarily from one’s parents; however, on July 1, the new Law on Civil Status Acts took effect. This law states that the government will register the birth of any child born in the country–including those with undocumented parents. The requirement that applicants for citizenship prove they are not citizens of another country impeded efforts to establish the nationality of undocumented persons. According to UNHCR, however, during the previous 15 years, an estimated 23,000 refugees and stateless persons were granted Turkmen nationality.
The law allows stateless persons to reside in the country legally and travel internationally with government-issued identification and travel documents. Undocumented stateless persons did not have access to public benefits, education, or employment opportunities.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
There were no domestic NGOs that work exclusively on human rights, although some NGOs worked on related social issues, due to the government’s refusal to register such organizations and restrictions that made activity by unregistered organizations illegal. The government continued to monitor the activities of nonpolitical social and cultural organizations.
There were no international human rights NGOs with a permanent presence in the country, although the government permitted international organizations, such as the OSCE, to have a resident mission. Government restrictions on freedoms of speech, press, and association severely restricted international organizations’ ability to investigate, understand, and fully evaluate the government’s human rights policies and practices.
The United Nations or Other International Bodies: The UN Working Group on Enforced or Involuntary Disappearances requested an invitation to visit the country in 2016. The working group again requested an invitation in January 2019 but had not conducted a visit by year’s end.
Government Human Rights Bodies: In 2018 the government-run National Institute for Democracy and Human Rights changed its name to the Institute of State, Law, and Democracy. It is not an independent body, and its ability to obtain redress for citizens was limited. The institute, established in 1996, has a mandate to support democratization. The Interagency Commission on Enforcing Turkmenistan’s International Obligations on Human Rights and International Humanitarian Law meets biannually to coordinate the implementation of a limited number of recommendations from international human rights bodies. The parliamentary Committee on the Protection of Human Rights and Liberties oversees human rights-related legislation, and during the year it worked with the UN Development Program to draft the country’s National Action Plan for Human Rights.
By law the ombudsman must be nominated by the president and confirmed by parliament. The law empowers the ombudsman to receive and review human rights violations reported by citizens and confirm or deny the violation and advise the complainant regarding legal redress. The ombudsman is obliged to submit an annual human rights report to the president and parliament, which shall be published and distributed via local media. The ombudsman’s report was completed and published for the first time in 2019 and again during the year. The ombudsman enjoys legal immunity and cannot be prosecuted, arrested, or detained for official acts while in office. In 2019 the Ombudsperson’s Office recorded a total of 740 appeals.
Ukraine
Read A Section: Ukraine
Crimea
Note: Except where otherwise noted, references in this report do not include areas controlled by Russia-led forces in the Donbas region of eastern Ukraine or Russian-occupied Crimea. At the end of this report is a section listing abuses in Russian-occupied Crimea.
EXECUTIVE SUMMARY
Ukraine is a republic with a semipresidential political system composed of three branches of government: a unicameral legislature (Verkhovna Rada); an executive led by a directly elected president who is head of state and commander in chief, and a prime minister who is chosen through a legislative majority and as head of government leads the Cabinet of Ministers; and a judiciary. In April 2019 Volodymyr Zelenskyy was elected president in an election considered free and fair by international and domestic observers. In July 2019 the country held early parliamentary elections that observers also considered free and fair.
The Ministry of Internal Affairs is responsible for maintaining internal security and order. The ministry oversees police and other law enforcement personnel. The Security Service of Ukraine is responsible for state security broadly defined, nonmilitary intelligence, and counterintelligence and counterterrorism matters. The Ministry of Internal Affairs reports to the Cabinet of Ministers, and the Security Service reports directly to the president. The Ministry of Defense and Ukrainian armed forces are responsible for defending the country’s sovereignty and territorial integrity by deterring armed aggression. The Ministry of Defense ensures sovereignty and the integrity of national borders and exercises control over the activities of the armed forces in compliance with the law. The president is the supreme commander in chief of the armed forces. The Ministry of Defense reports directly to the president. The State Fiscal Tax Service exercises law enforcement powers through the tax police and reports to the Cabinet of Ministers. The State Border Guard Service under the Ministry of Internal Affairs implements state policy regarding border security, while the State Migration Service, also under the Ministry of Internal Affairs, implements state policy regarding migration, citizenship, and registration of refugees and other migrants. Civilian authorities generally maintained effective control over security forces in the territory controlled by the government. Members of the security forces committed some abuses.
Significant human rights issues included: unlawful or arbitrary killing; torture and cases of cruel, inhuman, or degrading treatment or punishment of detainees by law enforcement personnel; harsh and life-threatening conditions in prisons and detention centers; arbitrary arrest or detention; serious problems with the independence of the judiciary; abuses in the Russia-led conflict in the Donbas, including physical abuse of civilians and members of armed groups held in detention facilities; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, or unjustified arrests or prosecutions against journalists, censorship, and blocking of websites; refoulement of refugees; serious acts of corruption; lack of investigation of and accountability for violence against women; violence or threats of violence motivated by anti-Semitism; crimes involving violence or threats of violence targeting persons with disabilities, members of ethnic minority groups, and lesbian, gay, bisexual, transgender, or intersex persons; and the existence of the worst forms of child labor.
The government generally failed to take adequate steps to prosecute or punish most officials who committed abuses, resulting in a climate of impunity. Human rights groups and the United Nations noted significant deficiencies in investigations into alleged human rights abuses committed by government security forces.
In the Russia-instigated and -fueled conflict in the Donbas region, Russia-led forces reportedly engaged in unlawful or arbitrary killings of civilians, including extrajudicial killings; forced disappearances and abductions; torture and cases of cruel, inhuman, or degrading treatment or punishment. Other significant human rights issues included: harsh and life-threatening prison conditions; arbitrary arrest or detention; political prisoners or detainees; serious problems with the independence of the judiciary; serious restrictions on free expression, the press, and the internet; substantial interference with the freedom of peaceful assembly and freedom of association; severe restrictions of religious freedom; serious restrictions on freedom of movement across the line of contact in eastern Ukraine; restrictions on political participation, including unelected governments and elections that were not genuine, free, or fair; and unduly restricted humanitarian aid.
Significant human rights issues in Russia-occupied Crimea included: forced disappearances and abductions; torture and cruel, inhuman, or degrading treatment or punishment of detainees to extract confessions and punish persons resisting the occupation; harsh and life-threatening prison conditions; arbitrary arrest or detention; political prisoners or detainees; serious problems with the independence of the judiciary; arbitrary or unlawful interference with privacy; serious restrictions on free expression, the press, and the internet, including violence, threats of violence, or unjustified arrests or prosecutions against journalists, censorship, and site blocking; substantial interference with freedom of peaceful assembly and freedom of association; severe restrictions of religious freedom; serious restrictions on freedom of movement; restrictions on political participation, including unelected governments and elections that were not genuine, free, or fair; and crimes involving violence or threats of violence targeting lesbian, gay, bisexual, transgender, or intersex persons. Russian occupation authorities in Crimea reportedly continued to engage in widespread violence against and harassment of Crimean Tatars and pro-Ukrainian activists in response to peaceful opposition to Russian occupation (see Crimea subreport).
Section 2. Respect for Civil Liberties, Including:
In the Donbas region, Russia-led forces suppressed freedom of speech and the press through harassment, intimidation, abductions, and assaults on journalists and media outlets. They also prevented the transmission of Ukrainian and independent television and radio programming in areas under their control.
Freedom of Speech: With some exceptions, individuals in areas under government control could generally criticize the government publicly and privately and discuss matters of public interest without fear of official reprisal.
The law criminalizes the display of communist and Nazi symbols as well as the manufacture or promotion of the St. George’s ribbon, a symbol associated with Russia-led forces in the Donbas region. On March 29, police issued an administrative offense citation in Odesa to a local resident for publicly displaying a portrait of Stalin. During the May 9 celebration of World War II Victory Day, police fined individuals in Odesa, Zaporizhzhya, and Kyiv for carrying banned Soviet symbols.
The law prohibits statements that threaten the country’s territorial integrity, promote war, instigate racial or religious conflict, or support Russian aggression against the country, and the government prosecuted individuals under these laws (see “Censorship” and “National Security”).
Freedom of Press and Media, Including Online Media: The NGO Freedom House rated the country’s press as “partly free.” Independent media and internet news sites were active and expressed a wide range of views. Privately owned media, particularly television channels, the most successful of which were owned by influential oligarchs, often provided readers and viewers a “biased pluralism,” representing the views of their owners and providing favorable coverage of their allies and criticism of political and business rivals. The 10 most popular television stations were owned by businessmen whose primary business was not in media. Independent media had difficulty competing with major outlets that operated with oligarchic subsidies. Editorial independence was particularly limited in media controlled by individuals and oligarchs supportive of or linked to the Russian government and intelligence agencies. The Ministry of Defense on November 25 stated the Russian Federation “has intensified measures to discredit the top state and military leadership of Ukraine. To this end, pro-Russian media, journalists and agents of influence, including in Ukraine, are being used more actively.”
There were reports of continuing financial and political pressure on the National Public Broadcasting Company, created to provide an independent publicly funded alternative to oligarch-controlled television channels. The 2020 budget provided only 89 percent of the previous budget’s funding for the broadcaster, which was already reportedly 45 percent lower than what it should have received by law. Parliament consistently failed to comply with legal requirements allocating at least 0.2 percent of the state’s annual budget to the broadcaster. In late February the State Executive Service blocked the broadcaster’s bank accounts pursuant to a Supreme Economic Court order to repay the debt of its predecessor, the National Television Company of Ukraine. On March 6, the Independent Media Council noted the action left the broadcaster unable to continue operations. On June 2, the bank accounts were unblocked.
Jeansa–the practice of planting one-sided or favorable news coverage paid for by politicians or oligarchs–continued to be widespread. Monitoring by the Institute for Mass Information (IMI) of national print and online media for jeansa indicated a wide range of actors ordered political jeansa, including political parties, politicians, oblast governments, and oligarchs. Only 11 out of the 50 most-visited information sites did not contain jeansa, according to an IMI study conducted from June to August. The study found that 70 percent of the jeansa materials identified were of a political nature. The IMI attributed the widespread use of political jeansa during this period to an attempt to influence voters ahead of the October 25 local elections.
Violence and Harassment: Violence against journalists remained a problem. Human rights groups and journalists blamed what they saw as government inaction in solving the crimes for the emergence of a culture of impunity. Government authorities sometimes participated in and condoned attacks on journalists.
According to the IMI, as of September 1, there had been 20 reports of attacks on journalists, which is equal to the number of attacks on journalists during the first eight months of 2019. As in 2019, private, rather than state, actors perpetrated the majority of the attacks. As of September 1, there were 20 incidents involving threats against journalists, as compared with 33 during the same period in 2019. The IMI and editors of major independent news outlets also noted online harassment of journalists by societal actors, reflecting a growing societal intolerance of reporting deemed insufficiently patriotic, a development they asserted had the tacit support of the government.
There were multiple reports of attacks on journalists by government officials. For example, on August 26, members of the Zaporizhzhya city council physically removed Gvozdi (Nails) newspaper editor Bohdan Vasylenko from the city administrative building. Vasylenko had planned to attend the city council meeting to inquire about local COVID-19 prevention measures. The journalist filed a police report. No charges had been brought as of mid-September.
Media professionals continued to experience pressure from the Security Service, the military, police, and other officials when reporting on sensitive issues. For example, on April 29, a police officer beat Hromadske journalist Bohdan Kutyepov, pushed him to the ground, and broke his media equipment while he was live-streaming antiquarantine protests taking place in front of a government building. As of November the State Bureau for Investigations was looking into the incident.
There were reports of attacks on journalists by nongovernment actors, including numerous attacks against investigative journalists from the Radio Free Europe/Radio Liberty (RFE/RL) program Schemes that occurred throughout the year. On August 7, RFE/RL investigative journalist Mykhailo Tkach found alleged evidence of wiretapping in his apartment and posted images on Facebook of holes drilled into the ceiling of his apartment as evidence of the suspected wiretapping attempt. Shortly thereafter, on the evening of August 16, the car of an RFE/RL Schemes driver and film crew member was set on fire. Tkach claimed he had received anonymous messages indicating that his “journalistic activities are annoying high-level officials.” Schemes journalists believe the attacks were in response to its critiques of President Zelenskyy and its investigative reporting on high-level corruption. Police initiated an investigation, and the case gained a high degree of media attention. The head of the Kyiv Regional Police, Andriy Nebytov, wrote on Facebook, “It is obvious that the arsonist and their ‘curators’ had a goal not only to destroy the vehicle, they wanted more to cause outrage among the journalistic community and the public, to create a perception of insecurity and permissiveness.” As of October, no arrests had been made in the case.
In January, RFE/RL journalist Halyna Tereshchuk’s car was set on fire in Lviv in an arson attack. In February the Security Service detained a 19-year-old believed to be responsible for the attack, and in August a police officer was arrested on charges indicating his complicity in the crime.
There were allegations the government prosecuted journalists in retaliation for their work (see section 1.e.).
There were reports that government officials sought to pressure journalists through the law enforcement system, often to reveal their sources in investigations. For example, the State Bureau for Investigations summoned television anchor Yanina Sokolova and editor in chief of the online news platform Censor.Net, Yuriy Butusov, for questioning. On August 18, Butusov, citing law enforcement sources, reported the detention of Russian mercenaries in Belarus had been part of a special operation by Ukrainian security services that failed due to a leak from the Office of the President. Sokolova announced she was summoned on the grounds that she had potentially disclosed information pertaining to a state secret.
Journalists received threats in connection with their reporting. For example, on July 13, Kateryna Serhatskova, a journalist and cofounder of the online platform Zaborona (Prohibition), left the country, claiming threats to her life and her family believed to be in connection with her reporting. On July 3, Zaborona published an article detailing alleged links between leaders of violent radical groups and the directors of Stop-Fake.org, a project of the nonprofit Media Reforms Center, aimed at stopping the dissemination of false information about the country (see Internet Freedom). According to Serhatskova, police refused to open an investigation into the threats against her, prompting her lawyer to appeal to the Ministry of Interior Affairs, which opened an investigation in July. As of November, the investigation continued.
In December 2019 police arrested three suspects and two persons of interest in the 2016 killing of well known Belarusian-Russian journalist Pavel Sheremet (see section 1.a.). In early September the Shevchenkivskyy District Court in Kyiv began hearing the case.
Censorship or Content Restrictions: Human rights organizations frequently criticized the government for taking an overly broad approach to banning books, television shows, websites, and other content (see subsections on National Security and Internet Freedom).
On September 3, the National Council on Television and Radio Broadcasting (Derzhkomteleradio) revoked the broadcasting license of the Pryamy FM radio station for not broadcasting within a year of the date its license was issued. Derzhkomteleradio is an eight-member executive body charged with overseeing television and radio broadcasters’ compliance with Ukrainian laws. The parliament and the president appoint four members each to the council.
Both independent and state-owned media periodically engaged in self-censorship when reporting stories that might expose their media owners or political allies to criticism or might be perceived by the public as insufficiently patriotic or provide information that could be used for Russian propaganda.
Libel/Slander Laws: Libel is a civil offense. While the law limits the monetary damages a plaintiff can claim in a lawsuit, local media observers continued to express concern over high monetary damages awarded for alleged libel. Government entities, and public figures in particular, used the threat of civil suits, sometimes based on alleged damage to a person’s “honor and integrity,” to influence or intimidate the press and investigative journalists.
National Security: In the context of the continuing Russia-led conflict in the Donbas region as well as continuing Russian disinformation and cyber campaigns, authorities took measures to prohibit, regulate, and occasionally censor information deemed a national security threat, particularly those emanating from Russia and promoting pro-Russian lines.
The government continued the practice of banning specific works by Russian actors, film directors, and singers, as well as imposing sanctions on pro-Russian journalists. According to the State Film Agency, as of mid-September approximately 808 films and television shows had been banned on national security grounds since 2014. In response to Russia’s continued barrage of cyberattacks and disinformation as part of its efforts to destabilize the country, the government maintained a ban on the operations of almost 839 companies and 1,605 persons that allegedly posed a “threat to information and the cyber security of the state.” Among them were two widely used social networks based in Russia and major Russian television channels as well as smaller Russian channels that operated independently of state control.
Derzhkomteleradio maintained a list of banned books seen to be aimed at undermining the country’s independence; promoting violence; inciting interethnic, racial, or religious hostility; promoting terrorist attacks; or encroaching on human rights and freedoms. As of November the list contained 227 titles.
There were reports the government used formal pretexts to silence outlets for being “pro-Russian” and for being critical of its national security policy. On October 15, Derzhkomteleradio announced an unscheduled inspection of pro-Russian television channels Newsone, 112 Ukraine, and ZIK, claiming their favorable coverage of an October 6 meeting between Russian president Vladimir Putin and Ukrainian politician Viktor Medvedchuk might have violated national security laws.
Nongovernmental Impact: There were reports that radical groups committed attacks on journalists. For example, on June 15, members of radical groups attacked ZIK television journalist Alla Zhyznevska at the Shevchenkivskyy district courthouse in Kyiv where Serhiy Sternenko was being held and protests were organized by activists of the Youth Wing and members of the Opposition Platform for Life. Clashes broke out, and police detained five individuals. A few days prior, on June 12, Zhyznevska reported another incident in which she was conducting a story on a local market in Odesa when six unknown men emerged, demanded the journalist’s crew not take pictures, and forcibly removed them from the market. Police were called, but the six men dispersed before they arrived.
The ability to exercise freedom of expression reportedly remained extremely limited in territory controlled by Russia-led forces in the Donbas region. Based on HRMMU media monitoring, critical independent media on the territory controlled by Russia-led forces was nonexistent. According to Digital Security Lab Ukraine, an independent digital analysis organization, authorities in the “LPR” blocked approximately 158 Ukrainian news outlets as of late January.
The HRMMU reported that journalists entering Russia-controlled territory of the “DPR” had to inform the “press center” of the “ministry of defense” about their activities on a daily basis, were arbitrarily required to show video footage at checkpoints, and were accompanied by members of armed groups when travelling close to the contact line.
Internet Freedom
Law enforcement bodies monitored the internet, at times without appropriate legal authority, and took significant steps to block access to websites based on “national security concerns.”
On May 14, President Zelenskyy renewed sanctions on several Russian websites that were introduced in 2017 in retaliation for Russian cyberattacks. The sanctions included a ban on popular Russian social networks VKontakte and OdnoKlassniki, although the sites could easily be reached with use of a virtual private network connection. Ukrainian internet providers continued to block websites at government behest based on national security concerns. As of September, 475 sites were blocked in the country on such grounds. According to monitoring by Digital Security Lab Ukraine, internet service provider compliance with the government’s orders to block sites varied widely.
Free speech advocates expressed concern that courts continued to block access to websites on grounds other than national security. Freedom House reported thousands of websites, including some self-described news sites, were blocked for alleged involvement in cybercrime, fraud, and other illegal activities. For example, on January 27, a Kyiv court ruled to block access to 59 websites, including the media platforms smi.today, capital.ua, and ukr.fm, at the request of the Kyiv Oblast prosecutor’s office on grounds related to violations of intellectual property rights.
There were reports of the disclosure of personally identifiable information of persons to penalize expression of opinions. On July 11, a Ukrainian journalist with more than 130,000 followers on his social media account posted a picture of journalist Kateryna Serhatskova with her son as well as details about her personal life, suggesting she worked for Russian intelligence services. In the comments responding to the post, users posted her address, photos of her home, and death threats against her. The threats and disclosures came in response to Serhatskova’s July 3 publication of an article about the alleged influence of violent radical groups on a fact-checking organization, StopFake.org. Human Rights Watch called on authorities to provide for her safety. On July 14, Serhatskova left the country out of concern for her safety and that of her family.
The Myrotvorets (peacemaker) database, which reportedly maintained close ties to the country’s security services, published the personal data of journalists and public figures who had been critical of the country’s security services or had made other statements the site considered unpatriotic. For instance, in early August the website published personally identifiable information of the editor and host of the television program Nashi Hroshi (Our Money), Denys Bihus. Myrotvorets published the information in retaliation for Bihus’s investigative reporting on Ihor Hladkovsky, the son of a former National Security and Defense Council official. Myrotvorets justified its actions by citing a July court ruling that dismissed the claims of Bihus and other journalists regarding Hladkovsky’s alleged involvement in embezzlement.
There were reports of cyberattacks on journalists who reported on corruption. For example, after publishing an investigative report in July on the pro-Russian influence of certain Telegram channels closely followed by members of parliament, journalist Lyubov Velychko reported repeated attempts to hack her social network and messenger accounts as well as numerous online death threats against her.
Human rights groups and journalists who were critical of Russia’s aggressive actions in the Donbas region and its occupation of Crimea reported their websites were subjected to cyberattacks, such as coordinated denial of service incidents and unauthorized attempts to obtain information from computers, as well as coordinated campaigns of trolling and harassment on social media.
In its annual Freedom on the Net report published in November, Freedom House concluded that the country has made cautious improvements in regards to internet freedom. Improvements included the removal of telecommunications licensing requirements that were previously tied to corruption and a reduction in the practice of administratively blocking websites, with the exception of President Zelenskyy’s extension of sanctions to several Russian-owned technology companies in May.
There were reports the government prosecuted individuals for their posts on social media. For example, according to press reports, in early August, the Security Service in Sumy searched a house and detained a man who allegedly posted calls on social networks to break the ceasefire in Donbas.
There were some instances in which the government restricted academic freedom or cultural events.
The government maintained a list of Russian or pro-Russian musicians, actors, and other cultural figures it prohibited from entering the country on national security grounds.
The constitution provides for the freedoms of peaceful assembly and association, and the government generally respected these rights.
The constitution provides for the freedom of peaceful assembly, but police sometimes restricted, or failed to protect freedom of assembly. No laws, however, regulate the process of organizing and conducting events to provide for the right, and authorities have wide discretion under a Soviet-era directive to grant or refuse permission for assemblies on grounds of protecting public order and safety. Organizers are required to inform authorities in advance of demonstrations.
There were reports of police restricting and failing to protect freedom of assembly. For example, in July police officers in Lviv restricted activists’ ability to assemble peacefully near the Taras Shevchenko monument in the city’s center by dispersing the group and writing up a police report for “petty hooliganism.” The activists held a performance in which one member wore a Zelenskyy mask and handed out one million hryvnia notes to all who passed by, while others smashed a printer that was printing the fake money.
Human rights defenders noted that police at times arbitrarily enforced COVID-19 quarantine restrictions, including through selective dispersal of civic assemblies. For example, on June 25, organizers of the lesbian, gay, bisexual, transgender, and intersex (LGBTI) community support month in Kyiv scheduled two events at the same location. Organizers informed police about both events in advance to abide by legal processes and COVID-related restrictions. The events were reportedly both approved in advance, and police allowed the first event–a panel discussion–to proceed as planned but dispersed participants of the second event and wrote a misdemeanor report against the venue’s owner, citing alleged quarantine restrictions. The owner reported that in addition to the events being previously approved, authorities also previously checked the venue to ensure it met quarantine requirements and had not reported any concerns.
Events organized by women’s rights activists or the LGBTI community were regularly disrupted by members of violent radical groups. Police at times did not adequately protect participants from attack before or after the events, nor did they provide sufficient security for smaller demonstrations or events, especially those organized by persons belonging to minority groups or opposition political movements. For example, two men who participated in the March 8 Women’s Rights March in Kyiv were beaten and sprayed with tear gas in an underground tunnel after the event. Police detained four suspects, including Vita Zaverukha and three other activists from the violent radical group Unknown Patriot. As of July 6, only one indictment against one suspect for “hooliganism” had been sent to court.
On August 30, members of the radical group Tradition and Order attacked participants of the Odesa pride rally. Tradition and Order members punched, kicked, and threw projectiles at both participants and police. Two officers were injured. International monitors noted that poor communication between event organizers and police contributed to police failure to provide adequate protection. Police arrested 16 persons involved in the attack and investigated the incident. Similarly, on September 20, representatives of violent radical groups gathered in the downtown area of Zaporizhzhya for a counterprotest in response to the March of Equality (pride march). During the event, police detained an armed man after he aimed a gun at the pride march participants. No shots were fired, and the perpetrator was taken to the Dnipro police department.
On December 14, a group of young men attacked two teenage boys in Kyiv’s Kontrakova Square, shouting homophobic slurs, beating, and kicking them in what appears to have been an unprovoked attack. A witness who posted a video of the attack claimed that while police arrested one of the victims for arguing with them, the attackers remained in the square even after police left, shouting racist slogans.
In Russia-controlled territory, the HRMMU observed the absence of free and peaceful assembly and noted, “Such a restrictive environment, where dissenting opinions may trigger retaliation, has a long-lasting chilling effect on the population.” The HRMMU also noted the only demonstrations permitted in these areas were ones in support of local “authorities,” often apparently organized by Russia-led forces with forced public participation.
Russia-led forces in the “DPR” and “LPR” continued to implement “laws” requiring all religious organizations except the Ukrainian Orthodox Church-Moscow Patriarchate to undergo “state religious expert evaluations” and reregister with them. According to the HRMMU, a majority of religious groups recognized under Ukrainian law continued to be unable to reregister because of stringent legal requirements under “laws” in the “DPR” and “LPR” that mirrored Russian legislation preventing or discouraging reregistration of many religious communities (see the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/).
The constitution and law provide for freedom of association, and the government generally respected this right.
Human rights organizations reported an increase in attacks on activists following a decrease in attacks in 2019 (48 attacks in the first six months of the year, up from 39 in the same period of 2019). International and domestic human rights NGOs remained concerned about the lack of accountability for attacks on members of civil society organizations, which they believed had created a climate of impunity.
For example, on July 23, the head of the NGO Anticorruption Center, Vitalii Shabunin, reported suspected arson after his home was set on fire. Shabunin’s parents and children were in the house at the time but managed to escape unharmed. After an investigation, police concluded the fire resulted from an arson attack that started on the activist’s porch with the assistance of a flammable liquid to ignite a stable flame. As of September the perpetrators had not been identified. Shabunin believed the arson was an assassination attempt carried out at the request of politically influential oligarchs to prevent his organization’s investigative reporting on corruption. On December 30, police removed suspicious items resembling bombs from the doorsteps of apartments belonging to Shabunin’s relatives. In recent years several major human rights groups have expressed concern about the government’s singling out of Shabunin for unfair treatment.
There were reports the government targeted activists for raids, arrests, or prosecution in retaliation for their professional activity. For example, on September 30, Shabunin was fined 850 hryvnias ($30) for the late submission of an asset declaration by half a day. The Anticorruption Center believed the fine was issued to include Shabunin on a register of corrupt individuals and used against the organization in a smear campaign.
On March 30, police arrested Yuriy Fedorenko, the head of the Tverdynia NGO that works to expose illegal construction projects, as he was attempting to film construction in Kyiv he believed to be illegal. Fedorenko himself called police to report the construction violation, but they instead arrested and searched him and transported him to a nearby police station where he was charged with a violation of quarantine, despite his wearing a mask while in public. Police, citing privacy concerns, did not provide a reason for the arrest, and Fedorenko was later completely acquitted in court.
There were reports that unknown actors initiated violent attacks against activists because of their involvement in civil society organizations. For example, on June 20, Valentyna Buchok was wounded when a grenade exploded near a gate outside her home in Ivanopillya in the government-controlled part of Donetsk Oblast. Buchok, who was reportedly tortured while imprisoned by Russia-led forces in the Izolatsiya detention facility on falsified charges from 2016-17, was a member of SEMA Ukraine, a group that advocated for survivors of conflict-related sexual violence. Human rights groups claimed the explosion marked the third attempt on her life since her release in a prisoner exchange in 2017.
According to the HRMMU, in the territories controlled by Russia-led forces, domestic and international civil society organizations, including human rights defenders, could not operate freely. Residents informed the HRMMU they were being prosecuted (or feared being prosecuted) by the “ministry of state security” for their pro-Ukrainian views or previous affiliation with Ukrainian NGOs. If human rights groups attempted to work in those areas, they faced significant harassment and intimidation. The HRMMU also noted some civil society organizations run by Russia-led forces appeared to require certain persons, such as public-sector employees, to join.
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport/.
The constitution and law provide citizens with freedom of internal movement, foreign travel, emigration, and repatriation. The government, however, restricted these rights, particularly in the eastern part of the country near the zone of conflict.
In-country Movement: The government and Russia-led forces strictly controlled movement between government-controlled areas and territories in the Donbas region controlled by Russia-led forces. Crossing the line of contact remained arduous.
On March 16, the government introduced COVID-related restrictive measures on transit through the five entry and exit checkpoints, barring all crossings except those involving humanitarian grounds. On March 21, Russia-led forces in the “LPR” and “DPR” established similar restrictions. On June 10, the government reopened its side of the Stanytsia Luhanska and Marinka checkpoints, but it began requiring individuals to download an app on their cell phones monitoring their compliance with quarantine orders, effectively preventing anyone who did not own a cell phone from crossing into government-controlled territory. Russia-led forces in Donetsk likewise turned many away who attempted to cross into government-controlled territory; those allowed to cross were required to sign a document indicating they would not return until the COVID-19 pandemic had subsided. On June 19, the “LPR” reopened its side of the Stanytsia Luhanska checkpoint but required individuals seeking entry to provide proof of residency. Public passenger transportation remained prohibited; private transportation was available at high prices and was generally unaffordable for the majority of persons crossing.
According to the HRMMU, from late March to mid-June, the number of monthly line-of-contact crossings decreased from 1.3 million to a few hundred, most of which occurred in Luhansk Oblast. As a result, thousands were separated from their families and lost access to quality health care, pensions, social protection, and employment. Women and elderly persons, who comprised the majority of those crossing before the COVID-19 lockdown, were particularly affected. The government required those seeking to cross into government-controlled territory to obtain a pass. The pass system imposed significant hardships on persons crossing into government-controlled territory, in particular those seeking to receive pensions and government benefits not distributed in the territory controlled by Russia-led forces.
According to the HRMMU, since late June, civilians seeking entry to territory controlled by Russia-led forces in the “DPR” had to have permission from the “Operational Headquarters to Combat COVID-19” and have a residence registered in the “DPR.” To enter government-controlled territory from the “DPR,” civilians had to be registered in the government-controlled territory.
The government and Russian occupation authorities subjected individuals crossing between Russian-occupied Crimea and the mainland to strict controls at the administrative boundary between Kherson Oblast and Crimea. Authorities prohibited rail and commercial bus service across the administrative boundary, requiring persons either to cross on foot or by private vehicle. Civil society, journalists, and independent defense lawyers reported that the government made efforts to ease requirements for entering Crimea, improving previously lengthy processes to obtain required permissions that hindered their ability to document and address abuses taking place there. On April 3, Russian occupation authorities imposed a measure in Crimea banning Russian citizens from leaving the territory of the Russian Federation. The measure affected Ukrainian residents of Crimea due to authorities requiring all residents of Crimea to be Russian citizens, and Russia’s purported annexation of Crimea (see Crimea subreport).
According to the Ministry of Social Policy, as of late September more than 1.4 million persons were registered as internally displaced persons (IDPs) due to Russia’s aggression in eastern Ukraine and occupation of Crimea. Some NGOs and international organizations estimated the number to be lower, since some persons returned to their homes after registering as IDPs, while others registered while still living in the conflict zone. The largest number of IDPs resided in areas immediately adjoining the conflict zones, in government-controlled areas of Donetsk and Luhansk Oblasts as well as in the Kharkiv, Dnipropetrovsk, and Zaporizhzhya Oblasts and Kyiv. Many resided in areas close to the line of contact in the hope they would be able to return home.
The government granted social entitlements only to persons who had registered as IDPs. Local departments of the Ministry of Social Policy regularly suspended payment of pensions and benefits to IDPs pending verification of their physical presence in government-controlled territories, ostensibly to combat fraud, requiring recipients to go through a burdensome reinstatement process.
According to the HRMMU, as part of its COVID-19 prevention measures, the government suspended the burdensome requirement that IDPs undergo identification checks every second month in order to receive social benefits.
Humanitarian aid groups had good access to areas under government control.
IDPs were able to vote in local elections and for single-mandate district seats in parliamentary elections. In May the Central Election Commission passed a resolution allowing IDPs, working migrants, and citizens without registration to apply in-person or online to the State Registry of Voters to identify or change their voting address and vote where they actually live. As a result, approximately 5.5 million additional Ukrainians were eligible to participate in local elections in October.
According to the HRMMU, IDP integration remained impeded by the lack of a government strategy and the absence of allocation of financial resources, leading to IDPs’ economic and social marginalization. UN agencies reported the influx of IDPs led to tensions arising from competition for scarce resources.
NGOs reported employment discrimination against IDPs. IDPs continued to have difficulty obtaining education, medical care, and necessary documents. According to the law, the government should provide IDPs with housing, but authorities did not take effective steps to do so. A shortage of employment opportunities and the generally weak economy particularly affected IDPs, forcing many to live in inadequate housing, such as collective centers and temporary accommodations. Other IDPs stayed with host families, volunteers, and in private accommodations, although affordable private accommodations were often in poor condition. Some IDPs, particularly those in government-controlled areas of Donetsk and Luhansk Oblasts, lacked sufficient sanitation, shelter, and access to potable water.
Romani activists expressed concern that some Roma could not afford to flee conflict areas, while others had no choice but to leave their homes.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to IDPs, refugees, returning refugees, asylum seekers, stateless persons, and other persons of concern. International and domestic organizations reported the system for protecting asylum seekers, stateless persons, and other persons of concern did not operate effectively.
Abuse of Migrants, Refugees, and Stateless Persons: Authorities frequently detained asylum seekers for extended periods without court approval.
Refoulement: There were reports the government did not provide for protection against the expulsion or return of some asylum seekers to a country where there was reason to believe their lives or freedom would be threatened on account of their race, religion, nationality, membership in a particular social group, or political opinion. For example, on May 14, the Supreme Court rejected the asylum appeal of prominent Kazakhstani journalist and opposition activist Zhanara Akhmetova. Human rights groups warned that the decision put Akhmetova at risk of deportation to Kazakhstan, where she would likely face mistreatment or torture for her political views.
The Open Dialogue Foundation claimed the decision was rushed and failed to address defense arguments. Akhmetova fled Kazakhstan in 2017 with her minor son without serving her suspended sentence for a 2009 fraud case, fearing that moves by Kazakhstani authorities to shut down her newspaper and fine her for social media posts put her in danger of political harassment and abuse.
There were also allegations that officials deported three individuals to Uzbekistan, where they were at risk of imprisonment. At a news conference on October 23, relatives and advocates for three Uzbekistani men who disappeared in October alleged that the Uzbekistani State Secret Service had kidnapped the men with the help of the Security Service of Ukraine and taken them to Uzbekistan, where they were allegedly imprisoned. The disappearances occurred in Poltava, Kharkiv, and Odesa. The families’ lawyers alleged that in two of the cases, witnesses claimed the men were detained by plainclothes Security Service officials. The men’s lawyers called on police to initiate investigations and claimed the extraditions were linked to Uzbekistan’s religious persecution of Muslims, including members of the group Hizb ut-Tahrir, which is legal in Ukraine. Two of the families submitted claims to the UN Working Group on Enforced or Involuntary Disappearances on behalf of their missing relative.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a legal system for providing protection to refugees. Protection for refugees and asylum seekers was insufficient, however, due to gaps in the law and the system of implementation. According to the State Migration Service, the number of refugees and asylum seekers has decreased. The country is a transit and destination country for asylum seekers and refugees, principally from Afghanistan, the Russian Federation, Bangladesh, Syria, and Iraq.
Many Belarusian nationals were either forcibly exiled by Belarusian authorities or voluntarily fled Belarus, crossing into Ukraine to seek refuge during a violent crackdown and political crisis in Belarus stemming from election-related mass protests following the fraudulent presidential election there on August 9. On October 4, President Zelenskyy signed a decree that relaxed requirements for certain categories of Belarusian citizens seeking residence. The decree directed the Cabinet of Ministers to extend the time allotted for temporary stays for Belarusian citizen entrepreneurs and information technology specialists from 90 to 180 days as well as to simplify procedures for obtaining a residence permit. While a few hundred Belarusians utilized the relaxed requirements for temporary stays and residence, relatively few applied for asylum. As of October, only 11 Belarusians had applied for asylum in the country.
Human rights groups noted that the refugee law falls short of international standards due to its restrictive definition of a refugee. The law permits authorities to reject many asylum applications without a thorough case assessment. In other instances government officials declined to accept initial asylum applications without a legal basis, leaving asylum seekers without documentation and vulnerable to frequent police stops, fines, detention, and exploitation. Asylum seekers in detention centers were sometimes unable to apply for refugee status within the prescribed time limits and had limited access to legal and other assistance. Asylum seekers have five days to appeal an order of detention or deportation.
A lack of access to qualified interpreters also hampered the full range of asylum procedures. International observers noted the government did not provide resources for interpreters, which created opportunities for corruption and undermined the fairness of asylum application procedures.
Employment: Refugees frequently had a hard time finding employment due to lack of qualifications and language proficiency. Some worked illegally, increasing their risk of exploitation.
Access to Basic Services: The national plan on the integration of refugees adopted by the government did not allocate resources for its implementation.
Temporary accommodation centers had a reception capacity of 421 persons. Asylum seekers living outside an official temporary accommodation center often experienced difficulties obtaining residence registration, and authorities regularly imposed a substantial fine because they lacked registration. According to the State Migration Service, refugees could receive residence registration at homeless shelters for up to six months.
According to UNHCR, gaps in housing and social support for unaccompanied children left many without access to state-run accommodation centers or children’s shelters. Many children had to rely on informal networks for food, shelter, and other needs and remained vulnerable to abuse, trafficking, and other forms of exploitation. UNHCR noted a lack of educational programs and vocational activities for those in detention for extended periods.
Temporary Protection: The government provided temporary protection (“complementary protection”) to individuals who may not qualify as refugees. As of August 31, authorities had provided complementary protection to 56 persons.
UNHCR estimated there were more than 35,000 stateless persons in the country. Persons who were either stateless or at risk of statelessness included Roma, homeless persons, current and former prisoners, and persons older than 50 who never obtained a Ukrainian personal identification document after the fall of the Soviet Union and were no longer able to obtain one.
The law requires establishing identity through a court procedure, which demanded more time and money than some applicants had. UNHCR reported Roma were at particular risk for statelessness, since many did not have birth certificates or any other type of documentation to verify their identity. Homeless persons had difficulty obtaining citizenship because of a requirement to produce a document testifying to one’s residence.
In June parliament amended the laws on recognition of stateless persons to define clearly the terms “stateless person,” “child separated from the family,” and “legal representatives” of such individuals. The law allows stateless persons to stay in the country and obtain a residence permit and stateless identity card, which facilitates foreign travel.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A variety of domestic and international human rights groups generally operated without government restriction, investigating and publishing their findings on human rights cases.
Authorities in Russia-controlled areas in eastern Ukraine routinely denied access to domestic and international civil society organizations. Human rights groups attempting to work in those areas faced significant harassment and intimidation (see section 2.b., Freedom of Association).
Government Human Rights Bodies: The constitution provides for a human rights ombudsperson, officially designated as parliamentary commissioner on human rights.
In 2018 parliament appointed Lyudmila Denisova parliamentary commissioner on human rights. The Office of the Parliamentary Commissioner on Human Rights cooperated with NGOs on various projects to monitor human rights practices in various institutions, including detention facilities, orphanages and boarding schools for children, and geriatric institutions. Denisova took a proactive stance advocating on behalf of political prisoners held by Russia as well as Crimean Tatars, Roma, IDPs, and persons with disabilities.
Uzbekistan
Executive Summary
Uzbekistan is a constitutional republic with a political system led by President Shavkat Mirziyoyev and his supporters. In 2016 Mirziyoyev, the former prime minister, won the presidential elections with 88 percent of the vote. The Organization for Security and Cooperation (OSCE) in Europe Office for Democratic Institutions and Human Rights noted in its final election observation report that “the campaign lacked competitiveness and voters were not presented with a genuine choice of political alternatives,” with the European observers citing “serious irregularities inconsistent with national legislation and OSCE commitments, including proxy voting and indications of ballot box stuffing.” Parliamentary elections took place in December 2019. The OSCE observer mission’s preliminary conclusions noted the elections occurred under improved legislation and with greater tolerance of independent voices but did not demonstrate genuine competition and full respect for election-day procedures.
The government authorizes four different entities to investigate criminal activity and provide security. The Ministry of Interior controls the police, who are responsible for law enforcement, maintenance of order, and the investigation of general crimes. It also investigates and disciplines its officers if they are accused of human rights violations. The National Guard ensures public order and security of diplomatic missions, radio and television broadcasting, and other state entities. The State Security Service, whose chairperson reports directly to the president, deals with national security and intelligence issues, including terrorism, corruption, organized crime, border control, and narcotics. The Prosecutor General’s Office ensures rule of law, protects the rights and freedoms of citizens and legally protected interests of the state, conducts preliminary investigations of crimes, and prosecutes persons and entities accused of crimes. Civilian authorities generally maintained effective control over the security forces, but security services permeated civilian structures. Civilian authorities opaquely interacted with security services’ personnel, making it difficult to define the scope and limits of civilian authority. There were reports that members of the security and law enforcement agencies, particularly police and prison officials, committed abuses.
Significant human rights issues included: reports of physical and psychological abuse of detainees by security forces, including abuses that resulted in the death of detainees; arbitrary arrest and incommunicado and prolonged detention; political prisoners; politically motivated reprisal against an individual located outside of the country; restrictions on freedom of speech, the press, and the internet, including censorship and intentional slowing of social media digital platforms; restrictions on assembly and association, including restrictions on civil society, with human rights activists, journalists, and others who criticized the government subject to harassment, prosecution, and detention; restrictions on religious freedom; restrictions on freedom of movement; restrictions on political participation in which citizens were unable to choose their government in free, fair, and periodic elections; human trafficking, including forced labor; criminalization of sexual relations between men; and discrimination against lesbian, gay, bisexual, transgender, and intersex persons and consensual same-sex sexual conduct.
Impunity remained pervasive. Government prosecutions of officials on abuse charges increased somewhat during the year.
Section 2. Respect for Civil Liberties, Including:
The constitution and law provide for freedom of expression, including for the press, but the government restricted these rights for both online and offline media.
Freedom of Speech: The government exercises official and unofficial restrictions on the ability of individuals to criticize the government or to discuss matters of general public interest. The law restricts criticism of the president, and publicly insulting the president is a crime for which conviction is punishable by up to five years in prison. The law specifically prohibits publication of articles that incite religious conflict and ethnic discord or that advocate subverting or overthrowing the constitutional order.
On August 9 in Bishkek, Kyrgyzstan, local authorities arrested Uzbekistani journalist Bobomurod Abdullayev at the request of the Uzbekistan government. Abdullayev was charged under Articles 158 (Offense against the President) and 159 (Attempt to Overthrow the Constitutional Order) of Uzbekistan’s Criminal Code. The charges stemmed from authorities’ accusation Abdullayev was writing under the pen name “Qora Mergan,” (Black Sniper), an author that publishes allegations of corruption against Uzbekistan government officials, which Abdullayev denied. On August 22, Kyrgyz officials forcibly repatriated Abdullayev to Uzbekistan. He was released after signing a nondisclosure agreement, and after several weeks authorities dropped the charges.
Freedom of Press and Media, Including Online Media: Independent media did not operate freely because the state exercises control over media coverage. All media entities, foreign and domestic, must register with authorities and provide the names of their founder, chief editor, and staff members. Print media must also provide hard copies of publications to the government. The law holds all foreign and domestic media organizations accountable for the accuracy of their reporting, prohibits foreign journalists from working in the country without official accreditation, and subjects foreign media outlets to domestic mass media laws. The government used accreditation rules to deny some foreign journalists and media outlets the opportunity to work in the country. For example, the government continued to deny Radio Free Europe/Radio Liberty’s accreditation request. Others, such as BBC, Voice of America, and Eurasianet, were accredited.
In January the government’s Public Fund for Support and Development of National Mass Media began operating. The main purpose of the Public Fund is to help media outlets develop and maintain equal rights in the media market and to promote the rights of journalists and bloggers.
During the COVID-19 pandemic, print newspapers and magazines could not be published for several months. In their place was increased reporting from popular online media outlets, such as Kun.uz and Daryo.uz, as well as through channels on the social messaging app Telegram.
On November 20, the Agency of Information and Mass Communications (AIMC) sent warning letters to leading news websites Kun.uz, Gazeta.uz, and Podrobno.uz, for questioning the legitimacy of official COVID-19 statistics reported by the Ministry of Health. The letter from AIMC noted: “the publication of information based on unverified data and the attitude expressed in this regard led to the formation of the wrong opinion among the public.” AIMC’s letter warned that “publication of such unverified information in the future may lead to serious legal consequences.” Subsequently, AIMC Director-General Asadjon Khodjayev accused several media outlets such as Kun.uz, Daryo.uz, and Gazeta.uz on November 26 of bias and again threatened “serious legal consequences.”
On December 29, President Mirziyoyev supported media freedom in his annual address to parliament, saying, “It should be especially noted that the mass media, along with objective coverage of the large-scale changes taking place in our country, draw the attention of government agencies and the public to the urgent problems on the ground and encourage leaders at all levels to solve these problems. Today they are increasingly becoming the ‘fourth power.’”
The law holds bloggers legally accountable for the accuracy of what they post and prohibits posts potentially perceived as defaming an individual’s “honor and dignity.”
The government prohibited the promotion of religious extremism, separatism, and fundamentalism as well as the instigation of ethnic and religious hatred.
Articles in state-controlled newspapers reflected the government’s viewpoint. The main government newspapers published selected international wire stories. The government prohibited legal entities with more than 30 percent foreign ownership from establishing media outlets. The government allowed publication of a few private newspapers with limited circulation containing advertising, horoscopes, and some substantive local news, including infrequent stories critical of the government’s socioeconomic policies. Some government-controlled print media outlets published articles that openly criticized local municipal administrations.
A few purportedly independent websites consistently reported the government’s viewpoint. The government-run Ozbekistan is a 24-hour news channel that broadcasts current affairs and news in Uzbek, Russian, and English.
Violence and Harassment: Police and security services subjected print and broadcast journalists to increased arrest, harassment, and intimidation.
Even before and during the COVID-19 pandemic, some journalists reported a “negative trend” in terms of media freedom, citing daily reports of harassment of journalists and bloggers. Some journalists said they believed the security services used the pandemic as a way to remind media that “they are still in charge,” despite the president’s public claims that journalists and bloggers are a vital part of the country’s reform process.
In April authorities detained Sharifa Madrahimova, a correspondent of Ma’rifat newspaper, after she filmed a documentary video in local bazaars to report on price gouging on basic food items during the COVID-19 quarantine.
In May, following the collapse of a dam in Sardoba that displaced hundreds of villagers, two journalists at a popular sports channel were fired after publicly criticizing how a state-run news channel covered the story. Bobur Akmalov (editor) and Jamoliddin Babajanov (producer), at “Sport,” made their remarks during a radio program broadcast on May 18.
On July 26, the Prosecutor’s Office summoned the chief editors from three Karakalpakstan news websites after printing unconfirmed reports about the death of Karakalpakstan parliament’s chairman, Senator Musa Yerniyazov, who tested positive for COVID-19. In addition, the Ministry of Interior summoned a blogger in Karakalpakstan who posted the same story. The three online outlets, as well as the blogger, all later retracted their reports about the senator’s death. A Tashkent-based website also published the news, only to claim later that “this unconfirmed information was published as a result of hacking.” Bloggers and journalists in Karakalpakstan reported that the dissemination of information in the region in general was “severely restricted” and the local authorities were covering up the real number of COVID-19 cases and deaths.
On August 22, police arrested a popular vlogger who frequently called for changes in the local leadership in Fergana (where the governor is widely seen as corrupt). Authorities detained Dadakhon Haydarov, a 22-year-old from Sokh District of the Fergana Region and who had a large YouTube following, and detained him for 10 days. According to his father, officials took Haydarov from his parent’s home and transferred him by helicopter to Fergana City.
In May unknown assailants attacked the cameraman accompanying a journalist from the internet publication “Effect Uz” while investigating a story in the Fergana Region. The journalist told media that “unknown persons sprayed a gas canister into the (camera) operator’s eyes and broke the car windows. In addition, the attackers stole a video camera, which is the property of the publication.” The cameraman suffered injuries from the attack.
Censorship or Content Restrictions: Journalists and senior editorial staff in state media organizations reported that some officials’ responsibilities included censorship. In many cases the government placed individuals as editors in chief with the expressed intent that they serve as the main censor for a particular media outlet. Continuing the past trend of moderate criticism of the government, online publications such as Kommersant.uz and Nuz.uz published some critical stories on issues such as demolitions, ecological problems, electricity outages, currency, trade, and the black market. In addition, Adobiyat Gazetesi, a literary journal, published stories by authors who were still on a “black list” that limited their ability to publish elsewhere.
In 2019 the government unblocked the website of privately owned Kun.uz, which had been blocked in 2018. The outlet published articles critical of the government, including about regional and district officials’ involvement in illegal demolitions.
There was often little distinction between the editorial content of government and privately owned newspapers. Journalists engaged in limited investigative reporting. Widely read tabloids occasionally published articles that presented mild criticism of government policies or discussed problems that the government considered sensitive, such as trafficking in persons.
Libel/Slander Laws: The criminal and administrative codes impose significant fines for libel and defamation. The government used charges of libel, slander, and defamation to punish journalists, human rights activists, and others who criticized the president or the government. Some bloggers and activists nonetheless openly criticized the government on social media without legal reprisal.
Internet Freedom
The government generally allowed access to the internet, including news and social media sites. In the initial months of the COVID-19 pandemic, when citizens began to complain about the government’s response in online social forums, the government restricted access to social media, Facebook in particular, with frequent service interruptions. Users noted that while the government did not block the site, it became extremely difficult to load pages and view content. Users noted improvement of Facebook functionality only in August, once the nationwide quarantine was lifted. The media law defines websites as media outlets, requiring them to register with authorities and provide the names of their founder, chief editor, and staff members. The government blocked the website of Forum 18, a human rights news site.
Several active online forums allowed registered users to post comments and read discussions on a range of social problems. To become a registered user in these forums, individuals must provide personally identifiable information. It was not clear whether the government attempted to collect this information, although provisions of the law require internet cafe proprietors to log customers’ browser history.
In March the government amended the criminal code to include prohibitions against spreading “false” information regarding COVID-19. On March 31, Dr. Alimardon Sultonov, a trauma surgeon at Ellikkala Central State Hospital in Karakalpakstan Region, called the local medical emergency service to ask whether there were any coronavirus cases in Karakalpakstan. Five officials then came to the hospital to question Sultonov, known for publicly discussing freedom of religion and belief on his social media pages. The officials asked Sultonov if he had any religious texts on his person. He said he had Muslim texts on his computer, so officials confiscated it. Authorities opened a criminal case against him for allegedly spreading false information on lockdown measures under the new criminal code. On November 23, the court of the Ellikalansky District of Karakalpakstan sentenced him to 14 months’ of restrictions on his freedom of movement, including time served since March, for the “Illegal Manufacturing, Storage, Importation, or Distribution of Materials of Religious Content” as well as for “Distribution of Information about the Dissemination of Quarantine and Other Hazardous Infections.”
A decree requires all websites seeking the “.uz” domain to register with the government’s Agency for Press and Information. The decree generally affected only government-owned or government-controlled websites. Opposition websites and those operated by international NGOs or media outlets tended to have domain names registered outside the country.
The government implemented procedures for restricting access to websites that include “banned information.” Based on these regulations, a website or blog could be blocked for calling for the violent overthrow of the constitutional order and territorial integrity of the country; spreading ideas of war, violence, and terrorism, as well as religious extremism, separatism, and fundamentalism; disclosing information that is a state secret or protected by law; or disseminating information that could lead to national, ethnic, or religious enmity or involves pornography, or promoting narcotic usage. According to the Ministry of Justice, the government has the authority to block websites or blogs without a court order.
The government continued to limit academic freedom and cultural events. Authorities occasionally required department-head approval for university lectures, and university professors generally practiced self-censorship.
The government sometimes restricted freedoms of peaceful assembly and association.
The constitution and law provide for freedom of assembly. While the government restricted this right, it sometimes allowed individuals to exercise this freedom without reprisal.
On March 20, an Andijan regional court sentenced Muslim scholar and human rights activist Musajon Bobojonov to 15 days’ detention for conducting a nikah ritual (an unregistered religious marriage ceremony). Although performing nikah is not itself illegal, Bobojonov was sentenced under Article 201 of the administrative code, “violation of the procedure for organizing, holding meetings, rallies, street processions, or demonstrations.” After the intervention of Bobjonov’s lawyer, human rights activists, and local bloggers, the court reduced his sentence to five days.
Authorities have the right to suspend or prohibit rallies, meetings, and demonstrations. Although the law requires demonstrators to obtain permits, most demonstrators proceeded without filing permit applications. In some incidents, authorities subjected citizens to large fines, threats, arbitrary detention, or abuse for violating procedures for organizing meetings, rallies, and demonstrations or for facilitating unsanctioned events by providing space, other facilities, or materials. Organizers of “mass events” with the potential for more than 100 participants must sign agreements with the Ministry of Interior for the provision of security prior to advertising or holding such an event. Officials broadly applied this regulation, including to private corporate functions.
While the law provides for freedom of association, the government continued to restrict this right. Authorities sought to control NGO activity, internationally funded NGOs, and unregulated Islamic and minority religious groups. The operating environment for independent civil society, in particular human rights defenders, remained restrictive, although several activists reported improved cooperation with government officials. Several independent NGOs continued to face barriers to registering locally due to earlier court orders against them or other objections by officials.
The Ministry of Justice, which oversees the registration of NGOs, requires NGOs to obtain the ministry’s approval to hold large meetings with nonmembers, including foreigners; to seek the ministry’s clearance on any event where materials are to be distributed; and to notify the ministry in writing of the content and scope of the events in question.
The government has a legal framework for public oversight of the activities of government bodies and government officials. In accordance with the law, citizens, citizens’ self-government bodies, noncommercial organizations, and mass media have the right to exercise oversight regarding activities of government bodies and officials.
There are legal restrictions on the types of groups that may be formed. The law requires that organizations with an operating budget and funds register formally with the government. The law allows for a six-month grace period for new organizations to operate while awaiting registration from the Ministry of Justice, during which time the government officially classifies them as “initiative groups.” Several NGOs continued to function as initiative groups for periods longer than six months.
In 2018 the government issued a number of regulations that affected NGO activity. The Ministry of Justice no longer requires NGOs to obtain approval in order to conduct events, but they still need to notify the ministry of plans to conduct public programs. The minimum period for informing the ministry of planned activities is 10 days before the start of an event without the participation of foreign citizens, and 20 days before the start of event with the participation of foreign citizens. The ministry provides NGOs with written notice only in cases of refusal to conduct the event. The law also requires that NGOs file annual reports to the government. In 2018 the Ministry of Justice adopted the Regulation on Monitoring and Studying Activities of Nongovernmental, Noncommercial Organizations, which establishes a separate procedure on monitoring and studying NGOs’ activities.
The law grants the Ministry of Justice authority to inspect and audit NGOs.
Due to the burdensome challenges registering NGOs, many prominent and respected organizations have not received registration from the government. As a result, civil society remains stifled and the level of regulations prevents organizations from gaining a footprint in the country.
On January 18, shortly after Ezgulik assisted blogger and activist Nafosat Olloshkurova as she fled the country, authorities seized the registration certificate, charter, computers, and other documents of the Ezgulik branch office in the Jizzakh Region. According to Ezgulik, prosecutors stated they had a warrant to conduct the search but did not produce it when asked. The next day the prosecutor’s office filed a corruption case against the head of the branch office, Zifa Umrzakova. In June the Criminal Court of Jizzakh sentenced her to two years of “restricted movement.” The case was pending appeal, with a hearing scheduled for January 11, 2021.
The administrative liability code imposes large fines for violations of procedures governing NGO activity as well as for “involving others” in “illegal NGOs.” The law does not specify whether the term refers to NGOs suspended or closed by the government or merely NGOs not officially registered. The administrative code also imposes penalties against international NGOs for engaging in political activities, activities inconsistent with their charters, or activities the government did not approve in advance.
Registered NGOs are allowed to receive grants from domestic and foreign donors. Receiving organizations must notify the Ministry of Justice of their grants and present a plan of activities to the ministry that details how the NGO would allocate the funds. If the ministry approves, no other government approvals are required. The ministry requires yearly financial reports from NGOs.
Parliament’s Public Fund for the Support of Nongovernmental, Noncommercial Organizations, and Other Civil Society Institutions continued to conduct grant competitions to implement primarily socioeconomic projects. Some civil society organizations criticized the fund for primarily supporting government-organized NGOs. The law criminalizes membership in organizations the government broadly deemed “extremist.”
See the Department of State’s International Religious Freedom Report at https://www.state.gov/religiousfreedomreport.
The constitution and laws provide for freedom of internal movement, foreign travel, emigration, and repatriation, and the government generally respected these rights.
In-country Movement: Authorities required citizens throughout the country to have a domicile registration stamp (formerly known as propiska) in their internal passport before traveling domestically or leaving the country. The government at times delayed domestic and foreign travel and emigration during the visa application process. Previously, individuals needed permission from local authorities to move to Tashkent City or the Tashkent Region from other parts of the country.
On May 13, the president signed an amended law governing residence registration in Tashkent and specifically the list of categories of citizens “subject to permanent registration in the city of Tashkent and Tashkent Region.” The new law enables citizens to register at the addresses of their relatives “in a direct line” along first and second degrees of kinship, and canceled the requirement that a couple must live together for one year after marriage in order to retain their residence permit. A new stipulation was introduced that specialists (with some exceptions) who have been working continuously for five years or more in government bodies and organizations located in the city of Tashkent and Tashkent Region, together with their family members, also have the right to permanent registration. Effective September 1, residents from other regions visiting Tashkent or Tashkent Region may stay for up to 15 days without filing for temporary registration with the police, extended from 10 days.
The government requires hotels to register foreign visitors with the government on a daily basis. The government requires foreigners staying in private homes to register their location within three days of arrival. Authorities recently simplified these registration procedures, which allow foreigners to register through an online portal.
Foreign Travel: In 2019 the government officially abolished the Soviet-era exit visa, which citizens previously needed for most foreign travel. Citizens must obtain a separate passport issued by the Ministry of Internal Affairs for the purpose of foreign travel. This passport has a 10-year validity for adults and a five-year validity for minors, as opposed to a two-year exit visa validity for all ages with previously issued passports. The government generally granted passports to travel or emigrate outside the Commonwealth of Independent States.
Girls and women living in the capital are no longer required to be interviewed by the migration and citizenship departments to obtain permission to travel abroad. In addition, girls and women no longer need permission from their spouse or a warrant from an authorized person, certificates from the mahalla, or any tests in order to qualify for foreign travel.
On December 9, the government announced it had repatriated 98 Uzbekistani women and children from Syria, where they had “suffered bitter consideration due to the mistakes of spouses or fathers.” The government pledged to assist them and provide necessary support for their return to society.
The government cooperated with the Office of the UN High Commissioner for Refugees (UNHCR) and other humanitarian organizations in providing protection and assistance to refugees, asylum seekers, stateless persons, returning refugees, and other persons of concern.
Refoulement: The government provided some protection against the expulsion or return of refugees to countries where their lives or freedom would be threatened due to their race, religion, nationality, membership in a particular social group, or political opinion. According to a 2018 UNHCR publication, “Uzbekistan is the only country in Central Asia and the CIS that is not a signatory to the 1951 Refugee Convention and its 1967 Protocol. Furthermore, there is no national legislation to deal with asylum seekers and refugees. Rather, asylum seekers are dealt with according to migration legislation.” There were no known cases of refoulement during the year.
Access to Asylum: The law provides for the granting of asylum or refugee status, and the government has established a system for providing protection to refugees.
During the year, there were 14 individuals (10 cases) remaining under the UNHCR mandate. UNHCR–through its regional offices, as it does not have an office in-country–undertakes the following activities in coordination with the UN Development Program (UNDP) office in Tashkent, through its staff under UNDP contract, and under the overall supervision of the UN resident coordinator: issuing mandate refugee certificates to existing refugees, monitoring their rights situations and providing counseling and making interventions for them when necessary, and providing financial assistance to some of the refugees, based on their specific vulnerability. Due to the COVID-19 pandemic, most refugees lost access to their livelihoods, and in May, UNHCR provided a one-time financial assistance to all refugees in the country.
In addition, UNHCR or UNDP staff provides counselling to asylum seekers when they arrive.
In the past some refugees from Tajikistan were officially stateless or faced the possibility of becoming officially stateless, as many carried only old Soviet passports rather than Tajikistan or Uzbekistan passports. Children born to two stateless parents could receive Uzbekistani citizenship only if both parents had a residence permit.
On March 13, the president signed a new law on citizenship. While the new law did not come fully into effect until September 13, the provision that confers citizenship to registered stateless persons who were granted permanent residence in the country before January 1, 1995, went into effect on April 1. According to the UNHCR representative for Central Asia, of the more than 97,000 stateless persons residing in the country, 49,228 individuals benefited from the new provision and would be recognized as citizens. In a statement on March 17, UNHCR welcomed the law and noted its role in providing recommendations to national authorities during its drafting. The UN Secretary-General’s Office issued a statement on March 19 congratulating the country on passing the new law, noting it was a significant contribution toward the United Nations’ global effort to end statelessness by 2024.
On December 29, in his end-of-the-year address to parliament, President Mirziyoyev announced plans to grant Uzbekistan citizenship to stateless persons resident in the country since 2005. Media reported this would give 20,000 more persons the opportunity to become citizens.
Section 5. Governmental Attitude Regarding International and Nongovernmental Investigation of Alleged Abuses of Human Rights
A number of domestic human rights groups operated in the country, although the government often hampered their ability to operate, investigate, and publish their findings on human rights cases. Government officials were somewhat cooperative and responsive to their views, but at times the government harassed and intimidated human rights and civil society activists. Governmental decrees and administrative orders on civil society sought to encourage its growth and offered procedural rules and some new limitations for the actions of Ministry of Justice inspectors (see section 2.b.).
Two domestic human rights NGOs, Ezgulik and the Independent Human Rights Organization of Uzbekistan, were registered with the government. Ezgulik representatives reported improved cooperation with government officials during the year. The government continued to deny the registration requests submitted by most other domestic groups.
Harassment of activists took place. On September 4, three strangers who introduced themselves as journalists allegedly visited local human rights activist Haitboy Khaydarov at his home in Khorezm to speak to him about human rights issues. When the three men began taking photographs of him and demanding information about journalist Bobomurod Abdullayev (extradited to the country in August), Khaydarov became concerned and asked to see their documentation as journalists. The men then threatened him, telling him it would be better to “talk” about where and when he had worked with Abdullayev and suggested they could “take him” away.
International NGOs, including those that focus on human rights, continued to face obstacles in legally registering. The government did not allow unregistered international organizations to open or use local bank accounts, limited the periods of validity for international NGO workers’ visas for them to legally live and work in the country, and did not create a path to overcome previous Supreme Court rulings banning certain organizations from the country, thereby allowing them to register again.
Human rights activists and political opposition figures generally assumed that security agencies covertly monitored their telephone calls and activities. Government officials spoke informally with domestic human rights defenders, some of whom were able to resolve cases of human rights abuses through direct engagement with authorities if they did not publicize these cases.
Government Human Rights Bodies: The goals of the Human Rights Ombudsman’s Office included promoting observance and public awareness of fundamental human rights, assisting in shaping legislation to bring it into accordance with international human rights norms, and resolving cases of alleged abuse. The Ombudsman’s Office is tasked with mediation of disputes among citizens who contact it and makes recommendations to modify or uphold decisions of government agencies, but its recommendations are not binding. The Ombudsman’s Office is permitted to make unannounced inspections of prisons and had a separate division to investigate government abuse of businesses.
The National Human Rights Center is a government agency responsible for educating the public and officials on the principles of human rights and democracy and for ensuring that the government complies with its international obligations to provide human rights information.
In its 2019 annual report, the Geneva-based UN Working Group on Enforced or Involuntary Disappearances noted it still had seven outstanding cases from previous years. In its September 2019 report, the working group reiterated its request to visit the country. The request was first issued in 2011, with the most recent formal reminder was sent in January 2019.